Billy Free v. James Baker , 469 F. App'x 786 ( 2012 )

[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT FILED
________________________ U.S. COURT OF APPEALS
ELEVENTH CIRCUIT
No. 11-10509 APRIL 6, 2012
________________________ JOHN LEY
CLERK
D.C. Docket No. 2:09-cv-00026-WKW-WC
BILLY FREE,
llllllllllllllllllllllllllllllllllllllll Plaintiff - Appellee,
WILEY SANDERS TRUCK LINES, INC.,
llllllllllllllllllllllllllllllllllllllll Intervenor Plaintiff,
versus
JAMES BAKER,
R + L CARRIERS SHARED SERVICES, LLC,
GREENWOOD MOTOR LINES, INC.,
llllllllllllllllllllllllllllllllllllllll Defendants - Appellants,
R & L TRANSPORTATION, LLC, et al.,
llllllllllllllllllllllllllllllllllllllll Defendants.
________________________
Appeal from the United States District Court
for the Middle District of Alabama
________________________
(April 6, 2012)
Before CARNES, MARTIN and JORDAN, Circuit Judges.
PER CURIAM:
In this case arising from the collision of two tractor-trailer trucks, the
defendants do not dispute their liability for negligence. Instead, they argue that
the plaintiff presented insufficient evidence at trial to establish that the negligent
conduct proximately caused some of his injuries. The plaintiff presented expert
medical testimony that the truck wreck aggravated the degenerative spinal
condition that he had suffered from for twenty years. He asked for damages for
medical expenses, pain and suffering, and permanent injury. The jury found that
he was entitled to $483,750.00, which it awarded as a lump sum as part of a
general verdict. The defendants contend that the district court erred in not
granting their motion for judgment as a matter of law on damages because, they
argue, the evidence does not support part of the jury’s lump sum damages award.
I.
Just before 5:00 a.m. on April 19, 2007, Billy Free was driving a
tractor-trailer truck for Wiley Sanders Truck Line on I-85 in North Carolina.
James Baker was driving a tractor-trailer truck for his employers, R + L Carriers
Shared Services, LLC, and Greenwood Motor Lines. Free entered the right lane,
and Baker crashed into the back of Free’s truck, propelling it 360 feet down the
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highway and through a guard rail. Free’s truck overturned.
Free filed a lawsuit in Montgomery County, Alabama circuit court against
Baker, Greenwood Motor Lines, R + L Carriers Shared Services, and R&L
Transportation, LLC. The defendants removed the case to federal court. Free’s
motion to remand was denied, and R&L Transportation was dismissed as
fraudulently joined. Free’s amended complaint asserted four counts: (1)
negligence, (2) wantonness, (3) negligent/wanton entrustment, (4)
negligent/wanton hiring retention, supervision, or maintenance. Before trial, Free
dismissed all claims against the defendants except for negligence, and he dropped
his demand for punitive damages.
The case proceeded to trial on the negligence claim. Free’s amended
complaint asserted: “As a proximate result of Defendants’ negligence, Billy Free
was injured and damaged in that he was hurt all over his body, incurred medical
expenses, suffered back surgery, suffered physical and mental pain, lost
income/jobs because of his inability to work and will continue to suffer in the
future.” In a pre-trial conference just before the jury was selected, Free’s counsel
described the damages Free was claiming at that point as: “Medical expenses,
$72,000, and also it’s going to be in evidence of $48,000 subrogation, a surgery,
3
and mental pain and anguish.”1 Counsel emphasized that Free claimed damages
for past, present, and future pain and suffering and permanent injury in the form of
“12 percent vocational disability.” Free decided not to seek future lost wages.
At the close of Free’s evidence, the defendants moved for judgment as a
matter of law under Federal Rule of Civil Procedure 50(a), and the district court
decided to hold that motion until the close of all the evidence. At that time, the
defendants renewed their Rule 50(a) motion, which the district court denied.
The jury was instructed: “Finally, as to the first issue on which plaintiff has the
burden of proof, if you find by a preponderance of the evidence that Defendant
James Baker was negligent in any one or more of the ways contended by plaintiff
and that such negligence was a proximate cause of plaintiff’s injury, then you must
proceed to the next inquiry,” which is contributory negligence. (Emphasis added.)
The jury was told that if it found that Free was not contributorily negligent and
that Baker’s negligence was the proximate cause of only a “technical” injury to
Free, it should award nominal damages. If the jury found actual damages,
however, it should award an amount for “medical expenses, pain and suffering,
1
The subrogation claim is not involved in this appeal.
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and permanent injury” in one lump sum.2
The jury returned a verdict that: Baker was negligent and his negligence
proximately caused the accident; Free was not contributorily negligent; and Free
was entitled to $483,750.00 in damages. After the district court entered judgment
on that verdict, the defendants filed a post-trial motion asking for judgment as a
matter of law under Rule 50(b) or for a new trial under Rule 59. They “challenged
the sufficiency of Plaintiff’s evidence of an exacerbation injury” and argued that
he had not proved that the accident caused some of his damages. Free’s response
to that motion relied on his expert’s testimony at trial. The district court denied the
motion. This is the defendants’ appeal from the judgment.
II.
The defendants contend that the evidence was insufficient to support the
jury verdict on certain “categories of claimed damages.” (Emphasis added.)
Specifically, they challenge the award of damages for “a post-Accident back
surgery and related 12% permanent disability rating.” They argue that they are
entitled to judgment as a matter of law on those damages, yet they ask for a new
2
In the district court the defendants objected only to a permanent injury instruction,
arguing that there were no grounds to give it, but they do not challenge any of the jury
instructions in this appeal.
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trial on damages as relief. They do not, however, contend that the district court
erred in denying their alternative request for a new trial, as distinguished from
their request for judgment as a matter of law.
A.
We review de novo a district court’s denial of a motion for judgment as a
matter of law, viewing the evidence in the light most favorable to the verdict. See
D’Angelo v. Sch. Bd. of Polk Cnty., Fla., 497 F.3d 1203, 1208 (11th Cir. 2007).
“[I]n ruling on a party’s renewed motion under Rule 50(b) after the jury has
rendered a verdict, a court’s sole consideration of the jury verdict is to assess
whether that verdict is supported by sufficient evidence.” Chaney v. City of
Orlando, 483 F.3d 1221, 1227 (11th Cir. 2007). For a sufficiency review in a
diversity case, we apply the substantive state law that supplies the rule of decision,
see Molinos Valle Del Cibao, C. por A. v. Lama, 633 F.3d 1330, 1348 (11th Cir.
2011), which in this case is North Carolina law. We will reverse a district court’s
denial of a motion for judgment as a matter of law “only if the facts and inferences
point overwhelmingly in favor of one party, such that reasonable people could not
arrive at a contrary verdict.” Perera v. U.S. Fid. and Guar. Co., 544 F.3d 1271,
1274 n.1 (11th Cir. 2008) (quotation marks omitted).
We review a district court’s denial of a motion for a new trial only for an
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abuse of discretion. St. Luke’s Cataract and Laser Inst., P.A. v. Sanderson, 573
F.3d 1186, 1200 n.16 (11th Cir. 2009). Deferential review “is particularly
appropriate where a new trial is denied and the jury’s verdict is left undisturbed.”
Id. (quotation marks omitted). “New trials should not be granted on evidentiary
grounds unless, at a minimum, the verdict is against the great—not merely the
greater—weight of the evidence.” Id. (quotation marks and alteration omitted).
Because the defendants contend that they are entitled judgment as a matter
of law on damages but ask for relief in the form of a new trial on damages, one
could debate which standard of review applies. It makes no difference, however,
because under either standard the defendants’ sufficiency of the evidence
challenge fails.
B.
Damages are an element of a negligence claim under North Carolina law.
See Cucina v. City of Jacksonville, 530 S.E.2d 353, 355 (N.C. Ct. App. 2000)
(holding that to establish a prima facie case of negligence a plaintiff must show
that “(1) [defendant] owed a duty to plaintiff; (2) [defendant] breached that duty;
(3) such breach constituted an actual and proximate cause of plaintiff’s injury;
and, (4) plaintiff suffered damages in consequence of the breach”). The
defendants do not challenge the jury’s finding that they are liable for negligence,
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and as a result, they concede that Free is entitled to at least some of the damages
the jury awarded him.
We presume the jury followed its instructions, found actual damages, and
awarded a lump sum for “medical expenses, pain and suffering, and permanent
injury,” or any combination of those things, or any one of them. See, e.g., United
States v. Lopez, 649 F.3d 1222, 1237 (11th Cir. 2011) (“We presume that juries
follow the instructions given to them.”). The defendants did not request that the
jury return a verdict breaking the damage award down into categories. In fact,
they requested an instruction for a lump sum damages award.3 The jury’s verdict
is a general one; it does not divide the damages award into “categories;” it simply
awards $483,750.00 as a lump sum. It makes no sense to contend, as the
defendants do, that they are entitled to judgment as a matter of law on some
categories of damages when there are no categories of damages in the award.
The defendants rely on an opinion of this Court that did consider (and
reject) an argument that the district court should have granted judgment as a matter
3
The district court simplified that proposed instruction and gave it substantially as the
defendants had requested in the jury’s verdict form. The defendants’ proposed instruction was:
“If you find that James Baker was guilty of negligence which proximately caused the accident
and Billy Free Jr. was injured as a proximate consequence of the accident, what sum of money do
you find would reasonably compensate Billy Free Jr. for his injuries caused by the accident?”
The verdict form given to the jury stated: “If Mr. Baker was negligent and his negligence
proximately caused the accident, and if Mr. Free was not contributorily negligent, what amount is
Mr. Free entitled to recover for personal injury from Defendants?”
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of law on some of the damages awarded by the jury. See Nebula Glass Int’l, Inc.
v. Reichhold, Inc., 454 F.3d 1203, 1207 (11th Cir. 2006). In that case, however,
the jury had awarded specific amounts for specific categories of damages (out of
pocket expenses, unpaid customer claims, lost profits), and the defendant was
challenging two of those categories, which it was able to do because the damages
were divided into separate amounts, not all lumped together. See id. Not only
that, but the defendant in Nebula Glass was not asking for a new trial on damages
as part of its motion for judgment as a matter of law. See id. It was arguing,
instead, that as a matter of law damages could not be awarded for lost profits and
for a particular amount of the unpaid customer claims. Id. The relief it sought
was to set aside those two categories of damages, leaving the third category to be
awarded to the plaintiff. See id. The Nebula Glass case does not support the
defendants’ position in this case but instead illustrates how they should have gone
about preserving any issues regarding categories of damages. Having allowed the
jury to return a lump sum damages award, and having admitted that Free is entitled
to some damages, the defendants cannot be entitled to judgment as a matter of law
on the award of damages.4
4
In the district court the defendants stated that they had “not suggested that Plaintiff has
no legal right to pursue compensation for any cuts, bruises, or soreness that resulted from the
Accident.” They did not ask for remittitur in the district court or in this Court, and by conceding
9
Furthermore, as we will discuss in the next section of this opinion, even if
the defendants did argue that Free was entitled to no damages, it would not change
the outcome of this case. Free presented sufficient evidence for the issue of
damages to go to the jury, the jury decided that he was entitled to them, and the
defendants are asking this Court either to reweigh evidence already weighed by
the jury or to send the case back for a new jury to try the weighing again.
III.
In the alternative, even if the defendants had properly presented and
preserved the issue of whether there was sufficient evidence to support all of the
components of the damages award, they would still lose this appeal because there
was enough evidence.
The defendants contend that the evidence was insufficient to establish that
the truck wreck was the “medical cause” of Free’s need for back surgery and the
12% permanent disability that followed that surgery. They say that the surgery
was required before the wreck, so the wreck could not have caused the need for it.
The surgery in question is the “X-Stop” surgery that was performed on Free by
neurosurgeon Robert H. Bradley, four to five months after the wreck.5 Dr.
liability for negligence, they have admitted on appeal that Free suffered some damages.
5
X-Stop is a relatively new type of decompression procedure in which a device is inserted
between two vertebrae to open up space where nerve roots are impinged.
10
Bradley, who had been Free’s treating physician for twenty years, testified as his
medical expert at trial.
Expert testimony is required to establish medical causation under North
Carolina law. Holley v. ACTS, Inc., 581 S.E.2d 750, 753 (N.C. 2003) (“In cases
involving complicated medical questions far removed from the ordinary
experience and knowledge of laymen, only an expert can give competent opinion
evidence as to the cause of the injury.”(quotation marks omitted)). To prove
causation, the expert must be able to testify that there is a reasonable scientific
probability that a certain cause led to a particular result. Seay v. Wal-Mart Stores,
Inc., 637 S.E.2d 299, 302 (N.C. Ct. App. 2006). Expert testimony on medical
causation cannot be based on speculation and conjecture. Id.The North Carolina Supreme Court has determined that a plaintiff failed to
establish medical causation when her experts testified that they did not really
know what caused her injury. See Holley, 581 S.E.2d at 753. The court
concluded in the Holley case that “a review of the expert testimony reveal[ed] that
neither of plaintiff’s physicians could establish the required causal connection
between plaintiff’s accident and her [deep vein thrombosis].” Id. The plaintiff’s
experts testified along these lines in that case:
Q. . . . what, in your opinion, could or might have caused this DVT?
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A. I don’t really know what caused the DVT.
Q. Is it fair to say that you can’t state to a reasonable degree of
medical certainty what caused the DVT in this particular incident?
A. It is fair to state, yes.
Id. at 754. The court explained:
The entirety of the expert testimony in the instant case suggests that a
causal connection between plaintiff’s accident and her DVT was
possible, but unlikely. Doctors are trained not to rule out medical
possibilities no matter how remote; however, mere possibility has
never been legally competent to prove causation. Although medical
certainty is not required, an expert’s “speculation” is insufficient to
establish causation.
Id. (citation omitted).
The defendants argue that Dr. Bradley gave that kind of speculative and
conjectural testimony about whether the wreck caused Free’s need for the X-Stop
surgery. They are mistaken. Unlike the expert in Holley case, who testified that
he did not really know what caused the plaintiff’s injury, Dr. Bradley testified that
his post-accident treatment of Free, including the X-Stop surgery, was “definitely”
related to the wreck. He testified that between January 23, 1997, when he
performed the last surgery on Free before the wreck, until the time of the wreck
ten years later in April 2007, Free was working, was not having any more surgery,
and was managing his back problems.
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After the wreck Dr. Bradley treated Free on May 23, 2007. He testified that
at that time:
[Free’s] chief complaint was lower back and left leg pain.
Interestingly enough, most of his symptoms in the past have been
predominantly right-sided. There was one incident in the past where
he did have left leg pain and I operated on the left side of his spine.
But chief complaint, lower back and left leg pain.
Dr. Bradley sent Free to physical therapy, but by June 13, 2007:
[Free] was getting worse. He was beginning to have increasing and
worsening pain in the left buttock radiating down to the left hip and
the left groin, also some occasional pain radiating into the left
testicle. And at that point, he had also developed some intermittent
problems with controlling his bladder.
On July 25, Free “continued to complain of left hip and lower back pain as well as
left leg pain.” Dr. Bradley went on to testify:
Q. Dr. Bradley, was Billy Free doing everything possible that you asked him
to do and that he could do to avoid this eventual surgery?
A. Yes. And actually, he always has.
Dr. Bradley was asked: “[A]s his doctor for almost 20 years, do you relate
this surgery that you performed, X-Stop, on September the 4th, 2007, to this
trucking accident on April the 19th, 2007?” His answer was, “Definitely.” And
he went on to say:
Q. All right. Do you have an opinion as to a permanent impairment rating
that you would give to Billy as a result of this truck wreck?
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A. I do. I assigned him a 12 percent impairment rating.
Q. And when you say impairment rating, that means a 12 percent
impairment rating that’s with him for the rest of his life.
A. Yes.
As those excerpts from Dr. Bradley’s testimony illustrate, he testified with a
reasonable degree of medical certainty that the wreck caused Free to need the
surgery that Dr. Bradley performed, and it caused the 12% permanent disability
that followed. It was the jury’s job to decide how to weigh that testimony based
on Dr. Bradley’s testimony that the wreck was the medical cause of the injuries
that resulted. See Seay, 637 S.E.2d at 303 (“The degree of a doctor’s certainty
goes to the weight of the testimony and the weight given expert evidence is a duty
for” the factfinder).
Under North Carolina law if a plaintiff has a preexisting injury, he can
recover damages only if the defendant’s conduct caused the injury to be
“aggravated or activated” and only to the extent of that “enhancement or
aggravation”:
[When] injuries are aggravated or activated by a pre-existing physical
or mental condition, defendant is liable only to the extent that his
wrongful act proximately and naturally aggravated or activated
plaintiff’s condition. The defendant is not liable for damages
attributable solely to the original condition. Plaintiff is confined to
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those damages due to its enhancement or aggravation.
Potts v. Howser, 161 S.E.2d 737, 742 (N.C. 1968) (citations, alterations, and
quotation marks omitted). The defendants insist that Dr. Bradley’s testimony
failed to establish that Free’s preexisting back condition was aggravated or
activated by the wreck.
They focus on the fact that Dr. Bradley’s notes from his treatment of Free on
March 26, 2006 (about a year before the wreck) state: “I also previously
recommended that he make a decision regarding additional spine surgery for his
required lumbar decompression and fusion.” (Emphasis added.) There was
evidence that the X-Stop surgical procedure that Dr. Bradley performed on Free
after the wreck was less invasive than some other decompression procedures, such
as fusion surgery.6 The defendants point to Dr. Bradley’s own words in his
treatment notes, written before the accident, stating that the decompression
procedure was “required.” That means, according to the defendants, that the
accident could not be the medical cause of the need for the X-Stop surgery on
Free’s back. They argue that Dr. Bradley’s testimony was “internally
6
Dr. Bradley testified that X-Stop surgery is different from “fusion” surgery, which
“involves taking off bone; taking off ligament; not uncommonly, taking out part of the disc” and
involves “rods and screws” that are installed into the back.
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inconsistent” and failed to establish that Free’s back condition was aggravated by
the wreck. The surgery could not be required as a result of the accident if it was
required before the accident as a result of the degenerative spinal disease.
Dr. Bradley, however, testified that the wreck did aggravate Free’s
preexisting back condition, making surgery necessary at the time it was
performed:
Q. What information did you have after this accident that you’re
basing your opinion that Mr. Free’s complaints of pain after this
accident were caused by this accident?
A. The fact that I had not seen him in the period of time that we
discussed. The fact that the accident occurred, that within two days
with the Pri-Med documentation he had the onset of lower back and
left leg pain. That the symptoms persisted despite conservative
treatment at Pri-Med and persisted and worsened over time until I
operated on him with the X-Stop procedure.
Q. All right. The -- is it your understanding that Mr. Free did not have
these symptoms prior to the accident?
A. He did not have the symptoms to this degree. You’ve already
proven that he had symptoms. And I discussed his statements as well
that during the truck driving, that not uncommonly he would have
back pain. He did not have the severe symptoms that he had which
required medical treatment and kept him off work until we did the last
surgery.
Dr. Bradley’s testimony about the wreck aggravating Free’s degenerative
back disease was consistent and unequivocal. His opinion that Free’s back got
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worse as a result the accident was not simply based on the fact that the worsening
occurred after the accident. Instead, it was also based on his twenty-year history
of treating Free for his back problems and Free’s failure to respond to other
treatment methods. The jury was presented with evidence that for a whole decade
before the accident, Free had chosen not to have the recommended back surgery
and had been managing his back problems with more conservative, non-surgical
treatment.
The defendants presented testimony from their own expert. Anticipating the
testimony of the defendants’ expert, Free asked the court for permission to present
in rebuttal the testimony of another expert to bolster his case, but the court did not
allow it. The court explained that Dr. Bradley had testified “in my view, credibly
about Mr. Free,” and another doctor (the defendants’ expert) would contradict that
testimony, and “[i]t will be up to the jury to sort it out.” The court was right. It
was a classic battle of experts. The jury watched and heard the two experts give
conflicting testimony, and it credited Free’s expert. That is what juries do. There
was enough evidence to support the verdict.
AFFIRMED.7
7
This appeal was originally scheduled for oral argument, but under 11th Circuit Rule
34-3(f) it was removed from the oral argument calendar.
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