United States v. Quentin Truley ( 2022 )


Menu:
  • USCA11 Case: 21-14352     Date Filed: 11/10/2022   Page: 1 of 15
    [DO NOT PUBLISH]
    In the
    United States Court of Appeals
    For the Eleventh Circuit
    ____________________
    No. 21-14352
    Non-Argument Calendar
    ____________________
    UNITED STATES OF AMERICA,
    Plaintiff-Appellee,
    versus
    QUENTIN TRULEY,
    Defendant-Appellant.
    ____________________
    Appeal from the United States District Court
    for the Northern District of Georgia
    D.C. Docket No. 1:19-cr-00221-TWT-RGV-2
    ____________________
    USCA11 Case: 21-14352       Date Filed: 11/10/2022    Page: 2 of 15
    2                      Opinion of the Court                21-14352
    Before GRANT, LUCK, and LAGOA, Circuit Judges.
    PER CURIAM:
    It is no small matter for a court to remove a criminal
    defendant from the courtroom. Quentin Truley was removed
    twice: once for six minutes during a hearing on his motion to
    withdraw his guilty plea, and then again for thirty-one minutes of
    his sentencing hearing. Even so, we conclude that he suffered no
    harm from his first removal and that the district court did not
    plainly err in removing him a second time. We affirm.
    I.
    Quentin Truley pleaded guilty to two counts of conspiracy
    to commit Hobbs Act robbery and two counts of brandishing a
    firearm during a crime of violence. See 
    18 U.S.C. §§ 1951
    (a),
    924(c)(1)(A)(ii). At his plea hearing, the court explained his trial
    rights, reviewed his indictment, and confirmed that no one had
    threatened, coerced, or made any promises to him. When asked,
    Truley’s appointed attorney stated that he had no doubts as to
    Truley’s competence to plea and that the two had sufficient time
    to discuss the plea before the hearing.
    Truley and his attorney had history. Truley had filed several
    pro se motions to dismiss his counsel, raising several complaints.
    The attorney, for his part, had also moved to withdraw based on
    Truley’s desire to represent himself. The court held a Faretta
    USCA11 Case: 21-14352             Date Filed: 11/10/2022         Page: 3 of 15
    21-14352                   Opinion of the Court                                3
    hearing,1 at which Truley withdrew his last request to represent
    himself. Later that day he pleaded guilty.
    One day before sentencing, Truley had a change of heart
    about his guilty plea. Through counsel, he moved to withdraw his
    plea, asserting that it lacked a factual basis because he had disagreed
    on the record with a few facts the government presented at the plea
    hearing. The district court held a hearing on Truley’s motion to
    withdraw right before his scheduled sentencing hearing. At the
    motion-to-withdraw hearing, Truley’s attorney asked him if he
    wanted to proceed with the motion. Truley said that he didn’t
    understand and then gave a short sovereign-citizen-style speech. 2
    1 A Faretta hearing is a hearing at which the court advises a defendant on the
    dangers of proceeding pro se and decides whether he has chosen to represent
    himself. See Nelson v. Alabama, 
    292 F.3d 1291
    , 1295 (11th Cir. 2002); Faretta
    v. California, 
    422 U.S. 806
     (1975).
    2 Here is what Truley said in full:
    For the record, I state I don’t understand. The Defendant party of this
    case is not in identification or a representation of me, my present blood
    and flesh person or being. This Court does not have jurisdictions over
    me or any proclaimed territories, for the lands and territories are my
    ancestral estate and national domicile. I’m not corporal or commercial
    entity of or in any trust, construct and contracts; wherefore, I deny,
    refuse, disagree and reject any and all contracts, debts and liabilities
    that arise from any trust, contracts and construct. This Court has no
    authority over adjudication, for the subject of the matter has no
    accusations of any corpus delicti or any injured parties. Further
    prosecution, conviction and confinement for the charges of this case
    will be violation of the laws and terms of the executive departments
    USCA11 Case: 21-14352          Date Filed: 11/10/2022        Page: 4 of 15
    4                       Opinion of the Court                      21-14352
    The court was unimpressed, but allowed Truley to finish his
    speech and soon after directed Truley’s attorney to argue the
    motion.
    The interruptions soon began. During the argument,
    Truley interjected that “all those matters were made under
    psychological—” before the court cut him off and warned him not
    to interrupt his lawyer. Twice, the court warned Truley that it
    would remove him if he continued to interrupt. Truley persisted.
    The court then excused him from the hearing, stating that he was
    being disruptive and not complying with the court’s instructions.
    Truley’s attorney objected to the removal. The court noted the
    objection and added, “I listened to Mr. Truley’s sovereign citizen
    nonsense. I let him finish that. He’s being totally disruptive, and
    I’m not going to proceed with him present under these
    circumstances.”
    For six minutes, Truley was absent from the courtroom
    while his attorney argued the motion. When the court brought
    him back, it warned Truley that if he continued to disrupt the
    proceedings it would have him “removed permanently.” Truley
    was present for both the government’s opposition and his
    and the Department of Justice and the Department of Health and
    Human Services as well as the statutes that govern the courts, and also
    the office that must be upheld by the courts. Wherefore, I move in
    pursuance to be free and unseized at this very moment.
    USCA11 Case: 21-14352       Date Filed: 11/10/2022     Page: 5 of 15
    21-14352               Opinion of the Court                        5
    attorney’s rebuttal. After the rebuttal, the court denied the motion
    to withdraw the guilty plea.
    Truley decided to speak up again: “excuse me, Your Honor.”
    The court responded: “Don’t interrupt me Mr. Truley,” to which
    Truley responded, “I thought you were done talking.” At that
    point, the court again had him removed and moved on to the
    sentencing hearing. This time Truley’s counsel did not object.
    During the sentencing hearing, counsel presented several
    objections related to the sentencing and then Truley’s father briefly
    spoke about the importance of responsibility and his hope to see
    his son “free again one day.” After the father’s testimony was
    finished, the court informed those present that the court would
    recess and that he planned to let Truley exercise his right of
    allocution. Truley had been absent for thirty-one minutes.
    After the short recess, the hearing resumed. Truley’s
    attorney asked for a reduced sentence of fourteen years. Truley
    then made his allocution, stating only that his admission of guilt
    “was made under psychological duress which caused insufficient
    awareness due to discrimination and as well as other forms of abuse
    by the discretions [sic] of the courts.” He added: “That’s it.” The
    court then sentenced Truley to 231 months, or nearly 20 years.
    On appeal, Truley argues that the district court erred in
    removing him from both the hearing on his motion to withdraw
    his guilty plea and the sentencing hearing. He relies on both the
    USCA11 Case: 21-14352        Date Filed: 11/10/2022     Page: 6 of 15
    6                      Opinion of the Court                 21-14352
    Due Process Clause of the Fifth Amendment and Rule of Criminal
    Procedure 43.
    II.
    We use a “multistep process” to review a district court’s
    decision to continue a trial without a defendant. See United States
    v. Sterling, 
    738 F.3d 228
    , 234 (11th Cir. 2013). First, we review any
    constitutional or statutory interpretation by the district court de
    novo. United States v. Curbelo, 
    726 F.3d 1260
    , 1271–72, 1276 (11th
    Cir. 2013). Next, we review the court’s factual findings about the
    voluntariness of a defendant’s absence for clear error and, if
    voluntary, the decision that there existed “a controlling public
    interest” to proceed for abuse of discretion. United States v.
    Bradford, 
    237 F.3d 1306
    , 1311 (11th Cir. 2001). Finally, if the court
    did err, we consider whether the error was harmless beyond a
    reasonable doubt. Id.; United States v. Novaton, 
    271 F.3d 968
    , 999
    (11th Cir. 2001).
    For Truley’s removal from his sentencing hearing, we
    review only for plain error because his counsel did not object. See
    Fed. R. Crim. P. 52(b); United States v. Mosquera, 
    886 F.3d 1032
    ,
    1043 (11th Cir. 2018); United States v. Phillips, 
    834 F.3d 1176
    , 1183
    (11th Cir. 2016). Plain error requires a defendant to show: “(1)
    error (2) that is plain and (3) affects substantial rights.” Mosquera,
    886 F.3d at 1043 (quotation omitted). If those three are shown, we
    may grant relief if we conclude that the error had a “serious effect
    on the fairness, integrity or public reputation of judicial
    USCA11 Case: 21-14352            Date Filed: 11/10/2022         Page: 7 of 15
    21-14352                   Opinion of the Court                               7
    proceedings.” Greer v. United States, 
    141 S. Ct. 2090
    , 2096–97
    (2021) (quotation omitted).
    III.
    Truley claims that each time he was removed, that absence
    violated both his Fifth Amendment due process right and his right
    to be present under Rule 43.
    Under the Due Process Clause, a defendant has a “right to
    be present at any stage of the criminal proceeding that is critical to
    its outcome if his presence would contribute to the fairness of the
    procedure.” Novaton, 
    271 F.3d at 998
     (quotation omitted). Under
    Rule 43, a defendant’s right to be present extends to specified
    proceedings: the initial appearance and arraignment, the plea,
    every trial stage, and sentencing. Id.; Fed. R. Crim. P. 43(a). Rule
    43 rights do not extend to “every hearing or conference” that
    happens to be relevant. Mosquera, 886 F.3d at 1043 (quotation and
    emphasis omitted). 3
    A defendant may also voluntarily waive his right to be
    present under Rule 43. And Rule 43 rights are considered waived
    if a defendant “persists in conduct that justifies removal” after the
    court warns of potential removal for “disruptive behavior.” Fed.
    R. Crim. P. 43(c)(1)(C). Disruptive behavior includes repeated
    interruptions and refusal to cooperate with trial proceedings. See
    3 We have declined to determine the exact overlap of Rule 43 and
    constitutional sources of the right to be present. See Novaton, 
    271 F.3d at 998
    .
    USCA11 Case: 21-14352          Date Filed: 11/10/2022        Page: 8 of 15
    8                        Opinion of the Court                    21-14352
    Sterling, 738 F.3d at 236–37. If a defendant waives his rights, a court
    may continue the proceeding if there is, on balance, a controlling
    public interest to continue without the defendant. Id.
    A.
    We first consider Truley’s partial absence from the hearing
    on his motion to withdraw his guilty plea. As we review the court’s
    decision to proceed in his absence, we will assume that we use the
    same multistep process that applies for an absence from trial. 4
    Truley alleges his absence deprived him of an opportunity to argue
    that his earlier plea resulted from psychological harm and other
    influences. Even assuming that the district court erred, the
    government has met its burden to show beyond a reasonable doubt
    that any error was harmless.
    In evaluating the harmlessness of an error, we examine
    whether it had a “prejudicial effect” on the defendant, and an error
    is harmless if it has “little, if any, likelihood of having changed the
    result.” United States v. Roy, 
    855 F.3d 1133
    , 1167 (11th Cir. 2017);
    Chapman v. California, 
    386 U.S. 18
    , 22 (1967). That standard is met
    here. To succeed on his motion, Truley needed to show a “fair and
    4 Because our holding here is based on harmless error, we need not decide
    whether this multi-step process is always appropriate for an absence from a
    motion to withdraw a guilty plea. We do not decide whether a hearing on a
    motion to withdraw a guilty plea is a “critical proceeding” under the Due
    Process Clause or part of Rule 43(a). Notably, the government agrees that we
    should review with the same multistep process we would for a defendant’s
    exclusion from trial.
    USCA11 Case: 21-14352           Date Filed: 11/10/2022       Page: 9 of 15
    21-14352                  Opinion of the Court                             9
    just reason” to withdraw his plea. Fed. R. Crim. P. 11(d)(2)(B).
    Considering this requirement, any error by the court was harmless
    because it was unlikely to have changed the result of the hearing:
    the court’s denial of Truley’s motion.
    This hearing was about Truley’s claim that his plea had
    lacked factual basis, not about the circumstances surrounding his
    plea. His motion claimed that it was “fair and just” to withdraw
    his plea because at the plea hearing Truley had stated that the
    object that had been brandished “has not been proven to possess
    the distinctive characteristics” of a firearm. This was the question
    under consideration; the hearing was not an evidentiary hearing
    about duress or other influences. To qualify for such an
    evidentiary hearing, Truley would have needed to submit “specific
    factual allegations, not directly contradicted in the record, of
    circumstances undermining his plea.” United States v. Dabdoub-
    Diaz, 
    599 F.2d 96
    , 99 (5th Cir. 1979). 5 He did not.
    As a result, the hearing was not evidentiary—the court
    needed only a copy of the plea transcript to evaluate Truley’s claim
    that he never admitted to brandishing a firearm. The court
    ultimately decided that Truley “did admit to the facts underlying
    the charge of brandishing a firearm” and added that the
    government “would suffer serious prejudice if it had to retry this
    5 In our en banc decision in Bonner v. City of Prichard, 
    661 F.2d 1206
    , 1209
    (11th Cir. 1981), we adopted as binding precedent all decisions of the former
    Fifth Circuit handed down before October 1, 1981.
    USCA11 Case: 21-14352           Date Filed: 11/10/2022        Page: 10 of 15
    10                        Opinion of the Court                      21-14352
    case again” because a trial about one of the robberies had already
    occurred. Given this reasoning, Truley’s presence could not have
    aided the court’s analysis of the plea transcript. And the finding of
    serious prejudice to the government from a retrial further reduces
    the likelihood that Truley could have shown a “fair and just
    reason” to withdraw his plea, even if he had been present during
    his counsel’s initial argument.6
    Even if the hearing were instead about duress or other
    influences, this likely would not have been a “fair and just reason”
    under Rule 11(d)(2)(B). Courts adopt a “strong presumption” that
    any earlier statements made during a plea colloquy are true.
    United States v. Medlock, 
    12 F.3d 185
    , 187 (11th Cir. 1994). At the
    hearing, the court asked Truley whether anyone had “threatened
    or forced” him to plead guilty, and he said, “No.” Asking about
    threat or force is another—more accessible—way to ask about
    duress. See Duress, Black’s Law Dictionary (11th ed. 2019)
    (defining duress as “a threat of harm made to compel a person to
    do something against his or her will or judgment”). The court did
    not stop there. It continued to ask whether the plea was influenced
    6 In addition, the fact that Truley had the chance to speak before his
    interruptions lessens the likelihood of any prejudice from his removal. At the
    beginning of the hearing, Truley’s attorney asked him whether he wanted to
    go forward with the motion. Truley used the opportunity to give an almost
    two-hundred-word “sovereign citizen” speech without mentioning anything
    about duress or attempting to alter the basis for his motion. The court allowed
    him to finish. He could have chosen to talk about his plea during this time,
    but he did not.
    USCA11 Case: 21-14352       Date Filed: 11/10/2022    Page: 11 of 15
    21-14352               Opinion of the Court                       11
    by threats or promises, which Truley also denied. Considering
    these earlier representations, the court was unlikely to accept any
    bare allegations to the contrary, even if Truley had somehow
    amended his motion to add additional reasons to withdraw his
    plea. See Dabdoub-Diaz, 
    599 F.2d at 99
     (holding that a defendant’s
    “conclusory allegation unsupported by specifics does not justify a
    hearing to relitigate representations made by himself, his lawyer,
    and the prosecutor in open court”).
    Finally, the presence of Truley’s counsel reinforces our
    finding of harmless error. We have acknowledged that the
    presence of counsel is a relevant factor in evaluating harm,
    although not dispositive. See Novaton, 
    271 F.3d at 1000
    . When a
    defendant’s presence alongside counsel would have been “useless,
    or the benefit but a shadow” we have held that his presence is
    unlikely to result in a more reliable hearing. United States v. Boyd,
    
    131 F.3d 951
    , 954 (11th Cir. 1997) (quotation omitted).
    Truley and his counsel had ample opportunity to
    communicate and develop their arguments. The record reflects
    that the two had discussed the motion earlier that morning,
    rendering it unlikely that Truley had anything legally relevant to
    add. Even if Truley had something new to tell his counsel after he
    was removed, he had the opportunity during the government’s
    argument or before his counsel’s rebuttal. And although Truley
    suggests that his counsel was unable to explain his allegation of
    psychological duress, we have seen nothing in the record to suggest
    that his attorney was not responsive to Truley’s requests or that he
    USCA11 Case: 21-14352      Date Filed: 11/10/2022     Page: 12 of 15
    12                     Opinion of the Court               21-14352
    was incompetent in his representation. See Boyd, 
    131 F.3d at 954
    (finding that the defendant’s presence would have been useless
    despite the defendant’s “conclusory statement” that he could have
    assisted his counsel).
    In short, Truley could not have carried his burden to show
    a “fair and just reason” to withdraw. Given the narrow purpose of
    this hearing, the court’s analysis of Truley’s motion, and the
    presence of counsel, there was little likelihood that Truley’s
    presence could have changed the result of the hearing. We
    conclude that even if the court erred, Truley’s partial removal was
    harmless error.
    B.
    We now turn to Truley’s second removal, which fell during
    his sentencing hearing, but before allocution and sentencing.
    Sentencing hearings are critical proceedings for both due process
    and Rule 43: defendants must get a chance to challenge the
    accuracy of information, to argue about its reliability, and present
    mitigating evidence. United States v. Jackson, 
    923 F.2d 1494
    , 1496–
    97 (11th Cir. 1991); Fed. R. Crim. P. 43(a)(3). Even so, we conclude
    that the district court did not plainly err in removing Truley
    because he has not shown that any error affected his substantial
    rights under the Due Process Clause or Rule 43.
    To prove plain error, a defendant must show that the error
    affected his substantial rights, which “almost always requires that
    the error must have affected the outcome of the district court
    USCA11 Case: 21-14352       Date Filed: 11/10/2022     Page: 13 of 15
    21-14352               Opinion of the Court                        13
    proceedings.” United States v. Pena, 
    684 F.3d 1137
    , 1151 (11th Cir.
    2012) (quotation omitted); see also United States v. De La Garza,
    
    516 F.3d 1266
    , 1269 (11th Cir. 2008). Here, Truley has the burden
    to explain how his presence could have affected his sentence. Pena,
    684 F.3d at 1151.
    Truley recites several ways that he was allegedly harmed by
    his absence from the sentencing hearing: he could not be heard on
    any of the objections to his presentence report, he did not get “a
    sense” of the district court’s view of the case, and he could not
    listen to his father’s remarks. Truley also argues that if he had been
    present, he would not have used his allocution time to talk about
    his plea hearing. Instead, he implies that he would have said
    something, but he claims that “[e]xactly what he could have said is
    a matter of pure speculation.”
    Plain error requires more than “pure speculation.” Even if
    we accept all these as sources of harm, Truley has not shown how
    these would have affected the outcome of the hearing: a 231-month
    sentence. If Truley was not heard on his objections, we need to
    know which ones. If Truley needed a sense of the court’s views,
    we need to know how he would have used this information. If
    Truley would have changed his strategy in any way based on what
    was said in his absence, we need to know how. Because Truley has
    USCA11 Case: 21-14352             Date Filed: 11/10/2022     Page: 14 of 15
    14                        Opinion of the Court                    21-14352
    not explained how his absence harmed his rights, he has not carried
    his burden. 7
    Even if Truley had explained how he were harmed, he
    would run into a practical problem: he contributed to his
    sentencing hearing despite his partial absence. Through his
    counsel he made several objections, many of which the two had
    discussed in earlier correspondences. Before his allocution, Truley
    consulted his attorney during an eleven-minute recess. Through
    counsel, he then requested a below guideline sentence of fourteen
    years. Right after this request, he was allowed an allocution—
    without a specified time restriction—and concluded: “That’s it.”
    At any of these moments, Truley could have challenged the
    sentencing evidence, reiterated his sentencing objections, or
    presented new evidence. He never did.
    Because Truley has not explained how his presence could
    have possibly changed the outcome of his sentencing hearing, he
    has not shown that his substantial rights were affected. The district
    court did not plainly err.
    *        *     *
    7 Truley also likely forfeited the argument by neglecting to explain how his
    rights were affected. See Harner v. Soc. Sec. Admin., Comm’r, 
    38 F.4th 892
    ,
    899 (11th Cir. 2022) (“An appellant forfeits an issue when she raises it in a
    perfunctory manner without supporting arguments and authority.”
    (quotation omitted)).
    USCA11 Case: 21-14352     Date Filed: 11/10/2022   Page: 15 of 15
    21-14352              Opinion of the Court                       15
    Truley has not shown that his second removal was plain
    error, and we find that any error in his first would have been
    harmless. We AFFIRM Truley’s conviction and sentence.