United States v. Roberto Garza-Mendez , 735 F.3d 1284 ( 2013 )

Case: 12-13643 Date Filed: 11/15/2013 Page: 1 of 24
[PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
No. 12-13643
________________________
D.C. Docket No. 1:12-cr-00070-WSD-RGV-1
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
versus
ROBERTO GARZA-MENDEZ,
Defendant - Appellant.
_______________________
Appeal from the United States District Court
for the Northern District of Georgia
________________________
(November 15, 2013)
Before MARTIN and FAY, Circuit Judges, and GOLDBERG, ∗ Judge.
FAY, Circuit Judge:
∗
Honorable Richard W. Goldberg, United States Court of International Trade Judge, sitting by
designation.
Case: 12-13643 Date Filed: 11/15/2013 Page: 2 of 24
Roberto Garza-Mendez, a Mexican citizen who pled guilty to unlawful re-
entry into the United States by an aggravated felon, in violation of 8 U.S.C. §
1326(a) and (b)(2), appeals the calculation of his sentence. The district judge
applied an 8-level increase under U.S.S.G. § 2L1.2(b)(1)(C) (2011) for Garza-
Mendez’s Georgia-family-violence-battery conviction, declined to give him a
variance or departure based on cultural assimilation, and imposed a 3-year term of
supervised release, including a special condition requiring Garza-Mendez to report
his address from Mexico after he is deported. We affirm.
I. BACKGROUND
Garza-Mendez’s deportation from the United States resulted from his guilty
plea and conviction under a Georgia-family-violence-battery statute for striking his
girlfriend, the mother of his three minor children, causing visible bodily injury.
On August 30, 2007, he was sentenced to confinement for 12 months; the
remainder of his sentence was probated after he had served 30 hours in prison.
Garza-Mendez was deported from the United States to Mexico on January 25,
2011.
In February 2011, he illegally re-entered this country and subsequently was
arrested for striking an unattended vehicle and driving without a driver’s license on
January 27, 2012. Following confinement in local custody for these offenses,
Garza-Mendez was released to the custody of the Bureau of Immigration and
2
Case: 12-13643 Date Filed: 11/15/2013 Page: 3 of 24
Customs Enforcement on outstanding warrants for failure to appear and probation
violation on February 7, 2012. He was transferred to the United States Marshals
Service on March 9, 2012. A grand jury indicted him for illegal re-entry into the
United States on March 6, 2012.
The only sentence calculation by the Probation Office in his Pre-Sentence
Investigation Report to which Garza-Mendez objected was the addition of 8 levels
under U.S.S.G. § 2L1.2(b)(1)(C) for his previous conviction of an aggravated
felony, the family-violence battery. 1 He argued his family-violence-battery
conviction was not an “aggravated felony” under U.S.S.G. § 2L1.2(b)(1)(C),
because he was not sentenced to at least a year of imprisonment as required by 8
U.S.C. § 1101(a)(43)(F).
Following Garza-Mendez’s guilty plea to the family-violence battery,
Gwinnett County Judge Matthew Robins sentenced Garza-Mendez on August 30,
2007, to “12 months” of “confinement in the Gwinnett County Comprehensive
Correctional Complex,” credited him “30 hours” for time served, permitted the
remainder of the sentence to be served on probation, and fined him “$350.00.” R1-
1
Garza-Mendez had a base offense level of 8 under U.S.S.G. § 2L1.2(a); the addition of 8 levels
under U.S.S.G. § 2L1.2(b)(1)(C) yielded an adjusted offense level of 16. The subtraction of 3
levels for Garza-Mendez’s acceptance of responsibility resulted in a total offense level of 13.
For various criminal and traffic offenses (driving drunk or without a license, speeding, driving
aggressively), Garza-Mendez’s criminal history category was III. His resulting Sentencing
Guidelines custody range was 18 to 24 months, a fine of $3,000 to $30,000, and supervised
release of 1 to 3 years.
3
Case: 12-13643 Date Filed: 11/15/2013 Page: 4 of 24
14 Ex. 1. Following his apprehension for illegal re-entry into the United States in
January 2012, Garza-Mendez sought a clarification of his sentence. On April 17,
2012, Gwinnett County Judge Pamela D. Smith issued a clarification order:
Having reviewed the Court’s August 30, 2007 sentence in the above-
styled case, the Court finds that it is appropriate to clarify what
sentence the Court imposed. The Court sentenced Defendant to
twelve (12) months of probation with the first thirty (30) hours to be
served in custody. The Court gave Defendant credit for thirty (30)
hours that Defendant had already served. The Court did not sentence
Defendant to twelve (12) months of incarceration.
R1-14 Ex. 2.
At his June 26, 2012, federal sentencing for illegal re-entry into the United
States of a previously deported alien, Garza-Mendez argued the state-court
clarification order showed he had not been sentenced to 12 months of
imprisonment for his family-violence-battery crime. Consequently, he contended
he should not have an 8-level increase under U.S.S.G. § 2L1.2(b)(1)(C) for a
crime, where the sentence was not 12 months of confinement. The district judge
denied this objection, denied his request for downward departure under U.S.S.G. §
2L1.2 cmt. n.8 for cultural assimilation, and imposed a reporting requirement from
Mexico as a special condition of his supervised release. He sentenced Garza-
Mendez to the middle of the Sentencing Guidelines range: 20 months of
imprisonment, 3 years of supervised release, and a $100 mandatory special
assessment. R1-17 at 1-4. Following imposition of his sentence, Garza-Mendez
4
Case: 12-13643 Date Filed: 11/15/2013 Page: 5 of 24
objected to the application of U.S.S.G. § 2L1.2(b)(1)(C), the failure to depart for
cultural assimilation, and the special condition of his supervised release requiring
him to report from Mexico. He pursues these issues on appeal.
II. DISCUSSION
A. Application of U.S.S.G. § 2L1.2(b)(1)(C)
Under U.S.S.G. § 2L1.2(b)(1)(C), “[i]f the defendant previously was
deported” and had “a conviction for an aggravated felony,” the sentencing judge
must increase the sentence “by 8 levels.” Id. An aggravated felony is a crime of
violence for which the term of imprisonment is at least one year. 8 U.S.C. §
1101(a)(43)(F). We have held “an aggravated felony is defined by the sentence
actually imposed.” United States v. Guzman-Bera, 216 F.3d 1019, 1020 (11th Cir.
2000) (per curiam); see United States v. Christopher, 239 F.3d 1191, 1193, 1194
(11th Cir. 2001) (recognizing a misdemeanor crime of violence qualifies as an
“aggravated felony” under the Sentencing Guidelines; “felony status is not an
absolute requirement for the use of the ‘aggravated felony’ enhancement”). A term
of imprisonment includes “the period of incarceration or confinement ordered by a
court of law regardless of any suspension of the imposition or execution of that
imprisonment or sentence in whole or in part.” 8 U.S.C. § 1101(a)(48)(B)
(emphasis added); see Guzman-Bera, 216 F.3d at 1021 (“A reference to a term of
5
Case: 12-13643 Date Filed: 11/15/2013 Page: 6 of 24
imprisonment is deemed to include the period of incarceration regardless of any
suspension of either the imposition or execution of that sentence.”).
On appeal, “Garza-Mendez does not contend that [his state] conviction is not
a ‘crime of violence’ under 18 U.S.C. § 16”; instead, he argues that he was not
sentenced to an imprisonment term of at least one year. Appellant’s Br. at 13. He
bases his argument on another Gwinnett County judge’s clarification order stating
he had not been sentenced to 12 months of incarceration. In overruling Garza-
Mendez’s objection at sentencing, the district judge found the clarification “[wa]s
simply the judge’s stating what actually she intended to happen, but it doesn’t
impact the actual imposition of the sentence that was imposed.” R3 at 150-51
(emphasis added). “We review questions of law with respect to the district court’s
application of the Sentencing Guidelines de novo.” United States v. Aguilar-Ortiz,
450 F.3d 1271, 1272 (11th Cir. 2006).
There are three problems with the argument presented by Garza-Mendez
concerning the state-court judge’s subsequent clarification order. First, the state
judge, who issued the clarification order, was not the sentencing judge. Second,
the state judge did nothing more than review Garza-Mendez’s August 30, 2007,
sentence to issue the clarification order. Third, the August 30, 2007, sentence
could not be any clearer—Garza-Mendez was sentenced to “12 months” of
“confinement,” despite the subsequent state judge’s interpretation. See Appendix.
6
Case: 12-13643 Date Filed: 11/15/2013 Page: 7 of 24
This was the sentence imposed irrespective of any suspension of the confinement
term. See 8 U.S.C. § 1101(a)(48)(B). 2
Garza-Mendez did not challenge his 12-month-confinement sentence, when
it was imposed in 2007. Five years later, his counsel requested a clarification from
a different state-court judge in April 2012, prior to his June 26, 2012, federal
sentencing for illegal re-entry into the United States. The substantial period
between the imposition of Garza-Mendez’s original sentence and the clarification
of that sentence by a different state judge, strategically timed to precede and
influence his federal sentence for illegal re-entry into the United States, presents an
2
The dissent focuses solely on a different state-court judge’s interpretation of Garza-Mendez’s
sentencing order five years after it was imposed and proclaims this subsequent interpretation
should be followed based on comity. But Garza-Mendez’s crime of illegal re-entry into the
United States put him in federal court, where his federal sentence depends on the original
confinement sentence as imposed, regardless of any suspension of the confinement term. See 8
U.S. C. § 1101(a)(48)(B); Guzman-Bera, 216 F.3d at 1021. The clarification order is flatly
contrary to the sentencing order. See Appendix. Nor does the subsequent state judge rely upon
any consultation with the sentencing judge.
We do not suggest the subsequent state judge was attempting to apply federal law in the
clarification order. As the district judge recognized, the subsequent Gwinnett County judge may
think that is what the sentencing judge meant to do, but that is not what he did. Comity is respect
for the law of another jurisdiction, but not blind adherence! See Société Nationale Industrielle
Aérospatiale v. U.S. Dist. Court for the S. Dist. of Iowa, 482 U.S. 522, 543 n.27 (1987)
(“‘“Comity,” in the legal sense, is neither a matter of absolute obligation, on the one hand, nor of
mere courtesy and good will, upon the other.’” (quoting Hilton v. Guyot, 159 U.S. 113, 163-64
(1895))); see also Wright v. West, 505 U.S. 277, 305 (1992) (O’Connor, J., concurring) (“We
have always held that federal courts, even on habeas, have an independent obligation to say what
the law is.”). This case is not about comity; it concerns applying the correct federal law to
Garza-Mendez’s federal sentence for illegal re-entry into the United States.
7
Case: 12-13643 Date Filed: 11/15/2013 Page: 8 of 24
issue of first impression in our circuit. 3 In precursor opinions, we have recognized
“[w]ords in federal statutes reflect federal understandings, absent an explicit
statement to the contrary”; we decided “the term of imprisonment described in §
1101(43) . . . include[s] all parts of a sentence of imprisonment from which the
sentencing court excuses the defendant, even if the court itself follows state-law
usage and describes the excuse with a word other than ‘suspend.’” United States v.
Ayala-Gomez, 255 F.3d 1314, 1319 (11th Cir. 2001) (per curiam) (citing Dickerson
v. New Banner Inst., Inc., 460 U.S. 103, 111-12 (1983)) (emphasis added); see
Botes v. U.S. Att’y Gen., 436 F. App’x 932, 934 (11th Cir. 2011) (per curiam)
(unpublished but recognized for persuasive value) (holding the Board of
Immigration Appeals did not err in denying reconsideration of petitioner’s motion
3
The dissent misconstrues why we state defense counsel’s seeking clarification of Garza-
Mendez’s sentencing order from a different Gwinnett County judge was strategically planned.
Garza-Mendez did not question his state sentence or seek clarification when it was imposed.
After any state procedural period for challenging the sentencing judge’s order had long passed,
Garza-Mendez’s lawyer sought to clarify his original sentence five years after it was imposed
and two months before Garza-Mendez’s federal sentencing for illegal re-entry into the United
States. While his lawyer was being an innovative advocate, the federal sentencing judge had to
apply federal law, based solely on the original state sentence. We simply noted the obvious
facts.
The dissent’s assertion that we use comity only when it increases a defendant’s sentence
is off the mark. When comity aids defendants in reducing federal sentences, the overwhelming
probabilities are there would be no appeals. The dissent does not cite one case in the posture of
this case, where defense counsel obtained a clarification order of a state-court sentence well after
the state procedural period for challenging the sentence had expired to attempt to alter a later
federal sentence in federal court. Under the circumstances of this case, the district judge
determined the subsequent state-court clarification order was not entitled to deference, because
of the unambiguous language of the sentencing order as well as federal statutory and circuit law.
The dissent’s charges impugning the integrity of our court are both outrageous and totally
unfounded.
8
Case: 12-13643 Date Filed: 11/15/2013 Page: 9 of 24
to reopen his removal proceedings to reconsider whether his 12-month sentence,
including 60 days of confinement and 10 months on probation, caused his
imprisonment term to be less than one year). A portion of a sentence to be served
on probation nevertheless returns the convicted defendant to prison if probation is
violated.4
Because this is a federal case for unlawful re-entry into the United States
following deportation and involves the interpretation of the Sentencing Guidelines
and federal statutes, a federal judge is in a better position to interpret the state-
sentence order regarding its effect on Garza-Mendez’s federal sentence under
federal law than another state judge, who did not impose his sentence. See
Aguilar-Ortiz, 450 F.3d at 1273 (stating a federal court generally “look[s] no
farther than the judgment of conviction” and applicable federal statutes to
determine “whether a prior conviction is a qualifying offense for enhancement
4
At sentencing, the district judge explained to defense counsel that Garza-Mendez’s battery
crime required him “to go to jail for a year,” and the probation portion was “a way to hold [him]
accountable” if he failed to comply with “what [he was] supposed to do.” R3 at 141. He told
defense counsel: “[Y]ou are just taking this term probation and somehow twisting it to say . . .
that’s not a sentence of incarceration.” Id. at 142. The judge further explained: “[W]hen a judge
checks a box and says one year, he’s intending to impose a prison sentence of one year.” Id. at
143. Defense counsel acknowledged that, if Garza-Mendez violated his probation, then he could
go to jail for “the maximum amount of time on the original sentence, just like in federal court.”
Id. at 146. The judge determined that “[Garza-Mendez] was deported knowing that he had
committed a crime of violence for which he was sentenced to a year, and the moment that he
crossed the border when he was removed from the [United States], he knew that was the
sentence that he was under.” Id. at 151 (emphasis added).
9
Case: 12-13643 Date Filed: 11/15/2013 Page: 10 of 24
purposes”). The original state sentence plainly speaks for itself but then must be
interpreted under federal law in federal court concerning a federal crime.
Accordingly, our interpretation of whether Garza-Mendez’s original
sentence was an imprisonment term of at least one year governs, not the subjective,
interpretive clarification order obtained from a different state judge five years after
imposition of the sentence for the purpose of preventing an 8-level enhancement
for his state-battery conviction. Garza-Mendez pled guilty to a state crime of
violence, which he does not contest, and was sentenced to a term of imprisonment
of at least one year. That qualifies as an aggravated felony as defined by 8 U.S.C.
§ 1101(a)(43)(F), which made application of the 8-level enhancement under
U.S.S.G. § 2L1.2(b)(1)(C) proper.
B. Failure to Depart Downward for Cultural Assimilation
Garza-Mendez contends the district judge erred for failing to depart
downward based on his cultural assimilation in the United States under U.S.S.G. §
2L1.2 cmt. n.8. The Sentencing Guidelines allow departure under cultural
assimilation only where
(A) the defendant formed cultural ties primarily with the United States
from having resided continuously in the United States from childhood,
(B) those cultural ties provided the primary motivation for the
defendant’s illegal reentry or continued presence in the United States,
and (C) such a departure is not likely to increase the risk to the public
from further crimes of the defendant.
10
Case: 12-13643 Date Filed: 11/15/2013 Page: 11 of 24
U.S.S.G § 2L1.2 cmt. n.8. In determining whether this departure is appropriate,
the sentencing judge considers:
(1) the age in childhood at which the defendant began residing
continuously in the United States, (2) whether and for how long the
defendant attended school in the United States, (3) the duration of the
defendant’s continued residence in the United States, (4) the duration
of the defendant’s presence outside the United States, (5) the nature
and extent of the defendant’s familial and cultural ties inside the
United States, and the nature and extent of such ties outside the
United States, (6) the seriousness of the defendant’s criminal history,
and (7) whether the defendant engaged in additional criminal activity
after illegally reentering the United States.
Id. In denying his request for a departure or variance for cultural assimilation,
Garza-Mendez argues the judge had a single-minded focus on his criminal history
with no consideration of his assimilation into the United States.5
We review all sentences “under a deferential abuse-of-discretion standard.”
Gall v. United States, 552 U.S. 38, 41 (2007). A district judge need not discuss
each 18 U.S.C. § 3553(a) factor in explaining a sentence, provided defendant’s
arguments at sentencing are considered, and the judge states “the § 3553(a) factors
[have been taken] into account.” United States v. Sanchez, 586 F.3d 918, 936
(11th Cir. 2009). “The weight to be accorded any given § 3553(a) factor is a
matter committed to the sound discretion of the district court”; we will not remand
5
Among Garza-Mendez’s arguments for assimilation consideration are his parents brought him
to the United States when he was seven, he learned English in one year, and he attended
elementary school, middle school, and high school through eleventh grade in the Atlanta,
Georgia, area.
11
Case: 12-13643 Date Filed: 11/15/2013 Page: 12 of 24
for resentencing unless “we are left with the definite and firm conviction that the
district court committed a clear error of judgment in weighing the § 3553 factors
by arriving at a sentence that lies outside the range of reasonable sentences dictated
by the facts of the case.” United States v. Clay, 483 F.3d 739, 743 (11th Cir. 2007)
(citation and internal quotation marks omitted).
The sentencing judge recognized that Garza-Mendez’s “immigration history
is that he’s in the United States illegally” and “he illegally returned to the United
States,” which is the basis of his conviction under 8 U.S.C. § 1326(a) and (b)(2).
R3 at 160. In addition, the government noted his criminal history in the United
States was “extremely lengthy.” Id. at 163. Although brought to the United States
“as a child at seven” in 1996, “[a]fter he turned 17 in 2006 is when his criminal
history began,” and “basically every year from 2006 through 2012, he was arrested
and/or convicted for crimes in the U.S.” Id. Garza-Mendez had “ten convictions
for either driving without a license or driving on a suspended license,” “a battery
conviction,” and “false reporting of a crime.” Id. at 163, 164. Following his return
after deportation, Garza-Mendez engaged in his former vehicular offenses, some of
which involved the safety of others—“speeding, improper child restraint, [and]
aggressive driving.” Id. at 165. In 2012, prior to his federal sentencing in June, he
had “two more arrests driving without a license and one resulting in a conviction.”
Id. at 164. The government noted his “pattern and practice” of criminal conduct in
12
Case: 12-13643 Date Filed: 11/15/2013 Page: 13 of 24
the United States, resulting in “multiple convictions of the same offense” and a
DUI and family-violence battery, both of which are serious offenses. Id. at 165.
The district judge recognized that, prior to his illegal return to the United
States, Garza-Mendez “had a history of not being able to comport his conduct to
the law, including striking a woman that is apparently the mother of his children.”
Id. at 160. “[H]e will be sentenced based in part upon his criminal history and his .
. . inability to conform his conduct to the laws of the United States.” Id. at 161. In
denying Garza-Mendez a departure for cultural assimilation, the judge explained:
There aren’t a lot of people, Mr. Garza-Mendez, who are
brought here by their parents when they are children that have had as
hard a time as you have complying with some of the simplest rules
that provide people in the United States with a safe environment. And
you just can’t do that, and you haven’t been able to do that for a
number of years.
And a cultural assimilation departure . . . is one that is not very
often given, and it’s reserved for those unique cases where there has
been somebody who has come to the United States when they were
young, completely integrated in the culture, and have lived lawfully.
One of the assimilation requirements is that you come to the
United States and observe its laws, that you don’t hurt people, you
don’t put people at risk, that you don’t lie to the authorities about
crimes. And you just haven’t been able to do that.
And this isn’t even a close case on cultural assimilation. You
would not qualify for that.
Id. at 167-68. He also said he had “looked at all the factors under 3553” and
concluded “the community is entitled to a just punishment. That’s what most—
half of the factors deal with, and that is just punishment, deterring you.” Id. at 171.
13
Case: 12-13643 Date Filed: 11/15/2013 Page: 14 of 24
The judge determined Garza-Mendez’s criminal history both before and
after he was deported outweighed the other § 3553(a) factors. Therefore, he
concluded a departure or variance for cultural assimilation was inappropriate for
Garza-Mendez and sentenced him to 20 months of imprisonment. Based on our
review of the record and sentencing proceedings, we find no abuse of discretion in
the judge’s declining to accord Garza-Mendez a departure or variance on cultural
assimilation.
C. Extraterritorial Reporting on Supervised Release
Garza-Mendez challenges the district judge’s requiring him to report from
Mexico during his 3-year term of supervised release, following his deportation. A
special condition of Garza-Mendez’s supervised release states that, after his
deportation, he
shall notify, in writing and within ten (10) calendar days, the United
States Probation Office in the Northern District of Georgia of his
current address in the country to which he is deported and any later
change in residence address. Failure to do so will constitute a
violation of his supervised release.
R1-17 at 3. “We review the district court’s imposition of a special condition of
supervised release for abuse of discretion, so long as the objection was preserved
for appeal.” United States v. Guzman, 558 F.3d 1262, 1264 (11th Cir. 2009) (per
curiam) (citation and internal quotation marks omitted).
After Garza-Mendez’s sentence was imposed, defense counsel
14
Case: 12-13643 Date Filed: 11/15/2013 Page: 15 of 24
object[ed] to [the] terms of supervision to the extent that it requires
reporting from Mexico the ten days after he gets there[,] his
residence[,] and any change of residence . . . . as being beyond the
jurisdiction of the Court, and also as an unreasonable condition of
supervision in light of the fact that there is no guarantee . . . someone
can actually get to their home in ten days when dropped off at the
border or wherever they are taken.
R3 at 176. On appeal, he further contends U.S.S.G. § 5D1.1(c) instructs a
sentencing judge not to impose supervised release, when the convicted defendant is
likely to be deported following imprisonment. 6 The commentary application notes
provide: “The court should, however, consider imposing a term of supervised
release on such a defendant if the court determines it would provide an added
measure of deterrence and protection based on the facts and circumstances of a
particular case.” U.S.S.G. § 5D1.1 cmt. n.5 (emphasis added). The Sentencing
Guidelines permit imposition of any condition of supervised release that is
“reasonably related” to the § 3553(a) factors, as long as the conditions “involve no
greater deprivation of liberty than is reasonably necessary for the purposes set forth
[in § 3553(a)] and are consistent with any pertinent policy statements issued by the
Sentencing Commission.” U.S.S.G § 5D1.3(b); see United States v. Zinn, 321 F.3d
1084, 1089 (11th Cir. 2003) (recognizing, under 18 U.S.C. § 3583(d), “the district
6
The relevant Guideline provides: “The court ordinarily should not impose a term of supervised
release in a case in which supervised release is not required by statute and the defendant is a
deportable alien who likely will be deported after imprisonment.” U.S.S.G. § 5D1.1(c).
15
Case: 12-13643 Date Filed: 11/15/2013 Page: 16 of 24
court may impose any condition of supervised release it deems appropriate so long
as it comports with the factors enumerated in § 3553(a)”).
Similar to this case, Guzman concerned a Mexican citizen, who illegally re-
entered the United States after being deported. He contended on appeal his 3-year
term of supervised release was unreasonable, because it included strict
extraterritorial reporting requirements. Since the government would know of his
deportation, he argued the reporting requirement was not reasonably related to the
§ 3553(a) factors. We determined his reporting was not imposed to confirm
Guzman had been deported but to ensure he remained in Mexico by allowing his
probation officer to monitor his location. Guzman, 558 F.3d at 1265. We
concluded the reporting requirement to verify Guzman remained in Mexico was
reasonably related to several § 3553(a) factors: his unlawful re-entry crime,
deterrence from illegally re-entering the United States again, and protection for the
public from his future attempt to re-enter this country unlawfully. Id.; see 18
U.S.C. § 3553(a)(1), (a)(2)(B)-(C). This rationale applies to Garza-Mendez’s same
contentions.
To the extent Garza-Mendez argues that 3 years of reporting his location
from Mexico is overly focused on deterrence, his re-entry into the United States a
month after his deportation in 2011 belies his argument. At sentencing, the judge
told Garza-Mendez: “I mean, you have to be deterred. We tried to deter you once
16
Case: 12-13643 Date Filed: 11/15/2013 Page: 17 of 24
by removing you and telling you not to come back. That didn’t work, so we have
to do something more now.” R3 at 171. Garza-Mendez’s reporting requirement
from Mexico comports with the § 3553(a) factors, particularly since this is his
second deportation from the United States.
AFFIRMED.
17
Case: 12-13643 Date Filed: 11/15/2013 Page: 18 of 24
APPENDIX
r STAT! COtiRT f GWt4k'ETT COUrTY CRVL ACflN
_________
sp',smoN
- STATE of GEOGfA OFFES(sJ t3- cY'P iv2 127
rLOS G!-RZ -t1i-tO
SEX: D08:_ 0fl1 DATE of CFEN5E Z-O)
LEA: 0 TRIAL: VERDCT
DJO1LkT
u&r o crs_____________________ 0 acti
0 JURY Gt.ajYCN C(3)________________ Z,3
O01 GtLTf CT(5___________________ Do&ocatc______________
0 rso CO T+O CT(S ___________________
MtSOEMENOR SEN1NC(
WtJEEA5, Ill deteodant fn boon found gtitty ofdhas srtsr,d s p1*. to 1e iboesfsted oU.(.), It . ORDEREq 9t.t P,s derdanc fa untencad
[Cnsnt ,n ie Gwlmeit County 0 uS 'CO t5tt&5y* Crsdonal CcnipIs Al pwfcd oI_ rJ-yt-p h't11.
SGMCC o 30 IO
CreS dmi 30 k 0 V.J' The emsndet tab. srved on RO8ATIOH 0 SUSPE1JStON
anUe tanIrtce of contlasment may bs vod, to the condUt,na sil oul h.n. on ROSATIOW 0 SUSPENSION
0 Payment of RE311TUTION (see attached *r,) F1n. In ø. atrcunt of s3D' pp_Piy b_________
PLUS appHcabt. szctrnrgas.
- -
-. - CONO4TIONSOP t*OBATIO$OSUSPENStON
(1) Zou must aNy all twa a,d avoid persons a reputable or hsankU character.
y .Ef'You must avoid kus1ous and 4daug habitI .sp.ctsRy alcohol and nvtcts ursu lmt4tøy erted.
(3) Ø'You must wix (althIUUy and not ehane yotscunent raIdence or leave Its )uthdlctan of the Co 1houJ the p tlhs Court
(4) 0 You muSt eport to yow Pm otlo,i OIflce as *ecied and .50w your Probdan Ofltc.r to 'MIt ypu yihs •iydu are -
(5) g216 F.3d 1019, 1021 (11th Cir. 2000) (holding that “when a court
does not order a period of incarceration and then suspend it, but instead imposes
probation directly, the conviction is not an ‘aggravated felony’”) (quoting United
States v. Banda-Zamora, 178 F.3d 728, 730 (5th Cir. 1999)).
I also write separately, however, to express my concerns about the
Majority’s astonishing refusal to defer to the State Court’s order. The failure to do
so is not consistent with the longstanding tradition in this Court of promoting
19
Case: 12-13643 Date Filed: 11/15/2013 Page: 20 of 24
comity between state and federal courts in criminal cases. In the vast majority of
criminal cases, deference to comity works to the detriment of federal defendants
because it bars them from challenging their State Court convictions, which are
used to enhance their federal sentences. See, e.g., United States v. Phillips, 120
F.3d 227, 231 (11th Cir. 1997) (“Collateral attacks on prior convictions are
allowed in federal sentencing proceedings in one narrow circumstance only: when
the conviction was obtained in violation of the defendant’s right to counsel.”);
United States v. Jackson, 57 F.3d 1012, 1018 (11th Cir. 1995) (“Generally, we do
not allow a defendant to collaterally attack in the sentence proceeding convictions
being used to enhance his sentence.”).
This case, of course, presents one of the rare instances in which showing
deference and comity to the State Court would benefit a federal defendant. But
here, in contrast to our usual practice, the Majority shows no comity and no
deference to an order of the State Court clarifying the terms of the sentence that it
imposed on Mr. Garza-Mendez. The Majority’s refusal to credit the State Court’s
clarification of its own sentence is perplexing, especially given that, in my
experience, we do not scrutinize State Court judgments in the same way when they
result in a harsher sentence for criminal defendants. See, e.g., United States v.
Sanchez, 586 F.3d 918, 931 (11th Cir. 2009) (“Except for convictions that are
presumptively void, a defendant may not use a sentencing proceeding to mount a
20
Case: 12-13643 Date Filed: 11/15/2013 Page: 21 of 24
collateral attack on a prior conviction.”); United States v. Brand, 163 F.3d 1268,
1275 (11th Cir. 1998) (“Brand’s collateral attack of the state court order is not
cognizable.”).
The Majority’s efforts to justify its lack of comity are not persuasive.
Although the Majority correctly points out that the state judge who issued the
clarification order was not the sentencing judge,1 it cannot cite to any authority
suggesting that an order entered under such circumstances is entitled to less
deference than any other state court order. 2 See Kremer v. Chem. Constr. Corp.,
456 U.S. 461, 462–63, 102 S. Ct. 1883, 1887–88 (1982) (“As one of its first acts,
Congress directed that all United States courts afford the same full faith and credit
to state court judgments that would apply in the State’s own courts.”). Neither can
the Majority explain why the Gwinnett County State Court is not in the best
position to interpret and explain whether it imposed on Mr. Garza-Mendez a
sentence of imprisonment or probation. We should accept Judge South’s Order
Clarifying Sentence to be what she said it is—an order clarifying the original terms
of Mr. Garza-Mendez’s sentence.
1
A fact not relied upon, or even mentioned by the District Court in its ruling enhancing Mr.
Garza’s sentence.
2
Indeed, given Judge South’s extensive experience, she was well-equipped to interpret Mr.
Garza’s sentence. Publicly available records indicate that Judge South has served as a Judge of
the State Court of Gwinnett County since 2001. Prior to joining the bench, Judge South served
on the Gwinnett County Magistrate Court and as a prosecutor in the Gwinnett County District
Attorney’s Office.
21
Case: 12-13643 Date Filed: 11/15/2013 Page: 22 of 24
The Majority also suggests that the State Court’s clarification order need not
be given any weight because it involves the interpretation of a “state-sentence form
as to federal law.” This argument, however, is simply wrong on its face. Nowhere
does the State Court’s clarification order reflect an attempt to apply federal law in
determining how the Sentencing Guidelines should be applied to Mr. Garza-
Mendez in this case. All that the order purports to do is clarify that Mr. Garza-
Mendez’s sentence for his family violence battery conviction was 12 months of
probation, with the first 30 hours to be served in custody, rather than 12 months of
incarceration. Even though this clarification may have the practical effect of
resolving the aggravated felony enhancement issue in this case, the record before
us is utterly devoid of any indication that the State Court attempted to answer any
questions of federal law in its order. Rather, all of its determinations were either
factual or based on state law, and we owe deference to these determinations. See
Baggett v. First Nat’l Bank of Gainesville, 117 F.3d 1342, 1353 (11th Cir. 1997)
(“State courts, not federal courts, should be the final arbiters of state law.”).
Finally, the Majority implies that the State Court’s order is not reliable
because it was “strategically timed” by Mr. Garza-Mendez’s attorney “for the
purpose of preventing an 8-level enhancement.” But I see no reason at all why the
State Court’s order should be given any less deference because it was obtained by
Mr. Garza-Mendez’s attorney. Certainly we give no less deference to State Court
22
Case: 12-13643 Date Filed: 11/15/2013 Page: 23 of 24
sentencing orders obtained and presented by prosecutors. We also know that, as a
general rule, federal criminal defendants are not permitted to collaterally attack a
prior State Court conviction in federal court. See Custis v. United States, 511 U.S.
485, 496–97, 114 S. Ct. 1732, 1738–39 (1994) (holding that with the sole
exception of convictions obtained in violation of the right to counsel, defendant has
no right under the Armed Career Criminal Act or the Constitution to collaterally
attack a prior State Court conviction at his federal sentencing proceeding). This
being the case, the only way that Mr. Garza could attack or clarify his prior State
Court conviction was to go back to the State Court that imposed it. See United
States v. Medlock, 12 F.3d 185, 189 (11th Cir. 1994) (“Our system of federalism
does not envision federal sentencing courts sitting as open-door review boards at
the beck and call of defendants who have failed to avail themselves of well-
established procedures for direct appeal or habeas scrutiny.”). It is hard to imagine
why the Majority penalizes Mr. Garza for going exactly to the place we tell
criminal defendants to go when they wish to clarify their State Court judgments.
I close by emphasizing again that the Majority’s lack of deference here is
striking because, in my experience, it has always been the practice of this Court to
exercise great deference to State Court judgments in criminal cases, especially
when comity bars defendants from obtaining relief in federal court. Surely it is
true that equal justice requires us to show deference and comity to State Court
23
Case: 12-13643 Date Filed: 11/15/2013 Page: 24 of 24
judgments in all situations, whether it serves to help or hurt a defendant in our
Court. Indeed, it must be our charge to prevent the principle of comity from being
reduced to a mere tool that works only to the disadvantage of criminal defendants.
Cf. United States v. Early, 686 F.3d 1219, 1223–25 (11th Cir. 2012) (Martin, J.,
concurring) (observing that this Court typically upholds any upward variance
above the Sentencing Guidelines range but rarely shows deference to a sentencing
court’s decision to grant a downward variance).
I respectfully dissent to the denial of relief to Mr. Garza-Mendez with
respect to the use of his 2007 family violence battery conviction to enhance the
federal sentence we consider here.
24