Roger Shuler v. Liberty Duke ( 2019 )

Case: 18-14099 Date Filed: 11/15/2019 Page: 1 of 18
[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
No. 18-14099
Non-Argument Calendar
________________________
D.C. Docket No. 2:16-cv-00501-VEH
ROGER SHULER,
CAROL SHULER,
Plaintiffs - Appellants,
versus
LIBERTY DUKE,
CHRISTINA CROW,
JINKS CROW & DICKSON,
Law Firm,
ROB RILEY,
JAY MURRILL,
CHRIS CURRY,
individually and in his official capacity as Shelby Co. Sheriff,
WILLIAM H. PRYOR,
TED ROLLINS,
GOOGLE,
LUTHER STRANGE,
JESSICA MEDEIROS GARRISON,
WILLIAM E. SWATEK,
DAVID GESPASS,
Case: 18-14099 Date Filed: 11/15/2019 Page: 2 of 18
CLAUD NEILSON, et al.,
Defendants - Appellees.
________________________
Appeal from the United States District Court
for the Northern District of Alabama
________________________
(November 15, 2019)
Before MARCUS, ROSENBAUM, and EDMONDSON, Circuit Judges.
PER CURIAM:
Plaintiffs Roger and Carol Shuler (proceeding pro se) appeal the district
court’s dismissal with prejudice of their civil action, filed pursuant to 42 U.S.C. §
1983 and Alabama law. Plaintiffs also appeal the denial of their motions to
disqualify district court Judges Hopkins and Smith. No reversible error has been
shown; we affirm.
This appeal is broadly tied to articles Roger published on his blog about
“unseemly matters connected to key political and legal figures in Alabama.”
Briefly stated, Roger alleges that defendants participated in a conspiracy to
retaliate against him for engaging in conduct protected by the First Amendment.
2
Case: 18-14099 Date Filed: 11/15/2019 Page: 3 of 18
Plaintiffs’ complaint identifies two defamation lawsuits filed against Roger
as a result of Roger’s blog posts, including a lawsuit filed by Defendants Rob Riley
and Liberty Duke (the “Riley/Duke litigation”). Judge Claud Neilson -- “serving
as judge by designation of the Alabama Supreme Court” -- presided over the
Riley/Duke litigation and issued a contempt order against Roger for failing to
appear.
In connection with the contempt order in the Riley/Duke litigation, Deputy
Sheriffs Chris Blevins and Jason Valenti arrested Roger at his home on 23 October
2013. Plaintiffs allege that Deputy Sheriff Blevins entered Plaintiffs’ garage
without a warrant, shoved Roger to the concrete floor, sprayed Roger with pepper
spray, and dragged Roger from his garage to the driveway, where Deputy Sheriff
Valenti threatened to break Roger’s arms. Roger was transported to the Shelby
County Jail and was charged with resisting arrest. Following a trial, Roger was
found guilty of resisting arrest and was given a suspended sentence. Roger was
released from custody on 26 March 2014.
As a result of Roger’s arrest and incarceration, Roger’s photograph was
published on several websites, which Plaintiffs say implied falsely that Roger was
a criminal. Plaintiffs also allege that -- in response to being featured in Roger’s
3
Case: 18-14099 Date Filed: 11/15/2019 Page: 4 of 18
blog posts -- Defendant Ted Rollins made purportedly defamatory statements
about Roger on several websites, websites advertised by Google.
Plaintiffs filed their initial pro se complaint on 26 March 2016, in which
they named 22 defendants. In September 2017, Plaintiffs amended their
complaint, naming eight additional defendants. In their amended complaint,
Plaintiffs asserted against defendants federal claims under section 1983 for
violation of the First, Fourth, and Fourteenth Amendments. Plaintiffs also asserted
claims under Alabama law for defamation, abuse of process, assault and battery,
trespassing, invasion of privacy, false arrest and false imprisonment, and for
intentional infliction of emotional distress.
In sixteen separately-filed motions, defendants moved to dismiss Plaintiffs’
complaint. The district court dismissed with prejudice Plaintiffs’ amended
complaint for failure to state a claim.1
1
On appeal, Plaintiffs contend the district court should have granted them leave to amend before
dismissing the amended complaint with prejudice. Plaintiffs filed no motion to amend in the
district court. Nor do Plaintiffs describe what proposed amendments would cure the deficiencies
identified by the district court. Because Plaintiffs had already amended their complaint once and
because nothing indicated that a more carefully drafted complaint would have stated a claim, the
district court abused no discretion in dismissing Plaintiffs’ complaint without first sua sponte
granting Plaintiffs leave to amend. See Bank v. Pitt, 928 F.2d 1108, 1112 (11th Cir. 1991),
overruled in part by Wagner v. Daewoo Heavy Indus. Am. Corp., 314 F.3d 541, 542 (11th Cir.
2002) (en banc) (district courts must provide pro se plaintiffs “at least one chance to amend the
complaint,” but only if “a more carefully drafted complaint might state a claim”).
4
Case: 18-14099 Date Filed: 11/15/2019 Page: 5 of 18
I.
We review de novo the district court’s grant of a motion to dismiss a
complaint for failure to state a claim. Randall v. Scott, 610 F.3d 701, 705 (11th
Cir. 2010). In doing so, we accept as true the factual allegations in the complaint
and draw all reasonable inferences in favor of the plaintiffs. Id. In addition, we
construe liberally pro se pleadings. Tannenbaum v. United States, 148 F.3d 1262,
1263 (11th Cir. 1998).
A. Judicial Immunity
The district court committed no error in dismissing Plaintiffs’ claims against
Judge Neilson as barred by absolute judicial immunity. A judge is entitled to
absolute judicial immunity from damages for acts taken while acting in his judicial
capacity. Sibley v. Lando, 437 F.3d 1067, 1070 (11th Cir. 2005). A judge is
entitled to immunity even when his conduct “was in error, was done maliciously,
or was in excess of his authority.” Stump v. Sparkman, 435 U.S. 349, 356 (1978).
A judge acting within his judicial capacity is “subject to liability only when he has
acted in the ‘clear absence of all jurisdiction.’” Id. at 356-57.
5
Case: 18-14099 Date Filed: 11/15/2019 Page: 6 of 18
Here, Plaintiffs’ claims against Judge Neilson stem from judicial rulings
Judge Neilson made while presiding over the Riley/Duke litigation, including
Judge Neilson’s issuance of the contempt order. That these decisions were made
in the direct exercise of Judge Neilson’s judicial function is clear. See id. at 362
(in determining whether an act by a judge is “judicial” in nature, we consider
“whether it is a function normally performed by a judge” and whether the parties
“dealt with the judge in his judicial capacity”). Although Plaintiffs contend that
Judge Neilson’s rulings were erroneous, Plaintiffs allege no facts -- accepted as
true and construed in Plaintiffs’ favor -- demonstrating that Judge Neilson acted in
the “clear absence of all jurisdiction.” Judge Neilson is thus entitled to absolute
judicial immunity from Plaintiffs’ federal and state claims.
B. Statute of Limitations
1. Federal § 1983 Claims (Counts 1-6)2
2
Even construed liberally, Plaintiffs’ initial appellate brief raises no challenge to the district
court’s dismissal of Plaintiffs’ section 1983 claim for civil conspiracy (Count 13). That claim is
thus not before us on appeal. See Timson v. Sampson, 518 F.3d 870, 874 (11th Cir. 2008)
(“While we read briefs filed by pro se litigants liberally, issues not briefed on appeal by a pro se
litigant are deemed abandoned.” (citation omitted)).
6
Case: 18-14099 Date Filed: 11/15/2019 Page: 7 of 18
Plaintiffs’ section 1983 claims are subject to Alabama’s two-year statute of
limitations for personal injury actions. See Ala. Code § 6-2-38(l); Wallace v. Kato,
549 U.S. 384, 394 (2007) (in section 1983 actions, federal courts refer typically to
state law to determine the applicable statute of limitations and tolling rules). A
cause of action under section 1983 accrues -- and the statute of limitations begins
to run -- when a plaintiff knows or has reason to know (1) of his injury and (2) who
has inflicted it. Chappell v. Rich, 340 F.3d 1279, 1283 (11th Cir. 2003).
Plaintiffs’ federal constitutional claims (Counts 1-6) all arise from events
that occurred during Roger’s arrest on 23 October 2013. Plaintiffs’ initial
complaint -- filed on 26 March 2016 -- was filed more than two years after
Plaintiffs’ claims accrued and the statute of limitations began to run. The district
court thus dismissed properly Plaintiffs’ federal claims as time-barred.
On appeal, Plaintiffs contend that their cause of action for false arrest and
for false imprisonment (Counts 4 and 5) first accrued when Roger was released
from custody on 26 March 2014. This argument is foreclosed by the Supreme
Court’s decision in Wallace v. Kato. The Supreme Court stressed that “false
imprisonment consists of detention without legal process.” Wallace, 549 U.S. at
390 (emphasis added). Thus, claims for false imprisonment (which encompass
claims for false arrest) accrue on the date legal process is initiated against a
7
Case: 18-14099 Date Filed: 11/15/2019 Page: 8 of 18
plaintiff. Id. Once a person is held pursuant to legal process, the continuation of a
purportedly “unlawful detention forms part of the damages for the ‘entirely
distinct’ tort of malicious prosecution, which remedies detention accompanied, not
by absence of legal process, but by wrongful institution of legal process.” Id.
(emphasis in original).
Here, state court records 3 demonstrate that a warrant for Roger’s arrest was
issued by a magistrate judge, that Roger was charged with resisting arrest, and that
Roger was later adjudged guilty of resisting arrest. Because Roger was not
detained without legal process, his false arrest and false imprisonment claims
accrued on the day of his arrest: the day Plaintiffs knew of their alleged injury and
who had caused it. See id.; Chappell, 340 F.3d at 1283.
We also reject Plaintiffs’ argument about equitable tolling. Under Alabama
law, a plaintiff seeking equitable tolling bears the burden of showing (1) that he
has pursued diligently his rights, and (2) that some extraordinary circumstance
prevented him from filing the action. Weaver v. Firestone, 155 So. 3d 952, 957
(Ala. 2013) (citing Pace v. DiGuglielmo, 544 U.S. 408, 418 (2005)). Whether
equitable tolling applies is a fact-specific inquiry. Id. at 958. We have said that
3
In considering a Rule 12(b)(6) motion to dismiss, appellate courts may take judicial notice of
publicly-filed documents, including state court records. Lozman v. City of Riviera Beach, 713
F.3d 1066, 1075 n.9 (11th Cir. 2013).
8
Case: 18-14099 Date Filed: 11/15/2019 Page: 9 of 18
equitable tolling is an “extraordinary remedy” that should be extended “only
sparingly.” Arce v. Garcia, 434 F.3d 1254, 1261 (11th Cir. 2006).
Plaintiffs contend that equitable tolling is warranted in this case based on (1)
Roger’s five-month imprisonment and (2) Carol’s broken arm, which required
surgery and six months of physical therapy. Contrary to Plaintiffs’ assertion,
imprisonment -- by itself -- is no “extraordinary circumstance” warranting
automatic equitable tolling: an imprisoned litigant must still show he pursued
diligently his rights. Cf. Pace, 544 U.S. at 418. Nor is a broken arm the kind of
“extraordinary circumstance” justifying equitable tolling. Plaintiffs have alleged
no facts demonstrating that they exercised reasonable diligence in pursuing their
claims or how they were prevented from doing so. On this record, Plaintiffs
cannot show that equitable tolling is justified in this case.
2. State Law Claims (Counts 8, 11, 12 & Second 12)
The district court also dismissed as time-barred Plaintiffs’ claims under
Alabama law for abuse-of-process, invasion of privacy, false arrest and false
imprisonment, and for intentional infliction of emotional distress. That these state-
9
Case: 18-14099 Date Filed: 11/15/2019 Page: 10 of 18
law claims are subject to a two-year statute of limitations -- under Ala. Code § 6-2-
38(l) -- is undisputed.
Plaintiffs’ claims for invasion of privacy, false arrest and false
imprisonment, and for intentional infliction of emotional distress are tied clearly to
events that occurred on the day of Roger’s arrest on 23 October 2013. About
Plaintiffs’ abuse-of-process claim, Plaintiffs identify two legal processes that form
the basis of their claim: (1) the motion for a preliminary injunction and contempt
order (filed in the Riley/Duke litigation) which led to Roger’s arrest; and (2) the
charges filed against Roger for resisting arrest. Both complained-of processes
occurred on or before Roger’s arrest on 23 October 2013.
Because more than two years elapsed between the events giving rise to
Plaintiffs’ claims and the filing of Plaintiffs’ initial complaint -- and because
Plaintiffs have alleged no circumstances warranting equitable tolling of the two-
year limitations period -- the district court dismissed properly Counts 8, 11, 12, and
Second 12 as time-barred.
10
Case: 18-14099 Date Filed: 11/15/2019 Page: 11 of 18
C. State Immunity
We next address Plaintiffs’ claims against Sheriff Chris Curry and Deputy
Sheriffs Blevins and Valenti (“Defendant Officers”) for assault and battery and for
trespass (Counts 9 & 10). The district court dismissed these claims as barred by
sovereign immunity.4
Pursuant to Article I, § 14, Ala. Const. of 1901, the State of Alabama has
absolute immunity from lawsuits. Ex parte Donaldson, 80 So. 3d 895, 897 (Ala.
2011). In applying this constitutional “State immunity” doctrine, Alabama courts
have said that “an action against a sheriff -- or a deputy sheriff -- for damages
arising out of the performance of his duties is ‘essentially a suit against the state.’”
Ex parte Davis, 930 So. 2d 497, 501 (Ala. 2005). Given a sheriff’s status as a
constitutional officer -- and because deputy sheriffs act on behalf of a sheriff -- “a
claim for monetary damages made against a deputy sheriff in his or her individual
capacity is barred by the doctrine of State immunity whenever the acts that form
the basis of the alleged liability were being performed within the line and scope of
the deputy sheriff’s employment.” Ex parte Donaldson, 80 So. 3d at 899.
4
Because these claims are subject to a six-year limitations period under Ala. Code § 6-2-34, the
claims were not dismissed as time-barred.
11
Case: 18-14099 Date Filed: 11/15/2019 Page: 12 of 18
Plaintiffs’ claims for assault and battery and for trespass stem from
Defendant Officers’ alleged conduct while arresting or attempting to arrest Roger
at his home. Performing arrests falls within the statutory duties of a sheriff and his
deputies. See Ala. Code § 36-22-3(a)(4), (b); Ex parte Davis, 930 So. 2d at 501.
Because Plaintiffs seek money damages for acts performed by Defendant Officers
in the course and scope of their official duties, Plaintiffs’ claims against Defendant
Officers are barred by Alabama’s State immunity doctrine. See Ex parte Fielding,
86 So. 3d 354, 358 (2011) (a deputy sheriff sued in his official and individual
capacity was immune under § 14 for tort liability because -- when he entered his
neighbors’ property and shot his neighbors’ dog -- he was acting within the scope
of his duties to protect citizens and to preserve the peace); Ex parte Davis, 930 So.
2d at 501-02 (concluding that a deputy sheriff was entitled to State immunity from
individual-capacity claims for money damages for trespass and for assault and
battery arising out of a search and arrest on plaintiff’s property: acts that were
performed within the scope of the deputy sheriff’s official duties).
On appeal, Plaintiffs contend that Defendant Officers are unentitled to
immunity because Defendant Officers acted with malice and in bad faith.
Plaintiffs rely chiefly on Ex parte Cranman, 792 So. 2d 392, 405 (Ala. 2000), in
which the Alabama Supreme Court recognized exceptions to Alabama’s state-
12
Case: 18-14099 Date Filed: 11/15/2019 Page: 13 of 18
agent immunity doctrine if a state agent acted “willfully, maliciously, fraudulently,
in bad faith, beyond his or her authority, or under a mistaken interpretation of the
law.” The doctrine of State immunity under § 14 -- the doctrine at issue in this
case -- is separate and distinct from the doctrine of state-agent immunity addressed
in Ex parte Cranman. Alabama’s State immunity doctrine applies to constitutional
officers (including sheriffs and deputy sheriffs) while Alabama’s state-agent
immunity doctrine applies “to those state agents or employees whose positions
exist by virtue of legislative pronouncement.” Ex parte Donaldson, 80 So. 3d at
900. Thus, the exceptions to state-agent immunity recognized in Ex parte
Cranman have no bearing on the immunity afforded sheriffs and deputy sheriffs
under § 14. Id.
D. Defamation (Count 7)
The district court concluded that Plaintiffs failed to allege sufficient facts to
state a plausible claim for defamation. The district court also concluded -- as an
“additional and independent” ground for dismissal -- that Plaintiffs’ defamation
claim against Google was barred by section 230 of the Communications Decency
Act, 47 U.S.C. § 230(c)(1) (“CDA”).
13
Case: 18-14099 Date Filed: 11/15/2019 Page: 14 of 18
On appeal, Plaintiffs raise no substantive argument challenging the district
court’s chief reason for dismissing Plaintiff’s defamation claim against all
defendants. Plaintiffs’ appellate brief focuses, instead, only on the district court’s
independent alternative ground for dismissing Plaintiffs’ defamation claim against
Google as barred by the CDA. We thus affirm the district court’s dismissal of
Plaintiffs’ defamation claim for failure to state a claim for relief. For background,
see Sapuppo v. Allstate Floridian Ins. Co., 739 F.3d 678 (11th Cir. 2014) (“an
appellant abandons a claim when he either makes only passing references to it or
raises it in a perfunctory manner without supporting arguments and authority”).
II.
Plaintiffs next contend that the district court erred in denying Plaintiffs’
motions to recuse district court Judges Hopkins and Smith: motions that Plaintiffs
say were filed pursuant only to 28 U.S.C. § 144. Plaintiffs moved to recuse Judge
Hopkins based on (1) campaign contributions that Judge Hopkins or her husband
made to political candidates whom Roger criticized on his blog; 5 and (2) judicial
5
In support of their motion for recusal, Plaintiffs alleged the following campaign contributions
made by now-Judge Virginia Hopkins and by her husband, Christopher Hopkins:
• 2000: Virginia contributed $250 to President Bush
14
Case: 18-14099 Date Filed: 11/15/2019 Page: 15 of 18
rulings Judge Hopkins made in this case. Plaintiffs’ motion was referred to Judge
Smith. In a 12-page order, Judge Smith concluded that no personal bias or
prejudice was shown and denied the motion.
Plaintiffs then moved to have Judge Smith disqualified -- and to vacate the
order denying Plaintiffs’ motion to recuse Judge Hopkins -- based on evidence that
Judge Smith is related to Defendant Riley. Chief Judge Bowdre denied the motion,
explaining that (1) the seven-degrees of relationship between Judge Smith and
Defendant Riley mandated no recusal and (2) nothing evidenced that Judge Smith
harbored a personal bias or prejudice against Plaintiffs or personal knowledge of
the controversy.
We review for abuse of discretion the district court’s rulings on a
defendant’s motions for recusal. United States v. Bailey, 175 F.3d 966, 968 (11th
Cir. 1999). We will affirm a judge’s refusal to recuse unless “the impropriety is
• 21 May 2003: Virginia and Christopher each contributed $1000 to Senator Richard
Shelby
• 31 October 2003: Christopher contributed $2000 to the Bush-Cheney campaign
• 2 March 2004: Christopher contributed $1000 to Sen. Jeff Sessions
Plaintiffs also alleged -- with no further factual allegations about the dates, amounts, or recipients
-- that “[o]verall, [Christopher] made nearly $9,000 in federal contributions between 2000-2004,
with all but $500 going to Republicans.”
Plaintiffs have called to our attention no campaign contribution -- from Judge Hopkins or
from Christopher -- that was made after Judge Hopkins took the judicial oath in 2004.
Moreover, the last contribution identified by Plaintiffs was made twelve years before Plaintiffs
filed this civil action in March 2016: a significant passage of time. We also note that none of the
identified recipients of campaign contributions are parties to this civil action.
15
Case: 18-14099 Date Filed: 11/15/2019 Page: 16 of 18
clear and one which would be recognized by all objective, reasonable persons.” Id.
Recusal is warranted under section 144 only if the moving party “allege[s] facts
that would convince a reasonable person that bias actually exists.” Christo v.
Padgett, 223 F.3d 1324, 1333 (11th Cir. 2000).
The district court abused no discretion in denying Plaintiffs’ motions to
recuse Judge Hopkins. About the complained-of campaign contributions (made
before Judge Hopkins became a federal judge and well over a decade before
Plaintiffs filed this civil action), Plaintiffs allege no facts tending to show that
Roger’s criticism of the recipients of those contributions -- whom Plaintiffs say
“supported, championed, and enhanced Judge Hopkins’[s] legal career” -- caused
Judge Hopkins to harbor actual personal bias against Plaintiffs. In addition,
nothing evidences that the adverse rulings made by Judge Hopkins during the
district court proceedings were motivated by actual bias against Plaintiffs.
We also reject Plaintiffs’ contention that Judge Smith should have been
disqualified on grounds that he is related to Defendant Riley. Although not cited
by Plaintiffs, the district court relied reasonably on 28 U.S.C. § 455, which
provides that a judge “shall” disqualify himself if the judge is related -- “within the
third degree of relationship” -- to a party to the proceeding. See 28 U.S.C. §
455(b)(5). Because Judge Smith confirmed facts in a sworn affidavit that he was
16
Case: 18-14099 Date Filed: 11/15/2019 Page: 17 of 18
separated from Defendant Riley by seven degrees of relationship, no recusal was
mandated under section 455. Other than Judge Smith’s familial ties to Defendant
Riley, Plaintiffs identify no other ground for disqualification.
AFFIRMED.6
6
We note that United States Circuit Judge for the Eleventh Circuit William H. Pryor is one of
the thirty named defendants in this case. In the district court, Plaintiffs seemed to assert that
Judge Pryor’s status as a defendant required the recusal from these proceedings of every district
judge of the Northern District of Alabama and every circuit judge of the Eleventh Circuit. But
Plaintiffs have filed no motion to recuse in this Court. Nevertheless, we consider, on our own
accord, the issue of recusal. See United States v. Kelly, 888 F.2d 732, 744 (11th Cir. 1989).
A federal judge “shall disqualify himself in any proceeding in which his impartiality
might reasonably be questioned.” 28 U.S.C. § 455(a). “The standard for recusal under section
455(a) is ‘whether an objective, disinterested, lay observer fully informed of the facts underlying
the grounds on which recusal was sought would entertain a significant doubt about the judge’s
impartiality.’” Kelly, 888 F.2d at 744-45.
“There are twin, and sometimes competing, policies that bear on the application of the
section 455(a) standard.” United States v. Greenough, 782 F.2d 1556, 1558 (11th Cir. 1986).
On the one hand, “courts must not only be, but must seem to be, free of bias or prejudice.” Id.
On the other hand, “a judge, having been assigned to a case, should not recuse himself on
unsupported, irrational, or highly tenuous speculation.” Id. To do so would grant to litigants or
third parties the power “to exercise a veto over the assignment of judges.” Id. In the light of
these competing policies, we have recognized that “there is as much obligation for a judge not to
recuse when there is no occasion for him to do so as there is for him to do so when there is.” In
re Moody, 755 F.3d 891, 895 (11th Cir. 2014).
Given the facts and circumstances presented, no objectively good reason exists to doubt
the impartiality of our decision in this case. The claims asserted against Judge Pryor (Counts 2-8
& 13) were either barred clearly by the applicable statute of limitations or were abandoned on
appeal. Resolution of these claims was restricted to deciding clean legal issues and involved no
credibility determinations or fact-finding with respect to Judge Pryor. That a judicial colleague
is named as a defendant in litigation -- without more -- is no grounds for automatic
disqualification of every judge on the same court. Guide to Judiciary Policy, Vol. 2B, Ch. 2,
Published Advisory Opinion No. 103 (2009) (noting that permitting litigants to trigger automatic
disqualification of an entire court by simply naming a judge as a defendant “would permit and
might even encourage litigants to manipulate and abuse the judicial process”). Moreover,
Plaintiffs’ district court assertions -- that recusal is necessary because all Eleventh Circuit judges
are “likely [to] have direct or indirect professional ties to Pryor” and that assigning one of Judge
Pryor’s “immediate judicial colleagues” to this case “violates every notion of fairness one can
17
Case: 18-14099 Date Filed: 11/15/2019 Page: 18 of 18
attempt to conjure” -- are the kinds of “unsupported, irrational, or highly tenuous speculation”
that provide no valid basis for recusal. See Greenough, 782 F.2d at 1558.