United States v. Roger Lardrell McCullough , 851 F.3d 1194 ( 2017 )

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[PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
No. 15-15430
________________________
D.C. Docket No. 3:15-cr-00115-JFD-CSC-1
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
ROGER LARDRELL MCCULLOUGH,
Defendant-Appellant.
________________________
Appeal from the United States District Court
for the Middle District of Alabama
_______________________
(March 15, 2017)
Before WILLIAM PRYOR, JORDAN, and RIPPLE, * Circuit Judges.
WILLIAM PRYOR, Circuit Judge:
*
Honorable Kenneth F. Ripple, United States Circuit Judge for the Seventh Circuit, sitting by
designation.
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This appeal requires us to determine whether the bar against reassigning a
case to a new judge “[a]fter a verdict or finding of guilty” unless the “judge who
presided at trial” is absent or disabled, Fed. R. Crim. P. 25(b)(1) (emphasis added),
applies where a defendant pleaded guilty. After a police officer stopped Roger
McCullough for driving with a partially obscured license plate, the officer arrested
McCullough for possession of marijuana. McCullough pleaded guilty to several
drug and firearm charges, and the district court reassigned the case to a new judge
for sentencing. McCullough argues that the reassignment was unlawful because the
judge initially assigned to the case was neither absent nor disabled. See Fed. R.
Crim. P. 25(b)(1). But the text of Rule 25 makes clear that the rule does not apply
where a defendant pleaded guilty. We also reject McCullough’s arguments that the
traffic stop was unlawful, that the district court should have reassigned the case
back to the initial judge, and that the district court committed procedural and
substantive error when it sentenced McCullough. We affirm.
I. BACKGROUND
Roger McCullough drove along the highway one evening in his late father’s
truck when a police officer stationed on the side of the road used a machine to read
the license plate on the truck. The machine interprets alphanumeric symbols on
license plates and constructs an image of the plate. It then cross-references those
symbols against a database to search for, among other things, stolen vehicles and
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Amber alerts. The truck was outfitted with an Alabama license plate that read
“God Bless America.” A bracket in the shape of an eagle with outstretched wings
obscured parts of the license plate, including the invocation and the state of issue.
Alabama law provides that “[e]very motor vehicle operator . . . shall at all
times keep attached and plainly visible on the rear end of such motor vehicle a
license tag or license plate.” Ala. Code § 32-6-51 (emphasis added). The officer
turned on his lights to stop McCullough because the officer believed McCullough
had violated this provision by driving with the eagle bracket. McCullough refused
to stop for several miles. When McCullough finally did stop, the officer detained
McCullough for safety reasons. The officer also wrote McCullough tickets for
failing to have a plainly visible license plate and for failing to yield to an
emergency vehicle.
McCullough’s situation worsened when the officer smelled marijuana
wafting from the truck. The officer searched the truck and discovered $8,335 and a
substance the officer believed was marijuana. The officer arrested McCullough,
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searched him, and seized from his person more than $4,000 and a key to a hotel
room. Police obtained a warrant to search the hotel room. The room contained
several plastic bags, more than $1,000, three gallon-size bags filled with what the
police believed was marijuana, weighing scales, a marijuana grinder, multiple
phones, and a handgun.
When McCullough was arrested, he was already on supervised release from
a previous conviction. His criminal history included three convictions for
possession of controlled substances—twice for cocaine, once for marijuana—one
conviction for possession with the intent to distribute marijuana, and several
assaults. For violating his supervised release, McCullough was sentenced after his
arrest to four months of time served. McCullough was given a new term of
supervised release, which included twenty months of residence at Fellowship
House in Birmingham, obtaining employment, and participating in a substance
abuse program.
Soon after, a grand jury returned an indictment against McCullough for
possession with intent to distribute marijuana, 21 U.S.C. § 841(a)(l), possession of
a firearm in furtherance of a drug-trafficking crime, 18 U.S.C. § 924(c)(l)(A)(i),
and being a felon in possession of a firearm, 18 U.S.C. § 922(g)(l). McCullough
moved to suppress the evidence on the ground that the officer lacked probable
cause or reasonable suspicion to stop him for partly obscuring the license plate
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because Alabama law required only that alphanumeric symbols be visible, not the
full license plate. The district court denied the motion because it determined that a
reasonable officer could have believed that McCullough violated Alabama law and
that the arrest and search were justified. McCullough then pleaded guilty to each
count before a magistrate judge.
Before sentencing, the probation officer calculated a guideline range of 262–
327 months that accounted for, among other factors, McCullough’s status as a
career offender with a career history category of VI and a consecutive mandatory
minimum of five years for being a felon in possession of a firearm. McCullough
objected and filed a motion for a downward variance that requested a sentence
between 117 and 131 months. McCullough argued that his case was similar to
Pepper v. United States, where the Supreme Court permitted a district court to
consider post-sentencing rehabilitation after an appellate court had vacated and
remanded the defendant’s initial sentence. 562 U.S. 476, 490 (2011). McCullough
argued that the district court should take into account that, among other things, he
had moved into the Fellowship House and had obtained employment since his
most recent release from incarceration. He also maintained that marijuana is less
serious relative to other controlled substances, so the guideline range was
disproportionate to his crime.
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The district court reassigned the case to a new judge for sentencing.
McCullough argued that that the reassignment violated Federal Rule of Criminal
Procedure 25, which provides that a district court may reassign a matter to a new
judge if “[a]fter a verdict or finding of guilty, . . . the judge who presided at trial
cannot perform those duties because of absence, death, sickness, or other
disability.” Rule 25(b)(1). He also moved the district court to reassign the case
back to the initial judge, whom he contended was more familiar with the facts.
At the sentencing hearing, McCullough notified the district court that the
motion for reassignment remained pending. The district court stated that it had not
seen the motion. After reading the motion, the district court ruled that Rule 25 did
not apply to defendants who, like McCullough, pleaded guilty. The district court
also expressed surprise that a magistrate judge, not a district judge, had accepted
the plea. The district court stated that it had read and considered all the letters
McCullough submitted. Although the district court had not read Pepper, both
parties stated the holding and made arguments as to its application. The district
court reviewed each letter McCullough submitted and determined that the letters
provided some evidence of lifestyle change but did not warrant a downward
variance in the light of McCullough’s significant criminal history. Instead, the
district court sentenced McCullough to 294 months, the midpoint of his guideline
range.
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II. STANDARDS OF REVIEW
A few different standards govern our review of this appeal. We review
interpretations of rules of federal procedure de novo, United States v. Lopez, 562
F.3d 1309, 1311 (11th Cir. 2009), but we review the decision of a judge to
“perform sentencing duties in a case he did not try” for abuse of discretion, see
United States v. McGuinness, 769 F.2d 695, 696 (11th Cir. 1985). When reviewing
the denial of a motion to suppress, which presents a mixed question of fact and
law, we review factual findings for clear error and legal determinations de novo.
United States v. Gibson, 708 F.3d 1256, 1274 (11th Cir. 2013). We also view the
evidence in the light most favorable to the government, as the prevailing party. See
United States v. Capers, 708 F.3d 1286, 1295–96 (11th Cir. 2013). We review
sentencing decisions for abuse of discretion. United States v. Irey, 612 F.3d 1160,
1188 (11th Cir. 2010) (en banc).
III. DISCUSSION
We divide our discussion in five parts. We first explain that the district court
correctly ruled that Rule 25 does not apply to defendants who plead guilty. Second,
we explain that the district court did not abuse its discretion when it refused to
return the case to the initial judge. Third, we explain that the district court correctly
denied the motion to suppress the evidence because the traffic stop was lawful.
Fourth, we explain that McCullough’s sentence is reasonable. Fifth, we explain
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that McCullough waived the argument that one of his underlying convictions was
insufficient to justify his status as a career offender.
A. Sentencing Reassignment
Federal Rule of Criminal Procedure 25 governs reassignment of cases where
a “trial” has occurred. The relevant provision applies where “[a]fter a verdict or
finding of guilty . . . the judge who presided at trial cannot perform [the court’s]
duties.” Rule 25(b)(1) (emphasis added). The rule limits reassignment in those
circumstances to instances of judicial “absence, death, sickness, or other
disability.” Id.
McCullough argues that the rule applies to defendants like him who pleaded
guilty because the district court conducts a “mini-bench trial” when accepting a
guilty plea, but we disagree. Rule 25 does not apply because McCullough never
went to trial. McCullough’s guilty plea obviated the need for a trial, so the district
court had the authority to reassign his case. See 28 U.S.C. § 137 (enabling district
courts to rearrange their business); United States v. Stone, 411 F.2d 597, 599 (5th
Cir. 1969) (District courts “have the inherent power to transfer cases from one to
another for the expeditious administration of justice.”).
Guilty pleas are governed not by Rule 25, but by Rule 11, and that rule
makes clear that a defendant who pleads guilty does so in lieu of a trial. To plead
guilty, a defendant must knowingly “waive[] . . . trial rights” guaranteed by the
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Constitution such as the “right to a jury trial.” Rule 11(b)(1)(C), (F). Rule 11
“[s]pecif[ies] that there will be no future trial of any kind” and ensures that “[o]nly
a comparatively small number [of cases] go to trial.” Fed. R. Crim. P. 11 advisory
committee’s note to 1966, 1974 amendments; see also Green v. LaMarque, 532
F.3d 1028, 1032 (9th Cir. 2008) (remarking that a conviction arose “pursuant to a
plea, not a trial”); United States v. Roberts, 515 F.2d 642, 648 (2d Cir. 1975)
(remarking that “the defendant contemplated not a trial but instead a plea of
guilty”); see also United States v. Tootle, 65 F.3d 381, 384 (4th Cir. 1995)
(Niemeyer, J., concurring) (remarking that a “hearing to approve a plea agreement
is not a trial”).
Rule 11 also falls within the section of the criminal rules entitled
“Arraignment and Preparation for Trial,” not the section entitled “Trial,” which
contains Rule 25. Although a title cannot overcome the text, it may shed light on
the meaning of the text. Antonin Scalia & Bryan A. Garner, Reading Law: The
Interpretation of Legal Texts 221 (2012); see also Almendarez-Torres v. United
States, 523 U.S. 224, 234 (1998). The decision to separate Rules 25 and 11 into
rules that govern “trial” and “preparation for trial,” respectively, suggests that Rule
25 does not apply to defendants who pleaded guilty.
To be sure, some courts have applied the rule to defendants who pleaded
guilty, e.g., United States v. Urben-Potratz, 470 F.3d 740, 744 (8th Cir. 2006), and
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one treatise has stated that “a successor judge is authorized under the Rule to
sentence a defendant who previously pleaded guilty before the original judge.” 25
Moore’s Federal Practice, § 625.06 (Matthew Bender 3d ed.). But these decisions,
as well as those the treatise relies on, apply the rule in a summary fashion that fails
to persuade us. See, e.g., Urben-Potratz, 470 F.3d at 744; United States v.
Edwards, 800 F.2d 878, 884 (9th Cir. 1986) (rejecting the defendant’s argument
that “he had ‘an implied plea bargain right’ to have the judge who accepted his
plea also impose [a] sentence”); United States v. Tantalo, 680 F.2d 903, 904 n.1
(2d Cir. 1982). These authorities cannot overcome the plain text and divisions of
Rules 11 and 25.
B. Motion to Reassign
A judge who did not preside over the guilty plea or trial must become
familiar with the record before sentencing. See, e.g., United States v. Dowd, 451
F.3d 1244, 1256 (11th Cir. 2006). McCullough argues that the district court
expressed so much unfamiliarity with the record that it abused its discretion when
it declined to reassign the case back to the initial judge for sentencing. We
disagree.
The district court did not abuse its discretion. The record reflects that the
district court was initially unaware of the motion to reassign, of the ability of a
magistrate judge to accept a guilty plea in felony cases, and of the holding in
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Pepper. But none of the alleged errors amount to a failure to become familiar with
the record. Neither the plea having occurred before a magistrate judge nor the
existence of a motion to reassign bears relevance to the sentence length. Even if
they did, the district court became aware of the issues before sentencing. The
parties also explained the holding of Pepper to the district court before the district
court sentenced McCullough.
C. Traffic Stop
McCullough argues that the district court should have suppressed all
evidence from the traffic stop. He argues that the stop was unlawful because
Alabama law requires only that the alphanumeric symbols on a license plate, not
the full plate, must be “plainly visible.” We disagree.
“The Fourth Amendment protects individuals from unreasonable search and
seizure,” United States v. Holt, 777 F.3d 1234, 1256 (11th Cir. 2015), including
traffic stops, United States v. Spoerke, 568 F.3d 1236, 1248 (11th Cir. 2009).
“[b]ecause the ultimate touchstone of the Fourth Amendment is ‘reasonableness,’”
Brigham City v. Stuart, 547 U.S. 398, 403 (2006), an officer conducts a valid
traffic stop even if he makes an “objectively reasonable” mistake of law—such as
incorrectly believing the law requires all brake lights to be operational instead of
just one. Heien v. North Carolina, 135 S. Ct. 530, 539 (2014).
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Even if McCullough is correct that Alabama law permits a driver to obscure
certain portions of the license plate as long as the alphanumeric symbols are left
“plainly visible,” the stop was not unlawful because the officer’s contrary
conclusion was “objectively reasonable.” See id. (emphasis omitted). Alabama law
requires that “[e]very motor vehicle operator . . . shall at all times keep attached
and plainly visible . . . a license tag or license plate.” Ala. Code § 32-6-51. This
text leaves open the possibility that more than the alphanumeric symbols must be
plainly visible. That interpretation finds support in a revenue regulation governing
the design of license plates that specifies that “‘Alabama’ must clearly be visible
and must appear at the top of the license plate.” Ala. Admin. Code r. 810-5-1-
.217(4) (2012).
McCullough contends that the pertinent provision is not section 32-6-51, but
section 40-12-242, a revenue statute that provides that “[n]o private passenger
automobile and no motorcycle shall be used . . . unless the proper license tag . . . is
securely attached . . . with the number thereof in an upright position and plainly
visible.” Ala. Code § 40-12-242 (emphases added). But reading both statutes
together—as McCullough contends we should—supports the conclusion that the
officer’s interpretation was reasonable. The absence of any limit in section 32-6-51
suggests the section applies to more than alphanumeric symbols. Scalia & Garner,
supra, at 107; Russello v. United States, 464 U.S. 16, 23 (1983).
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McCullough also argues that the officer could not make a reasonable
mistake of law because an appellate court has construed section 40-12-242 to
require only that alphanumeric symbols be plainly visible, but this argument fails.
For one thing, the decision that McCullough cites, Whistenant v. State, never
construes the provisions of section 40-12-242; it only quotes the statute. 278 So. 2d
183, 193–94 (Ala. Crim. App. 1973). For another, even if the Alabama court had
construed the statute and arrived at a result different from the officer, the presence
or absence of an appellate decision is not dispositive of whether an officer’s
interpretation is objectively reasonable. Heien, 135 S. Ct. at 540.
D. Reasonable Sentence
McCullough argues that his sentence is both procedurally and substantively
unreasonable. He argues that the district court committed procedural error because
it did not read Pepper, did not consider McCullough’s recent conduct as
McCullough states is required by Pepper, and did not consider each exhibit that
McCullough provided. He argues that his within-guideline sentence is
substantively unreasonable because charges relating to marijuana, he contends, are
relatively less serious than charges relating to other drugs. We reject these
arguments.
The district court committed no procedural error. “A sentence may be
procedurally unreasonable if the district court improperly calculates the Guidelines
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range, treats the Guidelines as mandatory rather than advisory, fails to consider the
appropriate statutory factors [18 U.S.C. § 3553(a)], selects a sentence based on
clearly erroneous facts, or fails to adequately explain the chosen sentence.” United
States v. Gonzalez, 550 F.3d 1319, 1323 (11th Cir. 2008). Although the district
court initially expressed unfamiliarity with the decision in Pepper, the parties
explained the holding to the district court before it sentenced McCullough. And
Pepper did not even apply to McCullough’s sentencing because the district court
was sentencing McCullough for the first instance, not resentencing him after an
appellate court vacated the initial sentence. The record also belies McCullough’s
argument that the district court failed to consider his recent conduct or each exhibit
he submitted. The district court stated that it had read each letter that McCullough
submitted, including those concerning his rehabilitation, but determined that a
downward variance was unwarranted.
The district court also imposed a substantively reasonable sentence. A
district court imposes a substantively unreasonable sentence if it fails to consider
relevant factors that were due significant weight, gives improper or irrelevant
factors substantial weight, or commits a clear error in judgment by balancing
proper factors unreasonably. Irey, 612 F.3d at 1189. We will vacate a sentence on
substantive grounds only when we are “left with the definite and firm conviction
that the district court committed a clear error of judgment in weighing the [section]
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3553(a) factors by arriving at a sentence that lies outside the range of reasonable
sentences dictated by the facts of the case.” Id. at 1190 (citation omitted).
McCullough offers no reason to suggest that his sentence within the guideline
range warrants reversal, especially in the light of his substantial criminal history.
E. Career Offender Status
In a letter providing supplemental authority, McCullough cited a decision of
the Supreme Court issued after the briefing schedule to argue that one of his
underlying convictions was insufficient to justify his status as a career offender.
“Our longstanding case law rule is that an appellant who does not raise an issue in
his opening brief may not do so” later. See United States v. Durham, 795 F.3d
1329, 1330 (11th Cir. 2015) (en banc). An exception to this rule exists where “an
intervening decision of the Supreme Court” provides a litigant “with a new claim
or theory.” Id. at 1331. But the decision McCullough cited, Mathis v. United
States, 136 S. Ct. 2243 (2016), did not enable McCullough to bring “a new claim
or theory,” so McCullough waived this argument.
IV. CONCLUSION
We AFFIRM McCullough’s judgment of conviction and sentence.
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