Bradley Jones v. RS&H, Inc. ( 2019 )


Menu:
  •               Case: 18-13068    Date Filed: 05/31/2019   Page: 1 of 27
    [DO NOT PUBLISH]
    IN THE UNITED STATES COURT OF APPEALS
    FOR THE ELEVENTH CIRCUIT
    ________________________
    No. 18-13068
    Non-Argument Calendar
    ________________________
    D.C. Docket No. 8:17-cv-00054-SCB-JSS
    BRADLEY JONES,
    on behalf of himself and others similarly situated,
    Plaintiff-Appellant,
    versus
    RS&H, INC.,
    Defendant-Appellee.
    ________________________
    Appeal from the United States District Court
    for the Middle District of Florida
    ________________________
    (May 31, 2019)
    Before ROSENBAUM, BRANCH, and JULIE CARNES, Circuit Judges.
    PER CURIAM:
    Case: 18-13068   Date Filed: 05/31/2019   Page: 2 of 27
    In this “collective action” under the Age Discrimination in Employment Act
    (“ADEA”), Bradley Jones, Paula Taylor, and Hamid Ashtari allege that their former
    employer, RS&H, Inc. (“RSH”), discriminated against them on the basis of age when
    it terminated them as part of a reduction in force (“RIF”) in June 2015. They present
    three issues on appeal: (1) whether the district court abused its discretion by
    prohibiting the plaintiffs from proceeding on behalf of a nationwide class;
    (2) whether the court abused its discretion by refusing to compel nationwide
    discovery; and (3) whether the court correctly granted summary judgment to RSH
    on their claims of age discrimination. After careful review, we affirm the judgment
    of the district court.
    I.
    RSH is a multi-discipline design firm that provides fully integrated
    architecture, engineering, and consulting services. The firm is organized into five
    divisions, which are Aerospace, Aviation, Corporate, Transportation, and
    Transportation Construction Management.
    RSH maintains offices across the United States. All three plaintiffs worked
    at RSH’s offices in Tampa in the Transportation division. This division had five
    subgroups: roadway, drainage, project development and environmental, traffic
    design, and structures. Jones was a designer in traffic design (since 1992); Taylor
    2
    Case: 18-13068        Date Filed: 05/31/2019       Page: 3 of 27
    was an administrative assistant in project development (since 2000); and Ashtari was
    an engineer in drainage (since 1993, except for a brief time away from 2000–01).
    In June 2015, RSH conducted what it says was a RIF in its Transportation and
    Aerospace divisions. A total of 23 employees nationwide were terminated in the
    RIF. At the Tampa office, 7 employees, including Jones (age 53 1), Taylor (52), and
    Ashtari (56), were terminated. Mike Dixon (51) managed the Tampa Transportation
    division at the time of the RIF and was responsible for selecting the employees to be
    terminated in Transportation, with the consent of his supervisor, Regional Manager
    Rick Chesser (68). The decision to conduct the RIF in Transportation was made by
    Practice Director Lisa Robert (45) and Operations Leader Jesse Forst (42), two
    members of the division’s national leadership.
    II.
    Claiming that the June 2015 RIF was a pretext to engage in intentional age
    discrimination, Jones filed a putative collective-action complaint against RSH under
    the ADEA and the Florida Civil Rights Act. According to the complaint, 21 of the
    23 employees terminated in the RIF, and 5 of the 7 employees terminated at the
    Tampa office, were over 40. Jones also alleged that RSH rarely allowed non-officers
    to work until retirement, that it routinely fired older employees after they had trained
    1
    All ages refer to the respective individual’s age as of June 2015.
    3
    Case: 18-13068    Date Filed: 05/31/2019    Page: 4 of 27
    their younger replacements, and that members of RSH’s management had made
    ageist comments.     Jones sought to represent himself and other former RSH
    employees in a collective action.
    A.
    The ADEA permits employees to enforce its provisions by bringing “opt-in”
    collective actions as provided in 29 U.S.C. § 216(b). See 29 U.S.C. § 626(b); Hipp
    v. Liberty Nat’l Life Ins. Co., 
    252 F.3d 1208
    , 1216–17 (11th Cir. 2001). Under
    § 216(b), a collective action may be brought by one or more named employees on
    their own behalf and on behalf of “other employees similarly situated.” 29 U.S.C.
    § 216(b); 
    Hipp, 252 F.3d at 1217
    –18. Employees interested in joining, or opting
    into, the lawsuit must file a written consent in order to become a party to the suit.
    See 29 U.S.C. § 216(b).
    Taylor and Ashtari filed notices consenting to join the action immediately
    after the complaint was filed. Jones then moved the district court to “conditionally”
    certify, and provide notice to, a class of “former RSH employees who were
    terminated from October 28, 2014, through August 24, 2015, and were 40 years of
    age or older at the time of termination.” See, e.g., Mickles v. Country Club Inc., 
    887 F.3d 1270
    , 1276–77 (11th Cir. 2018) (explaining “conditional certification”).
    RSH responded in opposition and submitted affidavits from its Vice President
    for Human Resources, Angelique Brown, and from Tampa Transportation manager
    4
    Case: 18-13068     Date Filed: 05/31/2019   Page: 5 of 27
    Dixon. Brown stated that RSH employed approximately 976 employees in at least
    50 locations in 17 states, and that Jones’s proposed class would encompass
    individuals from various RSH divisions, under different team leaders, and from
    office locations in 15 cities across the county. Dixon stated that he selected the
    employees to be terminated in Transportation at the Tampa office.
    The district court granted in part and denied in part Jones’s motion. For two
    independent reasons, the court found that Jones could not proceed on behalf of a
    nationwide class. First, the court found that Jones’s charge of discrimination filed
    with the Equal Employment Opportunity Commission (“EEOC”) did not give
    adequate notice that claims were being asserted by a nationwide class over a ten-
    month period.    Second, the court, citing RSH’s affidavits, concluded that the
    proposed class was too large and diverse to be similarly situated. The court
    explained that Jones had not alleged a sufficient factual basis to draw the inference
    that RSH had a pattern or practice of discriminating against its employees at all
    locations based on their age. For similar reasons, the court later rejected Jones’s
    attempt to narrow the proposed class to employees who were terminated in the June
    2015 RIF nationwide.
    Nevertheless, the district court found that Jones could conditionally proceed
    on behalf of a class consisting of ADEA-protected employees who were terminated
    from the Tampa office during the June 2015 RIF. Notice was sent out to that class,
    5
    Case: 18-13068     Date Filed: 05/31/2019    Page: 6 of 27
    though no other plaintiffs joined the lawsuit. Thus, the class consisted of Jones and
    the two opt-in plaintiffs, Taylor and Ashtari (collectively, “Plaintiffs”).
    B.
    Despite losing on the class-certification issue, Plaintiffs during discovery
    requested information related to RSH’s nationwide employment and termination of
    employees over 40 years old.        RSH refused, claiming that the requests were
    irrelevant, overbroad, vague, or unduly burdensome. Plaintiffs then filed a motion
    to compel that discovery, maintaining that, even if the class was limited to the Tampa
    office, information about RSH’s overall pattern and practice of discrimination—
    “terminating older employees and replacing them with younger, less qualified
    employees”—was relevant and potentially admissible to prove discriminatory intent
    and pretext as it related to the Tampa office. Plaintiffs then filed a second motion to
    compel RSH’s response to additional interrogatories and requests for production.
    After a hearing, a magistrate judge entered an order granting in part and
    denying in part the first motion to compel and denying the second motion to compel.
    The magistrate judge granted the first motion to the extent the discovery requested
    was limited to RSH’s Tampa location, but she denied Jones’s demand for nationwide
    discovery. As to the second motion, the magistrate judge found that the discovery
    requests at issue had not been served in compliance with Rule 5, Fed. R. Civ. P.,
    because they had been sent to RSH by email without its consent. The district court
    6
    Case: 18-13068      Date Filed: 05/31/2019    Page: 7 of 27
    overruled Jones’s objections to the magistrate judge’s order, concluding that the
    magistrate judge’s rulings were not clearly erroneous or contrary to law.
    C.
    RSH moved for summary judgment after discovery closed, submitting
    evidence and arguing that Plaintiffs could not establish prima facie cases of
    discrimination or rebut RSH’s legitimate, nondiscriminatory reasons for
    (1) conducting the June 2015 RIF and (2) selecting Plaintiffs to be terminated in the
    RIF. Plaintiffs responded in opposition and presented evidence of their own.
    The district court granted summary judgment in favor of RSH, concluding
    that, even if Plaintiffs had established prima facie cases, they had not presented
    sufficient evidence to show either that the RIF itself was pretextual or that the
    reasons offered for terminating Plaintiffs were not what actually motivated its
    conduct. Plaintiffs now appeal.
    III.
    Plaintiffs first challenge the district court’s class-certification decision. We
    review the district court’s certification decision in a collective action for an abuse of
    discretion. Morgan v. Family Dollar Stores, Inc., 
    551 F.3d 1233
    , 1259 (11th Cir.
    2008). As explained above, plaintiffs seeking to bring a collective action under the
    ADEA on behalf of a class of employees must show that the class is “similarly
    situated.” 29 U.S.C. § 216(b). One way of doing so—though not the only way—is
    7
    Case: 18-13068      Date Filed: 05/31/2019    Page: 8 of 27
    to provide evidence that the class was subject to a “unified policy, plan, or scheme
    of discrimination.” Grayson v. K Mart Corp., 
    79 F.3d 1086
    , 1095 (11th Cir. 1996).
    At the initial “conditional certification” stage, “[t]he plaintiffs bear the burden
    of demonstrating a ‘reasonable basis’ for their claim of class-wide discrimination.”
    
    Id. at 1097.
    “The plaintiffs may meet this burden, which is not heavy, by making
    substantial allegations of class-wide discrimination, that is, detailed allegations
    supported by affidavits which successfully engage defendants’ affidavits to the
    contrary.” 
    Id. (quotation marks
    omitted).
    Here, the district court reasonably limited the class to RSH’s Tampa office.
    Plaintiffs claim that all employees who were terminated in the June 2015 RIF,
    wherever their location, were similarly situated because they were subject to the
    same general pattern and practice of discrimination. But we cannot characterize as
    “substantial” their allegations of a nationwide pattern and practice—statistics
    indicating the June 2015 RIF’s disparate impact on employees over 40, ageist
    comments not directly related to that RIF, and vague anecdotal observations—
    particularly when viewed against RSH’s affidavits stating that the RIF selections at
    the Tampa office were made locally by Dixon, who had no role in the selections at
    RSH’s other offices. Plaintiffs offered no allegations or evidence to the contrary.
    Accordingly, the court did not abuse its discretion in concluding that Plaintiffs had
    not shown a “reasonable basis” for their claim of discrimination against a nationwide
    8
    Case: 18-13068     Date Filed: 05/31/2019      Page: 9 of 27
    class. See 
    Grayson, 79 F.3d at 1097
    . We therefore need not and do not address
    whether Jones’s EEOC charge was adequate to provide notice of a nationwide class.
    IV.
    Plaintiffs next challenge the denial of their motions to compel discovery. We
    review a district court’s denial of a motion to compel discovery for an abuse of
    discretion. Holloman v. Mail-Well Corp., 
    443 F.3d 832
    , 837 (11th Cir. 2006). We
    will not disturb the court’s broad discretion to compel or deny discovery unless the
    court made a clear error of judgment or applied the wrong legal standard. Josendis
    v. Wall to Wall Residence Repairs, Inc., 
    662 F.3d 1292
    , 1306–07 (11th Cir. 2011).
    A.
    Plaintiffs first argue that the district court hampered their ability to present
    evidence of discrimination and pretext by denying their motion to compel broad
    discovery about RSH’s employment and termination of ADEA-protected employees
    nationwide. Their theory of the case, Plaintiffs explain, was that RSH had engaged
    in a pattern and practice of age discrimination for years, using RIFs as an excuse to
    terminate older workers to make way for younger employees. For that reason, they
    assert, they were entitled to discovery about RSH’s company-wide practices in order
    to develop statistical evidence in support of that theory.
    Statistical information concerning an employer’s general policy and practice
    may be relevant to prove discrimination or pretext, even in a case alleging an
    9
    Case: 18-13068     Date Filed: 05/31/2019   Page: 10 of 27
    individual instance of intentional discrimination. Sweat v. Miller Brewing Co., 
    708 F.2d 655
    , 658 (11th Cir. 1983). Such statistical evidence may aid the plaintiff in
    showing that the employment action at issue “conformed to a general pattern of
    discrimination” against a protected group. McDonnell Douglas Corp. v. Green, 
    411 U.S. 782
    , 805 (1973). But see Krieg v. Paul Revere Life Ins. Co., 
    718 F.2d 998
    ,
    1002 (11th Cir. 1983) (concluding that statistical evidence was insufficient on its
    own to carry the plaintiff’s burden because it did not “negate the reasons given by
    the company for [the plaintiff’s] discharge”).
    But where “the employment decisions were made locally,” even in the context
    of a nationwide RIF, “discovery on intent may be limited to the employing unit.”
    Earley v. Champion Int’l Corp., 
    907 F.2d 1077
    , 1085 (11th Cir. 1990). “[I]n the
    context of investigating an individual complaint the most natural focus is upon the
    source of the complained of discrimination—the employing unit or work unit.” 
    Id. (quoting Marshall
    v. Westinghouse Elec. Corp., 
    576 F.2d 588
    , 592 (5th Cir. 1978)).
    Only if it’s “clear that nationwide practices are relevant” should discovery expand
    beyond the confines of “the local units of a corporation.” Brown v. Am. Honda
    Motor Co., 
    939 F.2d 946
    , 954 (11th Cir. 1991).
    In Earley, we held that the district court properly denied a motion to compel
    nationwide discovery in the context of a RIF. 
    See 907 F.2d at 1084
    –85. We noted
    that while the RIF was “initiated at the national level,” “[t]he decision to terminate
    10
    Case: 18-13068     Date Filed: 05/31/2019   Page: 11 of 27
    [the plaintiffs] in the RIF—as opposed to other employees—was made at the local
    level.” 
    Id. at 1084.
    We found that the plaintiffs’ asserted reasons for requesting
    nationwide discovery were “conclusory,” and we explained that a “vague possibility
    that loose and sweeping discovery might turn up something suggesting that the
    structuring of the RIF was discriminatorily motivated does not show particularized
    need and likely relevance that would require moving discovery beyond the natural
    focus of the inquiry.” 
    Id. at 1084–85.
    Here, the district court did not abuse its discretion by denying Jones’s motion
    to compel company-wide discovery. As in Earley, while the June 2015 RIF was
    implemented at the national level, the decision to terminate Plaintiffs in the RIF, as
    opposed to other employees, was made at the local level. See 
    id. at 1084.
    Thus, the
    “natural focus” of the case, particularly in light of the court’s class-certification
    ruling, was the local level. See 
    id. While Plaintiffs
    contend that they needed the
    discovery to develop statistical data to support their theory of company-wide
    discrimination, the court enjoys substantial discretion in discovery matters, and we
    cannot say that the court “made a clear error of judgment” in refusing to compel
    production of the information requested. See 
    Josendis, 662 F.3d at 1306
    –07.
    B.
    Plaintiffs next argue that the district court abused its discretion by denying
    their second motion to compel on procedural grounds. In Plaintiffs’ view, the court
    11
    Case: 18-13068        Date Filed: 05/31/2019       Page: 12 of 27
    should have required RSH to respond to the discovery requests, notwithstanding the
    technical deficiency in service, in light of RSH’s prior conduct. Plaintiffs also
    complain that the court treated this deficiency much differently than RSH’s own
    failure to comply with discovery procedures.
    The second motion to compel concerned requests for production and
    interrogatories. The Federal Rules of Civil Procedure provide that these requests
    must be served, which may be accomplished “by electronic means if the person
    consented in writing.” Fed. R. Civ. P. 5(a)(1)(C), (b)(2)(E); see Fed. R. Civ. P. 33–
    34. Importantly, consent “must be express, and cannot be implied from conduct.”
    Fed. R. Civ. P. 5 advisory committee’s note to 2000 amendment.
    Here, the district court did not abuse its discretion by enforcing compliance
    with the plain terms of Rule 5. Plaintiffs do not dispute that they never obtained
    RSH’s written consent to receive electronic discovery requests. And RSH’s consent
    “cannot be implied from conduct.” 
    Id. As to
    the alleged differential treatment, the
    infractions were fundamentally different because Plaintiffs violated a clear rule of
    civil procedure, while RSH did not. 2 We cannot say the court’s different treatment
    of the different infractions was unreasonable. Accordingly, we affirm the denial of
    Plaintiffs’ second motion to compel.
    2
    RSH’s alleged infraction was its failure to timely file a privilege log, which Plaintiffs
    argued amounted to waiver of the privilege. Declining to find waiver, the district court noted that
    no federal rule requires production of the log or mandates waiver as a sanction.
    12
    Case: 18-13068     Date Filed: 05/31/2019   Page: 13 of 27
    V.
    We now consider whether the district court properly granted summary
    judgment in favor of RSH. We review the grant of summary judgment de novo,
    viewing the evidence and drawing all reasonable inferences in favor of the non-
    moving party. Batson v. Salvation Army, 
    897 F.3d 1320
    , 1325 (11th Cir. 2018).
    Summary judgment is appropriate when “there is no genuine dispute as to any
    material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ.
    P. 56(a). A genuine factual dispute exists if a reasonable jury could return a verdict
    for the non-moving party. Wilson v. B/E Aerospace, Inc., 
    376 F.3d 1079
    , 1085 (11th
    Cir. 2004). A “mere scintilla” of evidence in favor of a non-moving party is not
    enough. Kernel Records Oy v. Mosley, 
    694 F.3d 1294
    , 1300 (11th Cir. 2012).
    Summary judgment also may be granted where the evidence is “merely colorable,
    or is not significantly probative of a disputed fact.” 
    Id. (quotation marks
    omitted).
    The ADEA makes it unlawful for an employer to discharge or otherwise
    discriminate against an employee who is at least 40 years old on the basis of that
    employee’s age. 29 U.S.C. §§ 623(a)(1), 631(a). A plaintiff may support her ADEA
    claim through either direct or circumstantial evidence. Mazzeo v. Color Resolutions
    Int’l, LLC, 
    746 F.3d 1264
    , 1270 (11th Cir. 2014). Plaintiffs here allege intentional
    13
    Case: 18-13068        Date Filed: 05/31/2019         Page: 14 of 27
    discrimination, which requires proof by a preponderance of the evidence that age
    was the “but for” cause of their termination. 3 
    Id. Where the
    plaintiff supports her claim with circumstantial evidence, we
    generally apply the McDonnell Douglas burden-shifting framework. 
    Id. Under that
    framework, the plaintiff must first create an inference of discrimination by
    establishing a prima facie case. 
    Id. The burden
    then shifts to the employer to
    articulate a legitimate, non-discriminatory reason for the challenged employment
    action. 
    Id. If the
    employer does so, the inference of discrimination drops out of the
    case, and the plaintiff then has the opportunity to show that the employer’s proffered
    reasons were pretextual. 
    Id. The plaintiff’s
    burden at the pretext stage “merges with
    the plaintiff’s ultimate burden of persuading the court that the employer intentionally
    discriminated against her.” Alvarez v. Royal Atl. Developers, Inc., 
    610 F.3d 1253
    ,
    1265 (11th Cir. 2010) (Title VII case).
    A plaintiff may satisfy her burden at the pretext stage “by showing that [the
    employer’s] proffered reasons are not credible.” 
    Id. In most
    cases, “rejection of the
    defendant’s proffered reasons will permit the trier of fact to infer the ultimate fact of
    intentional discrimination.” St. Mary’s Honor Ctr. v. Hicks, 
    509 U.S. 502
    , 511
    3
    The ADEA also permits “disparate-impact claims,” which involve facially neutral
    employment practices that fall more harshly on the protected group and do not require proof of
    intentional discrimination. See, e.g., Smith v. City of Jackson, Miss., 
    544 U.S. 228
    , 236–40 (2005).
    Plaintiffs here do not challenge the district court’s construction of their claims as alleging disparate
    treatment, rather than disparate impact.
    14
    Case: 18-13068     Date Filed: 05/31/2019    Page: 15 of 27
    (1993); see Reeves v. Sanderson Plumbing Prods., Inc., 
    530 U.S. 133
    , 146–48 (2000)
    (“In appropriate circumstances, the trier of fact can reasonably infer from the falsity
    of the explanation that the employer is dissembling to cover up a discriminatory
    purpose.”). However, judgment as a matter of law may still be appropriate if “the
    record conclusively revealed some other, nondiscriminatory reason for the
    employer’s decision.” 
    Reeves, 530 U.S. at 148
    .
    To show that an employer’s reason is not credible, the plaintiff must meet that
    reason head on and rebut it. Chapman v. AI Transp., 
    229 F.3d 1012
    , 1030 (11th Cir.
    2000) (en banc). Plaintiffs may do so by showing “weaknesses, implausibilities,
    inconsistencies, incoherencies, or contradictions in the employer’s rationale.”
    Holland v. Gee, 
    677 F.3d 1047
    , 1055-56 (11th Cir. 2012) (quotation marks omitted).
    But plaintiffs may not recast the reason or merely quarrel with its wisdom.
    
    Chapman, 229 F.3d at 1030
    . It is not our role to second-guess the business decisions
    of employers. 
    Id. The wisdom
    or fairness of the employer’s decision is not at issue,
    only whether the employer gave an honest and non-discriminatory explanation for
    its behavior. Elrod v. Sears, Roebuck & Co., 
    939 F.2d 1466
    , 1470 (11th Cir. 1991).
    A plaintiff may also defeat a summary-judgment motion “by offering
    evidence that [the employer] more likely than not acted with a discriminatory
    motive.” 
    Alvarez, 610 F.3d at 1265
    ; see 
    Reeves, 530 U.S. at 147
    (“Proof that the
    defendant’s explanation is unworthy of credence is simply one form of
    15
    Case: 18-13068      Date Filed: 05/31/2019       Page: 16 of 27
    circumstantial evidence that is probative of intentional discrimination . . . .”).
    Indeed, plaintiffs may defeat a summary-judgment motion outside of the McDonnell
    Douglas framework by presenting “a convincing mosaic” of circumstantial evidence
    that raises a reasonable inference that the employer discriminated against him. Smith
    v. Lockheed-Martin Corp., 
    644 F.3d 1321
    , 1328 (11th Cir. 2011).
    A.
    We begin by summarizing RSH’s evidence of its reasons for both (1) deciding
    to conduct the RIF in Transportation and (2) selecting Plaintiffs Jones, Taylor, and
    Ashtari, as opposed to other employees, to be terminated in the RIF. 4
    Practice Director Robert and Operations Leader Forst, members of
    Transportation’s national leadership, made the decision to conduct the RIF after the
    end of RSH’s fiscal year in March 2015. Before then, they had been regularly
    monitoring financial statements and workload projections in Transportation. In or
    around October 2014, they noticed a decrease in revenue and performance, which
    corresponded with a decline in future workload. In monitoring the situation going
    4
    Contrary to Plaintiffs’ conclusory claim that RSH failed to specify legitimate, non-
    discriminatory reasons for its actions, the record plainly shows that RSH met its “exceedingly
    light” burden of proffering legitimate, non-discriminatory reasons both for the RIF and for
    selecting each of the plaintiffs in the RIF. See Perryman v. Johnson Prods. Co., Inc., 
    698 F.2d 1138
    , 1142 (11th Cir. 1983) (stating that the defendant’s intermediate burden under McDonnell
    Douglas is “exceedingly light”). To the extent Plaintiffs argue that RSH did so belatedly and
    thereby harmed Plaintiffs’ discovery efforts, that was a matter to bring to the district court’s
    attention.
    16
    Case: 18-13068    Date Filed: 05/31/2019   Page: 17 of 27
    forward, they considered existing work RSH had, contracts that it had won but were
    not yet signed, and contracts that it was pursuing. They projected the workload for
    the following six and twelve months and analyzed the projected workload by
    division, region, and office. They also consulted with regional managers.
    Based on their projected workload analysis, Robert and Forst determined that
    Transportation, and particularly the Tampa office, lacked sufficient work going
    forward for the number of employees. According to Robert and Forst, RSH makes
    money by billing its employees’ work hours to clients, and billable hours reflect an
    employee’s “utilization.” Employee hours not billed to a specific project or client
    were instead billed to “overhead.” So, in RSH’s view, a lack of utilization, or high
    overhead, reflects excess employees, which can be remedied either by increasing the
    amount of billable work or by reducing labor costs. Because their projections
    showed a decline in future workload, Robert and Forst determined that
    Transportation needed to reduce labor costs.
    To that end, Robert and Forst told Chesser that he needed to reduce labor costs
    by a certain amount in his region, which included Tampa, and that he had ten to
    twelve too many employees. Robert and Forst did not tell Chesser which employees
    to select for termination in the RIF.         Chesser, in turn, tasked the Tampa
    Transportation manager, Dixon, with selecting the employees who would be
    17
    Case: 18-13068     Date Filed: 05/31/2019   Page: 18 of 27
    terminated in the RIF. Chesser told Dixon to select people to reduce overhead and
    to increase the remaining employees’ utilization.
    Dixon made the selections for the RIF in Transportation at the Tampa office.
    In deciding which employees to terminate, Dixon considered several factors,
    including (a) utilization rate; (b) pay rate; (c) maintaining skills and capabilities;
    (d) performance; and (e) client interests. The only real feedback he received during
    this process was about whether he was making “enough difference to the bottom
    line.” Once he made his selections, Dixon provided the list to Chesser, who
    consented and passed the list on to Robert and Forst for approval.
    Dixon offered reasons for selecting each of the plaintiffs in the RIF. Dixon
    said he selected Jones for termination because there would not be a loss of
    capabilities by terminating him—that is, the remaining employees in his group could
    do more things than Jones could. Specifically, the other two employees on Jones’s
    team were professional engineers who could sign and seal engineering documents
    and perform quality-control reviews. Jones was not a professional engineer and
    could not do those things. Additionally, according to Dixon, Jones had not done two
    of the four types of traffic-design work that RSH did.
    With regard to Taylor, Dixon stated that he selected Taylor for termination
    because her teammate, Laura Self, had some capabilities that Taylor did not have,
    even though he viewed them as equally qualified. Specifically, Dixon stated that
    18
    Case: 18-13068   Date Filed: 05/31/2019   Page: 19 of 27
    Self had more interaction with the company’s clients, that she had more experience
    with several computer programs RSH used its in work, and that she was more
    familiar with the “submittal process.”
    As to Ashtari, Dixon cited two main reasons for his termination. First, Ashtari
    was the only employee in his subgroup that had clients who had stated that they did
    not want to work with him. Second, Dixon stated that Ashtari failed to follow
    standard operating procedures for quality control the year prior to the RIF. Ashtari
    was given a written reprimand for this incident in March of 2015.
    B.
    Plaintiffs maintain that RSH’s reasons are not worthy of credence due to
    inconsistencies, contradictions, and implausibilities in its rationale, and that they
    presented enough additional evidence of pretext to preclude summary judgment. But
    even construing the evidence and drawing all reasonable inferences in favor of
    Plaintiffs, we conclude that the district court did not err in granting summary
    judgment in favor of RSH.
    1.     Decision to Conduct the RIF
    Plaintiffs first contend that a reasonable jury could conclude that RSH’s
    explanation of its reason for conducting the RIF—to cut costs due to financial
    conditions and workload projections as of June 2015—is not worthy of credence.
    We disagree.
    19
    Case: 18-13068       Date Filed: 05/31/2019       Page: 20 of 27
    Plaintiffs contend that RSH’s explanation is not worthy of credence because
    RSH’s witnesses “contradicted each other on nearly every aspect of the RIF.” The
    purported contradictions, however, are either illusory or not material. 5 Plaintiffs
    assert that the “lack of work” justification is somehow inconsistent with the stated
    goals of increasing employee utilization and reducing salary overhead. But it isn’t.
    Undisputed evidence reflects that low utilization and high overheard reflected
    insufficient work for the number of employees.                 By reducing the number of
    employees, labor costs are reduced, and the work of terminated employees is taken
    up by remaining employees, thereby increasing employee utilization. In short, there
    is no conflict in these reasons.
    Plaintiffs assert that RSH’s own records contradict the proffered reasons for
    implementing the RIF. We agree with the district court, however, that Plaintiffs
    have not shown that the records are evidence of pretext. In and of itself, the mere
    fact that an employer was mistaken about the facts upon which the challenged
    employment decision was based does not establish pretext. 
    Wilson, 376 F.3d at 1092
    . Rather, “a plaintiff must present evidence from which a reasonable jury could
    find that the defendant did not honestly believe the facts upon which he allegedly
    5
    Plaintiffs identify a purported conflict regarding whether Dixon was told to terminate a
    specific number of employees, as opposed to an estimated number or a specific amount of salary
    overhead. We fail to see how this is material to RSH’s reasons for conducting the RIF, and in any
    case, we see nothing inconsistent in Dixon’s being told to reduce salary overhead by a specific
    amount and also being told an estimated number of employees that would reach that goal.
    20
    Case: 18-13068      Date Filed: 05/31/2019       Page: 21 of 27
    based his non-discriminatory decision.” Woodard v. Fanboy, L.L.C., 
    298 F.3d 1261
    ,
    1265 (11th Cir. 2002). Plaintiffs have not done so.
    While Plaintiffs may have shown that RSH’s workload projections proved to
    be inaccurate 6 and were not entirely consistent, we see nothing in the record to
    indicate that Robert and Forst knew that their six- and twelve-month projections—
    which are necessarily guesses, albeit educated ones, about the future—were not
    credible at the time they made the decision to conduct the RIF. In fact, Taylor
    indicated in her testimony that the Tampa Transportation division, during the 2014–
    15 time period, was making numerous bids on projects but winning few. So while
    Robert and Forst may have been wrong in their projections, and could have been
    more responsive to changing conditions, these facts do not show that the projections
    were pretextual.
    Plaintiffs also claim that RSH implemented the RIF in the face of record
    profits and a $24 million backlog of work. But there is nothing to indicate—and
    Plaintiffs do not assert—that this evidence referred to Transportation specifically, as
    opposed to the company as a whole. See Beaver v. Rayonier, Inc., 
    200 F.3d 723
    ,
    6
    For instance, Plaintiffs presented evidence that the workload projections for May and
    June of 2015 in the Tampa traffic-design group were inaccurate, and that the Tampa office
    exceeded its sales goals for the 2015–16 fiscal year. However, the number of hours worked in the
    traffic group in May and June does not directly contradict RSH’s explanation that its projected
    amount of billable work was down across Transportation as a whole, nor does it contradict the
    projections for the remaining months. For instance, Dixon testified that projects were ending
    around that time, but that not much new work was coming in.
    21
    Case: 18-13068     Date Filed: 05/31/2019   Page: 22 of 27
    728 (11th Cir. 1999) (“Beaver’s evidence concerning profitability at Rayonier as a
    whole, as opposed to the profitability of the Jesup mill where the RIF was conducted,
    is irrelevant to the question of whether economic conditions at the Jesup mill led
    Rayonier to conduct a RIF.”). Accordingly, this evidence does not undermine
    RSH’s decision to conduct a RIF in Transportation specifically.
    Finally, the fact that RSH hired additional employees at the Tampa office at
    some point before December 2017 says very little, if anything, about the state of
    matters in the Tampa office as of June 2015. Furthermore, as the district court noted,
    Plaintiffs “provide[d] no detail regarding what position each added employee held,
    when each employee was added, or the ages of the additional employees.” See
    
    Beaver, 200 F.3d at 728
    –29 (“A plaintiff must also show that the new positions were
    similarly situated to those that were eliminated in the RIF.”).
    For these reasons, we conclude that no reasonable jury could disbelieve
    RSH’s reasons for deciding to conduct a RIF in Transportation as a cost-cutting
    measure and instead conclude that it was a pretext to engage in age discrimination.
    And “[i]t is not our role to second-guess [RSH’s] decision to respond to [a lack of
    utilization in Transportation] by cutting its workforce.” 
    Id. at 728.
    2.     Reasons for Selecting Plaintiffs
    Turning to RSH’s reasons for selecting Plaintiffs, as opposed to other
    employees, to be terminated in the RIF, we likewise conclude that Plaintiffs have
    22
    Case: 18-13068      Date Filed: 05/31/2019    Page: 23 of 27
    not established pretext. It is an unfortunate fact of RIFs “that competent employees
    who in more prosperous times would continue and flourish at a company may
    nevertheless have to be fired.” 
    Earley, 907 F.2d at 1084
    (alteration and quotation
    marks omitted). That means drawing fine distinctions between qualified employees,
    who, under better economic conditions, might all continue to be employed.
    Here, RSH provided legitimate and uncontradicted reasons for selecting each
    of the plaintiffs in the RIF rather than other employees. Unlike the other two
    members of his group, Jones was not a professional engineer, so he could not sign
    and seal certain engineering documents or perform quality-control reviews, and he
    worked almost exclusively with just two of the four areas of traffic-design work,
    even if he was capable of performing all four. Taylor does not dispute that her
    teammate had more experience with certain software programs the team utilized or
    that her teammate was more familiar with the submittal process. Her claim that
    Dixon should have selected a newly hired receptionist is unavailing because the
    receptionist was not part of Transportation under Dixon’s management. Finally,
    Ashtari admits that he was the only member of his team about whom customers had
    complained and had specifically requested that they not work with him in the future.
    Accordingly, it simply is not the case, as Plaintiffs maintain, that the “[o]nly . . . fact
    that explains why Plaintiffs were terminated” is their age. While Plaintiffs may
    disagree with the wisdom of these reasons and believe that they should have been
    23
    Case: 18-13068        Date Filed: 05/31/2019        Page: 24 of 27
    retained over other employees, they have not shown that the reasons are pretextual,
    and it is not our role to second-guess the business decisions of employers. 7 See
    
    Chapman, 229 F.3d at 1030
    .
    More broadly, Plaintiffs contend that Dixon provided inconsistent testimony
    regarding the criteria he used to make his selection decisions. We disagree. Dixon
    explained that his overarching considerations were the effect on the company’s
    bottom line and its capabilities. He then elaborated that he considered multiple
    factors, including utilization rates, pay rates, skills and capabilities, performance,
    and client interaction. The fact that Dixon identified multiple factors during his
    deposition does not mean that he contradicted himself.
    Still more broadly, Plaintiffs contend that their selection in the RIF, as the
    oldest members of their respective groups, is consistent with RSH’s pattern and
    7
    Plaintiffs maintain that Forst contradicted Dixon’s explanation of his reasons for selecting
    Plaintiffs. For instance, Forst stated that Dixon had mentioned that there may have been issues
    with Jones’s interactions with the rest of the group, while Dixon did not offer that reason in his
    testimony. But Forst also confirmed Dixon’s testimony that Jones was selected because he was
    not an engineer like the other two members of the group. Moreover, Forst’s testimony that they
    considered utilization rates as a factor does not contradict other evidence indicating that Jones was
    not selected due to underutilization. Overall, we find the minor variations and inconsistencies
    identified by Plaintiffs insufficient to create a genuine issue of material fact on pretext, given the
    unrebutted reasons already discussed. See Crawford v. City of Fairburn, Ga., 
    482 F.3d 1305
    , 1308
    (11th Cir. 2007) (“If the employer proffers more than one legitimate, nondiscriminatory reason,
    the plaintiff must rebut each of the reasons to survive a motion for summary judgment.”).
    Additionally, Dixon’s failure to inform Plaintiffs, at the time of their termination, of these specific
    reasons is not evidence of pretext in this case. The evidence indicates that Plaintiffs were informed
    that they were being terminated in a RIF, and it does not appear that Dixon was asked, and refused,
    to explain his specific reasons for selecting Plaintiffs.
    24
    Case: 18-13068     Date Filed: 05/31/2019   Page: 25 of 27
    practice of discrimination against older employees. In this regard, they point to
    ageist comments, statistical evidence and analysis, and anecdotal observations.
    Though some of this evidence is troubling, we cannot conclude, on this record, that
    it is enough to create a genuine issue of material fact regarding whether Plaintiffs
    were selected for the RIF because of their age. See 
    Mosley, 694 F.3d at 1300
    (summary judgment may be granted where the evidence is “merely colorable, or is
    not significantly probative of a disputed fact”).
    Undisputed evidence reflects that Dixon, with Chesser’s consent, made the
    RIF selections for Transportation at the Tampa office. Dixon was not involved in
    any prior RIF at RSH, so there is no evidence of a prior pattern of discrimination by
    Dixon against older employees from which to infer discriminatory animus in this
    case. See, e.g., Damon v. Fleming Supermarkets of Fla., Inc., 
    196 F.3d 1354
    , 1361
    (11th Cir. 1999) (“While not direct evidence of discriminatory animus, we believe
    that this pattern of firing and demoting so many older workers and replacing them
    with younger workers, by the relevant decision-maker during the same time period,
    constitutes probative circumstantial evidence of age discrimination.” (emphasis
    added)). For that reason, the statistical evidence of RSH’s broader employment
    practices, even if suggestive of age discrimination, does not negate the reasons
    25
    Case: 18-13068       Date Filed: 05/31/2019     Page: 26 of 27
    offered by Dixon for selecting Plaintiffs in the RIF.8 See 
    Krieg, 718 F.2d at 102
    (“Even if the statistics did show that the company sometimes discriminates because
    of age. . . , they do not show that the company did so in this instance.”).
    In addition, Plaintiffs identify no evidence that RSH directly or indirectly
    caused or guided Dixon to select older employees in the RIF. Because the evidence
    reflects that Dixon selected which Transportation employees to terminate at the
    Tampa office in the RIF, Chesser’s isolated ageist comment—“you, the younger
    engineers of RSH, are our future”—made years before the RIF, does not raise an
    inference of discriminatory intent. See Rojas v. Florida, 
    285 F.3d 1339
    , 1343 (11th
    Cir. 2002) (isolated comments unrelated to the termination decision are “insufficient
    to establish a material fact on pretext”).
    As for the other comments cited by Plaintiffs, they were made by former
    supervisors who had no role in the June 2015 RIF. And “comments by non-
    decisionmakers do not raise an inference of discrimination.” Mitchell v. USBI Co.,
    
    186 F.3d 1352
    , 1355 (11th Cir. 1999). Finally, Plaintiffs’ anecdotal evidence—that
    they had observed a pattern of older employees being fired and replaced by younger
    employees—was vague and conclusory and amounted to little more than Plaintiffs’
    subjective impressions, which are not enough to defeat a summary-judgment motion.
    8
    For similar reasons, we cannot say that RSH’s alleged failure to comply with the Older
    Workers Benefit Protection Act constitutes evidence of pretext in this case.
    26
    Case: 18-13068     Date Filed: 05/31/2019    Page: 27 of 27
    See Evers v. Gen. Motors Corp., 
    770 F.2d 984
    , 986 (11th Cir. 1985) (“This court has
    consistently held that conclusory allegations without specific supporting facts have
    no probative value.”). Any remaining issues raised in Plaintiffs’ briefing have been
    considered and found to be without merit.
    For all of these reasons, we conclude that Plaintiffs did not present sufficiently
    probative evidence to create triable issues of age discrimination. We therefore
    affirm the district court’s grant of summary judgment.
    VI.
    The judgment of the district court in favor of RSH is AFFIRMED.
    27
    

Document Info

Docket Number: 18-13068

Filed Date: 5/31/2019

Precedential Status: Non-Precedential

Modified Date: 5/31/2019

Authorities (22)

james-g-elrod-v-sears-roebuck-and-company-a-new-york-corporation-james , 939 F.2d 1466 ( 1991 )

Vernon EARLEY and Garey Noe, Plaintiffs-Appellants, v. ... , 907 F.2d 1077 ( 1990 )

johnny-mac-brown-v-american-honda-motor-company-inc-jerry-felty-philip , 939 F.2d 946 ( 1991 )

Nancy Rojas v. State of Florida , 285 F.3d 1339 ( 2002 )

Mitchell v. USBI Company , 186 F.3d 1352 ( 1999 )

Morgan v. Family Dollar Stores, Inc. , 551 F.3d 1233 ( 2008 )

alexander-evers-jr-individually-and-as-legal-guardian-of-marcia-evers , 770 F.2d 984 ( 1985 )

J.A. Beaver v. Rayonier, Inc. , 200 F.3d 723 ( 1999 )

Alvarez v. Royal Atlantic Developers, Inc. , 610 F.3d 1253 ( 2010 )

Smith v. Lockheed Martin Corp. , 644 F.3d 1321 ( 2011 )

mercer-david-grayson-v-k-mart-corporation-cross-appellee-ronald-l , 79 F.3d 1086 ( 1996 )

31-fair-emplpraccas-93-31-empl-prac-dec-p-33381-12-fed-r-evid , 698 F.2d 1138 ( 1983 )

Sheree Woodard v. Fanboy, L.L.C. , 298 F.3d 1261 ( 2002 )

John D. Chapman v. Ai Transport , 229 F.3d 1012 ( 2000 )

Otis J. Holloman v. Mail-Well Corporation , 443 F.3d 832 ( 2006 )

Holland v. Gee , 677 F.3d 1047 ( 2012 )

Loretta Wilson v. B/E Aerospace, Inc. , 376 F.3d 1079 ( 2004 )

32-fair-emplpraccas-384-32-empl-prac-dec-p-33722-donald-a-sweat , 708 F.2d 655 ( 1983 )

17-fair-emplpraccas-1288-17-empl-prac-dec-p-8417-f-ray-marshall , 576 F.2d 588 ( 1978 )

St. Mary's Honor Center v. Hicks , 113 S. Ct. 2742 ( 1993 )

View All Authorities »