Burris v. Wilkie , 888 F.3d 1352 ( 2018 )


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  •    United States Court of Appeals
    for the Federal Circuit
    ______________________
    CHARLES D. BURRIS, JR.,
    Claimant-Appellant
    v.
    ROBERT WILKIE, ACTING SECRETARY OF
    VETERANS AFFAIRS,
    Respondent-Appellee
    ---------------------------------------------------------------------------------
    BEN H. THOMPSON,
    Claimant-Appellant
    v.
    ROBERT WILKIE, ACTING SECRETARY OF
    VETERANS AFFAIRS,
    Respondent-Appellee
    ______________________
    2017-2001, 2017-2003
    ______________________
    Appeals from the United States Court of Appeals for
    Veterans Claims in Nos. 14-2980, 15-768, Chief Judge
    Robert N. Davis, Judge Coral Wong Pietsch, Judge Wil-
    liam Greenberg.
    ______________________
    Decided: May 2, 2018
    ______________________
    2                                          BURRIS   v. WILKIE
    DOUGLAS J. ROSINSKI, Douglas J. Rosinski Esq., Inc.,
    Columbia, SC, argued for claimants-appellants.
    THOMAS JAMES REED, Widener University, Wilming-
    ton, DE, for claimant-appellant Charles D. Burris, Jr.
    VERONICA NICOLE ONYEMA, Commercial Litigation
    Branch, Civil Division, United States Department of
    Justice, Washington, DC, argued for respondent-appellee.
    Also represented by CHAD A. READLER, ROBERT E.
    KIRSCHMAN, JR., ELIZABETH M. HOSFORD; Y. KEN LEE,
    BRYAN THOMPSON, Office of General Counsel, United
    States Department of Veterans Affairs, Washington, DC.
    ______________________
    Before LOURIE, O’MALLEY, and TARANTO, Circuit Judges.
    O’MALLEY, Circuit Judge.
    Charles D. Burris, Jr. and Ben H. Thompson appeal
    from decisions of the United States Court of Appeals for
    Veterans Claims (“Veterans Court”) denying their respec-
    tive requests for equitable relief. See Burris v. McDonald,
    No. 14-2980, 
    2016 U.S. App. Vet. Claims LEXIS 1941
    (Vet. App. Dec. 20, 2016) (“Burris Decision”); Thompson v.
    Shulkin, No. 15-0768, 
    2017 U.S. App. Vet. Claims LEXIS 335
     (Vet. App. Mar. 8, 2017) (“Thompson Decision”).
    Because we hold that the Veterans Court lacks jurisdic-
    tion to grant the particular form of equitable relief that
    Appellants seek, we affirm.
    BACKGROUND
    These consolidated appeals involve two cases that
    present similar issues related to Appellants’ requests for
    educational assistance benefits. We summarize each case
    below.
    BURRIS   v. WILKIE                                       3
    I. Burris’s Case (No. 17-2001)
    Burris’s father served on active duty in Vietnam from
    February 1969 to January 1971, and was granted a
    permanent and total disability rating for schizophrenia
    effective October 1, 2000. Because of his father’s disabil-
    ity, Burris was eligible to receive Dependents’ Education-
    al Assistance (“DEA”) benefits. In October 2010, Burris,
    then 35-years old, elected to receive retroactive benefits
    for the period beginning on May 7, 2002, and ending on
    May 7, 2010. During a portion of that period, Burris was
    enrolled as an undergraduate student at Southeastern
    Louisiana University.
    Burris’s studies were interrupted in January 2005,
    however, when his mother unexpectedly passed away. At
    that time, Burris became the primary caretaker for his
    father, who suffered from prostate cancer. As a result,
    Burris was unable to attend school between August 16,
    2004, and May 10, 2010. Burris could not resume his
    studies until after his period of DEA eligibility had ex-
    pired.
    The Department of Veterans Affairs (“VA”) notified
    Burris that it could not grant DEA benefits after the
    expiration of his eligibility period, and thereafter denied
    Burris’s request for an extension of that period, citing VA
    regulations that prohibit extensions for dependents
    “beyond age 31.”       
    38 C.F.R. §§ 21.3041
    (g)(1), (g)(2),
    21.3043(b). The VA also refused to reimburse Burris for
    educational expenses incurred from 2002 to 2004 because
    DEA benefits cannot be paid for expenses incurred more
    than one year prior to Burris’s October 2010 application
    date. The Board of Veterans’ Appeals (“Board”) likewise
    denied Burris’s request for an extension. Although it
    expressed sympathy for Burris, it stated that it was
    bound by applicable law and “is without authority to
    grant benefits simply on the basis of equity.” J.A. 34.
    4                                          BURRIS   v. WILKIE
    The Veterans Court affirmed on appeal. The court
    held that the Board correctly determined that it was
    without jurisdiction to grant equitable relief. Burris
    Decision, 
    2016 U.S. App. Vet. Claims LEXIS 1941
    , at *5–
    14. Citing 
    38 U.S.C. § 503
    —which gives the Secretary of
    the VA authority to pay “moneys to any person whom the
    Secretary determines is equitably entitled”—the court
    determined that only the Secretary may provide such
    relief. 
    Id.
     at *5–13.
    As relevant here, the court also determined that it
    could not itself exercise equitable powers to extend Bur-
    ris’s eligibility deadline, noting that it is devoid of such
    authority. 
    Id.
     at *14 (citing Fritz v. Nicholson, 
    20 Vet. App. 507
     (2006); Moffitt v. Brown, 
    10 Vet. App. 214
    (1997); Owings v. Brown, 
    8 Vet. App. 17
     (1995)). The
    court therefore affirmed the Board’s decision denying
    relief. 1
    II. Thompson’s Case (No. 17-2003)
    Thompson served intermittently in the U.S. Navy and
    Air Force from 1975 to 2012. Under statutory law,
    Thompson was entitled to receive 48 months of educa-
    tional assistance benefits for his time in service. As of
    May 2011, Thompson had used 44 months and 22 days of
    entitlement and therefore had a period of 3 months and 8
    days remaining.
    1    At oral argument before this court, the govern-
    ment represented that Burris petitioned the Secretary for
    relief after the Veterans Court rendered its decision. Oral
    Arg. at 22:47–23:10, Burris v. Wilkie (No. 2017-2001),
    http://oralarguments.cafc.uscourts.gov/default.aspx?fl=20
    17-2001.mp3. The Secretary has not yet responded to
    that petition and is apparently waiting for the outcome of
    these appeals before doing so. 
    Id.
    BURRIS   v. WILKIE                                       5
    On July 7, 2011, the VA sent Thompson a Certificate
    of Eligibility (“COE”) accurately indicating that he had
    only 3 months and 8 days of full-time benefits available. 2
    One day later, however, the VA sent Thompson a second
    COE erroneously indicating that he had 36 months of full-
    time benefits remaining. Relying in part on the second
    COE, Thompson transferred his remaining eligibility to
    his son so that he could attend the University of South
    Carolina School of Law, the more expensive of the two
    schools that he was considering attending. 3
    After Thompson’s son enrolled, the VA refused to pro-
    vide 36 months’ worth of benefits, and Thompson alleges
    that he incurred approximately $50,000 of additional
    education-related expenses. The Board affirmed the VA,
    stating that it “has no authority to grant additional
    benefits on an equitable basis,” and noting that only the
    Secretary has such authority. J.A. 40.
    Shortly thereafter, Thompson wrote a letter to the
    Secretary pleading for equitable relief. The Secretary
    denied that request, stating that Thompson was not
    entitled to relief because he was “not denied a benefit due
    to an error on the part of an employee of the federal
    government” and did not “suffer a financial loss due to
    reliance on an incorrect decision by the” VA. J.A. 135.
    Meanwhile, the Veterans Court affirmed the Board,
    reiterating that only the Secretary “has the authority to
    act upon requests for equitable relief in certain circum-
    stances.” Thompson Decision, 2017 U.S. App. Vet. Claims
    2    Thompson testified at a Board hearing that he
    never received the July 7, 2011 COE.
    3   There is some evidence in the record suggesting
    that Thompson also relied on a March 22, 2014 VADIR
    Information Report and the VA’s website, which indicated
    that he had 36 months of remaining eligibility.
    6                                           BURRIS   v. WILKIE
    LEXIS 335, at *4. The court also expressed sympathy for
    Thompson’s predicament but determined that it “is bound
    by the controlling statutes and is without jurisdiction to
    grant equitable relief.” 
    Id.
     at *3–4.
    Appellants separately filed timely appeals, which
    were consolidated before this court.
    DISCUSSION
    Appellants argue that the Veterans Court wrongly
    concluded that it lacks jurisdiction to grant equitable
    relief. Before addressing the Veterans Court’s jurisdic-
    tion, however, we first address our own.
    I. Jurisdiction
    “This court’s jurisdiction to review decisions by the
    Veterans Court is limited.” Wanless v. Shinseki, 
    618 F.3d 1333
    , 1336 (Fed. Cir. 2010). We “shall decide all relevant
    questions of law, including interpreting constitutional and
    statutory provisions.” 
    38 U.S.C. § 7292
    (d)(1); see also 
    id.
    § 7292(a); Halpern v. Principi, 
    384 F.3d 1297
    , 1300 (Fed.
    Cir. 2004). Absent a constitutional issue, however, we
    “may not review (A) a challenge to a factual determina-
    tion, or (B) a challenge to a law or regulation as applied to
    the facts of a particular case.” 38 U.S.C § 7292(d)(2).
    The government asserts that we lack jurisdiction over
    these appeals because Appellants do not raise a constitu-
    tional issue or an issue concerning the validity or inter-
    pretation of a statute or regulation that the Veterans
    Court relied upon in its decisions. But, as the government
    conceded at oral argument, see Oral Arg. at 20:40–22:37,
    these appeals require us to interpret the scope of the
    Veterans Court’s jurisdictional statute, 
    38 U.S.C. § 7252
    ,
    an exercise that falls squarely within our jurisdiction, see
    Maggitt v. West, 
    202 F.3d 1370
    , 1374 (Fed. Cir. 2000)
    (“The jurisdictional reach of the Veterans Court presents
    a question of law for our plenary review.”); see also Bailey
    v. West, 
    160 F.3d 1360
    , 1362 (Fed. Cir. 1998) (en banc)
    BURRIS   v. WILKIE                                       7
    (“Because our review of this decision involves a question
    of statutory interpretation—namely the ability of the
    Court of Veterans Appeals to equitably toll a particular
    statutory time limit and thereby exercise jurisdiction over
    a late-filed notice of appeal—we have jurisdiction over
    this matter.”). Our review of the Veterans Court’s own
    interpretation of its jurisdictional statute, moreover,
    presents “questions of legal interpretation” that are also
    “clearly within our jurisdiction.” Cox v. West, 
    149 F.3d 1360
    , 1362 (Fed. Cir. 1998).
    With respect to Burris, the government additionally
    argues that his appeal amounts to an impermissible
    request for an advisory opinion insofar as he argues that
    the Veterans Court may review the Secretary’s denial of
    equitable relief under § 503, because Burris failed to
    petition the Secretary for such relief before filing his
    appeal to the Veterans Court. We disagree. Burris does
    not argue that the Veterans Court has jurisdiction to
    review the Secretary’s discretionary decisions under § 503;
    he assumes it does not for purposes of his appeal. In-
    stead, he argues that the Veterans Court itself has juris-
    diction to grant the equitable relief that he seeks. Thus,
    that Burris did not seek equitable relief before filing his
    appeal to the Veterans Court does not render his appeal
    to this court a request for an advisory opinion.
    With respect to Thompson, the government addition-
    ally argues that his appeal requires us to weigh the
    equities of his case, which we may not do. Again, we
    disagree. Thompson does not request that we address the
    merits of the Veterans Court’s decision, and, in fact, he
    could not do so given that the court never reached the
    merits of Thompson’s challenge. Nor does he ask that we
    review the Secretary’s denial of his request for relief
    under § 503. The sole issue on appeal is a legal one—i.e.,
    whether the Veterans Court may grant the equitable
    relief that Thompson seeks. We turn now to the merits of
    that issue.
    8                                           BURRIS   v. WILKIE
    II. The Veterans Court Does Not Have Jurisdiction
    to Grant the Equitable Relief
    that Appellants Seek
    We begin by defining the contours of these appeals.
    Importantly, Appellants do not contest, for purposes of
    these appeals, that (1) at the time they sought relief from
    the VA, they were not eligible for such relief under title 38
    of the U.S. Code and applicable VA regulations; and
    (2) the Veterans Court lacks authority to review the
    Secretary’s grant or denial of equitable relief under § 503.
    Instead, Appellants ask us to conclude that the Veterans
    Court itself has authority to grant equitable relief as a
    general matter. See Appellants Br. 10; Reply 2.
    We decline Appellants’ invitation to resolve these ap-
    peals on such broad grounds, as their actual requests for
    relief are far more limited in scope. Thompson seeks
    restitution in the amount of the out-of-pocket expenses he
    incurred paying for his son’s legal education. See, e.g.,
    Appellants Br. 24 (“Mr. Thompson sought relief from the
    Veterans Court for the difference in out-of-pocket costs to
    him from the Secretary’s error.”); Reply 5 n.1 (“Mr.
    Thompson is not seeking ‘educational benefits,’ but the
    amount he expended because of his detrimental reliance
    on the Secretary’s representations.”); Oral Arg. at 3:10–17
    (“In Mr. Thompson’s case, it is . . . approximately a
    $50,000 reliance harm . . . .”).     And, although Burris
    asserted for the first time at oral argument that he seeks
    “equitabl[e] tolling [of] the time limit for the benefit that
    he was seeking below,” Oral Arg. at 3:50–57, that request
    is functionally equivalent to one for retroactive DEA
    benefits.
    In other words, Appellants ask us to conclude that the
    Veterans Court should have used its purported equitable
    authority to grant monetary relief. We therefore limit our
    analysis to this particular issue.
    BURRIS   v. WILKIE                                          9
    A. The Veterans Court’s Jurisdictional Statute
    Limits the Reach of its Authority
    The Veterans Court, as an Article I tribunal, is a crea-
    ture of statute by definition. See 
    38 U.S.C. § 7251
     (“There
    is hereby established, under Article I of the Constitution
    of the United States, a court of record to be known as the
    United States Court of Appeals for Veterans Claims.”).
    As such, the court can only act through an express grant
    of authority from Congress. See Dixon v. McDonald, 
    815 F.3d 799
    , 803 (Fed. Cir. 2016) (“Courts created by statute
    can have no jurisdiction but such as the statute confers.”
    (quoting Christianson v. Colt Indus. Operating Corp., 
    486 U.S. 800
    , 818 (1988)). To resolve Appellants’ challenge,
    therefore, we must construe the Veterans Court’s jurisdic-
    tional statute to determine whether it allows the court to
    provide the equitable relief they seek. See 
    id.
     (“The
    Veterans Court was created by statute, so we look first to
    that statute to determine the scope of its authority.”).
    “As in any case of statutory construction, our analysis
    begins with the language of the statute.” Hughes Aircraft
    Co. v. Jacobson, 
    525 U.S. 432
    , 438 (1999) (internal quota-
    tion marks omitted). The Veterans Court’s jurisdictional
    statute, 
    38 U.S.C. § 7252
    (a), provides it with “exclusive
    jurisdiction to review decisions of the Board of Veterans’
    Appeals.” 
    Id.
     § 7252(a). The Board’s jurisdictional stat-
    ute, in turn, provides it with jurisdiction to review “[a]ll
    questions in a matter which under section 511(a) of this
    title is subject to decision by the Secretary.” Id. § 7104(a).
    Finally, § 511(a) states that “[t]he Secretary shall decide
    all questions of law and fact necessary to a decision by the
    Secretary under a law that affects the provision of bene-
    fits by the Secretary to veterans or the dependents or
    survivors of veterans.” Id. § 511(a) (emphasis added). In
    other words, the Veterans Court has jurisdiction to review
    Secretary decisions, appealed from the Board, made
    “under a law” affecting the provision of benefits.
    10                                          BURRIS   v. WILKIE
    Section 7261, which sets forth the Veterans Court’s
    “scope of review,” similarly permits the court to decide
    only “relevant questions of law, interpret constitutional,
    statutory, and regulatory provisions, and determine the
    meaning or applicability of the terms of an action of the
    Secretary[.]” Id. § 7261(a)(1) (emphasis added). Further,
    the court may compel only those actions of the Secretary
    that are “unlawfully withheld or unreasonably delayed,”
    id. § 7261(a)(2), and set aside only those Board decisions
    that are unlawful—i.e., arbitrary, capricious, an abuse of
    discretion, or otherwise not in accordance with law;
    contrary to a constitutional right, power, privilege, or
    immunity; in excess of statutory jurisdiction, authority, or
    limitations, or in violation of a statutory right; or without
    observance of procedure required by law, id. § 7261(a)(3);
    see also id. § 7261(a)(4). These provisions make clear that
    the Veterans Court is statutorily permitted to review
    Secretary decisions involving legal and factual questions
    related to statutory benefits. The statutes say nothing
    about the court’s ability to grant the extra-statutory relief
    that Appellants seek here. That omission, when read in
    the context of the Veterans Court’s statutory review
    scheme, suggests that the court does not have jurisdiction
    to grant such relief.
    The only provision in title 38 that addresses equitable
    relief in this context is § 503. Titled “Administrative
    error; equitable relief,” § 503 provides, in relevant part,
    that the Secretary may grant relief, “including the pay-
    ment of moneys to any person whom the Secretary deter-
    mines is equitably entitled”:
    If the Secretary determines that a veteran, surviv-
    ing spouse, child of a veteran, or other person has
    suffered loss as a consequence of reliance upon a
    determination by the Department of eligibility or
    entitlement to benefits, without knowledge that it
    was erroneously made, the Secretary may provide
    such relief on account of such error as the Secre-
    BURRIS   v. WILKIE                                       11
    tary determines is equitable, including the pay-
    ment of moneys to any person whom the Secretary
    determines is equitably entitled to such moneys.
    
    38 U.S.C. § 503
    (b) (emphasis added). 4 In other words,
    § 503 provides the Secretary with the authority to grant
    the precise relief that Appellants request here, and the
    Secretary has not delegated that authority. See 
    38 C.F.R. § 2.7
    (c) (stating that the authority under § 503 “has not
    been delegated and is reserved to the Secretary”).
    The Veterans Court’s jurisdictional statute, § 7252,
    must be interpreted in light of § 503. See King v. Burwell,
    
    135 S. Ct. 2480
    , 2489 (2015) (stating that courts must
    read the words of a statutory provision “in their context
    and with a view to their place in the overall statutory
    scheme” (internal quotation marks omitted)). That the
    equitable relief which Appellants request expressly ap-
    pears in § 503 but not in § 511(a)—which, as described
    above, is effectively incorporated into the Veterans
    Court’s jurisdictional statute—suggests that Congress
    intended for § 511(a) not to encompass such relief. See
    Russello v. United States, 
    464 U.S. 16
    , 23 (1983) (“[W]here
    Congress includes particular language in one section of a
    statute but omits it in another section of the same Act, it
    is generally presumed that Congress acts intentionally
    and purposely in the disparate inclusion or exclusion.”
    (internal quotation marks omitted)).
    Further, that Congress has given the Secretary the
    discretionary authority to provide the equitable relief that
    4    In 2016, the Secretary granted equitable relief in
    twenty cases, many of which involved the payment of
    moneys. See Dep’t Vet. Affairs, Disposition of Recom-
    mendations for Equitable Relief Submitted to the Secre-
    tary in Calendar Year 2016, https://www.data.va.gov/
    sites/default/files/2016%20Equitable%20Relief.pdf.
    12                                          BURRIS   v. WILKIE
    Appellants seek suggests that Congress intended for the
    Secretary to be the exclusive avenue by which a claimant
    may seek such relief. See TRW Inc. v. Andrews, 
    534 U.S. 19
    , 28 (2001) (“Where Congress explicitly enumerates
    certain exceptions to a general prohibition, additional
    exceptions are not to be implied, in the absence of evi-
    dence of a contrary legislative intent.” (internal quotation
    marks omitted)); see also Jackson v. Shinseki, 338 F.
    App’x 898, 902 (Fed. Cir. 2009) (per curiam) (affirming
    the denial of a petition for a writ of mandamus, and
    noting that the Veterans Court has held “that the Secre-
    tary’s authority to grant equitable relief under section 503
    is wholly within the Secretary’s discretion and that the
    Veterans Court does not have the power to compel the
    Secretary to exercise his authority to grant equitable
    relief”). This interpretation is consistent with the rele-
    vant legislative history, which refers only to the Veterans
    Court’s authority to review benefits provided by statute,
    not equity. See, e.g., H.R. Rep. No. 100-963, at 5 (1988)
    (“The Court of Veterans Appeals would have exclusive
    jurisdiction to consider all questions involving benefits
    under laws administered by the VA. This would include
    factual, legal, and constitutional questions.”); S. Rep. No.
    100-418, at 29 (1988) (noting that “the basic purpose” of
    creating judicial review in federal courts “is to ensure that
    veterans and other claimants before the VA receive all
    benefits to which they are entitled”).
    A contrary interpretation of the Veterans Court’s ju-
    risdiction, moreover, would raise serious concerns involv-
    ing the Appropriations Clause of the Constitution, U.S.
    Const., art. I, § 9, cl. 7, which mandates that “payment of
    money from the Treasury must be authorized by statute,”
    Office of Pers. Mgmt. v. Richmond, 
    496 U.S. 414
    , 424
    (1990). If the Veterans Court’s jurisdictional statute were
    read to allow claimants to obtain, on equitable grounds,
    monetary relief that they are not otherwise eligible to
    receive under substantive statutory law, claimants could
    BURRIS   v. WILKIE                                      13
    invoke the court’s jurisdiction as an end run around that
    law. Such extra-statutory monetary relief against the
    government presents potential Appropriations Clause
    problems. See Richmond, 
    496 U.S. at 426
     (“[J]udicial use
    of [an] equitable doctrine . . . cannot grant . . . a money
    remedy that Congress has not authorized.”); McCay v.
    Brown, 
    106 F.3d 1577
    , 1581 (Fed. Cir. 1997) (“Although
    equitable estoppel is available against the government, it
    is not available to grant a money payment where Con-
    gress has not authorized such a payment or the recipient
    doesn’t qualify for such a payment under applicable
    statutes.”). We decline to interpret the Veterans Court’s
    jurisdictional statute in a manner that runs afoul of—or,
    at a minimum, raises serious questions pertaining to—
    this constitutional restriction. See Jennings v. Rodriguez,
    
    138 S. Ct. 830
    , 836 (2018) (“Under the constitutional-
    avoidance canon, when statutory language is susceptible
    of multiple interpretations, a court may shun an interpre-
    tation that raises serious constitutional doubts and in-
    stead may adopt an alternative that avoids those
    problems.”).
    We reach this same conclusion analyzing the issue
    through the lens of sovereign immunity. The doctrine of
    sovereign immunity bars suits against the United States
    unless Congress has effected a waiver. See United States
    v. Sherwood, 
    312 U.S. 584
    , 586–87 (1941). That waiver
    “must be unequivocally expressed in statutory text, and
    will not be implied.” Lane v. Pena, 
    518 U.S. 187
    , 192
    (1996) (citation omitted). The Veterans Court’s jurisdic-
    tional statute does not contain an express waiver of
    sovereign immunity with respect to the particular relief
    that Appellants seek. Cf. Smith v. Gober, 
    14 Vet. App. 227
    , 231 (2000) (refusing “to infer from the general lan-
    guage of section 503 that Congress has expressly consent-
    ed to a waiver of sovereign immunity allowing the
    payment of interest”), aff’d, 
    281 F.3d 1384
     (Fed. Cir.
    2002).
    14                                           BURRIS   v. WILKIE
    Appellants argue that Congress could not have in-
    tended for § 503 to restrict the authority of the Veterans
    Court to grant equitable relief because the predecessor of
    the Veterans Court was not created until 1988, long after
    the predecessor to § 503 was enacted. See Pub. L. No.
    100-687, Title III, Sec. 301, 
    102 Stat. 4105
    , 4113 (1988)
    (creating predecessor to the Veterans Court); Pub. L. No.
    89-785, Title III, Sec. 301, 
    80 Stat. 1368
    , 1376 (1966)
    (predecessor to § 503, “correction of administrative er-
    ror”). But that order of enactment does not compel a
    different conclusion. After having created the Veterans
    Court, Congress had ample opportunity to amend the
    court’s jurisdictional statute to provide for equitable
    relief, or, alternatively, repeal § 503, and yet it did not do
    so. Despite making several non-substantive changes
    between 1991 and 1994 to the statute governing the chief
    administrator’s authority and the Board’s jurisdiction,
    Congress did not change the statutory language regarding
    the scope of the Veterans Court’s jurisdiction, even
    though existing Veterans Court precedent held that the
    court lacked equitable authority. See, e.g., Schleis v.
    Principi, 
    3 Vet. App. 415
    , 418 (1992) (“[T]his Court is a
    court of law and our jurisdiction is defined by a statute
    which precludes consideration of claims which have been
    the subject of final denials. Only the Secretary is permit-
    ted by statute to take equitable considerations into ac-
    count in reviewing claims for administrative error.”).
    This inaction reinforces our conclusion that Congress did
    not intend for the Veterans Court to exercise equitable
    authority reserved for the Secretary.
    Thus, based on a plain reading of the Veterans
    Court’s jurisdictional statute, in conjunction with § 503
    and the other considerations recited above, we conclude
    that the Veterans Court lacks jurisdiction to grant the
    equitable relief that Appellants seek.
    BURRIS   v. WILKIE                                       15
    B. The Veterans Court’s Purported Inherent Equitable
    Powers Do Not Allow it to Grant the
    Relief that Appellants Seek
    Appellants assert that, notwithstanding the statutory
    limits to the Veterans Court’s jurisdiction discussed
    above, the Veterans Court has broad inherent equitable
    powers to grant their requested relief. In support of that
    assertion, they cite to cases where the Veterans Court has
    granted—or has been authorized to grant—non-
    substantive forms of equitable relief during the course of a
    proceeding, such as equitable tolling of a filing deadline.
    See, e.g., Monk v. Shulkin, 
    855 F.3d 1312
    , 1318–22 (Fed.
    Cir. 2017) (holding that the Veterans Court has authority
    to certify classes); Padgett v. Nicholson, 
    473 F.3d 1364
    ,
    1367–68 (Fed. Cir. 2007) (holding that the Veterans Court
    has authority to issue judgment nunc pro tunc); Ribaudo
    v. Nicholson, 
    20 Vet. App. 552
    , 562–63 (2007) (en banc)
    (enjoining the Secretary from staying processing claims at
    the Board pending appeal of an unfavorable court decision
    and ordering a contrary directive rescinded); Servello v.
    Derwinski, 
    3 Vet. App. 196
    , 200 (1992) (precluding the VA
    from asserting on remand that a claimant’s informal
    claim was “not a cognizable claim for effective-date pur-
    poses”); Manio v. Derwinski, 
    1 Vet. App. 140
    , 143–45
    (1991) (reviewing and considering equitable defenses);
    Erspamer v. Derwinski, 
    1 Vet. App. 3
    , 9 (1990) (holding
    that the court has the authority to issue mandamus to the
    Secretary under the All Writs Act); see also Henderson v.
    Shinseki, 
    562 U.S. 428
    , 441–42 (2011) (holding that the
    deadline for filing a notice of appeal with the Veterans
    Court is non-jurisdictional).
    Those cases, however, either involved relief provided
    by other statutes (e.g., the All Writs Act) or interlocutory
    or procedural relief not comparable to the substantive,
    monetary relief that Appellants seek here. It is clear that
    the Veterans Court has authority to grant certain forms of
    non-substantive equitable relief required to enable the
    16                                         BURRIS   v. WILKIE
    court to carry out its statutory grant of jurisdiction. See
    In re Bailey, 
    182 F.3d 860
    , 864 n.4 (Fed. Cir. 1999) (“Like
    an Article III court, the Court of Appeals for Veterans
    Claims has a need to control court proceedings before it
    and a need to protect the exercise of its authority in
    connection with those proceedings.”); Monk, 855 F.3d at
    1320 (noting that the ability to certify a class “can help
    the Veterans Court exercise [its] authority by promoting
    efficiency, consistency, and fairness, and improving access
    to legal and expert assistance by parties with limited
    resources”); cf. Estate of Branson v. Comm’r, 
    264 F.3d 904
    ,
    908 (9th Cir. 2001) (stating that the Tax Court—another
    Article I tribunal—may exercise equitable authority
    within its “statutorily defined sphere”); In re Huntington
    Ltd., 
    654 F.2d 578
    , 590–91 (9th Cir. 1981) (holding that
    Article I bankruptcy courts must have some measure of
    equitable authority because, “[w]ithout such authority,
    [the courts’ jurisdictional statutes] would be empty juris-
    dictional shells and the court would be rendered impotent
    to advance effectively and realistically the rehabilitative
    purposes of the Bankruptcy Act”).
    But the Veterans Court cannot invoke equity to ex-
    pand the scope of its statutory jurisdiction. See Comm’r v.
    Gooch Milling & Elevator Co., 
    320 U.S. 418
    , 421 (1943)
    (stating that, to allow a non-Article III tribunal “to give
    effect to an equitable defense which of necessity is based
    upon a determination foreign to the [tribunal’s] jurisdic-
    tion would be contrary to the expressed will of Congress”);
    Manio, 1 Vet. App. at 143 (“[E]quitable doctrines could
    properly be asserted in cases over which an Article I court
    ha[s] jurisdiction but . . . care must be taken to ensure
    that such doctrines not be used to extend the court’s
    statutory grant of jurisdiction.”); cf. Branson, 
    264 F.3d at 908
     (“The Tax Court’s jurisdiction is defined and limited
    by Title 26 and it may not use general equitable powers to
    expand its jurisdictional grant beyond this limited Con-
    gressional authorization.”). Indeed, “[a] court cannot
    BURRIS   v. WILKIE                                      17
    write its own jurisdictional ticket.” Zerand-Bernal Grp.,
    Inc. v. Cox, 
    23 F.3d 159
    , 164 (7th Cir. 1994). Appellants’
    argument predicated on the Veterans Court’s inherent
    equitable powers would allow the court to do just that.
    Having resolved Appellants’ particular challenge in
    these appeals, we need not determine just how far the
    equitable powers of the Veterans Court, as an Article I
    tribunal, extend. 5 We leave that question for another day.
    CONCLUSION
    We sympathize with Appellants and recognize that
    they point to inequities in their cases. While those ineq-
    uities might warrant some form of relief from the Secre-
    tary, neither we nor the Veterans Court has the authority
    to provide such relief.
    5    At oral argument, Appellants cited to Freytag v.
    Commissioner of the Internal Revenue, 
    501 U.S. 868
    (1991), for the proposition that Article I courts possess
    Article III powers, including equitable powers. Oral Arg.
    at 6:13–7:00. Freytag, however, involved the issue of
    whether an Article I tribunal can qualify as a “Court[] of
    Law” for purposes of the Appointments Clause. 
    501 U.S. at
    888–90. In that context, the Supreme Court stated
    that Article I tribunals generally exercise the Article III
    judicial power of the United States. 
    Id.
     The Court “has
    rejected the notion,” however, “that a tribunal exercises
    Article III judicial power simply because it is called a
    court and its decisions called judgments.” Oil States
    Energy Servs., LLC v. Greene’s Energy Grp., LLC, No. 16-
    712, 
    2018 WL 1914662
    , at *10 (U.S. Apr. 24, 2018) (inter-
    nal quotation marks omitted). In any event, the Freytag
    Court did not address Article I tribunals’ equitable au-
    thority, let alone the authority to grant the relief that
    Appellants seek here. And, as discussed above, we need
    not resolve that issue.
    18                                      BURRIS   v. WILKIE
    We have considered Appellants’ additional arguments
    and find them unpersuasive. For the reasons stated
    above, we affirm the Veterans Court’s decisions denying
    relief.
    AFFIRMED
    COSTS
    No costs.
    

Document Info

Docket Number: 17-2001

Citation Numbers: 888 F.3d 1352

Filed Date: 5/2/2018

Precedential Status: Precedential

Modified Date: 1/12/2023

Authorities (23)

zerand-bernal-group-inc-formerly-known-as-zerand-corporation-v-ronald , 23 F.3d 159 ( 1994 )

Estate of Frank Branson, Deceased Mary M. March v. ... , 264 F.3d 904 ( 2001 )

Harold E. Bailey, Claimant-Appellant v. Togo D. West, Jr., ... , 160 F.3d 1360 ( 1998 )

Elie Halpern, Claimant-Appellant v. Anthony J. Principi, ... , 384 F.3d 1297 ( 2004 )

Claudus G. Smith, Claimant-Appellant v. Anthony J. Principi,... , 281 F.3d 1384 ( 2002 )

in-re-the-huntington-limited-a-limited-partnership-dba-the-sheraton-beach , 654 F.2d 578 ( 1981 )

Hugh D. Cox v. Togo D. West, Jr., Secretary of Veterans ... , 149 F.3d 1360 ( 1998 )

Adway Maggitt, Jr., Claimant-Appellant v. Togo D. West, Jr.,... , 202 F.3d 1370 ( 2000 )

In Re R. Greg Bailey , 182 F.3d 860 ( 1999 )

John A. McCay Claimant-Appellant v. Jesse Brown, Secretary ... , 106 F.3d 1577 ( 1997 )

Padgett v. Nicholson , 473 F.3d 1364 ( 2007 )

Wanless v. Shinseki , 618 F.3d 1333 ( 2010 )

United States v. Sherwood , 61 S. Ct. 767 ( 1941 )

Jennings v. Rodriguez , 138 S. Ct. 830 ( 2018 )

Office of Personnel Management v. Richmond , 110 S. Ct. 2465 ( 1990 )

Christianson v. Colt Industries Operating Corp. , 108 S. Ct. 2166 ( 1988 )

Freytag v. Commissioner , 111 S. Ct. 2631 ( 1991 )

Lane v. Pena , 116 S. Ct. 2092 ( 1996 )

Hughes Aircraft Co. v. Jacobson , 119 S. Ct. 755 ( 1999 )

TRW Inc. v. Andrews , 122 S. Ct. 441 ( 2001 )

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