Parks v. City of Warner Robins, GA , 43 F.3d 609 ( 1995 )


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  •                       United States Court of Appeals,
    Eleventh Circuit.
    No. 94-8097.
    Brenda A. PARKS, Plaintiff-Appellant,
    v.
    CITY OF WARNER ROBINS, GEORGIA, A body politic acting under the
    authority of the Constitution of the State of Georgia and the Laws
    of Georgia, the City of Warner Robins, City Council, A Council
    created under the Laws of the State of Georgia, Ed Martin, in his
    official capacity as Mayor of the City of Warner Robins, and in his
    individual capacity, Curtis E. Dempsey, in his official capacity as
    a member of the City Council, and in his individual capacity,
    William W. Douglas, in his official capacity as a member of the
    City Council, and in his individual capacity, et al., Defendants-
    Appellees.
    Jan. 26, 1995.
    Appeal from the United States District Court for the Middle
    District of Georgia. (No. 92-CV-146-3-MAC), Wilbur D. Owens, Jr.,
    Chief Judge.
    Before EDMONDSON and BIRCH, Circuit Judges, and HILL, Senior
    Circuit Judge.
    BIRCH, Circuit Judge:
    In this appeal, we consider for the first time in our circuit
    whether a city's anti-nepotism policy denies the fundamental right
    to marry protected by the Due Process Clause of the Fourteenth
    Amendment, infringes the right of intimate association implicit in
    the   First   Amendment,    or    has   a    disparate    impact   on    women   in
    violation     of   the   Equal   Protection      Clause    of   the     Fourteenth
    Amendment.     The district court held that the anti-nepotism policy
    is constitutional.       We AFFIRM.
    I. BACKGROUND
    Plaintiff-appellant Brenda Parks is a Sergeant in the Special
    Investigative Unit of the Warner Robins Police Department, where
    she has worked since August, 1984.       In October, 1989, Parks became
    engaged to A.J. Mathern, a Captain in the Criminal Investigative
    Unit of the Warner Robins Police Department.          Mathern also began
    working for the Warner Robins Police Department in August, 1984,
    approximately two weeks before Parks arrived.            Both Parks and
    Mathern hold supervisory positions in the police department.
    Mathern   discussed   his   plans   to   marry   Parks   with   George
    Johnson, Chief of Police for Warner Robins, who informed Mathern
    that the two would be in violation of Warner Robins' anti-nepotism
    policy.   Defendant-appellees City of Warner Robins, its mayor and
    city council ("Warner Robins") adopted the anti-nepotism policy as
    1
    a city ordinance in 1985.        The anti-nepotism policy prohibits
    1
    The statute provides in relevant part:
    Sec. 18-3. Anti-nepotism.
    (a) Definitions. "Relative" is defined to include
    spouse, child, stepchild, grandchild, parent,
    grandparent, brother, sister, half-brother,
    half-sister, uncle, aunt, niece, nephew or the spouse
    of any of them. These relationships shall include
    those arising from adoption. Persons who are common
    law married or who are living together without the
    benefit of matrimony are also considered as relatives
    under the intent of this rule....
    ....
    (d) Relatives of supervisory employees. Relatives
    of employees in positions that carry any degree of
    supervision shall not be employed anywhere in the
    department in which the supervisor works, but may be
    employed in other departments of the city.
    (e) Relatives of nonsupervisory employees.
    Subject to the foregoing provisions, relatives of
    nonsupervisory employees may be employed by the city in
    any position which they are qualified to fill.
    ....
    relatives of city employees in supervisory positions from working
    in the same department.    Warner Robins, Ga., Code § 18-3(d).    The
    prohibition does not extend to nonsupervisory employees, nor does
    it prevent relatives of supervisory employees from working in other
    departments of the city.      Johnson told Mathern that if the two
    married, the less-senior Parks would have to leave the police
    department.      Rather than losing her job, Parks postponed the
    wedding and brought the instant lawsuit;     Parks and Mathern have
    remained engaged, but unmarried, for over four years.
    Arguing that Warner Robins' anti-nepotism policy infringed her
    First Amendment right of intimate association by conditioning her
    employment on the nonassertion of her right to marry, Parks sought
    declaratory and injunctive relief under 42 U.S.C. § 1983 and 28
    U.S.C. § 2201.    Parks also contended that the policy violated both
    the Due Process Clause of the Fourteenth Amendment by denying her
    fundamental right to marry and the Equal Protection Clause of the
    Fourteenth Amendment by having a disparate impact upon women.      On
    (g) Employees who become related subsequent to
    employment. The limitations on employment of relatives
    specified in this section shall apply to the continued
    employment of persons who become relatives subsequent
    to their employment by the city due to their getting
    married to each other. If an appropriate transfer
    cannot be arranged, the less senior employee will be
    terminated.
    ....
    (i) This section shall be effective March 18,
    1985.
    Warner Robins, Ga., Code § 18-3. The Warner Robins
    anti-nepotism policy also includes provisions restricting
    the employment of relatives of elected and appointed
    officials, purchasing and personnel department employees,
    and the mayor's staff. See 
    id. § 18-3(b),
    (c), (h).
    motion for summary judgment, the district court found that the
    policy    was   not   a     direct    restraint    on    the    right   to   marry;
    consequently, the court applied rational basis scrutiny to the
    policy and found that the statute was constitutional under both the
    First    Amendment    and    Due     Process   Clause.     The    district   court
    dismissed Parks' Equal Protection Clause claim after finding that
    she had "set forth no evidence that would indicate that the alleged
    unequal application [of the policy] was in any way the result of
    purposeful discrimination."            R2-58-18.    Finding no constitutional
    infirmities in the challenged policy, the district court granted
    Warner Robins' summary judgment motion, 
    841 F. Supp. 1205
    .
    II. DISCUSSION
    On appeal, Parks argues that the district court erred by
    granting summary judgment to Warner Robins.                Specifically, Parks
    realleges her substantive due process right to marry, her right of
    intimate association, and her disparate impact claims.                  A district
    court may grant summary judgment "if the pleadings, depositions,
    answers to interrogatories, and admissions on file, together with
    the affidavits, if any, show that there is no genuine issue as to
    any material fact and that the moving party is entitled to judgment
    as a matter of law."           Fed.R.Civ.P. 56(c).             A moving party is
    entitled to summary judgment if the nonmoving party has "failed to
    make a sufficient showing on an essential element of her case with
    respect to which she has the burden of proof."                   Celotex Corp. v.
    Catrett, 
    477 U.S. 317
    , 323, 
    106 S. Ct. 2548
    , 2552, 
    91 L. Ed. 2d 265
    (1986).
    We review the district court's grant of summary judgment de
    novo, applying the same legal standards used by the district court.
    Fitzpatrick v. City of Atlanta, 
    2 F.3d 1112
    , 1117 (11th Cir.1993).
    Additionally, we note that we may affirm the district court's
    decision on any adequate ground, even if it is other than the one
    on which the court actually relied.                  
    Id. A. Substantive
    Due Process
    Parks    argues       that   Warner   Robins'     anti-nepotism        policy
    violates her substantive due process rights by denying her the
    fundamental          right   to    marry.     That    the    right   to    marry    is   a
    fundamental right protected by the substantive component of the Due
    Process Clause of the Fourteenth Amendment is well established.
    See, e.g., Planned Parenthood v. Casey, --- U.S. ----, ----, 
    112 S. Ct. 2791
    , 2805, 
    120 L. Ed. 2d 674
    (1992); Zablocki v. Redhail, 
    434 U.S. 374
    , 383-85, 
    98 S. Ct. 673
    , 679-81, 
    54 L. Ed. 2d 618
    (1978);
    Loving v. Virginia, 
    388 U.S. 1
    , 12, 
    87 S. Ct. 1817
    , 1824, 
    18 L. Ed. 2d 1010
          (1967);      McCabe      v.   Sharrett,    
    12 F.3d 1558
    ,   1562     (11th
    Cir.1994).2
    2
    We cite McCabe for the proposition that the right to marry
    is a fundamental right. Parks would have us go further and
    follow our analysis in McCabe rather than the Supreme Court's
    line of right-to-marry cases beginning with Loving. In McCabe,
    we used three separate standards to evaluate a police chief's
    decision to reassign his personal secretary to another department
    after she married one of his subordinates. Unlike the
    legislative act embodied in Warner Robins' anti-nepotism policy,
    however, the secretary's reassignment in McCabe was a
    quintessentially executive act. See McKinney v. Pate, 
    20 F.3d 1550
    , 1557 n. 9 (11th Cir.1994) (en banc) (distinguishing
    executive acts, which "characteristically apply to a limited
    number of persons" and which "typically arise from the
    ministerial or administrative activities of members of the
    executive branch" from legislative acts, which "generally apply
    to a larger segment of ... society" and which include "laws and
    broad-ranging executive regulations").
    We applied three separate tests in McCabe because the
    Nevertheless, the Supreme Court has held that not every
    statute   "which   relates   in   any   way   to   the   incidents   of   or
    prerequisites for marriage" must be subjected to strict scrutiny.
    
    Zablocki, 434 U.S. at 386
    , 98 S.Ct. at 681.              "To the contrary,
    reasonable regulations that do not significantly interfere with
    decisions to enter into the marital relationship may legitimately
    be imposed."   
    Id. (emphasis added).
        Therefore, whether we examine
    this ordinance under strict scrutiny or rational basis analysis
    depends upon whether the statute "significantly interfere[s]" with
    the decision to marry.
    A statutory classification must interfere "directly and
    substantially" with the right to marry before it violates the Due
    Process Clause.    
    Zablocki, 434 U.S. at 387
    , 98 S.Ct. at 681.            In
    Loving, the seminal case, the Court struck down as violative of the
    "freedom of choice to marry" an anti-miscegenation statute that
    voided interracial marriages and made them punishable as felonies.
    
    Loving, 388 U.S. at 4
    , 
    12, 87 S. Ct. at 1819-20
    , 1824.          The statute
    at issue in Loving also provided that residents of Virginia who
    left the state to enter into interracial marriages were subject to
    criminal punishment upon returning to Virginia. 
    Id. at 4,
    87 S.Ct.
    Supreme Court had yet to decide which test delimits the
    effect that an executive act can have upon the fundamental
    right to marry. See 
    McCabe, 12 F.3d at 1564
    , 1567-74. As
    discussed in the opinion following, however, the Supreme
    Court has on several occasions addressed the extent to which
    legislative acts may infringe upon the right to marry.
    Moreover, in the context of a substantive due process
    challenge, we have recently held that "[t]he analysis ...
    that is appropriate for executive acts is inappropriate for
    legislative acts." 
    McKinney, 20 F.3d at 1557
    n. 9. We
    therefore decline to extend the analysis that we used in
    McCabe to legislative acts, such as the one at issue here.
    at 1819.    Similarly, in Zablocki, the Court ruled unconstitutional
    a state statute that required Wisconsin residents with child
    support obligations to obtain a court order before they could
    marry.     
    Zablocki, 434 U.S. at 387
    , 
    390-91, 98 S. Ct. at 681
    , 683.
    Under the statute, courts could grant such permission only if the
    obligated    parent   could   produce   proof   of   support   and   could
    demonstrate that the children so supported were " "not then and
    [were] not likely thereafter to become public charges.' "            
    Id. at 375,
    98 S.Ct. at 675.    The statute voided marriages contracted in
    any jurisdiction without the required court order and subjected
    violators to criminal punishment. The Supreme Court concluded that
    these statutes were impermissible direct restraints on the freedom
    to marry.     
    Id. at 387,
    390-91, 98 S. Ct. at 681
    , 683-84;       
    Loving, 388 U.S. at 12
    , 87 S.Ct. at 1824.
    In holding that the statute in Zablocki violated the Due
    Process Clause, the Court noted that
    [s]ome of those in the affected class ... will never be able
    to obtain the necessary court order.... These persons are
    absolutely prevented from getting married. Many others, able
    in theory to satisfy the statute's requirements, will be
    sufficiently burdened by having to do so that they will in
    effect be coerced into forgoing their right to marry.
    Id. at 
    387, 98 S. Ct. at 681
    .
    In contrast to its ruling in Zablocki, the Court in the same
    term upheld a Social Security provision that terminated benefits to
    a secondary beneficiary if he or she married a person ineligible
    for Social Security benefits.      Califano v. Jobst, 
    434 U.S. 47
    , 
    98 S. Ct. 95
    , 
    54 L. Ed. 2d 228
    (1977).          As the Court explained in
    Zablocki,
    [t]he directness and substantiality of the interference with
    the freedom to marry distinguish the instant case from ...
    [Jobst ]. The Social Security provisions placed no direct
    legal obstacle in the path of persons desiring to get married,
    and ... there was no evidence that the laws significantly
    discouraged, let alone made "practically impossible," any
    marriages.
    
    Zablocki, 434 U.S. at 387
    n. 
    12, 98 S. Ct. at 681
    n. 12 (citation
    omitted).
    We conclude that the Warner Robins anti-nepotism policy does
    not "directly and substantially" interfere with the right to marry.
    The policy does not create a direct legal obstacle that would
    prevent absolutely a class of people from marrying.             While the
    policy   may   place   increased   economic   burdens   on   certain   city
    employees who wish to marry one another, the policy does not forbid
    them from marrying.      See 
    Jobst, 434 U.S. at 58
    , 98 S.Ct. at 101
    (upholding a Social Security provision despite the fact that it
    "may have an impact on a secondary beneficiary's desire to marry,
    and may make some suitors less welcome than others").            The true
    intent and direct effect of the policy is to ensure that no city
    employee will occupy a supervisory position vis-a-vis one of his or
    her relatives.    See Keckeisen v. Independent School District 612,
    
    509 F.2d 1062
    , 1065 (8th Cir.) (distinguishing an anti-nepotism
    statute from the anti-miscegenation law in Loving by reasoning that
    the former "does not deny to people the right to marry;            it only
    prohibits      the      employment     of     married        couples    in
    administrator-teacher situations"), cert. denied, 
    423 U.S. 833
    , 
    96 S. Ct. 57
    , 
    46 L. Ed. 2d 51
    (1975).         Any increased economic burden
    created by the anti-nepotism policy is no more than an incidental
    effect of a policy aimed at maintaining the operational efficiency
    of Warner Robins' governmental departments, not a direct attempt to
    control the marital decisions of city employees.             Cf. 
    Jobst, 434 U.S. at 54
    n. 
    11, 98 S. Ct. at 100
    n. 11 ("Congress adopted this
    rule in the course of constructing a complex social welfare system
    that necessarily deals with the intimacies of family life. This is
    not a case in which government seeks to foist orthodoxy on the
    unwilling    by   banning,   or   criminally   prosecuting    nonconforming
    marriages.").
    Moreover, individual instances of hardship notwithstanding,
    the anti-nepotism policy at issue here does not make marriage "
    "practically impossible' " for a particular class of persons.
    Although Parks and Mathern have postponed their wedding for over
    four years, pending the outcome of this case, they have produced no
    evidence of other couples similarly deterred by the policy, nor do
    we believe that ordinarily such will be the case.            As the Supreme
    Court noted in Jobst, a statute "is not rendered invalid simply
    because some persons who might otherwise have married were deterred
    by the rule or because some who did marry were burdened thereby."
    
    Id. at 54,
    98 S.Ct. at 99.3
    3
    See also Lyng v. International Union, United Auto.,
    Aerospace and Agric. Implement Workers, 
    485 U.S. 360
    , 365-66 & n.
    3, 
    108 S. Ct. 1184
    , 1189 & n. 3, 
    99 L. Ed. 2d 380
    (1988) (holding
    that a statute did not " " "directly and substantially" interfere
    with family living arrangements' " despite district court's
    finding that the wife and children of one striking worker left
    his household after he was denied food stamps and that the couple
    subsequently divorced (quoting Lyng v. Castillo, 
    477 U.S. 635
    ,
    637, 
    106 S. Ct. 2727
    , 2729, 
    91 L. Ed. 2d 527
    (1986) (quoting
    
    Zablocki, 434 U.S. at 386
    -87 & n. 
    12, 98 S. Ct. at 681
    & n. 12)));
    Bowen v. Gilliard, 
    483 U.S. 587
    , 601-02, 
    107 S. Ct. 3008
    , 3017, 
    97 L. Ed. 2d 485
    (1987) ("That some families may decide to modify
    their living arrangements in order to avoid the effect of the
    amendment, does not transform the amendment into an act whose
    design and direct effect are to "intrud[e] on choices concerning
    family living arrangements.' " (quoting Moore v. East Cleveland,
    
    431 U.S. 494
    , 499, 
    97 S. Ct. 1932
    , 1936, 
    52 L. Ed. 2d 531
    (1977)
    Because the Warner Robins policy does not directly and
    substantially interfere with the fundamental right to marry, we
    subject the policy to rational basis scrutiny.                 Id. at 53-
    54, 98 S. Ct. at 99
    .4       Accordingly, the statute will not violate the Due
    Process    Clause    if   it   is   rationally     related     to   a    legitimate
    government interest.           Warner Robins has advanced several such
    interests: avoiding conflicts of interest between work-related and
    family-related      obligations;        reducing     favoritism     or    even    the
    appearance    of    favoritism;        preventing     family    conflicts        from
    affecting the workplace;            and, by limiting inter-office dating,
    decreasing the likelihood of sexual harassment in the workplace.
    A rule that would prevent supervisory employees from having to
    exercise   their     discretionary      power   to   hire,     assign,    promote,
    discipline or fire their relatives is rationally related to each of
    (alteration in original))); 
    Castillo, 477 U.S. at 635
    , 106 S.Ct.
    at 2729 (finding no direct and substantial interference with
    family living arrangements despite the fact that "the loss or
    reduction of [food stamp] benefits [as a result of a recipient's
    decision to live in the same household as his family] will impose
    a severe hardship on a needy family, and may be especially
    harmful to the affected young children for whom an adequate diet
    is essential").
    4
    Following the Zablocki rule, at least two other circuits
    and two federal district courts have held that anti-nepotism laws
    do not trigger strict scrutiny. Parsons v. County of Del Norte,
    
    728 F.2d 1234
    , 1237 (9th Cir.) (per curiam), cert. denied, 
    469 U.S. 846
    , 
    105 S. Ct. 158
    , 
    83 L. Ed. 2d 95
    (1984); Cutts v. Fowler,
    
    692 F.2d 138
    , 141 (D.C.Cir.1982); Sebetic v. Hagerty, 
    640 F. Supp. 1274
    , 1277-78 (E.D.Wis.1986), aff'd sub nom. Heyden v.
    Schoenfeld, 
    819 F.2d 1144
    (7th Cir.), cert. denied, 
    484 U.S. 899
    ,
    
    108 S. Ct. 235
    , 
    98 L. Ed. 2d 193
    (1987); Southwestern Community
    Action Council, Inc. v. Community Servs. Admin., 
    462 F. Supp. 289
    ,
    297-98 (S.D.W.Va.1978); cf. Sioux City Police Officers' Assoc.
    v. City of Sioux City, 
    495 N.W.2d 687
    , 696 (Iowa 1993) (citing
    Zablocki in upholding city's anti-nepotism statute against
    substantive due process challenge and listing other state courts
    that have found anti-nepotism policies constitutional).
    these practical, utilitarian goals.        See Parsons v. County of Del
    Norte, 
    728 F.2d 1234
    , 1237 (9th Cir.) (per curiam) (upholding under
    rational basis scrutiny an anti-nepotism statute as a means of
    avoiding conflicts of interest and favoritism), cert. denied, 
    469 U.S. 846
    , 
    105 S. Ct. 158
    , 
    83 L. Ed. 2d 95
    (1984);          Cutts v. Fowler,
    
    692 F.2d 138
    , 141 (D.C.Cir.1982) (same).        Therefore, we hold that
    the anti-nepotism policy adopted by Warner Robins is a reasonable
    attempt to achieve legitimate government interests; as such, it is
    valid under the Due Process Clause.
    B. First Amendment Right of Intimate Association
    Parks contends that the Warner Robins policy violates the
    First Amendment by making her continued employment contingent on
    the nonassertion of her right to marry.              The First Amendment
    contains no explicit right of association.              Nonetheless, the
    Supreme Court "ha[s] long understood as implicit in the right to
    engage     in   activities    protected   by   the   First    Amendment    a
    corresponding right to associate with others in pursuit of a wide
    variety of political, social, economic, educational, religious, and
    cultural ends."     Roberts v. United States Jaycees, 
    468 U.S. 609
    ,
    622, 
    104 S. Ct. 3244
    , 3252, 
    82 L. Ed. 2d 462
    (1984).
    Included in this First Amendment right of association is the
    right to enter into certain intimate or private relationships, such
    as family relationships.      See 
    id. at 619,
    104 S.Ct. at 3250 (naming
    marriage as an example of constitutionally protected intimate
    association). This is true even though the primary purpose of such
    intimate    associations     may   not be expressive.        See   Board   of
    Directors of Rotary Int'l v. Rotary Club, 
    481 U.S. 537
    , 545-50, 
    107 S. Ct. 1940
    , 1945-48, 
    95 L. Ed. 2d 474
    (1987) ("We have emphasized
    that the First Amendment protects those relationships, including
    family   relationships,      that   presuppose     "deep     attachments   and
    commitments to the necessarily few other individuals with whom one
    shares not only a special community of thoughts, experiences, and
    beliefs but also distinctively personal aspects of one's life.' "
    (quoting    
    Roberts, 468 U.S. at 619-20
    ,     104   S.Ct.   at   3250));
    Cummings v. DeKalb County, 
    24 F.3d 1349
    , 1354 (11th Cir.1994)
    (recognizing that intimate association is protected by the First
    Amendment);    Wilson v. Taylor, 
    733 F.2d 1539
    , 1544 (11th Cir.1984)
    (holding that dating is a type of association protected by the
    First Amendment).
    Although the right to marry enjoys independent protection
    under both the First Amendment and the Due Process Clause, the
    Supreme Court has held that the same analysis applies in each
    context.    In Lyng v. International Union, United Auto., Aerospace
    and Agric. Implement Workers, 
    485 U.S. 360
    , 
    108 S. Ct. 1184
    , 
    99 L. Ed. 2d 380
    (1988), the Court extended the reasoning in Zablocki to
    apply to claims involving First Amendment associational rights.
    
    Id. at 364-67,
    108 S.Ct. at 1189-90.           The Court examined a Food
    Stamp Act provision that denied increased food stamp benefits to
    families of striking workers.        The Court held that the food stamp
    statute did not infringe upon the striking workers' right to
    associate with their families because it did not " "order' any
    individuals not to dine together;            nor [did] it in any way "
    "directly     and   substantially"       interfere    with    family    living
    arrangements.' "       International 
    Union, 485 U.S. at 365-66
    , 108
    S.Ct. at 1189 (quoting Lyng v. Castillo, 
    477 U.S. 635
    , 638, 
    106 S. Ct. 2727
    , 2729, 
    91 L. Ed. 2d 527
    (1986) (quoting 
    Zablocki, 434 U.S. at 387
    , 98 S.Ct. at 681)).
    The Warner Robins anti-nepotism policy does not "order"
    individuals not to marry, nor does it "directly and substantially"
    interfere   with    the   right   to   marry.     
    See supra
      Part   II.A.
    Admittedly, the policy presents a harder case than did the food
    stamp provision at issue in International Union;                individuals
    forced by the policy to leave their jobs may incur economic losses
    greater than the temporary denial of food stamp benefits.           But see
    supra note 3.      Because the anti-nepotism policy does not prevent
    the less-senior spouse from working in another department or
    outside the Warner Robins municipal government, however, it is
    unlikely that the policy will actually prevent affected couples
    from marrying.       In this respect, Warner Robins' anti-nepotism
    policy is similar to the food stamp provision in International
    Union, for which the Court concluded:       "Even if isolated instances
    can be found in which a striking individual may have left the other
    members of the household in order to increase their allotment of
    food stamps, "in the overwhelming majority of cases [the statute]
    probably has no effect at all.' "       International 
    Union, 485 U.S. at 365
    , 108 S.Ct. at 1189 (quoting 
    Castillo, 477 U.S. at 638
    , 106
    S.Ct. at 2729).
    In International Union, the Court held that the petitioners'
    associational rights claim was "foreclosed" by its inability to
    satisfy the direct and substantial interference standard first used
    in Zablocki and followed in Castillo.           
    Id. at 364,
    108 S.Ct. at
    1189.     Parks has similarly failed to show that the Warner Robins
    anti-nepotism statute directly and substantially interferes with
    her right to marry.    Consequently, we hold that the policy does not
    infringe upon her First Amendment right of intimate association.
    C. Equal Protection Clause:        Gender Discrimination
    Parks' final argument on appeal is that the Warner Robins
    policy will result in a disparate impact on women because the city
    employs a greater number of men as supervisors.                A gender-based
    classification     violates    the   Equal       Protection    Clause    of   the
    Fourteenth Amendment if the classification is not substantially
    related to the achievement of important governmental objectives.
    Personnel Administrator of Massachusetts v. Feeney, 
    442 U.S. 256
    ,
    273, 
    99 S. Ct. 2282
    , 2293, 
    60 L. Ed. 2d 870
    (1979);               Craig v. Boren,
    
    429 U.S. 190
    , 197, 
    97 S. Ct. 451
    , 457, 
    50 L. Ed. 2d 397
    (1976).
    Additionally, proof of discriminatory intent or purpose is a
    necessary    prerequisite     to   any   Equal    Protection    Clause    claim.
    Hernandez v. New York, 
    500 U.S. 352
    , 359-60, 
    111 S. Ct. 1859
    , 1866,
    
    114 L. Ed. 2d 395
    (1991) ("A court addressing this issue must keep in
    mind the fundamental principle that "official action will not be
    held unconstitutional solely because it results in a racially
    disproportionate    impact....       Proof   of     racially    discriminatory
    intent or purpose is required to show a violation of the Equal
    Protection Clause.' "       (omission in original) (quoting             Arlington
    Heights v. Metropolitan Housing Dev. Corp., 
    429 U.S. 252
    , 264-265,
    
    97 S. Ct. 555
    , 563, 
    50 L. Ed. 2d 450
    (1977)));             accord Washington v.
    Davis, 
    426 U.S. 229
    , 239, 
    96 S. Ct. 2040
    , 2047, 
    48 L. Ed. 2d 597
    (1976);     Elston v. Talladega County Bd. of Educ., 
    997 F.2d 1394
    ,
    1406 (11th Cir.1993). This requirement applies with equal force to
    a case involving alleged gender discrimination. Personnel Adm'r v.
    Feeney, 
    442 U.S. 256
    , 274, 
    99 S. Ct. 2282
    , 2293, 
    60 L. Ed. 2d 870
    (1979) ("When a statute gender-neutral on its face is challenged on
    the ground that its effects upon women are disproportionately
    adverse, a twofold inquiry is thus appropriate....           [T]he second
    question    is   whether    the   adverse   effect    reflects   invidious
    gender-based discrimination."). Possible indicia of discriminatory
    intent include a clear pattern of disparate impact, unexplainable
    on grounds other than race;         the historical background of the
    challenged decision or the specific events leading up to the
    decision; procedural or substantive departures from the norm; and
    the    legislative   or    administrative   history   of   the   challenged
    statute. Village of Arlington Heights v. Metropolitan Housing Dev.
    Corp., 
    429 U.S. 252
    , 266-68, 
    97 S. Ct. 555
    , 564-65, 
    50 L. Ed. 2d 450
    (1977).
    Parks' disparate impact claim relies upon her assertion that
    eighty-four percent of Warner Robins' supervisory employees are
    men.      Consequently, she argues, a disproportionate number of
    employees who are forced to transfer to another department or to
    leave the city's employ will be women.          As the Supreme Court's
    holding in Personnel Adm'r v. Feeney indicates, such a showing is
    insufficient to prove discriminatory intent.          In Feeney, the Court
    upheld a state law that created an absolute hiring preference for
    military veterans applying for state jobs.            
    Feeney, 442 U.S. at 275
    , 99 S.Ct. at 2294.      At the time that the litigation commenced,
    over ninety-eight percent of the veterans in Massachusetts were
    male, and over one-fourth of the Massachusetts population were
    veterans.    
    Id. at 270,
    99 S.Ct. at 2291.          The Court described the
    impact of the Massachusetts plan on women as "severe."             
    Id. at 271,
    99 S.Ct. at 2292.
    The Feeney Court rejected the plaintiff-appellee's argument
    that because a disparate impact against women was the obvious
    consequence      of     the   statute's   enactment,    the      Massachusetts
    legislature must have intended to discriminate against women.              The
    Court held that " "[d]iscriminatory purpose' ... implies more than
    intent as volition or intent as awareness of consequences.                    It
    implies   that    the    decisionmaker    ...    selected   or   reaffirmed    a
    particular course of action at least in part "because of,' not
    merely "in spite of,' its adverse effects upon an identifiable
    group."     
    Id. at 279,
    99 S.Ct. at 2296 (citation and footnote
    omitted).    Assuming arguendo that Parks has demonstrated disparate
    impact, her equal protection claim must still fail for lack of a
    showing of discriminatory intent.         See 
    id. at 274,
    99 S.Ct. at 2293
    ("[I]mpact provides an "important starting point,' but purposeful
    discrimination is "the condition that offends the Constitution.' "
    (quoting Arlington 
    Heights, 429 U.S. at 266
    , 97 S.Ct. at 564, and
    Swann v. Charlotte-Mecklenburg Bd. of Educ., 
    402 U.S. 1
    , 16, 
    91 S. Ct. 1267
    , 1276, 
    28 L. Ed. 2d 554
    (1971)));           Arlington 
    Heights, 429 U.S. at 265
    , 97 S.Ct. at 563 (" "Disproportionate impact is not
    irrelevant, but it is not the sole touchstone of an invidious
    racial discrimination.' "         (quoting      
    Davis, 426 U.S. at 242
    , 96
    S.Ct. at 2049)).
    Parks' allegations cite none of the other traditional indicia
    of discriminatory intent listed by the Court in Arlington Heights.
    She has not alleged facts surrounding the city's decision to apply
    the policy to her that could indicate discriminatory intent, nor
    has she identified any such intent in the legislative history of
    the statute.      Her situation is not the result of any procedural or
    substantive       departures   from       the   norm       that     would     reveal
    discriminatory      intent.    In   her    brief,    Parks       lists    four   city
    employees as examples of individuals who remain on the city payroll
    despite their alleged violation of the anti-nepotism policy. Since
    three of the four people who have allegedly retained their jobs in
    violation of the policy are female, however, it cannot be argued
    that the city has applied the policy unevenly so as to disadvantage
    women.     Cf. Yick Wo v. Hopkins, 
    118 U.S. 356
    , 359, 
    6 S. Ct. 1064
    ,
    1066, 
    30 L. Ed. 220
    (1886) (finding that a city board of supervisors
    violated    the   Equal   Protection      Clause    when    it     administered     a
    facially-neutral city ordinance so as to deny certain business
    permits to all Chinese-American petitioners while granting similar
    permits to all but one Caucasian petitioner).
    As    the    Court   previously      has   observed,         "the   Fourteenth
    Amendment guarantees equal laws, not equal results."                     
    Feeney, 442 U.S. at 273
    , 99 S.Ct. at 2293.            Parks has offered to demonstrate
    that more women than men will be transferred or fired as a result
    of Warner Robins' anti-nepotism policy.             Such an allegation falls
    short of the showing of discriminatory purpose or intent necessary
    to support a disparate impact claim under the Equal Protection
    Clause.     Therefore, we hold that the policy does not deny women
    equal protection of the laws as guaranteed by the Fourteenth
    Amendment.
    III. CONCLUSION
    Parks   challenges     the    district      court's    grant   of    summary
    judgment, in which the court upheld the constitutionality of Warner
    Robins'   anti-nepotism      policy.      She     contends    that   the    policy
    impermissibly infringes her fundamental right to marry protected by
    the   Fourteenth    Amendment,      her   right     of   intimate    association
    implicit in the First Amendment, and her right to equal protection
    of the laws under the Fourteenth Amendment.                 Because the Warner
    Robins policy is not a direct and substantial interference with the
    right to marry, and because Parks has failed to allege facts
    sufficient    to   support   a     finding   that    the    policy   conceals    a
    discriminatory intent, we hold that the policy is valid under the
    First and Fourteenth Amendments.          We AFFIRM.
    

Document Info

Docket Number: 94-8097

Citation Numbers: 43 F.3d 609

Judges: Birch, Edmondson, Hill

Filed Date: 1/26/1995

Precedential Status: Precedential

Modified Date: 8/2/2023

Authorities (30)

Robert Lee Wilson v. Irvin T. Taylor, as Acting Chairman ... , 733 F.2d 1539 ( 1984 )

walter-fitzpatrick-wayne-e-hall-william-j-hutchinson-thomas-jones , 2 F.3d 1112 ( 1993 )

Jack Cummings, Ralph Best, Billy Rodgers, Bruce Henry and ... , 24 F.3d 1349 ( 1994 )

Heyden v. Schoenfeld , 819 F.2d 1144 ( 1987 )

ellen-d-mccabe-v-ce-sharrett-jr-chief-of-police-city-of-plantation , 12 F.3d 1558 ( 1994 )

quintin-elston-aka-augustus-elston-aka-cardella-elston-rhonda-elston , 997 F.2d 1394 ( 1993 )

Yick Wo v. Hopkins , 6 S. Ct. 1064 ( 1886 )

Washington v. Davis , 96 S. Ct. 2040 ( 1976 )

Barbara Cutts v. Mark S. Fowler, Chairman, Federal ... , 692 F.2d 138 ( 1982 )

Edward Keckeisen v. Independent School District 612 , 509 F.2d 1062 ( 1975 )

Sioux City Police Officers' Ass'n v. City of Sioux City , 495 N.W.2d 687 ( 1993 )

bonnie-parsons-v-county-of-del-norte-board-of-supervisors-of-the-county , 728 F.2d 1234 ( 1984 )

Personnel Administrator of Mass. v. Feeney , 99 S. Ct. 2282 ( 1979 )

Loving v. Virginia , 87 S. Ct. 1817 ( 1967 )

Califano v. Jobst , 98 S. Ct. 95 ( 1977 )

Zablocki v. Redhail , 98 S. Ct. 673 ( 1978 )

Board of Directors of Rotary International v. Rotary Club ... , 107 S. Ct. 1940 ( 1987 )

Bowen v. Gilliard , 107 S. Ct. 3008 ( 1987 )

Lyng v. International Union, United Automobile, Aerospace, &... , 108 S. Ct. 1184 ( 1988 )

Hernandez v. New York , 111 S. Ct. 1859 ( 1991 )

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