Joeanne M. Thomas-Joseph v. Commissioner of Social Security ( 2022 )


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  • USCA11 Case: 21-11020      Date Filed: 06/01/2022   Page: 1 of 7
    [DO NOT PUBLISH]
    In the
    United States Court of Appeals
    For the Eleventh Circuit
    ____________________
    No. 21-11020
    Non-Argument Calendar
    ____________________
    JOEANNE M. THOMAS-JOSEPH,
    Plaintiff-Appellant,
    versus
    COMMISSIONER OF SOCIAL SECURITY,
    Defendant-Appellee.
    ____________________
    Appeal from the United States District Court
    for the Middle District of Florida
    D.C. Docket No. 2:19-cv-00681-MRM
    ____________________
    USCA11 Case: 21-11020         Date Filed: 06/01/2022    Page: 2 of 7
    2                      Opinion of the Court                 21-11020
    Before JORDAN, LUCK, and BRASHER, Circuit Judges.
    PER CURIAM:
    JoeAnne Thomas-Joseph appeals the district court’s order af-
    firming the Commissioner of Social Security’s denial of her appli-
    cation for a period of disability and disability insurance benefits
    (“DIB”). She argues that substantial evidence does not support the
    disability onset date the Administrative Law Judge (“ALJ”) chose
    and that she did not knowingly and intelligently waive her right to
    counsel.
    I.
    We review the Commissioner’s conclusions of law and the
    district court’s judgment de novo. See Washington v. Comm’r of
    Soc. Sec., 
    906 F.3d 1353
    , 1358 (11th Cir. 2018). The Commis-
    sioner’s factual findings are conclusive if they are supported by sub-
    stantial evidence. See 
    id.
     Substantial evidence is relevant evidence,
    greater than a scintilla, that a reasonable person would accept as
    adequate to support the agency’s conclusion. See 
    id.
     Even where
    the evidence preponderates against the Commissioner’s factual
    findings, we must affirm if the decision is supported by substantial
    evidence. See Parks ex rel. D.P. v. Comm’r, Soc. Sec. Admin., 
    783 F.3d 847
    , 850 (11th Cir. 2015). Under this standard of review, we
    will not decide the facts anew, make credibility determinations, or
    re-weigh the evidence. See Winschel v. Comm’r of Soc. Sec., 
    631 F.3d 1176
    , 1178 (11th Cir. 2011).
    USCA11 Case: 21-11020          Date Filed: 06/01/2022      Page: 3 of 7
    21-11020                Opinion of the Court                           3
    Arguments not raised before the administrative agency or
    the district court are forfeited and will not generally be considered
    on appeal. See Kelley v. Apfel, 
    185 F.3d 1211
    , 1215 (11th Cir. 1999).
    Forfeited issues will not be addressed absent extraordinary circum-
    stances. See United States v. Campbell, 
    26 F.4th 860
    , 871-72 (11th
    Cir. 2022) (en banc).
    II.
    A disability is defined as an “inability to engage in any sub-
    stantial gainful activity by reason of any medically determinable
    physical or mental impairment which can be expected to result in
    death or which has lasted or can be expected to last for a continu-
    ous period of not less than 12 months.” 
    42 U.S.C. § 423
    (d)(1)(A).
    The mere diagnosis of a medical impairment is insufficient, as it
    does not reveal the extent to which the impairment limits the
    claimant’s ability to work. See Moore v. Barnhart, 
    405 F.3d 1208
    ,
    1213 n.6 (11th Cir. 2005).
    In making a claim for disability benefits, a claimant bears the
    initial burden of establishing the existence of a disability, and, there-
    fore, is responsible for producing evidence in support of her claim.
    See Ellison v. Barnhart, 
    355 F.3d 1272
    , 1276 (11th Cir. 2003). A
    claimant must have insured status based on employment earnings
    in order to qualify for disability and DIB. See Moore v. Barnhart,
    
    405 F.3d 1208
    , 1211 (11th Cir. 2005). A claimant who becomes dis-
    abled after she loses insured status must be denied disability insur-
    ance benefits despite her disability. See Demandre v. Califano, 
    591 F.2d 1088
    , 1090 (5th Cir.1979).
    USCA11 Case: 21-11020         Date Filed: 06/01/2022      Page: 4 of 7
    4                       Opinion of the Court                  21-11020
    According to Social Security Administration regulations,
    when an ALJ evaluates claims of disability, there must be “objec-
    tive medical evidence from an acceptable medical source” that
    shows that the applicant has a medical impairment “which could
    reasonably be expected to produce the pain or other symptoms al-
    leged.” 
    20 C.F.R. § 404.1529
    (a). “Objective medical evidence is
    evidence obtained from the application of medically acceptable
    clinical and laboratory diagnostic techniques.” § 404.1529(c)(2).
    SSA Guidance documents clarify that the agency “will not find an
    individual disabled based on alleged symptoms alone.” Soc. Sec.
    Ruling, SSR 16-3p; Titles II & XVI: Evaluation of Symptoms in Dis-
    ability Claims, SSR 16-3P (S.S.A. Oct. 25, 2017).
    To establish the disability onset date, an ALJ looks at the ear-
    liest date the individual would be eligible for benefits and evaluates
    whether the individual met the statutory definition of disability on
    that date. See Soc. Sec. Ruling, SSR 18-01p; Titles II & XVI: Deter-
    mining the Established Onset Date (EOD) in Disability Claims, SSR
    18-01P (S.S.A. Oct. 2, 2018). A disability must be supported by spe-
    cific medical evidence, and “[t]he Act also precludes [the SSA] from
    finding that an individual is disabled unless he or she submits such
    evidence.” Id.
    Ms. Thomas-Joseph did not argue that substantial evidence
    did not support the ALJ’s determination of her onset date before
    either the appeals council or the district court. She has therefore
    forfeited that claim. Even if Ms. Thomas-Joseph had not forfeited
    the claim, substantial evidence supports the ALJ’s determination
    USCA11 Case: 21-11020        Date Filed: 06/01/2022     Page: 5 of 7
    21-11020               Opinion of the Court                        5
    that she was not disabled prior to December 31, 2009. Simply
    stated, there was no medical evidence that she suffered from dia-
    betes, post-traumatic stress disorder, or schizophrenia prior to that
    date.
    III.
    A Social Security claimant has a statutory right to be repre-
    sented by counsel at a hearing before an ALJ, but that right may be
    waived. See Brown v. Shalala, 
    44 F.3d 931
    , 934 (11th Cir. 1995).
    The deprivation of the right to counsel at a Social Security hearing
    is a statutory wrong, not a constitutional wrong. See Graham v.
    Apfel, 
    129 F.3d 1420
    , 1422 (11th Cir. 1997). To demonstrate re-
    versible error, the claimant must show that she was prejudiced by
    the lack of counsel. See 
    id. at 1423
    .
    The Commissioner has an obligation to notify the claimant
    of her right to counsel. See Holland v. Heckler, 
    764 F.2d 1560
    , 1563
    (11th Cir. 1985). A claimant may waive her right to counsel pro-
    vided the waiver is made knowingly and intelligently. See Brown,
    
    44 F.3d at 935
    . In order for a waiver to be effective, the claimant
    must be properly apprised of her options concerning representa-
    tion. See 
    id.
     The notice must inform the claimant of both the pos-
    sibility of free counsel and the limitation on the recovery of attor-
    ney’s fees. See Smith v. Schweiker, 
    677 F.2d 826
    , 829 (11th Cir.
    1982).
    Because a hearing before an ALJ in a Social Security matter
    is not an adversary proceeding, the ALJ has a basic obligation to
    USCA11 Case: 21-11020        Date Filed: 06/01/2022     Page: 6 of 7
    6                      Opinion of the Court                21-11020
    develop a full and fair record. See Ingram v. Comm’r of Soc. Sec.
    Admin., 
    496 F.3d 1253
    , 1269 (11th Cir. 2007). This requires that the
    ALJ develop the claimant’s medical history for at least the 12
    months preceding the application unless there is a reason to believe
    that development of an earlier period is necessary or unless the
    claimant says that the disability began less than 12 months before
    the claimant filed the application. See 
    20 C.F.R. § 416.912
    (b)(1).
    This duty applies regardless of whether the claimant is represented.
    See Brown, 
    44 F.3d at 934-35
    . When representation has not been
    waived but the claimant represents herself pro se, the ALJ’s basic
    obligation rises to a special duty to “scrupulously and conscien-
    tiously probe into . . . the relevant facts.” 
    Id.
     (quotation marks
    omitted).
    Should the ALJ fail to meet its duty to develop the record,
    remand is only necessary if the record reveals evidentiary gaps
    which result in unfairness or clear prejudice. See 
    Id. at 935
    . Preju-
    dice requires a showing that the ALJ did not have all of the relevant
    evidence before it in the record or that the ALJ did not consider all
    of the evidence in the record in reaching its decision. See Kelley v.
    Heckler, 
    761 F.2d 1538
    , 1540 (11th Cir.1985).
    Ms. Thomas-Joseph did not raise her right-to-counsel argu-
    ment before the appeals council or the district court. She thus has
    forfeited it.
    Even if Ms. Thomas-Joseph had not forfeited the argument,
    there is no reversible error. The ALJ advised her about the right to
    counsel and she signed a waiver of that right. The ALJ also offered
    USCA11 Case: 21-11020        Date Filed: 06/01/2022    Page: 7 of 7
    21-11020               Opinion of the Court                       7
    to delay the hearing if she wished to have counsel. Moreover, there
    is no showing of prejudice. Ms. Thomas-Joseph has not shown that
    there was any evidence that counsel would have obtained and pre-
    sented on her behalf to establish an onset date prior to December
    31, 2009, or that the ALJ should have obtained under his special
    duty to develop the record if her waiver of her right to representa-
    tion was proper.
    IV.
    We affirm the district court's judgment.
    AFFIRMED.