Board of Professional Responsibility of the Supreme Court of Tennessee v. Charles Edward Walker ( 2021 )


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  •                                                                                          11/18/2021
    IN THE SUPREME COURT OF TENNESSEE
    Assigned on Briefs October 6, 2021
    BOARD OF PROFESSIONAL RESPONSIBILITY OF THE SUPREME
    COURT OF TENNESSEE v. CHARLES EDWARD WALKER
    Direct Appeal from the Chancery Court for Davidson County
    No. 20-0616-II     Robert E. Lee Davies, Senior Judge
    ___________________________________
    No. M2021-00099-SC-R3-BP
    ___________________________________
    A Board of Professional Responsibility hearing panel found that an attorney should be
    suspended from the practice of law for three years for violating multiple provisions of the
    Tennessee Rules of Professional Conduct. The trial court affirmed, finding that the hearing
    panel’s decision was supported by substantial and material evidence and was neither
    arbitrary nor an abuse of discretion. Finding no error, we affirm.
    Tenn. Sup. Ct. R. 9, § 33.1(d); Judgment of the Chancery Court Affirmed;
    Decision of the Hearing Panel Affirmed
    SHARON G. LEE, J., delivered the opinion of the Court, in which JEFFREY S. BIVINS and
    HOLLY KIRBY, JJ., joined. ROGER A. PAGE, C.J., not participating.
    Charles Edward Walker, Nashville, Tennessee, Pro Se.
    James W. Milam, Brentwood, Tennessee, for the appellee, Board of Professional
    Responsibility.
    OPINION
    I.
    In August 2018 and February 2019, the Board of Professional Responsibility filed
    petitions for discipline against Nashville attorney Charles Edward Walker. The petitions
    were based on complaints of misconduct submitted by two Davidson County chancellors
    and two lawyers. The complaints mainly arose out of Mr. Walker’s conduct involving a
    chancery court tax sale redemption proceeding, a chancery court injunction, and a pro hac
    vice application.
    After an evidentiary hearing, a Board hearing panel found that Mr. Walker had
    violated Rules of Professional Conduct 3.1, 3.3, 3.4, and 4.1 by his conduct in the chancery
    court tax sale redemption proceeding and should be suspended for three years; that he had
    violated Rule 8.4(c) and (d) by not complying with a chancery court injunction and should
    be suspended for three years; that he had violated Rule 3.3 by omitting his disciplinary
    history in the pro hac vice application and should be suspended for two years; and that he
    violated Rule 8.4(a) by his misconduct. The hearing panel also found that Mr. Walker’s
    suspensions should be served concurrently for an effective suspension of three years, with
    two years on active suspension and one year on probation supervised by a practice monitor.
    Mr. Walker appealed the hearing panel’s decision to the Chancery Court for
    Davidson County.1 The trial court affirmed the hearing panel’s decision, finding that it was
    supported by substantial and material evidence and was neither arbitrary nor an abuse of
    discretion.
    Mr. Walker appealed to this Court under Tennessee Supreme Court Rule 9, section
    33.1(d), raising these issues:
    1) Whether the trial court could modify the hearing panel’s decision
    without an express finding of one or more of the five enumerated
    circumstances present in Supreme Court Rule 9, § 33.
    2) Whether the trial court erred by affirming the hearing panel’s
    decision that Mr. Walker violated Rules 3.1, 3.3, and 3.4 arising out of his
    conduct representing REO Holdings, LLC in a tax sale redemption matter.
    1   See Tenn. Sup. Ct. R. 9, § 33.1(a).
    -2-
    Mr. Walker did not appeal the hearing panel’s decision that he also violated Rules
    3.3, 4.1,3 8.4(a),4 8.4(c),5 and 8.4(d)6 by his conduct in the tax sale redemption proceeding,
    2
    his violation of the chancery court injunction, and his omissions on the pro hac vice
    application. Nor did Mr. Walker challenge the suspensions imposed for these violations.7
    II.
    This Court has the “‘inherent power’ and ‘fundamental right’ to regulate the practice
    of law in Tennessee.” Meehan v. Bd. of Pro. Resp., 
    584 S.W.3d 403
    , 412 (Tenn. 2019)
    (quoting Bd. of Pro. Resp. v. Parrish, 
    556 S.W.3d 153
    , 162 (Tenn. 2018)). We review a
    hearing panel’s decision using the same standard of review as that applied by the trial court.
    
    Id.
     at 413 (citing Bd. of Pro. Resp. v. Reguli, 
    489 S.W.3d 408
    , 417 (Tenn. 2015)). A trial
    court reviews the transcript of the evidence before the hearing panel, as well as its findings
    of fact and decision. Garland v. Bd. of Pro. Resp., 
    536 S.W.3d 811
    , 816 (Tenn. 2017)
    (citing Tenn. Sup. Ct. R. 9, § 33.1(b)). The trial court “shall not substitute its judgment for
    that of the hearing panel as to the weight of the evidence on questions of fact,” Tenn. Sup.
    Ct. R. 9, § 33.1(b), and “[a]ny modification to a hearing panel’s decision must be based on
    one of the [factors enumerated] in Tennessee Supreme Court Rule 9, section 1.3.”8
    2
    “A lawyer shall not knowingly make a false statement of fact or law to a tribunal.” Tenn. Sup. Ct.
    R. 8, RPC 3.3(a)(1).
    3
    “In the course of representing a client, a lawyer shall not knowingly make a false statement of
    material fact or law to a third person.” Tenn. Sup. Ct. R. 8, RPC 4.1(a).
    4
    “It is professional misconduct for a lawyer to violate or attempt to violate the Rules of Professional
    Conduct, knowingly assist or induce another to do so, or do so through the acts of another.” Tenn. Sup. Ct.
    R. 8, RPC 8.4(a).
    5
    “It is professional misconduct for a lawyer to . . . engage in conduct involving dishonesty, fraud,
    deceit, or misrepresentation.” Tenn. Sup. Ct. R. 8, RPC 8.4(c).
    6
    “It is professional misconduct for a lawyer to . . . engage in conduct that is prejudicial to the
    administration of justice.” Tenn. Sup. Ct. R. 8, RPC 8.4(d).
    7
    In its brief, the Board responded to the issues raised by Mr. Walker. The Board also raised an
    additional issue, arguing that the trial court did not err in ruling against Mr. Walker in his claim that the
    Board withheld exculpatory evidence before the hearing panel. Mr. Walker, however, did not raise that
    issue in this Court and thus, we need not address it.
    8
    The court may reverse or modify the decision if the rights of the party filing the Petition
    for Review have been prejudiced because the hearing panel’s findings, inferences,
    conclusions or decisions are: (1) in violation of constitutional or statutory provisions; (2)
    in excess of the hearing panel’s jurisdiction; (3) made upon unlawful procedure; (4)
    arbitrary or capricious or characterized by abuse of discretion or clearly unwarranted
    -3-
    Garland, 536 S.W.3d at 816 (alterations in original) (quoting Skouteris v. Bd. of Pro. Resp.,
    
    430 S.W.3d 359
    , 362 (Tenn. 2014)).
    First, Mr. Walker argues that the trial court did not have jurisdiction to modify the
    hearing panel’s decision “without an express finding of one or more of the five enumerated
    circumstances present in Supreme Court Rule 9[,] § 33.” We agree. This issue has no merit
    because the trial court affirmed the hearing panel’s decision with no modification.
    Next, Mr. Walker contends that he did not violate Rules 3.1, 3.3, and 3.4 in his
    representation of REO Holdings, LLC in a chancery court proceeding involving the
    redemption of real property. The property at issue was owned by Mildred Huff. In 1992,
    she executed a note and a deed of trust to Capitol Builders, Inc. to secure a debt. Ms. Huff
    failed to pay her Metropolitan Government of Nashville and Davidson County property
    taxes. In June 2014, by order of the Davidson County Chancery Court, the Clerk and Master
    sold Ms. Huff’s property at a delinquent tax sale. John R. Sherrod, III was the successful
    bidder. In August 2014, the chancery court confirmed the sale.9
    In May 2015, REO Holdings LLC, through its attorney and owner Mr. Walker, filed
    notice and tendered funds to the chancery court to redeem the Huff property under
    Tennessee Code Annotated section 67-5-2701.10 To show REO Holdings’ statutorily
    exercise of discretion; or (5) unsupported by evidence which is both substantial and
    material in the light of the entire record.
    Tenn. Sup. Ct. R. 9, § 33.1(b).
    9
    Final Decree Confirming Sale, Metro. Gov’t of Nashville and Davidson Cnty. v. Delinq.
    Taxpayers as Shown on the 2011 Real Prop. Tax Recs., Est. & Heirs of Mildred Huff, Tax Civil Action No.
    13-299-II (Ch. Ct., Davidson Cnty., Tenn., Aug. 4, 2014).
    10
    Upon entry of an order confirming a sale of a parcel, a right to redeem shall vest in all
    interested persons. The right to redeem shall be exercised within the time period established
    by this subsection (a) beginning on the date of the entry of the order confirming the sale,
    but in no event shall the right to redeem be exercised more than one (1) year from that date.
    ....
    In order to redeem a parcel, the person entitled to redeem shall file a motion to
    such effect in the proceedings in which the parcel was sold. The motion shall describe the
    parcel, the date of the sale of the parcel, the date of the entry of the order confirming the
    sale and shall contain specific allegations establishing the right of the person to redeem the
    parcel. Prior to the filing of the motion to redeem, the movant shall pay to the clerk of the
    court an amount equal to the total amount of delinquent taxes, penalty, interest, court costs,
    and interest on the entire purchase price paid by the purchaser of the parcel.
    
    Tenn. Code Ann. § 67-5-2701
    (a)(1)(A), -(b)(1) (2014) (amended 2019).
    -4-
    required interest in the property,11 Mr. Walker submitted an Assignment of Deed of Trust,
    signed by Merdan Ibrahim and recorded on May 6, 2015, in the Davidson County Register
    of Deeds office. The Assignment, prepared by Mr. Walker, stated that Mr. Ibrahim was the
    lawful holder of the note signed by Ms. Huff to Capitol Builders in 1992; that Mr. Ibrahim
    had bought the note from Capitol Builders; and that Mr. Ibrahim was assigning his interest
    in the note and deed of trust to REO Holdings, LLC. Mr. Walker also filed an Appointment
    of Substitute Trustee, dated and recorded on May 6, 2015, which stated that Mr. Ibrahim,
    as an “authorized member” of REO Holdings, appointed Mr. Walker as substitute trustee
    of the deed of trust. Based on this showing of REO Holdings’ interest in the property, the
    chancery court approved the property redemption by REO Holdings.
    The property redemption began to unravel in September 2015 when Mr. Ibrahim
    was deposed in a case unrelated to the Huff property redemption against several
    defendants, including Mr. Ibrahim, REO Holdings, and Mr. Walker.12 Among other things,
    Mr. Ibrahim testified that he had done remodeling work for Mr. Walker; that he was neither
    a member nor a manager of REO Holdings; that he had never heard of Capitol Builders;
    that he knew nothing about the Assignment of Deed of Trust and Appointment of Substitute
    Trustee relating to the Huff property––only that he had signed the documents at the request
    of someone at Mr. Walker’s law office; and that he received no payment for assigning his
    interest.
    Mr. Sherrod moved the chancery court to strike REO Holdings’ redemption of the
    property. Mr. Sherrod asserted that Mr. Ibrahim had never owned the lien he purportedly
    assigned to REO Holdings. Thus, REO Holdings had no right to redeem the tax sale
    property, and its attempted redemption was based on fraudulent documents.
    After the deposition but before Mr. Sherrod moved to strike the redemption, Mr.
    Walker prepared and recorded another Assignment of Deed of Trust. In this document, Jill
    Ann Landman Carmack, as successor in interest to Capitol Builders, assigned to Mr.
    Ibrahim all of Capitol Builders’ interest in a note and deed of trust from Ms. Huff. The
    stated purpose of the Assignment was “to confirm and replace a prior lost and mislaid
    assignment of Deed of Trust dated March 16, 2011, from Capitol Builders, Inc., to Merdan
    11
    See 
    Tenn. Code Ann. § 67-5-2502
    (c)(1)(B) (2014) (amended 2019) (“‘Interested person’, ‘person
    owning an interest in a parcel’ and ‘owner’ means a person . . . that owns an interest in a parcel and includes
    a person . . . that holds a lien against a parcel or is the assignee of a holder of such lien.”).
    12
    After this appeal was submitted on briefs, Mr. Walker filed a “Motion to Take Judicial Notice of
    Jury Exoneration.” The motion, unaccompanied by a memorandum of law or affidavit as required by
    Tennessee Rule of Appellate Procedure 22, appears to ask this Court to consider as a post-judgment fact a
    jury verdict in Family Trust Services, LLC, et al. v. Charles Walker, et al. This verdict has no effect on the
    position of the parties or the subject matter of this action. The motion is denied.
    -5-
    Ibrahim.”13 Mr. Walker had Ms. Carmack execute the Assignment and also sign an
    affidavit stating that she was the sole heir of the now-deceased owner of Capitol Builders.
    At the chancery court hearing on Mr. Sherrod’s motion to strike, he argued that
    Capitol Builders never assigned the note and deed of trust to Mr. Ibrahim in 2011 and so,
    the purported assignment from Mr. Ibrahim to REO Holdings in 2015 was not valid. Thus,
    REO Holdings had no interest in the property and no right of redemption. Mr. Sherrod
    relied on the testimony of Mr. Ibrahim that he had never heard of Capitol Builders, was not
    a member of REO Holdings, and knew nothing about the 2015 assignment to REO
    Holdings other than he had signed it at Mr. Walker’s office. To this Mr. Walker responded:
    “And Your Honor, I would submit to the court I have the documents from Capitol Builders
    confirming––they’re embossed and confirming that the note was transferred to Mr.
    Ibrahim.” Later he added: “And we would be glad to submit this document for inspection
    by the court.”
    The chancellor granted the motion to strike, concluding that Mr. Ibrahim never held
    a valid interest in the real property, so his purported assignment to REO Holdings was not
    valid based on Mr. Walker’s deceitful actions:
    Charles Walker, his firm, Walker Law Offices and those associated with him,
    have been preparing legal documents for recordation in the office of the
    Davidson County Register of Deeds that are misleading and deceitful in order
    to redeem title to real property in the Chancery Courts. Mr. Walker and his
    staff drafted documents which represent that Mr. Ibrahim was the holder of
    a Deed of Trust and Note from Capitol Builders, Inc., but Mr. Ibrahim denied
    under oath any knowledge of his membership in REO, denied his purchasing
    or owning the Deed of Trust or a Note for $5,321, denied knowing of his
    conveyance of the Deed of Trust to REO and denied any knowledge of
    Capitol Builders, Inc. No proof was tendered that Mr. Ibrahim ever held a
    valid interest in the real property or that the subsequent conveyance to REO
    was valid. Mr. Walker and his employees at the Walker Law Firm engaged
    in conduct intended to deceive this Court with respect to a material issue in
    the redemption process. In so doing, Mr. Walker and his associates at the
    Walker Law Firm violated the Code of Professional Responsibility, Rule
    3.3[,] Candor Toward the Tribunal, Rule 4.1[,] Truthfulness in Statements to
    Others, Rule 5.1, Responsibility of Partners, Managers and Supervisory
    Lawyers, and Rule 8.4[,] Misconduct.
    13
    Under Tennessee Code Annotated section 24-8-101, a lost instrument “may be supplied by
    affidavit of any person acquainted with the facts, stating the contents thereof, as near as may be, and that
    such instrument has been unintentionally lost or mislaid, and is still the property of the person claiming
    under it, unpaid and unsatisfied.” 
    Tenn. Code Ann. § 24-8-101
     (2017).
    -6-
    During Mr. Walker’s disciplinary hearing, he maintained that he had the original
    assignment of the note from Capitol Builders to Mr. Ibrahim but had lost it. When the issue
    came up in litigation, Mr. Walker contacted Ms. Carmack “and got another one.” Mr.
    Walker admitted that on the day of the chancery court hearing on Mr. Sherrod’s motion to
    strike, he knew he did not have the original 2011 assignment from Capitol Builders to Mr.
    Ibrahim, but only the substitute Assignment of Deed of Trust signed by Ms. Carmack,
    which “replaces the original note in the eyes of the law.”
    Neither the Board nor Mr. Walker called Mr. Ibrahim to testify as a witness. An
    attorney who was present at Mr. Ibrahim’s deposition testified that Mr. Ibrahim stated
    under oath that he had never heard of Capitol Builders, that he did not read the Assignment
    of Deed of Trust and the Appointment of Substitute Trustee, that he was not a member of
    REO Holdings, and that he signed the documents when asked by someone in Mr. Walker’s
    office.
    The hearing panel made specific findings of fact about the Assignment of Deed of
    Trust from Capitol Builders to Mr. Ibrahim:
     During the proceedings in chancery court, Mr. Walker failed to provide the
    original, embossed assignment from Capitol Builders to Mr. Ibrahim.
     During the disciplinary hearing, Mr. Walker provided a replacement
    assignment to Mr. Ibrahim. This assignment was created in October 2015
    during the chancery court proceedings.
     A risk of potential serious injury to a party occurred when Mr. Walker tried
    to pursue a redemption proceeding without the original assignment from
    Capitol Builders to Mr. Ibrahim.
     The original assignment that Mr. Walker would have needed to check for due
    diligence for the tax sale redemption was not made available. Mr. Walker
    testified he had the original document but had lost it.
    Based on these findings of fact, the hearing panel concluded that Mr. Walker
    violated Rule 3.1 (Meritorious Claims and Contentions)14 and Rule 3.3 (Candor Toward
    the Tribunal)15 when he failed to correct the statement he made during the chancery court
    14
    Rule 3.1 provides, in part, that “[a] lawyer shall not bring or defend a proceeding, or assert or
    controvert an issue therein, unless after reasonable inquiry the lawyer has a basis in law and fact for doing
    so.” Tenn. Sup. Ct. R. 8, RPC 3.1.
    15
    See supra note 2.
    -7-
    hearing that he had the “embossed” document (meaning the original assignment) when he
    later discovered he did not have it. Mr. Walker also violated Rule 3.4 (Fairness to Opposing
    Party and Counsel)16 and Rule 4.117 when he failed to provide the original assignment to
    the opposing party at the beginning of the litigation or disclose to them that he did not have
    the document. Because Mr. Walker violated Rules 3.1, 3.3, 3.4, and 4.1, the hearing panel
    decided he should be suspended from the practice of law for three years.
    Mr. Walker contends that the trial court erred by affirming the hearing panel’s
    decision finding he had violated Rules 3.1, 3.3, and 3.4 during his representation of REO
    Holdings in the tax sale redemption matter.18 He argues that he should not be “responsible
    for failing [to] disclose (to a third party) the loss of the original when . . . [the assignment
    of the deed of trust from Mr. Ibrahim and the affidavit from Ms. Carmack] replace the
    original note and assignment by operation of law.” Mr. Walker contends that he did not
    need to produce the “lost” 2011 assignment from Capitol Builders to Mr. Ibrahim because
    the 2015 substitute assignment from Ms. Carmack as the sole heir of the owner of Capitol
    Builders replaced the original note and assignment “by operation of law.”
    Mr. Walker’s argument misses the mark. He was not disciplined because the
    substitute assignment from Ms. Carmack was not valid. Instead, the hearing panel found
    he should be suspended because he represented to the chancery court and opposing counsel
    that he had the original 2011 assignment from Capitol Builders to Mr. Ibrahim when he
    did not. Not only did Mr. Walker not have the original document at the hearing, he also
    never corrected his inaccurate statement to the chancery court. The existence of the original
    assignment in 2011 of Capitol Builders’ lien to Mr. Ibrahim was critical to REO Holdings’
    ability to redeem the Huff property and prevail on the motion to strike. If Capitol Builders
    had never assigned the deed of trust to Mr. Ibrahim, then he had no interest to assign to
    REO Holdings in 2015. Yet the original assignment from Capitol Builders was never
    produced, and Mr. Ibrahim testified he had never heard of Capitol Builders and knew
    nothing about the 2015 assignment other than he had signed it at the request of someone at
    Mr. Walker’s office.
    Thus, material and substantial evidence supports the hearing panel’s decision that
    Mr. Walker was not candid with the chancery court when he failed to correct his statement
    suggesting he had the original “embossed” assignment when he knew he did not have the
    16
    Tennessee Rule of Professional Conduct 3.4 states, in part, that a “lawyer shall not (a) unlawfully
    obstruct another party’s access to evidence or unlawfully alter, destroy, or conceal a document or other
    material having potential evidentiary value . . . ; (b) falsify evidence . . . ; or (c) knowingly disobey an
    obligation under the rules of a tribunal.” Tenn. Sup. Ct. R. 8, RPC 3.4(a), -(b), -(c).
    17
    See supra note 3.
    18
    Mr. Walker did not appeal the hearing panel’s finding that he violated Rule 4.1.
    -8-
    document (Rule 3.3(a)); that without the original assignment from Capitol Builders to Mr.
    Ibrahim, Mr. Walker could not have made reasonable inquiry about whether the
    redemption proceeding had a factual or lawful basis (Rule 3.1); and that Mr. Walker acted
    unfairly to the opposing party and counsel by concealing that he did not have the original
    assignment during litigation and otherwise obstructing their access to the document (Rule
    3.4(a)). None of the hearing panel’s findings were arbitrary or an abuse of discretion.
    III.
    Besides finding Mr. Walker should be suspended for his lack of candor and fairness
    in the REO Holdings tax sale matter, the hearing panel also found he should be suspended
    for his misconduct relating to a temporary injunction and a pro hac vice application.
    Mr. Walker’s misconduct involving the temporary injunction arose after the
    Davidson County Chancery Court issued an order prohibiting Mr. Walker, his business
    partner in REO Holdings, and their employees and agents from recording documents with
    any Register of Deeds in Tennessee without first notifying the court and opposing counsel
    and providing the court with copies of the documents. This injunction was issued after the
    chancery court was “presented clear, unrebutted proof of [ten] forgeries of notary
    signatures and seals in [five] property transactions” involving Mr. Walker. The chancery
    court also found that Mr. Walker “posed a substantial risk to the public welfare with respect
    to registration of forged real estate documents in the public record.”
    After the injunction was issued, Mr. Walker established a Trust that named himself
    as the Settlor and Jamaal L. Boykin as the Trustee.19 Later, the Trustee on behalf of the
    Trust bought property in Antioch, Tennessee, and recorded a deed conveying the property
    to the Trust. When the Trust sold the property, the Trustee was directed by Mr. Walker to
    apply the proceeds to Mr. Walker’s personal bankruptcy legal fees. Mr. Walker did not
    notify the court or opposing counsel about the recording of the deed. In July 2016, the
    chancery court found Mr. Walker in criminal contempt of court for violating the temporary
    injunction barring the recordation of documents. The chancery court found, beyond a
    reasonable doubt, that Mr. Walker used the Trust to evade the court’s temporary injunction,
    “willfully and for a bad purpose.” The court sentenced Mr. Walker to two days in jail and
    ordered him to pay a $50 fine. The Court of Appeals affirmed the chancery court’s ruling,
    and this Court denied permission to appeal. Fam. Tr. Servs., LLC v. REO Holdings, LLC,
    No. M2016-02524-COA-R3-CV, 
    2018 WL 2203216
     (Tenn. Ct. App. May 14, 2018),
    perm. app. denied (Tenn. Sept. 13, 2018).
    Based on these facts, the panel found that Mr. Walker had violated Rule 8.4(c)
    (Dishonesty, Fraud, Deceit, or Misrepresentation) and 8.4(d) (Conduct Prejudicial to the
    19
    Mr. Boykin is the nephew of an attorney who worked at Mr. Walker’s law firm when the Trust
    was established.
    -9-
    Administration of Justice) by creating the Trust to avoid the chancery court’s injunction
    and should be suspended from the practice of law for three years. Mr. Walker did not appeal
    to this Court the finding of misconduct or the discipline.
    The hearing panel also found that Mr. Walker should be disciplined based on his
    failure to make certain disclosures in his August 2017 pro hac vice application filed in the
    United States District Court for the Western District of Texas at Austin. The application
    asked whether he had “been subject to grievance proceedings or involuntary removal
    proceedings while a member of the bar” and whether he had “been charged, arrested, or
    convicted of a criminal offense.” In answering these questions, Mr. Walker failed to
    disclose his prior disciplinary history, his pending disciplinary complaints, and that he had
    been found guilty of criminal contempt of court for disobeying an order of the Davidson
    County Chancery Court in August 2016.
    When the Board notified Mr. Walker about the omission in his pro hac vice
    application, Mr. Walker did not correct the omissions, but claimed that the complaints
    pending against him were not “grievance proceedings.” He then offered to clarify this
    portion of the application by contacting the federal court clerk’s office. But when he
    communicated with the clerk’s office, he asked if he needed to report any disciplinary
    complaints filed by indigent defendants he had been appointed to represent. The clerk’s
    office responded that he only needed “to include any cases that had actual findings of
    wrong doing/etc.” Mr. Walker admitted to the hearing panel that he should have disclosed
    a 2008 informal admonition but claimed he had forgotten about it.
    Based on this evidence, the hearing panel found that Mr. Walker’s failure to disclose
    in his pro hac vice application that he had previously been disciplined by the Board, had
    pending disciplinary complaints, and had been found guilty of criminal contempt was an
    “intentional misrepresentation by omission.” The hearing panel concluded that Mr. Walker
    had violated Rule 3.3 (Candor Toward the Tribunal)20 and that he should be suspended
    from the practice of law for two years, to be served concurrently with his other suspensions.
    Mr. Walker did not appeal to this Court this finding of misconduct or the recommended
    suspension.
    CONCLUSION
    We affirm the decision of the hearing panel and the judgment of the trial court that
    Mr. Walker violated Rules 3.1, 3.3, and 3.4 arising from his conduct while representing
    REO Holdings in a chancery court proceeding involving the redemption of property sold
    at a tax sale. The hearing panel’s decision was supported by substantial and material
    evidence and was neither arbitrary nor an abuse of discretion.
    20
    See supra note 2.
    - 10 -
    It is, therefore, ordered that Mr. Walker is suspended for three years, with two years
    to be served on active suspension and one year to be served on probation under the
    supervision of a practice monitor. We tax the costs of this appeal to Charles Edward
    Walker, for which execution may issue if necessary.
    _________________________________
    SHARON G. LEE, JUSTICE
    - 11 -
    

Document Info

Docket Number: M2021-00099-SC-R3-BP

Judges: Justice Sharon G. Lee

Filed Date: 11/18/2021

Precedential Status: Precedential

Modified Date: 11/18/2021