United States v. Xavier Francisco Villanueva ( 2018 )

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[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
No. 17-12024
Non-Argument Calendar
________________________
D.C. Docket No. 6:14-cr-00096-ACC-GJK-1
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
versus
XAVIER FRANCISCO VILLANUEVA,
Defendant - Appellant.
________________________
Appeal from the United States District Court
for the Middle District of Florida
________________________
(August 16, 2018)
Before TJOFLAT, JILL PRYOR and NEWSOM, Circuit Judges.
PER CURIAM:
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Xavier Francisco Villanueva, along with his codefendants, Ashley Barnett,
Keith Romby, and Jose Carmona, was charged with one count of conspiracy to
commit sex trafficking of a child, in violation of 18 U.S.C. §1594(c), and one
count of sex trafficking of a child, in violation of 18 U.S.C. §§ 1591(a) and 2.
After a jury trial, Villanueva was convicted on the conspiracy count and acquitted
on the sex trafficking count. On appeal, Villanueva argues that the United States
engaged in prosecutorial misconduct by improperly vouching for the credibility of
its witnesses and that, but for the improper remarks, the outcome of the trial would
have been different. After careful review, we affirm.
I. BACKGROUND
A. Factual Background
G.E. was 14 years old when she met Ashley Barnett at a friend’s house in
late 2012. Barnett began giving G.E. drugs and taking her to hotels to “hang out”
with men. Doc. 213 at 133-34.1 G.E. testified that Barnett “did not directly tell
[her] to have sex” with the men, but that it was implied that she should do so. Doc.
231 at 135.
One day in early 2013, Barnett introduced G.E. to Keith Romby and Jose
Carmona. That night, Barnett showed G.E. how to make seductive poses, and
Romby took sexually explicit photographs of G.E. Without G.E.’s knowledge,
1
All citations to “Doc. #” refer to docket entries in the district court record.
2
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Romby and Barnett used these photographs to create an online advertisement of
G.E. as a prostitute. Afterwards, Romby and Carmona gave G.E. drugs and had
sex with her to “show her who [was] in charge.” Doc. 214 at 142.
Romby and Carmona told G.E. that she needed to “make . . . up” for the
large quantity of drugs she had consumed. Doc. 213 at 144-45. G.E. understood
this to mean that she must prostitute herself to make money for them. G.E. had sex
with a truck driver, earning $20. She gave the money to Romby, who split it with
Carmona. Romby then set up five or six “dates” for G.E., negotiated the price,
transported her to the appointments, and collected the proceeds.
A few days later, Barnett and an unknown man transported G.E. to
Villanueva’s residence. Villanueva gave G.E. drugs and took over the role of
negotiating the price for G.E.’s prostitution, transporting G.E. to the locations, and
collecting the proceeds. Whenever Villanueva was away from his house, G.E. was
forced to stay in the bathroom. Three girls, one of them with a gun, guarded the
bathroom door. G.E. nonetheless managed to run away to a nearby gas station
where she called 911 and was picked up by the police.
B. Procedural Background
Villanueva and his codefendants were each charged with one count of
conspiracy to commit sex trafficking of a child, in violation of 18 U.S.C. §1594(c),
and one count of sex trafficking of a child, in violation of 18 U.S.C. §§1591(a) and
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2. Romby entered into a plea agreement with the United States. Under the
agreement, Romby agreed to testify about all relevant information in exchange for
a potential sentencing reduction. The other defendants proceeded to trial.
1. Opening Statement
Before the government’s opening statement, the court instructed the jury as
follows:
You must decide the case solely on the evidence presented here in the
courtroom. . . . Statements and arguments of the lawyers in their
opening statements and closing arguments—the lawyers will discuss
the case but their remarks are not evidence. Questions and objections
of the lawyers—the lawyers[’] questions are not evidence, only the
witnesses’ answers are evidence. You should not think that something
is true just because a lawyer[’s] question suggests that it is.
Doc. 213 at 73-74.
In its opening statement, the government said:
Ladies and gentlemen, we’re here because these defendants
victimized a 14 year-old child by coercing her into their gang world of
drugs and prostitution. They abused her and used her. They
manipulated her and made her sell her body for their financial gain.
And they did it over and over and over again.
Id. at 82. The government immediately followed this statement by saying, “This is
what you will learn in this case.” Id. The government concluded its opening
statement by stating, “That, ladies and gentlemen, is what we expect the evidence
to show in this case,” and it asked the jury to find the defendants guilty “[b]ased on
the evidence.” Id. at 94.
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2. Referring to G.E. as a “Victim”
While testifying for the government according to the terms of his plea
agreement, Romby referred to G.E. as a “victim”:
[Prosecutor]: Okay. You’re in the studio, you were
partying, doing drugs?
[Romby]: And Billy invited Ashley over to the studio
to hang out and she brought along with her
the victim which is G.E.
Doc. 214 at 127-28. Barnett’s counsel—but not Villanueva’s counsel—
objected:
[Counsel for Barnett]: Your Honor, I’m going to object to the use
of the term “victim.” That’s an ultimate fact
to be decided by the jury.
[The Court]: All right. Why don’t you just refer to her as
G.E.
[Romby]: I apologize.
Id. Almost immediately after this exchange, the government referred to G.E. as a
“victim,” and Barnett’s counsel objected again:
[Prosecutor]: And let me ask you exactly. Were you
introduced to the victim?
[Romby]: Actually I was, and Ashley introduced –
[Counsel for Barnett]: Your Honor, I’m going to object.
[Prosecutor]: I’m sorry.
[Counsel for Barnett]: It’s the prosecutor now using the term
“victim.”
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[Prosecutor]: I’m sorry, I apologize. I know.
[The Court]: Okay.
[Prosecutor]: Yes, I did catch myself doing that. I
apologize.
Id. at 128-29.
Barnett’s counsel also objected when Patrick Guckian, an FBI Task Force
Officer testifying for the government, referred to G.E. as a “child victim” or a
“human trafficking victim[].” Doc. 215 at 133. The district court sustained the
first objection and responded to the second objection by stating, “The jury knows
they’re to make that determination.” Id. at 134.
3. Cross Examination of Romby
While cross examining Romby, Barnett’s counsel asked about Romby’s
obligations specified in his proffer letter to the government. Romby testified that
the provisions required him “to be truthful.” Doc. 214 at 205. In response,
Barnett’s counsel asked who “determines if you’re truthful,” and Romby replied it
was his “understanding [that] the government” made that determination. Id. at
205. Barnett’s counsel further asked: “So as long as the government thinks you’re
truthful, you’re okay, right,” and Romby replied, “that was . . . my understanding,
[but] the way you’re asking these questions, maybe it’s up to you, too. I don’t
know. Like I told you, this is my first time being in this situation.” Id. at 214-15.
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On redirect, the government asked “to clarify for the record” whether
Romby had been told “that the government determines the truth in this case.” Doc.
215 at 2. Romby twice replied in the affirmative. The government followed up by
asking, “What exactly did [the prosecutor] tell you about the government
determining the truth or what the truth might be?” Id. Romby replied, “[The
prosecutor] didn’t say determine, but she said I had to tell the truth.” Id. at 3.
Romby then said from “[his] understanding, the courts, the jury, the judge . . .
everybody” determines the truth. Id.
4. Closing Argument
During the closing argument, Villanueva’s counsel attempted to undermine
G.E.’s credibility. Villanueva argued that G.E. was motivated to lie and pointed
out that her testimony was inconsistent with the recordings of her police
interviews. He also noted that G.E. initially had given police the wrong phone
number for Barnett. Barnett’s counsel also pointed out that G.E. had provided
inconsistent statements describing the details of who had posed her for the sexually
explicit photographs. Initially she had told law enforcement agents that Romby
had posed her, but later said that she had been “trying to protect [] Barnett” and
that it actually was Barnett who had posed her. Doc. 216 at 66.
Immediately following defendants’ closing arguments, the government in its
rebuttal addressed G.E.’s inconsistent statements. The government conceded that
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“[i]n fact, [G.E.] initially said that [Barnett] was not there because she was trying
to protect [Barnett].” Id. at 72. The government continued that “[w]hen [G.E.]
came in [to the court] she told the truth. She raised her hand and she told the truth.
And you can tell that was difficult for her because on cross-examination she was
still trying to protect [Barnett]. She was still so beholden to her.” Id. at 72-73.
After the closing arguments, the district court instructed the jury as follows:
Your decision must be based only on the evidence presented during
the trial. You must not be influenced in any way by either sympathy
for or prejudice against the defendants or the government.
Id. at 79-80.
The jury convicted Barnett and Carmona on both counts. The jury convicted
Villanueva on the conspiracy count and acquitted him on the sex trafficking count.
The district court sentenced him to 235 months in prison. Villanueva appealed.
II. STANDARD OF REVIEW
Typically, “this court reviews claims of prosecutorial misconduct de novo
because it is a mixed question of law and fact.” United States v. Merrill, 513 F.3d
1293, 1306 (11th Cir. 2008). But where, as here, the defendant did not object at
trial, we review only for plain error. Plain error occurs if (1) there was error, (2)
that was plain, (3) that affected the defendant’s substantial rights, and (4) that
seriously affected the fairness, integrity, or public reputation of judicial
proceedings. United States v. Lejarde-Rada, 319 F.3d 1288, 1290 (11th Cir.
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2003). An error is plain if it is “clear” or “obvious.” United States v. Olano,
507 U.S. 725, 734 (1993).
III. DISCUSSION
On appeal, Villanueva argues that the government committed prosecutorial
misconduct by improperly vouching for its witnesses’ credibility. “Ordinarily, it is
improper for a prosecutor to bolster a witness’s testimony by vouching for that
witness’s credibility.” United States v. Bernal-Benitez, 594 F.3d 1303, 1313 (11th
Cir. 2010). A prosecutor’s comments amount to improper vouching if “the jury
could reasonably believe that the prosecutor was indicating a personal belief in the
witness’[s] credibility.” United States v. Knowles, 66 F.3d 1146, 1161 (11th Cir.
1995). This test may be satisfied in two ways: the prosecution may (1) place the
prestige of government behind the witness by making explicit personal assurances
of the witness’s veracity or (2) imply the witness’s veracity by indicating that
information not presented to the jury supports the testimony. Id.
“The prohibition against vouching does not forbid prosecutors from arguing
credibility, which may be central to the case.” United States v. Hernandez,
921 F.2d 1569, 1573 (11th Cir. 1991). “Thus, [m]erely acknowledging that
adverse legal consequences flow from perjury” does not constitute improper
bolstering or vouching. United States v. Sosa, 777 F.3d 1279, 1295 (11th Cir.
2015) (alteration in original) (internal quotation marks omitted). Additionally, we
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have “recognized an exception” to the general rule against vouching, “the so-called
‘fair response’ rule, that entitles a prosecutor to respond to arguments advanced by
defense counsel in his or her statement to the jury.” United States v. Lopez,
590 F.3d 1238, 1256 (11th Cir. 2009) (internal quotation marks omitted).
To establish prosecutorial misconduct, not only must “the remarks be
improper,” but also “the remarks must prejudicially affect the substantial rights of
the defendant.” United States v. Wilson, 149 F.3d 1298, 1301 (11th Cir. 1998)
(internal quotation marks omitted). “A defendant’s substantial rights are
prejudicially affected when a reasonable probability arises that, but for the
remarks, the outcome would be different.” United States v. Hall, 47 F.3d 1091,
1098 (11th Cir. 1995).
Four factors guide us in determining whether a prosecutor’s conduct had a
reasonable probability of changing the outcome of a trial:
(1) the degree to which the challenged remarks have a tendency to
mislead the jury and to prejudice the accused; (2) whether they are
isolated or extensive; (3) whether they were deliberately or
accidentally placed before the jury; and (4) the strength of the
competent proof to establish the guilt of the accused.
Lopez, 590 F.3d at 1256. Improper statements may be rectified by a curative
instruction. Id. We consider whether a defendant’s substantial rights were
prejudiced “in the context of the entire trial and in light of any curative
instruction.” Wilson, 149 F.3d at 1301 (internal quotation marks omitted).
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Villanueva challenges as improper four remarks by the government. First,
Villanueva argues that during opening statement the prosecutor improperly
asserted her personal belief in the witnesses’ truthfulness and implied that the jury
trial was unnecessary. Second, he argues that the prosecutor improperly implied a
personal belief in G.E.’s truthfulness by referring to her as a “victim.” Third, he
argues that the prosecutor improperly asserted knowledge of Villanueva’s guilt by
eliciting testimony that it was up to the government to determine the truth. Fourth,
he argues that the prosecutor improperly asserted during closing argument that
G.E. had told the truth on the stand. Villanueva claims that these remarks both
individually and cumulatively deprived him of his right to a fair trial. We address
Villanueva’s arguments in turn.
A. The Government’s Opening Statement
Villanueva challenges as improper the following statement that the
government made during its opening statement:
[W]e’re here because these defendants victimized a 14 year-old child
by coercing her into their gang world of drugs and prostitution. They
abused her and used her. They manipulated her and made her sell her
body for their financial gain. And they did it over and over and over
again.
Doc. 213 at 82. Villanueva argues that this statement improperly implied that the
government’s witnesses were truthful and that the jury trial was unnecessary. We
disagree.
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In Sosa, we explained that we must look at the government’s statements in
“relevant context.” 777 F.3d at 1297. In that case, the context demonstrated that
the following, much more direct, comment about truthfulness made by the
government during closing argument was not improper:
[Defendants] are saying, “I had no idea about all of this. I was duped.
I was an innocent bystander.” That’s not true. I will talk about each
of them separately because there are two defendants here. You will
have to consider what each one of them knew. You will have to
consider them separately.
Id. We decided that the relevant context showed that “the prosecutor made it
sufficiently clear that he was urging the jury” to make a conclusion “based on a
consideration of the relevant evidence” by “immediately follow[ing] that statement
by asking the jury to consider the evidence concerning what the defendants knew.”
Id. We thus concluded that the defendant failed to establish any error. Id.
Like the prosecutor in Sosa who immediately followed the statement in
question by asking the jury to consider the evidence, the prosecutor here
immediately followed the objected-to statement by explaining that “[t]his is what
you will learn in this case.” Doc. 213 at 82. The government also concluded the
opening statement by stating, “That, ladies and gentlemen, is what we expect the
evidence to show in this case,” and by asking the jury to find the defendant guilty
“[b]ased on the evidence.” Id. at 94. A consideration of the relevant context
shows that the government’s statement was not improper. See also United States v.
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Lacayo, 758 F.2d 1559, 1565 (11th Cir. 1989) (holding that the prosecutor’s
comment that “what you are about to hear is a true story” was not improper where
the government prefaced the statement with the standard language of “The
evidence will show and I submit to you”).
But even if the statement had been improper, the district court cured any
prejudice by issuing curative instructions. See Lopez, 590 F.3d at 1256. At the
beginning of the trial, the district court instructed the jury that “[s]tatements and
arguments of the lawyers in their opening statements and closing arguments . . . are
not evidence.” Doc. 213 at 73. At the end of the trial, the district court charged
the jury: “Your decision must be based only on the evidence presented during the
trial. You must not be influenced in any way by either sympathy for or prejudice. .
. . [A]nything the lawyers say is not evidence and isn’t binding on you.” Doc. 216
at 79-81. We presume that the jury followed these instructions. See United States
v. Shenberg, 89 F.3d 1461, 1472 (11th Cir. 1996). For these reasons, Villanueva
has failed to show error, much less plain error, based on the government’s opening
statement.
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B. Referring to G.E. as the “Victim”
Villanueva next argues that the prosecutor’s use of the word “victim” when
referring to G.E. during Romby’s direct examination was improper.2 Villanueva
argues that using the word “victim” expressed the prosecutor’s personal belief in
G.E.’s testimony and explicitly advised the jury that G.E. was in fact a victim.
In United States v. Suarez, 601 F.3d 1202 (11th Cir. 2010), we found no
reversible error despite the prosecutor’s suggestion that the witness was telling the
truth because the district court made “multiple attempts to ameliorate any possible
prejudice to the jury” by sustaining the objections and instructing the jury to
evaluate the witnesses’ credibility. Id. at 1218. Like the district court in Suarez,
the district court in this case also made multiple attempts to ameliorate any
prejudice. The district court sustained Barnett’s objections arguing that G.E.’s
status as a victim was an ultimate fact to be decided by the jury. 3 The district court
also instructed the jury that “[q]uestions and objections of the lawyers . . . are not
evidence.” Doc. 213 at 73. Again, we presume that the jury followed these
instructions. See Shenberg, 89 F.3d at 1472. On this record, the government’s use
2
Barnett objected to this usage, but at no point did Villanueva, nor did he adopt her
objection. We thus review for plain error. See United States v. Hernandez, 896 F.2d 513, 523
(11th Cir. 1990). Because we find no error, plain or otherwise, the standard of review is not
determinative, however.
3
When another government witness referred to G.E. as a “child victim” and Barnett
objected again on the same basis, the district court repeated the instruction, stating, “[t]he jury
knows they’re to make that determination.” Doc. 215 at 134.
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of the term “victim” did not constitute prosecutorial misconduct warranting
reversal.
C. The Government Determining the Truth
Villanueva argues that the following exchange between the government and
Romby during a redirect examination was improper because it suggested that the
government was the final arbiter of the truth and amounted to improper vouching:
[Government]: I want to clarify for the record. Has [the
prosecutor] ever told you that the government
determines the truth in this case?”
[Romby]: Yes, ma’am.
[Government]: Sorry?
[Romby]: Yes, ma’am.
Doc. 215 at 2. He argues that this exchange implied that his guilt was
pre-determined.
In context, however, the government’s questions were not improper. While
questioning Romby about his proffer letter to the government, Barnett’s counsel
asked Romby who determined if he was being truthful. Because Romby replied,
“[from] my understanding, the government,” Doc. 214 at 205, the government was
entitled to question him about his answer “to clarify for the record . . . [w]hat
exactly . . . [the prosecutor] [told him] about the government determining the truth
or what the truth might be.” Doc. 215 at 2-3. After the government made a
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number of attempts to clarify Romby’s statement that it was up to the government
to determine the truth, Romby replied that “[the prosecutor] didn’t say determine,
but she said I had to tell the truth.” Id. (emphasis added). This context reveals that
the government’s questions were not improper: the government was in fact trying
to eradicate the impression that the government determined Villanueva’s guilt in
this case, and it immediately attempted to clarify the meaning of Romby’s
erroneous answer. Further, there was no reasonable probability that Romby’s brief
misstatement, which was promptly corrected, affected the outcome of the trial.
Accordingly, Villanueva has failed to show plain error.
D. The Government’s Closing Argument
Villanueva argues that the following remark the government made during
closing argument was improper: “When [G.E.] came in here[,] she told the truth.
She raised her hand[,] and she told the truth.” Doc. 216 at 72. He argues that the
impropriety was blatant and uncontroverted.
In support of his argument, Villanueva relies on United States v. Lamerson,
457 F.2d 371 (5th Cir. 1972).4 In Lamerson, the defendant objected to the
following statement the government made during its closing argument as improper:
Again, you are supposed to judge the demeanor and the way a witness
conducts himself on the stand; whether you would believe or not, that
4
Decisions of the former Fifth Circuit rendered prior to close of business on September
30, 1981 are binding on this Court. See Bonner v. City of Prichard, 661 F.2d 1206, 1209 (11th
Cir. 1981) (en banc).
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is your job to determine who you can believe and who you can't
believe. And, I think Officer McPherson and Agent Stymus
. . . showed sincerity. I firmly believe what they said is the truth. I
know it is the truth, and I expect you do, too.
Id. at 372. We determined that with its statement, “I know it is the truth,” the
government had gone beyond the “mere indiscretion” of simply providing a
personal opinion about the truthfulness of the witnesses’ testimony. Id. Rather,
the government had “overstepped the bounds of propriety” by implying it had
outside knowledge supporting its belief in its witnesses’ testimony. Id. Its
comment therefore amounted to reversible error.
But unlike the prosecutor in Lamerson who implied to the jury that the
government had outside knowledge of the veracity of the witness’s testimony, the
prosecutor here did not imply that the government had outside knowledge for
believing G.E.’s testimony. Instead, the comment—a “fair response” to
Villanueva’s and Barnett’s attacks on G.E.’s credibility, Lopez, 590 F.3d at 1256—
suggested that the consequences of perjury made it more likely that G.E. was
telling the truth. See Sosa, 777 F.3d at 1296 (holding that prosecutor’s emphasis,
during rebuttal, of witness’s absence of motivation to commit perjury was not
placing the prestige of the government behind the witness, but merely
acknowledging the adverse legal consequences of perjury, and therefore was not
plainly erroneous).
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Even if the government’s statement had been improper, however, it did not
prejudice Villanueva’s substantial rights. See Lopez, 590 F.3d at 1257. Given the
context, the statement had little tendency to mislead the jury or prejudice
Villanueva. The statement was isolated and minimal—only two sentences in eight
pages of the government’s closing argument during a four day trial. See id.
Furthermore, the district court issued curative instructions, twice explaining that
the attorney’s arguments were not evidence. See id. The government’s statement
during closing argument therefore did not amount to plain error.5
IV. CONCLUSION
For the reasons discussed above, we affirm Villanueva’s conviction.
AFFIRMED.
5
We also reject Villanueva’s argument that the above statements resulted in cumulative
error. “In addressing a claim of cumulative error, we must examine the trial as a whole to
determine whether the appellant was afforded a fundamentally fair trial.” Lopez, 590 F.3d at
1258 (internal quotation marks omitted). We conclude, “from our review of the trial as a whole,
that the cumulative effects of [these] alleged errors did not deny [Villanueva] a fair trial.” Id.
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