Singh v. McHugh , 185 F. Supp. 3d 201 ( 2016 )

UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
____________________________________
)
IKNOOR SINGH, )
)
Plaintiff, )
)
v. ) Civil Action No. 14-1906 (ABJ)
)
JOHN MCHUGH, et al., )
)
Defendants. )
____________________________________)
AMENDED MEMORANDUM OPINION
Plaintiff Iknoor Singh is a rising junior at Hofstra University and an observant Sikh. In
accordance with his religion, plaintiff does not cut his hair or beard, and he wears a turban. He
has endeavored to enroll in the Reserve Officers’ Training Corps (“ROTC”) program run by the
United States Army at his university, but his religious practices do not conform to Army uniform
and grooming standards. Plaintiff sought a religious accommodation that would enable him to
enroll in ROTC with his articles of faith intact, but the Army denied the request. Plaintiff contends
that the Army’s refusal to accommodate his religious exercise violates the Religious Freedom
Restoration Act (“RFRA”), 42 U.S.C. § 2000bb et seq., and he brought this lawsuit against John
McHugh, in his official capacity as Secretary of the United States Army; Lieutenant General James
C. McConville, in his official capacity as Deputy Chief of Staff, G-1, United States Army;
Brigadier General Peggy C. Combs, in her official capacity as Commanding General, United States
Army Cadet Command; and Lieutenant Colonel Daniel L. Cederman, in his official capacity as
Commander of the ROTC program at Hofstra University.
In their motion for summary judgment, defendants remind the Court of the doctrine that
cautions judges to afford substantial deference to the judgment of military commanders and to
decline to interpose their own views in matters involving the composition and training of military
officers. In opposing defendants’ motion and advancing his own, plaintiff points out that like all
government agencies, the Armed Services are governed by the congressional determination –
enshrined in RFRA – to tip the scale in favor of individual religious rights. He notes that even the
military must be able to demonstrate that a policy that imposes a substantial burden upon an
individual’s ability to practice his religion furthers a compelling government interest, and is the
least restrictive alternative available for furthering that interest. In other words, while the Court
must accord the military a great deal of respect, particularly in its identification of the compelling
interests involved, the defendants still bear the burden to come forward with sufficient evidence to
satisfy the strict scrutiny inquiry: does the specific application of Army policy to this plaintiff
further the asserted compelling interest and do so in the least restrictive manner?
The Court finds that defendants have failed to show that the application of the Army’s
regulations to this plaintiff and the denial of the particular religious accommodation he seeks
further a compelling government interest by the least restrictive means. Therefore, and for the
additional reasons set forth below, defendants’ dispositive motions will be denied and judgment
will be entered in favor of the plaintiff. The Court accords substantial deference to the Army’s
judgments concerning the essential role that uniformity plays in military training and effectiveness.
But given the tens of thousands of exceptions the Army has already made to its grooming and
uniform policies, its successful accommodation of observant Sikhs in the past, and the fact that, at
this time, plaintiff is seeking only to enroll in the ROTC program, the Army’s refusal to permit
him to do so while adhering to his faith cannot survive the strict scrutiny that RFRA demands.
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This decision is limited to the narrow issue presently before the Court – plaintiff’s ability to enroll
in ROTC with his turban, unshorn hair, and beard – and it does not address plaintiff’s eventual
receipt of a contract or an Army commission.
FACTUAL AND PROCEDURAL BACKGROUND
Plaintiff Iknoor Singh is a rising junior at Hofstra University and an adherent of the Sikh
faith. Pl.’s Statement of Undisputed Material Facts in Supp. of Cross-Mot. for Summ. J. [Dkt.
# 32-2] (“Pl.’s SOF”) ¶ 8; Defs.’ Resp. to Pl.’s SOF [Dkt. # 37-1] (“Defs.’ SOF Resp.”) ¶ 8. In
accordance with his religion, plaintiff does not cut his beard or hair, and he tucks his unshorn hair
under a turban. Pl.’s SOF ¶ 8; Defs.’ SOF Resp. ¶ 8. Plaintiff maintains the sincere belief that if
he cut his hair, shaved his beard, or abandoned his turban, he would be “dishonoring and offending
God.” Pl.’s SOF ¶ 8; Defs.’ SOF Resp. ¶ 8.
The Army operates an ROTC program at Hofstra University that plaintiff has sought to
join. Pl.’s SOF ¶¶ 9, 13; Defs.’ SOF Resp. ¶¶ 9, 13. Plaintiff hopes to serve in Military
Intelligence, and he speaks Urdu, Hindi, and Punjabi, as well as English. Ex. 7 to Decl. of Pl. in
Supp. of Pl.’s Mot. for Prelim. Inj. [Dkt. # 3-2, 27–28]. Plaintiff has participated in ROTC as an
auditing student but he has not yet enrolled in the program because the Army demands that he first
agree to abide by its grooming and uniform regulations by removing his turban, cutting his hair,
and shaving his beard. Pl.’s SOF ¶¶ 9, 13; Defs.’ SOF Resp. ¶¶ 9, 13. Plaintiff requested a
religious accommodation that would permit him to enroll with his articles of faith intact, and that
request has now been formally denied. Letter from Lieutenant General James C. McConville to
Pl. (Dec. 19, 2014) [Dkt. # 18-1] (“McConville Letter”) at 1.
The Army initially took the position that the would-be soldier was bound to comply with
the grooming and uniform policies before he could enroll in ROTC and that it could not even
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consider a request for an accommodation until he did so. See Ex. C to Defs.’ Mot. to Dismiss and
for Summ. J. [Dkt. # 21-2, 13–14]. On November 12, 2014, before the Army had agreed to
consider plaintiff’s accommodation request, plaintiff filed this action and sought: (1) a preliminary
injunction requiring the Army to process the accommodation request and ordering a temporary
accommodation and “provisional enlistment” if the request was denied; (2) a declaratory judgment
that defendants’ refusal to grant plaintiff a religious exemption to the Army’s grooming and
uniform standards would violate RFRA; (3) a permanent injunction enjoining defendants from
enforcing the Army’s standards insofar as they would require plaintiff to cut his hair, shave his
beard, and remove his turban, and ordering defendants to allow plaintiff “to join” the Hofstra
ROTC unit; and (4) attorney’s fees and costs. Compl., Request for Relief ¶¶ a–d. The next day,
plaintiff filed a motion for a preliminary injunction seeking the preliminary relief identified in the
complaint. Pl.’s Mot. for Prelim. Inj. [Dkt. # 3].
While the motion for a preliminary injunction was pending, defendants notified the Court
that the Army had changed its position, and that it would process plaintiff’s accommodation
request. Defs.’ Opp. to Pl.’s Mot. for Prelim. Inj. [Dkt. # 16] at 1. On December 19, 2014, the
request was denied. Notice of Filing of Agency’s Decision on Pl.’s Accommodation Request [Dkt.
# 18] (“Decision Notice”); McConville Letter. In light of defendants’ consideration and denial of
plaintiff’s request, the Court consolidated the motion for a preliminary injunction with the merits
pursuant to Federal Rule of Civil Procedure 65. Minute Order (Dec. 22, 2014).
Defendants filed a motion to dismiss or, in the alternative, for summary judgment on
January 20, 2015. Defs.’ Mot. to Dismiss and for Summ. J. (mistakenly labeled “memorandum in
support”) [Dkt. # 21] (“Defs.’ Mot.”); Defs.’ Mem. in Supp. of Defs.’ Mot. [Dkt. # 21] (“Defs.’
Mem.”). They took the position that the complaint should be dismissed under Federal Rule of
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Civil Procedure 12(b)(6) because plaintiff, as a civilian, could not establish that the Army’s
decision substantially burdened his religious practice, and because requests for judicially-ordered
enlistments are nonjusticiable. 1 Defs.’ Mem. at 1, 3. In the alternative, defendants argued that
they were entitled to summary judgment on all of plaintiff’s claims. Id.
On January 27, 2015, plaintiff responded to defendants’ motion with a motion to take
discovery pursuant to Federal Rule of Civil Procedure 56(d). Pl.’s Mot. for Disc. [Dkt. # 22]. The
matter was fully briefed, and the Court issued an order granting the motion in part and denying it
in part. Order (Feb. 3, 2015) [Dkt. # 25]. After the discovery was completed, plaintiff filed an
opposition to defendants’ motion to dismiss and for summary judgment, combined with a cross-
motion for summary judgment, on March 21, 2015. Pl.’s Cross-Mot. for Summ. J. [Dkt. # 33]
(“Pl.’s Mot.”); see also Pl.’s Mem. Opposing Defs.’ Mot. and Supporting Pl.’s Mot. [Dkt. # 32].
Defendants filed a reply and cross-opposition on April 10, 2015, Defs.’ Opp. to Pl.’s Mot. and
Reply in Supp. of Defs.’ Mot. [Dkt. # 37] (“Defs.’ Reply”), and plaintiff filed a cross-reply on
April 17, 2015. Pl.’s Reply Mem. in Supp. of Pl.’s Mot. [Dkt. # 43] (“Pl.’s Reply”). The Court
heard argument on the motions on April 29, 2015.
1 Defendants initially requested that the portion of the complaint they contend is
nonjusticiable be dismissed pursuant to Rule 12(b)(1), see Defs.’ Mot., but noted in their reply
brief that a recent opinion from another court in this District indicates that a motion to dismiss for
nonjusticiability should be considered under Rule 12(b)(6) instead. See Defs.’ Opp. to Pl.’s Cross-
Mot. for Summ. J. and Reply in Supp. of Defs.’ Mot. [Dkt. # 37] at 3 n.2, citing Saint-Fleur v.
McHugh, No. 1:13-cv-01019 (APM), 2015 WL 1209908, at *3 (D.D.C. Mar. 17, 2015).
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REGULATORY BACKGROUND
I. Army Uniform and Grooming Regulations
A. Religious Headgear
The Army’s uniform regulations permit soldiers to wear religious apparel while in uniform,
including religious “headgear,” if the apparel is “neat and conservative” and it will not “interfere
with the performance of military duties.” Army Regulation (“A.R.”) 600-20 (Nov. 6, 2014),
Regulatory App’x to Defs.’ Mot. [Dkt. # 21-4, 26] (“A.R. 600-20”) at A024. Soldiers in uniform
may wear religious headgear if:
1. The religious headgear is subdued in color . . . .
2. The religious headgear is of a style and size that can be completely
covered by standard military headgear.
3. The religious headgear bears no writing, symbols, or pictures.
4. Wear of the religious headgear does not interfere with the wear or proper
functioning of protective clothing or equipment.
* * *
6. Religious headgear will not be worn in place of military headgear under
circumstances when the wear of military headgear is required (for
example, when the Soldier is outside or required to wear headgear
indoors for a special purpose).
Id. “Religious headgear that meets these criteria is authorized irrespective of the faith group from
which it originates.” Id.
Soldiers are not authorized to wear religious headgear that does not meet these
requirements while in uniform unless they have received a religious accommodation. See id. at
A022. It is the Army’s policy to grant religious accommodation requests related to uniforms
“unless accommodation will have an adverse impact on unit readiness, individual readiness, unit
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cohesion, morale, good order, discipline, safety, and/or health,” the factors that constitute “military
necessity.” Id.
B. Hair
Under Army regulations, men’s hair “must present a tapered appearance,” and, when
combed, may “not fall over the ears or eyebrows, or touch the collar, except for the closely cut hair
at the back of the neck.” A.R. 670-1 (Sept. 15, 2015, revised Sept. 24, 2015), Ex. 5 to Pl.’s Mot.
[Dkt. # 34, 105] (“A.R. 670-1”) at 5. “Males are not authorized to wear braids, cornrows, twists,
dreadlocks, or locks while in uniform or in civilian clothes on duty,” although they may wear wigs
“to cover natural baldness or physical disfiguration.” Id. Women are permitted to wear bangs and
longer hair, subject to certain requirements, id., and their “hair may be styled with braids,
cornrows, or twists.” Id. at 6. Women, but not men, are permitted to use cosmetics, “provided
they are applied modestly and conservatively.” Id.
Men are required to “keep their face[s] clean-shaven when in uniform, or in civilian clothes
on duty.” A.R. 670-1 at 5. Sideburns are permitted as long as they do not “extend below the
bottom of the opening of the ear” and the length of individual hairs does not exceed one-eighth of
an inch. Id. Mustaches are permitted as long as they are “neatly trimmed, tapered, and tidy.” Id.
The Army makes exceptions to its hair-related grooming rules for medical reasons, see
A.R. 670-1 at 5, and for “operational necessity.” 2 Defs.’ Objections and Resps. to Admiss.
Propounded by Pl., Ex. 12 to Pl.’s Mot. [Dkt. # 34, 267] (“Defs.’ Admiss.”) at 4. Medical
exemptions are usually related to dermatological conditions such as pseudofolliculitis barbae and
2 In addition, defendants acknowledge that “[t]he Army has approved religious grooming
exceptions to wear beards for three other individuals . . . : an orthopedic surgeon, an
anesthesiologist, and a chaplain.” Defs.’ Reply at 22 n.11.
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acne keloidalis nuchae. Pl.’s SOF ¶ 41; Defs.’ SOF Resp. ¶ 41; see also Technical Bulletin 287,
Pseudofolliculitis of the Beard and Acne Keloidalis Nuchae (Dec. 10, 2014), Ex. AA to Defs.’
Reply [Dkt. # 37-2, 38] (“TB MED 287”) at 4. A doctor may authorize a temporary or permanent
“shaving profile,” which permits the affected soldier to wear a beard. TB MED 287 at 11–12.
Medically authorized beards are generally limited to one-quarter of an inch, although Army
regulations permit a physician to specify that a longer beard is necessary. Id. at 11.
Army records indicate that at least 49,690 permanent shaving profiles and 57,616
temporary shaving profiles have been authorized since 2007. 3 See Ex. 9 to Pl.’s Mot. [Dkt. # 34,
226–28]. Defendants state that these shaving profiles are subject to command review. See
Stipulation in Lieu of R. 30(b)(6) Testimony, Ex. 10 to Pl.’s Mot. [Dkt. # 34, 230] (“Defs.’ Stip.”)
at 1. Defendants do not dispute plaintiff’s contention that the Army has deployed soldiers with
shaving profiles for operations in foreign countries and has allowed them to continue wearing their
beards during deployment. Pl.’s SOF ¶ 54; Defs.’ SOF Resp. ¶ 54.
C. Tattoos
Army regulations authorize soldiers to wear tattoos subject to limitations with respect to
their size, placement, number, and content. Ex. 5 to Pl.’s Mot. [Dkt. # 34, 110] at 10. But the
Army has granted numerous exceptions and waivers to its tattoo policy. For instance, when the
Army tightened its tattoo guidelines on March 31, 2014, it grandfathered in 197,102 soldiers with
3 The shaving profile data comes from the Army’s “e-Profile” system. Pl.’s SOF ¶ 48. The
total numbers of temporary and permanent shaving profiles authorized since 2007 is likely higher
because e-Profile did not come into widespread use in the Army until 2011, and some temporary
profiles may not be reflected in the database even after that time. Decl. of Philip M. Paternella,
Ex. 8 to Pl.’s Mot. [Dkt. # 34, 223–24] ¶¶ 3–6.
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non-conforming tattoos. 4 Defs.’ Stip. at 2. In addition, since November 2014, the Army has
approved at least 183 exceptions to the tattoo policy, including for tattoos with religious themes
(for example, images of crosses, biblical verses, and an image of Jesus Christ); tattoos related to
aspects of popular culture, such as movies, cartoon characters, and cars (for example, an image of
a vampire Mickey Mouse and a Star Wars caricature); tattoos that reflect cultural or ethnic heritage
(a family crest, a grandmother’s surname, and Samoan tribal bands); and tattoos reflecting various
personal interests (such as images of dragons, words, and symbols). Pl.’s SOF ¶¶ 63–67; Defs.’
SOF Resp. ¶¶ 63–67. Recipients of these tattoo waivers have included prospective Army enlistees,
enlisted soldiers, and ROTC cadets. Pl.’s SOF ¶ 68; Defs.’ SOF Resp. ¶ 68.
II. The Reserve Officers’ Training Corps
The mission of the ROTC “is to produce commissioned officers in the quality, quantity,
and academic disciplines necessary to meet active Army and reserve component requirements.”
A.R. 145-1, Regulatory App’x to Defs.’ Mot. [Dkt. # 21-4, 39] (“A.R. 145-1”) at A037. At Hofstra
University, the ROTC program seeks to “recruit, retain, and ultimately commission Second
Lieutenants in the US Army who are mentally, physically, and emotionally prepared to lead
American Soldiers in order to deter our enemies and, when necessary, fight and win our Nation[‘s]
wars.” Decl. of Lieutenant Colonel Daniel Cederman, Ex. B to Defs.’ Mot. [Dkt. # 21-2, 7]
(“Cederman Decl.”) ¶ 4.
ROTC classes include “enrolled” cadets and “participating students.” Defs.’ Statement of
Material Facts [Dkt. # 21-1] (“Defs.’ SOF”) ¶ 6; Pl.’s Resp. to Defs.’ SOF [Dkt. # 32-14] (“Pl.’s
SOF Resp.”) ¶ 6. Enrolled cadets participate in classroom instruction, as well as training outside
4 The Army revised and relaxed its tattoo guidelines on April 10, 2015. Notice of Revised
Regulation on Grooming and Appearance Standards [Dkt. # 42] at 1.
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the classroom. Defs.’ SOF ¶ 6; Pl.’s SOF Resp. ¶ 6. They may wear military uniforms during
training, and they are subject to Army grooming standards during ROTC activities. A.R. 145-1 at
A067. Participating students are limited to attending ROTC classroom instruction. Cadet
Command Pam 145-4, Regulatory App’x to Defs.’ Mot. [Dkt. # 21-4, 111] (“C.C. Pam 145-4”) at
A109. They are not authorized to wear uniforms, nor are they subject to Army grooming standards.
See id.; see also Defs.’ SOF ¶ 7; Pl.’s SOF Resp. ¶ 7. Students who are not enrolled in ROTC may
only attend Hofstra’s military-science course during their first two years of college. Pl.’s SOF ¶ 7;
Defs.’ SOF Resp. ¶ 7.
Enrolled cadets are either “contracted” or “non-contracted.” C.C. Pam 145-4 at A113.
Non-contracted cadets are not members of the Army, Defs.’ SOF ¶ 8; Pl.’s SOF Resp. ¶ 8, and
they must contract with the Army as cadets before their junior year of college in order to continue
participating in ROTC activities and to be eligible for ROTC benefits. Pl.’s SOF ¶ 7; Defs.’ SOF
Resp. ¶ 7. To be eligible to contract with the Army, enrolled cadets must either complete the
“Basic Course,” or they must attend the Leader’s Training Course, or “Basic Camp,” during the
summer before their junior year of college. See Army Reg. 145-1 at A069; Cederman Decl. ¶ 5.
Enrolled cadets compete for a limited number of contracts. See Cederman Decl. ¶ 7; 30(b)(6)
Cederman Dep., Feb. 26, 2015, Ex. 1 to Pl.’s Mot. [Dkt. # 34, 31] (“Cederman Dep.”) at 38.
Contracted cadets are members of the Army; they are required to enlist in the Army
Reserve, and they agree to accept a commission in the Army if one is offered. Defs.’ SOF ¶¶ 8,
10; Pl.’s SOF Resp. ¶¶ 8, 10. In addition, only contracted cadets may participate in the ROTC
“Advanced Course,” which includes the Military Science III and IV classes, and the Leadership
Development and Assessment Course, a paid twenty-nine day session that “gives cadets the chance
to practice what they have learned in the classroom, and introduces them to Army life ‘in the
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field.’” Defs.’ SOF ¶ 9; Pl.’s SOF Resp. ¶ 9; see also Cederman Decl. ¶¶ 3, 5. Contracted ROTC
cadets are also eligible to receive scholarships of up to $1,200 annually for books and expenses,
and a $300–$500 per month tax-exempt spending allowance. Pl.’s SOF ¶ 3; Defs.’ SOF Resp. ¶ 3.
III. The Religious Freedom Restoration Act and Department of Defense Instruction
1300.17
“Congress enacted RFRA in 1993 in order to provide very broad protection for religious
liberty.” Burwell v. Hobby Lobby Stores, Inc., 134 S. Ct. 2751, 2760 (2014). To this end, RFRA
provides that the “[g]overnment shall not substantially burden a person’s exercise of religion”
unless it can “demonstrate[] that application of the burden to the person – (1) is in furtherance of
a compelling governmental interest; and (2) is the least restrictive means of furthering that
compelling governmental interest.” 42 U.S.C. § 2000bb-1(a)–(b). 5 RFRA further specifies that
“the term ‘government’ includes a branch, department, agency, instrumentality, and official (or
other person acting under color of law) of the United States.” Id. § 2000bb-2(1).
Whether a government action substantially burdens a plaintiff’s religious exercise is a
question of law for a court to decide. Priests for Life v. U.S. Dep’t of Health & Human Servs., 772
F.3d 229, 247 (D.C. Cir. 2014). “The term ‘religious exercise’ includes any exercise of religion,
whether or not compelled by, or central to, a system of religious belief.” 42 U.S.C. § 2000cc-
5(7)(A); see also id. § 2000bb-2(4). If a plaintiff demonstrates the substantial burden to his
religious belief, then the government bears the burden of showing that its policy furthers a
compelling government interest by the least restrictive means. Id. §§ 2000bb-1(b), 2000bb-2(3);
Hobby Lobby, 134 S. Ct. at 2761.
5 Although the Supreme Court found RFRA unconstitutional as applied to the states, City of
Boerne v. Flores, 521 U.S. 507, 533–36 (1997), the statute still applies to the federal government.
Holy Land Found. for Relief & Dev. v. Ashcroft, 333 F.3d 156, 167 (D.C. Cir. 2003); Henderson
v. Kennedy, 265 F.3d 1072, 1073 (D.C. Cir. 2001).
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The Department of Defense expressly incorporated RFRA into its own regulations
effective January 22, 2014. It amended DoD Instruction (“DoDI”) 1300.17, which addresses
“Accommodation of Religious Practices Within the Military Services,” as follows:
In accordance with section 2000bb-1 of Title 42, United States Code . . .
requests for religious accommodation from a military policy, practice, or
duty that substantially burdens a Service member’s exercise of religion may
be denied only when the military policy, practice, or duty:
(a) Furthers a compelling governmental interest.
(b) Is the least restrictive means of furthering that compelling
governmental interest.
DoDI 1300.17, Regulatory App’x to Defs.’ Mot. [Dkt. # 21-4, 6] (“DoDI 1300.17”) at A004. 6
With respect to the Army, any requests that would require a waiver of grooming and
appearance practices must be forwarded to the Secretary of the Army and must be resolved by an
official no lower than the Deputy Chief of Staff, G-1. Id. at A005. Requests for accommodation
of religious practices are to be “assessed on a case-by-case basis” and “considered based on [their]
unique facts; the nature of the requested religious accommodation; the effect of approval or denial
on the Service member’s exercise of religion; and the effect of approval or denial on mission
accomplishment, including unit cohesion.” Id.
THE DECISION AT ISSUE IN THIS CASE:
The Denial of Plaintiff’s Request for a Religious Accommodation
Plaintiff “has long dreamed of serving his country,” Pl.’s SOF ¶ 9, and he has explained
that he wishes to enroll as a cadet in the Hofstra ROTC program so that he may compete for a
6 DoDI 1300.17 further provides that “[r]equests for religious accommodation from a
military policy, practice, or duty that does not substantially burden a Service member’s exercise
of religion” are evaluated by balancing “the needs of the requesting Service member . . . against
the needs of mission accomplishment.” DoDI 1300.17 at A004. Requests for accommodation that
fall under this balancing test may be denied “[o]nly if it is determined that the needs of mission
accomplishment outweigh the needs of the Service member.” Id.
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contract. Pl.’s Reply at 1–2. Plaintiff has participated in ROTC classes at Hofstra as an unenrolled
student since his freshman year. Pl.’s SOF ¶ 13; Defs.’ SOF Resp. ¶ 13. In April 2013, plaintiff
requested a religious accommodation so that he could fully enroll in ROTC, and complete all of
the training necessary to compete for a contract, while maintaining his unshorn hair, beard, and
turban. See Ex. O to Defs.’ Mot. [Dkt. # 21-2, 62] at 2. The Enrollment Officer of the Hofstra
ROTC program denied plaintiff’s request for an accommodation, stating that “[t]he Army
whenever possible, makes all attempts to accommodate religious practices and belief but not when
it has an adverse impact on readiness, unit cohesion, standards, health, safety or discipline.” Id. at
1.
After the initial denial, plaintiff continued to seek an accommodation. In June 2013, the
organization UNITED SIKHS sent a letter on plaintiff’s behalf to the ROTC Department Chair at
the time, Lieutenant Colonel (“LTC”) David Daniel, urging him to approve a religious exemption
for the plaintiff. Ex. N to Defs.’ Mot. [Dkt. # 21-2, 54–59]. LTC Daniel denied the request on
August 16, 2013, stating that “the contracting of Cadets into the ROTC program who cannot
comply with the wear and appearance and personal grooming standards of Army Regulation (AR)
670-1 is not permitted under AR 145-1,” and that neither he nor U.S. Army Cadet Command had
the authority to permit an exception to this policy. Ex. M to Defs.’ Mot. [Dkt. # 21-2, 51] at 1.
LTC Daniel further stated that it was “not legally permissible under AR 145-1 to grant religious
exceptions to allow a Sikh Cadet to enroll in the ROTC program while maintaining his religious
articles.” Id. at 1–2.
Plaintiff submitted a letter appealing LTC Daniel’s decision on November 11, 2013. Ex.
H to Defs.’ Mot. [Dkt. # 21-2, 34–39]. Plaintiff learned that this request was denied by Major
General (“MG”) Jefforey A. Smith in April 2014, Pl.’s SOF ¶ 17; Defs.’ SOF Resp. ¶ 17, after the
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amendments to DoDI 1300.17 took effect. MG Smith stated that “ROTC units should not permit
a student to enroll (contracted or non-contract) unless the student is willing to comply with Army
policies, including AR 670-1.” Ex. F to Defs.’ Mot. [Dkt. # 21-2, 30]. He added that “[s]tudents
who are not enrolled as cadets in the program may not apply for a religious accommodation,” and
that “[a]ny ROTC Cadet who applies for a religious accommodation must comply with Army
policy unless and until the request is approved.” Id.
On August 5, 2014, plaintiff’s attorneys wrote again to MG Smith, and to defendants
Lieutenant General (“LTG”) James C. McConville and LTC Daniel Cederman. Ex. E to Defs.’
Mot. [Dkt. # 21-2, 18–28]. On October 17, 2014, LTG McConville responded that he was “unable
to approve or deny a waiver of Army uniform and grooming policy . . . because prospective cadets,
applicants, and enlistees are not subject to the Army’s uniform and grooming policy.” Ex. C to
Defs.’ Mot. [Dkt. # 21-2, 13] at 1. In other words, the Army took the position that it was unable
to consider plaintiff’s request for a religious accommodation that would enable him to enroll in
ROTC because plaintiff was not yet enrolled in ROTC.
After plaintiff filed this lawsuit, the Army decided to process his accommodation request.
Defs.’ Opp. to Pl.’s Mot. for Prelim. Inj. at 1. On December 19, 2014, plaintiff received a letter
from LTG McConville denying the religious accommodation on substantive grounds. Decision
Notice; McConville Letter.
LTG McConville’s letter stated that, after balancing “the facts of [plaintiff’s] individual
case” against considerations of “military necessity,” the Army was denying the accommodation
request on several grounds. McConville Letter at 1. McConville explained that “Army ROTC is
the primary means of generating the officer leaders of the Army,” and so “it is important that
Cadets are inculcated into the Army and its values, training methods, and traditions in a way that
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is reflective of what their future Soldiers will expect of them.” Id. at 1–2. Citing his “over thirty
years of experience as a leader and commander of Soldiers,” he determined that “[p]ermitting an
obvious deviation from these standards in an officer training program” by granting plaintiff’s
requested accommodation “would, in the eyes of the Soldiers whom Cadets are being trained to
lead, damage the esteem and credibility of ROTC and the officer corps in general.” Id. at 2. In
the seven-page letter, McConville further explained that, in his view, granting plaintiff an
accommodation would undermine the following critical interests:
• Unit Cohesion and Morale: McConville stated that accommodating
plaintiff’s religious practices “will have an adverse impact on unit cohesion
and morale because uniformity is central to the development of a bonded
and effective fighting force that is capable of meeting the Nation’s ever
changing needs.” Id. He explained that “[u]niformity is a primary means
by which we convert individuals into members of the Army,” especially in
ROTC. Id. Since “[h]air and clothing are a very visible way that individuals
express their identity,” maintaining uniformity helps a soldier or cadet to
develop “a willingness to submit his individuality to the larger
organization.” Id. at 2–3. He further stated that uniformity “promotes
cohesive bonds by instilling a common identity, provides visual evidence
of mutual experience, and reinforces a sense of tradition.” Id. at 3.
McConville concluded that granting an accommodation to plaintiff “would
undermine the common Army identity we are attempting to develop in
ROTC, and adversely impact efforts to develop cohesive teams,” and would
also “detract from the heritage that [McConville] view[s] as a vital
component of soldierly strength.” Id.
• Good Order and Discipline: According to McConville, “[o]ne of the key
ways the Army develops disciplined leaders is through ritualistic
enforcement of uniform grooming standards.” Id. He explained that
“[d]iscipline is the backbone of an efficient, cohesive, and effective fighting
force,” and that “[e]xperience has shown [him] that the even handed
enforcement of grooming standards instills the self-discipline necessary for
the military member to perform effectively.” Id. at 4. “Uniformity,” he
continued, “is a readily available means of instilling the practice of
inspection and compliance that not only sharpens Soldiers, but also
leaders.” Id. “Granting [plaintiff] an exception in a military officer training
program would undercut this fundamental component of our program, and
dramatically change the nature of how we train officers for the future needs
of the Army.” Id. McConville warned that “[i]f officer training does not
reflect Army training, the credibility of the officer corps will be called into
15
question.” Id. at 5. According to McConville, uniformity also promotes
discipline “in a more subtle way because it helps to infuse Soldiers with a
code of professional conduct that they will adhere to in combat.” Id. at 4.
“Uniformity helps to inhibit personal desires and impulses that may be
antithetical to mission accomplishment.” Id. at 5. For all these reasons,
McConville concluded that granting an accommodation to plaintiff “would
drive a stark wedge between the officer corps, its training, and the standards
and training methods that are employed by the enlisted Army.” Id.
• Individual and Unit Readiness: McConville stated that permitting plaintiff
to enroll in ROTC with a religious grooming and uniform accommodation
“would leave [him] unprepared to advance to the next phase of officer
training by failing to emphasize uniformity.” Id. He stated that the
accommodation “would have a detrimental impact on [plaintiff’s]
individual readiness” because “allowing [plaintiff] to continue in officer
training without any emphasis on uniformity would leave [him] generally
unprepared to lead Soldiers, viewed as an outsider by [his] peers, and
trained in a manner that is wholly inconsistent with how we develop strong
military officers.” Id. In addition, he stated that because plaintiff’s
accommodation would weaken “good order, discipline, the credibility of the
officer corps, cohesion, and morale,” it would also “undermine the overall
readiness of the Army.” Id. at 5–6.
• Health and Safety: Referring to research that “shows that facial hair
significantly degrades the protection factor of all approved protective
masks,” McConville stated that plaintiff’s “degraded ability to seal a
protective mask in training would not only subject [him] to risk during
training, but, were [he] to enter the military service, leave [him] untrained
in the proper wear and function of these potentially life saving measures.”
Id. at 6. McConville noted that “there are some protective masks that are
capable of providing protection to individual[s] who wear beards,” but that
those masks “are not standard Army issue.” Id. Given that “the Army
operates on a premise of interchangeable parts,” he concluded that it
“simply is not feasible to provide [plaintiff] a special protective mask
without undermining the Army’s need for flexibility to meet operational
contingencies.” Id. In addition, McConville noted that compliance with
Army grooming standards is “[o]ne of the most important mechanisms for
managing risk” because it facilitates “the ability to assess a Soldier’s
competency and attention to detail.” Id. “Disparate grooming standards
mean that deficiencies are less capable of being identified, because quick
impressions of competency to follow directions cannot be as readily made.”
Id.
In addition, McConville discussed “a number of individual factors” that were unique to
plaintiff’s case. Id. First, he considered “the implication of this denial on [plaintiff’s] ability to
16
practice [his] religion,” and he concluded that since plaintiff was “not a member of the Army,” he
was not subject to the Army’s grooming and uniform requirements, and so he “remain[ed] free to
maintain [his] articles of faith.” Id. Second, McConville distinguished plaintiff’s case from the
cases of other Sikhs who have been granted religious accommodations by the Army in the past,
noting that “[t]hose exceptions were granted after consideration of the requests on a case by case
basis based on the military necessity factors that existed at the time,” and that the exceptions were
made for individuals who possessed “unique skills or professional credentials.” Id. Although
McConville was “empathetic to” plaintiff’s desire to serve in Military Intelligence and was aware
of plaintiff’s language skills, he “nonetheless [found] that military necessity in the ROTC training
environment would be adversely impacted by permitting an exception based on the specific facts”
of this case. Id. at 7.
Finally, McConville stated that he did “not view the issuance of temporary medical
exceptions to grooming standards as undercutting the Army’s wholesale ability to enforce
grooming and appearance policies,” noting that these exceptions are “subject to approval by
military commanders” and often limited in duration, and that a soldier with a medical grooming
exception is still “required to trim his beard as close to his face as possible.” Id. The medical
exceptions, he concluded, “are very different from the long term exception” plaintiff “request[ed]
for officer training.” Id. For all of those reasons, LTG McConville denied plaintiff’s request for
a religious accommodation.
STANDARD OF REVIEW
I. Motion to Dismiss
“To survive a [Rule 12(b)(6)] motion to dismiss, a complaint must contain sufficient factual
matter, accepted as true, to state a claim to relief that is plausible on its face.” Ashcroft v. Iqbal,
17
556 U.S. 662, 678 (2009) (internal quotation marks omitted); accord Bell Atl. Corp. v. Twombly,
550 U.S. 544, 570 (2007). In Iqbal, the Supreme Court reiterated the two principles underlying its
decision in Twombly: “First, the tenet that a court must accept as true all of the allegations
contained in a complaint is inapplicable to legal conclusions.” 556 U.S. at 678. And “[s]econd,
only a complaint that states a plausible claim for relief survives a motion to dismiss.” Id. at 679.
A claim is facially plausible when the pleaded factual content “allows the court to draw the
reasonable inference that the defendant is liable for the misconduct alleged.” Id. at 678. “The
plausibility standard is not akin to a ‘probability requirement,’ but it asks for more than a sheer
possibility that a defendant has acted unlawfully.” Id. A pleading must offer more than “labels
and conclusions” or a “formulaic recitation of the elements of a cause of action,” id., quoting
Twombly, 550 U.S. at 555, and “[t]hreadbare recitals of the elements of a cause of action, supported
by mere conclusory statements, do not suffice.” Id.
When considering a motion to dismiss under Rule 12(b)(6), the complaint is construed
liberally in plaintiff’s favor, and the Court should grant plaintiff “the benefit of all inferences that
can be derived from the facts alleged.” Kowal v. MCI Commc’ns Corp., 16 F.3d 1271, 1276 (D.C.
Cir. 1994). Nevertheless, the Court need not accept inferences drawn by the plaintiff if those
inferences are unsupported by facts alleged in the complaint, nor must the Court accept plaintiff’s
legal conclusions. See id.; Browning v. Clinton, 292 F.3d 235, 242 (D.C. Cir. 2002). In ruling
upon a motion to dismiss for failure to state a claim, a court may ordinarily consider only “the facts
alleged in the complaint, documents attached as exhibits or incorporated by reference in the
complaint, and matters about which the Court may take judicial notice.” Gustave-Schmidt v. Chao,
226 F. Supp. 2d 191, 196 (D.D.C. 2002) (citations omitted).
18
II. Summary Judgment
“‘The rule governing cross-motions for summary judgment . . . is that neither party waives
the right to a full trial on the merits by filing its own motion; each side concedes that no material
facts are at issue only for the purposes of its own motion.’” Sherwood v. Washington Post, 871
F.2d 1144, 1147 n.4 (D.C. Cir. 1989), quoting McKenzie v. Sawyer, 684 F.2d 62, 68 n.3 (D.C. Cir.
1982). In assessing each party’s motion, “[a]ll underlying facts and inferences are analyzed in the
light most favorable to the non-moving party.” N.S. ex rel. Stein v. District of Columbia, 709 F.
Supp. 2d 57, 65 (D.D.C. 2010), citing Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247 (1986).
Summary judgment is appropriate “if the movant shows that there is no genuine dispute as
to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P.
56(a). The party seeking summary judgment bears the “initial responsibility of informing the
district court of the basis for its motion, and identifying those portions of the pleadings,
depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any,
which it believes demonstrate the absence of a genuine issue of material fact.” Celotex Corp. v.
Catrett, 477 U.S. 317, 323 (1986) (internal quotation marks omitted). To defeat summary
judgment, the non-moving party must “designate specific facts showing there is a genuine issue
for trial.” Id. at 324 (internal quotation marks omitted). The existence of a factual dispute is
insufficient to preclude summary judgment. Anderson, 477 U.S. at 247–48. A dispute is “genuine”
only if a reasonable fact-finder could find for the non-moving party; a fact is only “material” if it
is capable of affecting the outcome of the litigation. Id. at 248; Laningham v. U.S. Navy, 813 F.2d
1236, 1241 (D.C. Cir. 1987). In assessing a party’s motion, the court must “view the facts and
draw reasonable inferences ‘in the light most favorable to the party opposing the summary
19
judgment motion.’” Scott v. Harris, 550 U.S. 372, 378 (2007) (alterations omitted), quoting United
States v. Diebold, Inc., 369 U.S. 654, 655 (1962) (per curiam).
ANALYSIS
I. Defendants’ partial motion to dismiss on justiciability grounds is moot.
Defendants moved to dismiss the complaint in part, arguing that the Court does not have
authority to grant some of the requested relief. Defs.’ Mem. at 1. Plaintiff originally asked the
Court to grant him “a temporary accommodation and provisional enlistment pending the final
outcome of this case” and to issue a permanent injunction “enjoining Defendants from enforcing
the Army’s uniform and personal grooming standards” against him in a way that prevents him
from “enlist[ing] and participat[ing] in ROTC.” See Compl., Request for Relief ¶¶ b–c (emphasis
added). Defendants argue that the request for “enlistment” is nonjusticiable because it “extends
beyond enrollment as a cadet in ROTC” by seeking to place plaintiff directly in the Army as a
contracted cadet. 7 Defs.’ Mem. at 17–18; see also Defs.’ Reply at 3.
But the use of the term “enlistment” was somewhat ambiguous, and, in any event, the
landscape of the case has shifted since the complaint was filed. Plaintiff made it clear in his reply
brief and at the hearing that he is simply seeking an order requiring defendants to permit him to
enroll in ROTC with his articles of faith intact. Plaintiff states that he “does not ask this Court to
direct his enlistment in the Army or order the Army to make him a commissioned officer”; rather,
“[h]e seeks only to compete, on an equal footing, with his peers for a contracted spot in ROTC.”
7 In support of this position, defendants cite numerous cases in which courts found that
challenges to military decisions relating to the enlisting or commissioning of personnel were
nonjusticiable, including Orloff v. Willoughby, 345 U.S. 83 (1953), Khalsa v. Weinberger, 779
F.2d 1393 (9th Cir. 1986), West v. Brown, 558 F.2d 757 (5th Cir. 1977), and Kreis v. Sec’y of Air
Force, 886 F.2d 1508 (D.C. Cir. 1989). Defs.’ Mem. at 18–21.
20
Pl.’s Reply at 1; see also Motions Hr’g Tr., Apr. 29, 2015 (“Hr’g Tr.”) at 9. 8 Furthermore, plaintiff
concedes that if even he earned an ROTC contract, defendants “would be under no obligation to
grant him a commission if his performance showed that he could not serve and lead.” Pl.’s Reply
at 4; see also Hr’g Tr. at 9.
Given that plaintiff does not seek enlistment in the Army, but only enrollment in ROTC,
the Court finds – and defendants agree – that the justiciability objection is moot. See Hr’g Tr. at
28–31; 9 cf. Larsen v. U.S. Navy, 346 F. Supp. 2d 122, 127–28 (D.D.C. 2004) (“[T]he plaintiffs
seek to compete for a position without the Navy subjecting them to an allegedly unconstitutional
hiring practice. And the court is well within its authority to adjudicate that.”). Therefore,
defendants’ partial motion to dismiss will be denied.
II. Defendants have conceded that the Army’s denial of plaintiff’s accommodation
request substantially burdens plaintiff’s religious exercise.
Defendants also moved to dismiss the complaint in full on the grounds that plaintiff could
not carry his burden to show that the Army had imposed a substantial burden on his religious
exercise. Defs.’ Mem. at 14.
RFRA applies only to government actions that “substantially burden a person’s exercise of
religion.” 42 U.S.C. § 2000bb-1(a); Priests for Life, 772 F.3d at 246. A RFRA plaintiff’s “beliefs
‘must be sincere and the practice[] at issue must be of a religious nature.’” Kaemmerling v. Lappin,
553 F.3d 669, 678 (D.C. Cir. 2008) (alteration in original), quoting Levitan v. Ashcroft, 281 F.3d
1313, 1320 (D.C. Cir. 2002). “A substantial burden exists when government action puts
8 Citations to the hearing transcript refer to an unofficial version of the transcript.
9 In addition, the Court notes that any challenge by plaintiff relating to an ROTC contract or
Army commission would not yet be ripe, and therefore would not be properly presented any event.
21
‘substantial pressure on an adherent to modify his behavior and to violate his beliefs.’” Id., quoting
Thomas v. Review Bd., 450 U.S. 707, 718 (1981); accord Priests for Life, 772 F.3d at 246.
There is no dispute that plaintiff’s religious beliefs are sincerely held. But defendants
initially argued in response to the complaint that plaintiff’s religious practice was not burdened by
any government action because he was still a civilian, and the Army’s regulations did not apply to
him. Defs.’ Mem. at 16–17. Defendants further contended that a “substantial burden” is imposed
under RFRA “‘only when individuals are forced to choose between following the tenets of their
religion and receiving a governmental benefit . . . or coerced to act contrary to their religious beliefs
by the threat of civil or criminal sanctions.’” Defs.’ Mem. at 15–16, quoting Navajo Nation v. U.S.
Forest Serv., 535 F.3d 1058, 1070 (9th Cir. 2008).
But while this case was pending, the Army decided to process, and then to deny, plaintiff’s
request for a religious accommodation. See McConville Letter. Thus, as plaintiff clarified at oral
argument, the specific government action that is now at issue in this case is that denial. Hr’g Tr.
at 12 (“MS. WEAVER: We’re saying that the denial of the accommodation is a violation of RFRA
here.”). Counsel for defendants conceded at the hearing that the Army is a government actor to
which RFRA applies, id. at 35, and that the Army’s denial of the religious accommodation applies
to plaintiff, whether or not the Army’s regulations do. Id. at 31–32. And defendants’ counsel also
conceded that enrollment in ROTC constitutes a government benefit. 10 Id. at 33–34 (“THE
COURT: . . . [Do] you agree with me now that the denial of the accommodation has denied
[plaintiff] a government benefit . . . ? MR. WILLIAMS: As to enrollment, yes, Your Honor.”).
10 Moreover, the record reflects numerous benefits that accompany enrollment in ROTC, such
as the leadership training courses that are only available to enrolled cadets. See Cederman Decl.
¶ 5. For that reason, and because defendants have conceded the issue, the Court need not analyze
this question under the “government benefit” standard that applies in this Circuit. See, e.g., Autor
v. Pritzker, 740 F.3d 176, 182–83 (D.C. Cir. 2014).
22
Therefore, there is no dispute that the Army’s refusal to grant plaintiff the accommodation that
would enable him to enroll in ROTC while maintaining his religious practice was a government
action that required plaintiff “to choose between following the tenets of [his] religion and
receiving a governmental benefit.” Navajo Nation, 535 F.3d at 1070. The denial thus constitutes
a “substantial burden” under RFRA, see id.; see also Priests for Life, 772 F.3d at 246, and
defendants’ motion to dismiss on that basis will be denied.
III. Defendants have not shown that the denial of a religious accommodation to plaintiff
furthers the Army’s compelling interests by the least restrictive means.
A. RFRA’s strict scrutiny standard applies to the Army.
RFRA provides that the government “shall not substantially burden a person’s exercise of
religion even if the burden results from a rule of general applicability.” 42 U.S.C. § 2000bb-1(a).
The government may impose a substantial burden “only if it demonstrates that application of the
burden to the person – (1) is in furtherance of a compelling governmental interest; and (2) is the
least restrictive means of furthering that compelling governmental interest.” Id. § 2000bb-1(b).
Through RFRA, Congress overturned the interpretation of the First Amendment the Supreme
Court announced in Employment Division v. Smith, 494 U.S. 872 (1990), see 42 U.S.C.
§ 2000bb(a)(4), and it codified and reinstated “the compelling interest test as set forth in Sherbert
v. Verner, 374 U.S. 398 (1963) and Wisconsin v. Yoder, 406 U.S. 205 (1972).” 11 Id.
§ 2000bb(b)(1); see also Priests for Life, 772 F.3d at 244.
11 In Sherbert, the Supreme Court held that, under this test, a state could not deny
unemployment benefits to an employee who was fired for refusing to work on her Sabbath. 374
U.S. at 399, 408–09. In Yoder, the Court applied the test and upended a state law that required
children to attend school until the age of sixteen as it applied to Amish children, whose religion
“required them to focus on uniquely Amish values and beliefs during their formative adolescent
years.” Hobby Lobby, 134 S. Ct. at 2760, citing Yoder, 406 U.S. at 210–11, 234–36.
23
RFRA claims must be considered on an individual basis. As the Supreme Court has
emphasized, the statute “‘requires the Government to demonstrate that the compelling interest test
is satisfied through application of the challenged law to the person – the particular claimant whose
sincere exercise of religion is being substantially burdened.’” Hobby Lobby, 134 S. Ct. at 2779,
quoting Gonzales v. O Centro Espirita Beneficente Uniao Do Vegetal, 546 U.S. 418, 430–31
(2006). Accordingly, courts must “‘loo[k] beyond broadly formulated interests’ and . . .
‘scrutiniz[e] the asserted harm of granting specific exemptions to particular religious claimants.’”
Id. (alterations in original), quoting O Centro, 546 U.S. at 431.
RFRA applies to the “government,” which is defined to include “a branch, department,
agency, instrumentality, and official (or other person acting under color of law) of the United
States.” 42 U.S.C. § 2000bb-2(1). So, on its face, the statute plainly applies to the U.S. Army.
And defendants acknowledge that Congress specifically intended RFRA to apply to the military.
Hr’g Tr. at 35; see also S. Rep. No. 103-111, at 12 (1993) (“Under the unitary standard set forth
in [RFRA], courts will review the free exercise claims of military personnel under the compelling
governmental interest test.”); H.R. Rep. No. 103-88 (1993) (“Pursuant to the Religious Freedom
Restoration Act, the courts must review the claims of prisoners and military personnel under the
compelling governmental interest test.”).
But the statute was enacted against a known backdrop of longstanding precedent involving
judicial deference to military authorities charged with the management of military affairs. The
Supreme Court has made it clear that “[t]he military constitutes a specialized community governed
by a separate discipline from that of the civilian,” Orloff v. Willoughby, 345 U.S. 83, 94 (1953),
and “[t]he complex, subtle, and professional decisions as to the composition, training, equipping,
and control of a military force are essentially professional military judgments.” Gilligan v.
24
Morgan, 413 U.S. 1, 10 (1973). See also Orloff, 345 U.S. at 93–94 (“[J]udges are not given the
task of running the Army. . . . Orderly government requires that the judiciary be as scrupulous not
to interfere with legitimate Army matters as the Army must be scrupulous not to intervene in
judicial matters.”); and Gilligan, 413 U.S. at 10 (“[I]t is difficult to conceive of an area of
governmental activity in which the courts have less competence [than military affairs]. . . . The
ultimate responsibility for these decisions is appropriately vested in branches of the government
which are periodically subject to electoral accountability.”).
In enacting RFRA, Congress specifically acknowledged the importance of maintaining
order and discipline within the military ranks, and it noted its expectation that courts would adhere
to the tradition of judicial deference in matters involving both prisons and the armed forces. See
S. Rep. No. 103-111, at 10, 12. 12 But it also expressed its clear understanding that the heightened
standard of review would still apply in both contexts. The House Report stated:
Pursuant to the Religious Freedom Restoration Act, the courts must review
the claims of prisoners and military personnel under the compelling
governmental interest test. Seemingly reasonable regulations based upon
speculation, exaggerated fears or thoughtless policies cannot stand.
Officials must show that the relevant regulations are the least restrictive
means of protecting a compelling governmental interest. However,
examination of such regulations in light of a higher standard does not mean
the expertise and authority of military and prison officials will be
necessarily undermined. The Committee recognizes that religious liberty
claims in the context of prisons and the military present far different
problems for the operation of those institutions than they do in civilian
settings. Ensuring the safety and orderliness of penological institutions, as
12 “The courts have always recognized the compelling nature of the military’s interest in these
objectives in the regulations of our armed services. Likewise, the courts have always extended to
military authorities significant deference in effectuating these interests. The committee intends
and expects that such deference will continue under this bill.” S. Rep. No. 103-111, at 12. The
Senate Report also stated: “[T]he committee expects that the courts will consider the tradition of
giving due deference to the experience and expertise of prison and jail administrators in
establishing necessary regulations and procedures to maintain good order, security and discipline,
consistent with consideration of costs and limited resources.” Id. at 10.
25
well as maintaining discipline in our armed forces, have been recognized as
governmental interests of the highest order.
H.R. Rep. No. 103-88. And the Senate Report observed that “[t]he committee is confident that the
bill will not adversely impair the ability of the U.S. military to maintain good order, discipline,
and security.” S. Rep. No. 103-111, at 12.
This case appears to be the first to squarely present the question of how a court is supposed
to incorporate traditional deference to the military into the RFRA strict scrutiny analysis. But
recently, the Supreme Court has applied the RFRA test in a situation where a similar sort of
deference was due, and that opinion is instructive here.
In Holt v. Hobbs, 135 S. Ct. 853 (2015), the Court considered the grooming policy of the
Arkansas Department of Corrections as applied to a Muslim inmate. Id. at 859. The policy
prohibited inmates from growing beards for any reason other than medical necessity, id., and an
inmate sought and was denied a religious accommodation to grow a half-inch beard in accordance
with his faith. Id. at 861. He brought a challenge under the Religious Land Use and
Institutionalized Persons Act of 2000 (“RLUIPA”), 42 U.S.C. § 2000cc et seq., contending that
the policy substantially burdened his religious exercise without justification. 13 Id. at 859. The
religious exercise provision of RLUIPA “mirrors RFRA,” and “allows prisoners ‘to seek religious
accommodations pursuant to the same standard as set forth in RFRA.’” Id. at 860, quoting O
Centro, 546 U.S. at 436.
13 RLUIPA is RFRA’s “sister statute.” Holt, 135 S. Ct. at 859; accord Hobby Lobby, 134 S.
Ct. at 2781. It was enacted in response to City of Boerne v. Flores, 521 U.S. 507 (1997), where
the Supreme Court held that Congress exceeded its powers under Section 5 of the Fourteenth
Amendment when it applied RFRA to the states. Holt, 135 S. Ct. at 860. Congress enacted
RLUIPA pursuant to its authority under the Spending and Commerce Clauses, and the statute
governs, among other things, religious exercise by state prison inmates. Id.; see also 42 U.S.C.
§ 2000cc-1.
26
The prison officials did not dispute that growing a beard was “a dictate of [the petitioner’s]
religious faith,” and the Court found that the prison grooming policy substantially burdened his
religious exercise. Id. at 862. Nevertheless, the prison officials contended that the grooming
policy was the least restrictive means of furthering a compelling interest in “prison safety and
security,” id. at 863, because it prevented prisoners from concealing contraband in their beards,
and from disguising their identities. Id. at 863–64. Citing the deference traditionally accorded to
the judgments of prison officials, the District Court and the Eighth Circuit agreed. Id. at 861.
The Supreme Court unanimously rejected the prison officials’ contentions, reversing the
courts below. Id. at 867. The Court noted first that the prison officials had asserted a “‘broadly
formulated interest,’” but that “RLUIPA, like RFRA, contemplates a ‘more focused’ inquiry.” Id.
at 863, quoting Hobby Lobby, 134 S. Ct. at 2779. The two statutes require the government “‘to
demonstrate that the compelling interest test is satisfied through application of the challenged law
to . . . the particular claimant whose sincere exercise of religion is being substantially burdened.’”
Id., quoting Hobby Lobby, 134 S. Ct. at 2779. Thus, the Holt Court reiterated that under RLUIPA
and RFRA, a court must “‘scrutiniz[e] the asserted harm of granting specific exemptions to
particular religious claimants’ and . . . ‘look to the marginal interest in enforcing’ the challenged
government action in that particular context.” Id., quoting Hobby Lobby, 134 S. Ct. at 2779
(alteration in original). In accordance with that test, the Department of Corrections needed to show
that the grooming policy, as applied specifically to the petitioner, furthered its compelling interests
in the least restrictive way. Id.
While it acknowledged the need to “respect [the] expertise” of prison officials, the Court
concluded that it could not find “that denying petitioner a ½-inch beard actually furthers the
Department’s interest in rooting out contraband” without according the prison officials “a degree
27
of deference that is tantamount to unquestioning acceptance.” Id. at 864. The Supreme Court
underscored that RLUIPA “does not permit such unquestioning deference,” and that, like RFRA,
it “‘makes clear that it is the obligation of the courts to consider whether exceptions are required
under the test set forth by Congress.’” Id., quoting O Centro, 546 U.S. at 434. The Court went on
to observe that even if the prison officials could show that the beard policy furthered an interest in
curtailing the circulation of contraband, they had “offered no sound reason why hair, clothing, and
[medically-authorized] ¼-inch beards can be searched but ½-inch beards cannot.” Id.
The Holt Court also found that, assuming the grooming policy advanced the assuredly
compelling interest in “the quick and reliable identification of prisoners,” it “still violate[d]
RLUIPA as applied in the circumstances present[ed]” because there were less restrictive means
available. Id. at 864–65. The Court agreed with the petitioner that the Department of Corrections
could require that inmates be photographed both with and without their beards so that guards could
use both images when making an identification. Id. at 865. And it noted that the Department of
Corrections “already ha[d] a policy of photographing a prisoner both when he enters an institution
and when his appearance changes at any time during his incarceration.” Id. (citation and internal
quotation marks omitted).
In addition, the Court observed that the Department of Corrections had failed to explain
adequately why its grooming policy was “substantially underinclusive.” Id. at 865. The Court
noted that “[a]lthough the Department [of Corrections] denied petitioner’s request to grow a ½-
inch beard, it permits prisoners with a dermatological condition to grow ¼-inch beards . . . even
though both beards pose similar risks,” and it found that this issue bore on the RLUIPA analysis.
Id. at 865–66.
28
Finally, the Court emphasized that the courts below had incorrectly “deferred to these
prison officials’ mere say-so that they could not accommodate petitioner’s request,” and that
RLUIPA “demands much more.” Id. at 866. “Courts must hold prisons to their statutory burden,
and they must not ‘assume a plausible, less restrictive alternative would be ineffective.’” Id.,
quoting United States v. Playboy Entm’t Grp., Inc., 529 U.S. 803, 824 (2000). The Court
concluded by noting that while enforcement of RLUIPA “provides substantial protection for the
religious exercise of institutionalized persons,” it still “affords prison officials ample ability to
maintain security.” Id.
In the case before this Court, defendants contend that the heightened deference owed to
military judgments requires the Court to grant their motion for summary judgment. See Defs.’
Mem. at 22–32; Hr’g Tr. at 36–37. They argue that “[e]ach of the classic areas involving
professional military judgments deserving of deference are implicated” in this case, including the
composition, training, and equipping of the fighting force. Defs.’ Reply at 14. They also assert
that “[t]he Army’s decision here is inherently more complex than the prison official’s decision in
Holt” because it relates to “a distinctly military matter, for which the Army’s leadership is
undeniably in best position, by virtue of its experience and expertise, to decide.” Id. at 14–15.
Defendants direct the Court to the long line of cases predating RFRA that describe the
nature of the deference that they contend is due here. See, e.g., Orloff, 345 U.S. at 93–94; Gilligan,
413 U.S. at 10. They point in particular to Goldman v. Weinberger, 475 U.S. 503 (1986), in which
the Supreme Court declined to apply strict scrutiny in the case of an Orthodox Jewish serviceman
who claimed that the Air Force’s prohibition on wearing “headgear,” including yarmulkes, while
29
in uniform violated his rights under the First Amendment. Id. at 504–07. Citing the deference
owed to military judgments, the Court rejected his free exercise claim. 14 Id. at 507–10.
But all of those cases predate RFRA, and the Court is bound to follow the guidance of Holt
when seeking to harmonize the necessary respect for military judgment with the dictates of the
statutory regime. And here, when defendants urge the Court to look no further than the plain
language of LTG McConville’s decision, see, e.g., Defs.’ Mem. at 29, they are asking the Court to
accord “a degree of deference that is tantamount to unquestioning acceptance,” see Holt, 135 S.
Ct. at 864, which is not the proper function of a court in a RFRA case. 15 See id.
Defendants also encourage the Court to stay its hand on the grounds that the military will
do a better job responding to social change on its own. See Defs.’ Reply at 15. They point to the
fact that military commanders have been central to important policy changes that the services have
implemented in recent years, including the repeal of the ban on openly gay service members, and
voluntary changes to the policies on direct ground combat assignments for women. Id. at 15–16.
“These examples,” they maintain, “counsel against bold judicial intervention, and most
14 Defendants’ pleadings initially suggested that RFRA’s strict scrutiny standard did not even
apply to the Army’s decision here. See, e.g., Defs.’ Mem. at 27 (“RFRA was never intended to,
and did not in fact, alter the standard of review applied by the Supreme Court . . . to cases involving
the military.”); Defs.’ Reply at 12 (“Congress did not displace Goldman deference with RFRA.”).
But defendants’ counsel acknowledged at the hearing that strict scrutiny does apply in this case.
Hr’g Tr. at 35–36.
15 The Goldman case does not govern the Court’s analysis here for the additional reason that,
in Goldman, the Supreme Court expressly declined to apply the strict scrutiny standard articulated
in Sherbert and Yoder, and instead reviewed the petitioner’s Free Exercise claims under a “far
more deferential” standard. Goldman, 475 U.S. at 506–07. But one of the “purposes” of RFRA
is “to restore the compelling interest test as set forth in Sherbert v. Verner and Wisconsin v. Yoder
and to guarantee its application in all cases where free exercise of religion is substantially
burdened . . . by government.” 42 U.S.C. § 2000bb(b)(1)–(2) (citations omitted). Thus, unlike the
Goldman Court, this Court is bound to review defendants’ actions under the strict scrutiny
standard.
30
importantly demonstrate that successful change requires military commanders to be central to the
decision-making process.” Id. at 16.
But the approach must be different in this case, because even if it involves an important
matter of public policy and evolving social norms, Congress has already placed a thumb on the
scale in favor of protecting religious exercise, and it has assigned the Court a significant role to
play. See Holt, 135 S. Ct. at 859–60 (“Congress enacted RFRA in order to provide greater
protection for religious exercise than is available under the First Amendment.”), citing Hobby
Lobby, 134 S. Ct. at 2760–61; cf. Cutter v. Wilkinson, 544 U.S. 709, 714 (2005) (“RLUIPA is the
latest of long-running congressional efforts to accord religious exercise heightened protection from
government-imposed burdens . . . .”).
In sum, while the Court must credit the Army’s assertions and give due respect to its
articulation of important military interests, the Court may not rely on LTG McConville’s “mere
say-so.” Holt, 135 S. Ct. at 866. Instead, it must consider whether an exception is required under
the strict scrutiny test, and hold defendants to their burden of demonstrating that the denial of the
limited accommodation sought in this case is the least restrictive means to advance the Army’s
compelling interest. See Holt, 135 S. Ct. at 864; see also 42 U.S.C. § 2000bb-1(b).
B. Defendants have not demonstrated that denying an accommodation to plaintiff
furthers the government’s compelling interests.
Defendants assert that “[t]he Army’s decision to deny Plaintiff’s request for a grooming
accommodation while in an officer training program furthers compelling interests in maintaining
a credible officer corps and an effective fighting force that is capable of meeting the Nation’s
defensive needs.” Defs.’ Mem. at 32; see also McConville Letter at 1 (“I am denying your request
to wear unshorn hair, a beard, and a turban as an enrolled cadet in Hofstra University Army ROTC
because the requested accommodation will adversely impact individual and unit readiness, unit
31
cohesion, morale, good order, discipline, health and safety within the Army ROTC program.”).
According to LTG McConville, “[u]niformity is a primary way the Army builds an effective
fighting force” because “[i]t allows a strong team identity to be forged, distinguishes service
members from the civilian population, reinforces notions of selfless service, and provides a routine
that instills discipline in Soldiers and leaders, while connecting the Army to its past in a visible
way.” McConville Letter at 1. Defendants assert that “[t]he interest in maintaining an effective
Army by developing a disciplined, well trained, credible, cohesively bonded, and reliable corps of
officers in ROTC is undeniably compelling.” Defs.’ Mem. at 32.
There can be no doubt that military readiness and the unit cohesion and discipline of the
Army officer corps constitute highly compelling government interests. See Hr’g Tr. at 26 (“[MS.
WEAVER:] We all agree that unit cohesion is a compelling interest . . . .”); see also S. Rep. No.
103-111, at 12 (“The committee is confident that [RFRA] will not adversely impair the ability of
the U.S. military to maintain good order, discipline, and security. The courts have always
recognized the compelling nature of the military’s interest in these objectives in the regulations of
our armed services.”); H.R. Rep. No. 103-88 (“[M]aintaining discipline in our armed forces[] [has]
been recognized as [a] government[] interest[] of the highest order.”).
But RFRA “requires the Government to demonstrate that the compelling interest test is
satisfied through application of the challenged law ‘to the person’ – the particular claimant whose
sincere exercise of religion is being substantially burdened.” O Centro, 546 U.S. at 430–31,
quoting 42 U.S.C. § 2000bb-1(b); accord Hobby Lobby, 134 S. Ct. at 2779; Holt, 135 S. Ct. at
863. Thus, the Court must determine whether defendants have proven that the decision to deny
this plaintiff a religious accommodation that would enable him to enroll in ROTC actually furthers
the compelling interests defendants have identified. Moreover, “[w]here a regulation already
32
provides an exception from the law for a particular group, the government will have a higher
burden in showing that the law, as applied, furthers the compelling interest.” McAllen Grace
Brethren Church v. Salazar, 764 F.3d 465, 472–73 (5th Cir. 2014), citing Hobby Lobby, 134 S.
Ct. at 2781–82.
In this case, there is ample undisputed evidence that soldiers in all corners of the Army are
permitted to maintain beards and to wear religious headgear while in uniform, as well as to deviate
from the grooming standards in other ways. And the Army has allowed several Sikhs to serve –
albeit, in different circumstances than plaintiff – with accommodations for their turbans, beards,
and unshorn hair. So defendants cannot simply invoke general principles here – they must make
the necessary heightened showing to justify the specific refusal to grant an exception to plaintiff.
The Court finds that defendants have not overcome this hurdle.
1. LTG McConville’s Decision
LTG McConville’s decision to deny an accommodation to plaintiff rested on his conclusion
that permitting “an obvious deviation” from the uniform and grooming regulations in an officer
training program would undermine:
• “Unit cohesion and morale,” because it would “undermine the common
Army identity we are attempting to develop in ROTC, and adversely impact
efforts to develop cohesive teams,” McConville Letter at 2–3;
• “Good order and discipline,” because “the even handed enforcement of
grooming standards instills the self-discipline necessary for the military
member to perform effectively”; “[g]ranting [plaintiff] an exception in a
military officer training program would undercut this fundamental
component of [the] program, and dramatically change the nature of how we
train officers for the future needs of the Army”; and “[i]f officer training
does not reflect Army training, the credibility of the officer corps will be
called into question,” id. at 3–5;
• “Individual and unit readiness,” because “allowing [plaintiff] to continue in
officer training without any emphasis on uniformity would leave [him]
generally unprepared to lead Soldiers, viewed as an outsider by [his] peers,
33
and trained in a manner that is wholly inconsistent with how we develop
strong military officers,” thereby weakening “good order, discipline, the
credibility of the officer corps, cohesion, and morale,” as well as military
readiness in general, id. at 5–6; and
• Plaintiff’s “health and safety,” based on an Army study that shows that
“facial hair significantly degrades the protection factor of all approved
protective masks,” and because compliance with Army grooming standards
is “[o]ne of the most important mechanisms for managing risk” because it
facilitates “the ability to assess a Soldier’s competency and attention to
detail,” id. at 6.
McConville acknowledged that the Army had granted religious accommodations to Sikh
soldiers in the past, but he differentiated those individuals because the exceptions were granted
“based on the military necessity factors that existed at the time,” and the soldiers were “selected
to serve in positions requiring unique skills or professional credentials to meet the Army’s
operational needs.” 16 Id. McConville also offered his view that issuing temporary medical
exceptions to grooming standards did not undercut the Army’s ability to enforce grooming and
appearance policies in general because those exceptions are “subject to approval by military
commanders” and often limited in duration, and still they require the recipient to “trim his beard
as close to his face as possible.” Id. at 7.
Notwithstanding the undeniable importance of uniformity to military discipline, unit
cohesion, and safety in general, these justifications for the Army’s decision do not withstand strict
scrutiny.
16 Although plaintiff speaks multiple languages, defendants state that “the Army is not
actively using ROTC as a means of aggressively filling the needs Plaintiff perceives it has for the
languages he can speak.” Defs.’ Reply at 21; see also McConville Letter at 7 (noting that LTG
McConville considered plaintiff’s language skills).
34
2. The Army has permitted numerous exceptions to its grooming and uniform
policies.
Defendants’ contention that denying plaintiff a religious accommodation furthers the stated
compelling interests is undermined by the fact that the Army routinely grants soldiers exceptions
to its grooming and uniform regulations. See Hobby Lobby, 134 S. Ct. at 2781–82.
First, since 2007, the Army has permitted more than 100,000 service members to grow
beards for medical reasons; it has authorized at least 49,690 permanent “shaving profiles,” and at
least 57,616 temporary ones. 17 See Ex. 9 to Pl.’s Mot. These soldiers with beards include not only
enlisted men but officers bound to ensure that the men who serve under them are clean-shaven.
See id.
Defendants argue that plaintiff’s request for a grooming accommodation for his unshorn
beard is different because soldiers with medically-authorized beards are required to trim them as
short as an eighth of an inch. Defs.’ Reply at 18 n.4; see also Hr’g Tr. at 48–49. Defendants also
point out that commanders are empowered to require soldiers with medically-authorized beards to
shave for reasons of operational necessity and safety. See TB MED 287 at 12 (“[A] unit
commander has the authority to require that a Soldier’s beard be shaved if the unit is in, or about
to enter, a situation where use of a protective mask is required.”); see also Defs.’ Mem. at 37. In
addition, defendants note that medical shaving profiles are often temporary, and that soldiers
whose skin conditions are “permanent in nature and interfere[] with military duties” may face
separation from the Army on that basis. Defs.’ Mem. at 35–37. Finally, defendants argue that
the Army’s policy of granting shaving profiles for medical purposes ultimately strengthens the
17 In addition, “the Army does not always enforce grooming policies pertaining to beards
when operational necessity requires.” Defs.’ Admiss. at 4.
35
Army by increasing its diversity, given that the relevant skin conditions disproportionately affect
African Americans. Defs.’ Reply at 18–19.
It is undisputed that there are differences between the religious accommodation plaintiff
seeks for his beard and the shaving profiles the Army has granted. But defendants have not carried
their burden to show that permitting plaintiff’s unshorn beard would undermine the Army’s
compelling interests any more than the medical beard accommodations the Army has provided,
especially considering that the Army permits soldiers to grow beards longer than a quarter of an
inch “if medically necessary.” See Defs.’ Reply at 18 n.4. And although some shaving profiles
are classified as temporary, tens of thousands of them are “permanent,” see Ex. 9 to Pl.’s Mot.,
and defendants have offered no evidence that any soldier has been separated on that basis.
Moreover, while soldiers who are granted shaving profiles may be required to shave by
their commanders, the Army’s own rules provide that this authority “should not [b]e used to require
that a Soldier be clean shaven for maneuvers and other tactical simulations,” but should be invoked
only “when there is an actual need to wear the protective mask in a real tactical operation.” 18 TB
MED 287 at 12. Therefore, the fact that other shaving exceptions may be revocable does not
support the outright denial of the accommodation sought here: as an ROTC enrollee, or even as a
contracted cadet, plaintiff would never encounter the “real tactical operation” that would permit a
commander to require a soldier with a medically-necessary beard to shave. See Hr’g Tr. at 40
(“MR. WILLIAMS: A ROTC cadet would not be able to be called up.”).
18 The Army Technical Bulletin on this issue also states that “[t]he existence of a beard does
not prevent performance of most military duties” and that “the fact that a profile is awarded
authorizing the growth of a beard should not ordinarily require any functional limitations requiring
a change or limitation in the performance of military duties.” TB MED 287 at 12.
36
For the same reason, the concern about plaintiff’s health and safety is misplaced, at least
for the duration of his participation in ROTC. 19
Finally, the Court notes that defendants have not claimed or shown that even one of the
more than 100,000 soldiers who have been permitted to grow a beard since 2007 – including many
who have served in deployed environments – has been ordered to shave it for any reason.
In sum, it is difficult to see how accommodating plaintiff’s religious exercise would do
greater damage to the Army’s compelling interests in uniformity, discipline, credibility, unit
cohesion, and training than the tens of thousands of medical shaving profiles the Army has already
granted. See Church of the Lukumi Babalu Aye, Inc. v. City of Hialeah, 508 U.S. 520, 547 (1993)
(“It is established in our strict scrutiny jurisprudence that a law cannot be regarded as protecting
an interest of the highest order . . . when it leaves appreciable damage to that supposedly vital
interest unprohibited.”) (citation and internal quotation marks omitted); accord O Centro, 546 U.S.
at 433; cf. Fraternal Order of Police Newark Lodge No. 12 v. City of Newark, 170 F.3d 359, 366–
67 (3d Cir. 1999) (Alito, J.) (“[T]he Department has provided no legitimate explanation as to why
the presence of officers who wear beards for medical reasons does not have [the same] effect [as]
the presence of officers who wear beards for religious reason would. . . . We are at a loss to
understand why religious exemptions threaten important city interests but medical exemptions do
not.”). Defendants have not claimed or shown that any of the soldiers and officers who have served
with beards have been less disciplined, less credible, less socially integrated, or less well-trained
than their clean-shaven colleagues. In addition, to the extent that the Army has also asserted an
19 The Court recognizes, of course, that ROTC is a training program designed to produce
Army officers who might face “an actual need to wear the protective mask,” TB MED 287 at 12,
but, again, the question of whether the Army must accommodate plaintiff at that point is not yet
ripe.
37
interest in diversity, that interest would plainly be furthered by permitting plaintiff’s enrollment in
ROTC. See Defs.’ Reply at 18–19; see also McConville Dep., Mar. 2, 2015, Ex. FF to Defs.’
Reply [Dkt. # 37-3, 276–77] at 124–25 (noting previous statement by LTG McConville that
“finding young minority officers now is key to diversi[ty] in the next generation of the Army’s
leaders”).
Medically-based shaving profiles are not the only large-scale exception the Army makes
to its grooming policies. In March of 2014, the Army tightened its policies related to tattoos, but
it grandfathered in nearly 200,000 soldiers with non-conforming tattoos – including officers who
will be bound to enforce the policy in the future. 20 See Defs.’ Stip. at 2; A.R. 670-1 at 11. The
tattoos cover a wide range of personal expression, and they include religious iconography, symbols
of cultural or ethnic heritage, images from popular culture, and more. See Pl.’s SOF ¶¶ 64–67
(citing examples); Defs.’ SOF Resp. ¶¶ 64–67; see also supra Regulatory Background Part I(C).
The fact that the Army is able to tolerate so many idiosyncratic deviations from its grooming
regulations further undermines LTG McConville’s assertion that “the even handed enforcement of
grooming standards” is critical to “instill[] the self-discipline necessary for the military member to
perform effectively.” McConville Letter at 4; see also Church of the Lukumi Babalu Aye, 508
U.S. at 547; O Centro, 546 U.S. at 433.
Neither LTG McConville’s decision nor defendants’ pleadings say much about plaintiff’s
request to maintain his turban and unshorn hair. LTG McConville’s letter states that “[h]air and
clothing are a very visible way that individuals express their identity,” and that “[b]y eliminating
20 As noted above, see supra note 4, the Army relaxed its tattoo guidelines on April 10, 2015,
see Notice of Revised Regulation on Grooming and Appearance Standards at 1, opening the door
to even more variation within the ranks.
38
the social distinctions that different civilian attire implies, uniforms emphasize the professional
equality of all military people.” McConville Letter at 2. But it is undisputed that the Army’s own
regulations permit soldiers to wear yarmulkes and other religious headgear, see Defs.’ Mem. at 7;
A.R. 600-20 at A024; DoDI 1300.17 at A010; see also supra Regulatory Background Part I(A),
and defendants do not contend that a turban would necessarily fail to satisfy the religious headgear
rules. 21 Moreover, although Army regulations require male soldiers to keep the hair on their heads
cut short, defendants do not – and cannot – contend that plaintiff’s unshorn hair, when tucked into
a turban in accordance with religious precepts, would “fall over the ears or eyebrows, or touch the
collar,” or present an appearance that is anything other than “neat and conservative.” See A.R.
670-1 at 5. In view of the vast number of exceptions to the grooming and uniform standards that
the Army has granted, the Court finds that defendants have not shown that denying this plaintiff a
religious accommodation would make him less credible, disciplined, or ready than the other
officers and soldiers who similarly do not meet all of the requirements of uniformity.
Finally, defendants have not carried their burden to show that “the compelling interest test
is satisfied through application of the challenged law ‘to the person.’” See O Centro, 546 U.S. at
430; Hobby Lobby, 134 S. Ct. at 2779; Holt 135 S. Ct. at 863. LTG McConville’s decision
emphasizes the general importance of uniformity in cultivating and reflecting Army discipline.
McConville Letter at 4–5. McConville explains that “[u]niformity is a key component of the
learning process” for ROTC cadets because it is “a readily available means of instilling the practice
of inspection and compliance that not only sharpens Soldiers, but also leaders.” Id. at 4. He insists
that “[u]niformity helps to inhibit personal desires and impulses that may be antithetical to mission
21 Indeed, the undisputed evidence in the record shows that Sikh servicemen have
successfully adapted their turbans to meet the Army’s operational requirements. See, e.g., Kalsi
Dep., Mar. 4, 201[5], Ex. 7 to Pl.’s Mot. [Dkt. # 34, 174] at 51–53.
39
accomplishment,” noting that “[t]he obligations Soldiers undertake, risking life and well-being for
the greater good, require[] dedication, selfless service, and discipline.” Id. at 5. And he notes that
compliance with Army grooming standards facilitates “the ability to assess a Soldier’s competency
and attention to detail.” Id. at 6.
But the accommodation this plaintiff seeks does not stem from any lack of self-control,
dedication, or attention to detail. To the contrary: plaintiff seeks an accommodation because he
faithfully adheres to the strict dictates of his religion. So even if, in some cases, a soldier’s failure
to follow the Army’s standards might signal a rebellious streak or reflect a lack of impulse control
or discipline, LTG McConville’s decision fails to grapple with the fact that any deviation from the
rules on plaintiff’s part flows from a very different source. And therefore, the decision lacks the
individual assessment that is fundamental under RFRA.
3. The Army has granted religious accommodations to other Sikh soldiers.
Defendants’ contention that denying this plaintiff an accommodation advances the Army’s
compelling interests is further undermined by the undisputed fact that at least four Sikh men who
served in the Army with tremendous success received similar accommodations. 22 Corp. Simran
Preet Singh Lamba enlisted in 2009, served as a medic, received a promotion to Corporal, and
currently serves in the U.S. Army Individual Ready Reserve. Decl. of Simran Preet Singh Lamba
[Dkt. # 32-11] (“Lamba Decl.”) ¶¶ 4, 16, 19, 24. Maj. Kamaljeet Singh Kalsi is an Army doctor
who served in Afghanistan, received a promotion to Major, and is currently serving in the Army
Active Reserves. Kalsi Dep., Mar. 4, 201[5], Ex. 7 to Pl.’s Mot. [Dkt. # 34, 165, 184, 196] (“Kalsi
Dep.”) at 14–15, 91, 138–41. Capt. Tejdeep Singh Rattan is an active duty Army dentist who
22 Defendants acknowledge that “the Army has approved six religiously based uniform,
personal appearance, and personal grooming practice exceptions since 2000.” Defs.’ Stip. at 1.
40
served in Afghanistan. Rattan Dep., Mar. 3, 2015 [Dkt. # 32-7, 197, 208–09] at 43, 89–90, 93.
And Col. (Ret.) Gopal Singh Khalsa enlisted in the Army as a private in 1976, served in Military
Intelligence, served overseas, received numerous promotions, and eventually retired as a Colonel
in 2009. Decl. of Gopal Singh Khalsa [Dkt. # 32-10] (“Khalsa Decl.”) ¶¶ 2, 6, 8, 10–11, 14–16,
18, 20. Each of these soldiers received an accommodation that permitted him to serve while
maintaining unshorn hair, an unshorn beard, and a turban. And, notwithstanding the deviation
from the uniformity that is undeniably a core aspect of military life, each of them has earned
commendations and outstanding reviews:
• Corp. Lamba’s superiors described him as “easily one of the most impressive
Soldiers in the company,” “an exceptional Soldier [who] possess[es] all the
attributes . . . required to be an outstanding Army Officer,” and “a tremendous
Soldier, an invaluable member of [the] team, and [someone who had] an
amazing impact on his peers and supervisors.” Lamba Decl. ¶ 19. In addition,
one of his Drill Sergeants noted that “[d]espite any spoken or unspoken
stereotypes surrounding his enlistment in the United States Army, SPC Lamba
displayed . . . intelligence, courage, and inner strength; enabling him to push
forward with his training in a manner that would make seasoned Soldiers proud
to have him on their team.” Ex. 5 to Lamba Decl. [Dkt. # 32-12, 38] at 8.
Lamba also received an Army Commendation Medal in acknowledgment of his
“exceptionally meritorious service,” his “selfless service and dedication to
duty,” and the fact that “his actions [were in] keeping with the finest traditions
of military service.” Lamba Decl. ¶ 23.
• Maj. Kalsi’s superiors described his performance as “[t]ruly exceptional,”
stating that he “can be expected to excel in positions of leadership,” and that
“[h]e possesses absolutely unlimited potential as a leader, military officer, and
physician.” Ex. 33 to Pl.’s Mot. [Dkt. # 32-7, 184]; Ex. 56 to Pl.’s Mot. [Dkt.
# 32-8, 80]. Kalsi was awarded a Bronze Star for his service in Afghanistan.
Kalsi Dep. at 130.
• Capt. Rattan’s superiors believe that his “potential is unlimited as an Army
Dental Officer and leader,” and have described his performance as
“exemplary,” “tireless,” “in keeping with the highest traditions of the . . . United
States Army,” “outstanding,” and “extraordinary.” Ex. 36 to Pl.’s Mot. [Dkt.
# 32-7, 241] at 002405; Ex. 7 to Rattan Dep. [Dkt. # 32-7, 233] at 2. In addition,
Rattan’s commander stated that he had “done everything within his power to
keep within the [grooming and uniform] regulation” and had “[gone] leaps and
bounds beyond what others have had to do.” Defs.’ Admiss. at 6. The
41
commander further noted that “[t]he only struggle is that when some people get
a first look, they are going to stereotype him,” but “[t]hat is the good thing about
having Rattan out there, to show that this is a proud individual, he knows what
he is doing, and he is doing a phenomenal job.” Id. Capt. Rattan has received
numerous awards, including a NATO Medal and the Army Commendation
Medal for his service. Rattan Dep. at 87–88.
• During more than three decades of Army service, Col. (Ret.) Khalsa received
an enormous volume of praise and numerous promotions. In training in 1977,
he was selected from among 600 peers as the Outstanding Soldier of the Cycle,
Ex. B to Khalsa Decl. [Dkt. # 32-10, 14]; in Officer Candidate School, he was
named the Distinguished Leadership Graduate, and was later inducted into the
school’s hall of fame, Khalsa Decl. ¶ 7; in 1998, after being promoted to
Lieutenant Colonel, Khalsa was appointed Battalion Commander for the
Reserves’ 368th Military Intelligence Battalion, a position in which he
commanded 700 soldiers, including commissioned officers, warrant officers,
and enlisted soldiers, id. ¶ 16; he was repeatedly rated “Best Qualified” for
promotion, see, e.g., Ex. B to Khalsa Decl. [Dkt. # 32-10, 56, 58]; in 2003, he
was promoted to full Colonel and became the Deputy Chief of Staff, G7 for
Training for the 63rd Regional Readiness Command, a position that charged
him with coordinating and resourcing all individual, unit, and professional
development training for all U.S. Army Reserve units in Arizona, California,
and Nevada, Khalsa Decl. ¶ 18; and he delayed his retirement at the Army’s
request to accept an appointment as Course Director for the Army’s Company
Team Leader Development Course, id. ¶ 19. Khalsa was praised for being “a
total soldier who demonstrates mental and physical readiness and sets the
highest example for his troops to follow,” as having “unlimited potential,” as
“our best battalion commander, bar none,” for being “held in the highest esteem
by his superiors and subordinates alike,” “a highly disciplined officer,”
“capable of commanding any brigade,” and the “[b]est of the best.” Ex. B to
Khalsa Decl. [Dkt. # 32-10, 40, 50, 54, 56, 58].
Defendants point to undisputed facts that distinguish each of these soldiers from the
plaintiff. See Defs.’ Reply at 20–22. They note that Maj. Kalsi, Capt. Rattan, and Corp. Lamba
each “joined the military in response to specialized programs that actively sought the unique skills
these individuals possessed during a time of growing conflict,” and all three served in medical
roles in the Special Branches, which “focus on professional technical skills and less on the
leadership of large teams of soldiers.” Id. at 20–21 & n.5. Plaintiff, by contrast, wishes to become
a Military Intelligence officer in the Basic Branches of the Army. Id. at 20.
42
Faced with the fact that Col. (Ret.) Khalsa served in Military Intelligence in the Basic
Branches and had a long and distinguished career as an Army officer, defendants note that he was
“commissioned and grandfathered under the prior regulatory system” that permitted religious
accommodations for Sikhs. Id. at 22 n.10; see also Khalsa Decl. ¶¶ 3, 9. Also, according to
defendants, “[t]he needs of the Army now are also far different than when other exceptions were
granted.” Id. at 22.
Finally, defendants argue that “[t]he relative professional success” of Corp. Lamba, Maj.
Kalsi, Capt. Rattan, and Col. (Ret.) Khalsa “validates the Army’s decision-making process and its
decision to grant accommodations in appropriate circumstances.” Id.
But despite the differences between plaintiff and Corp. Lamba, Maj. Kalsi, Capt. Rattan,
and Col. (Ret.) Khalsa, the undisputed evidence in the record indicates that each of these men
served – or are serving – with their articles of faith intact without any of the negative consequences
that defendants predict would flow from granting a similar exception in this case. The praise
heaped on each man’s service – including, in particular, for their discipline and leadership – stands
in stark contrast to LTG McConville’s conclusion that permitting plaintiff to maintain his articles
of faith would undermine the quality of his training, unit cohesion and morale, military readiness,
and the credibility of the officer corps.
Furthermore, the Army’s own research stands in stark contradiction to LTG McConville’s
opinion. The Army conducted an internal examination of the effect of Corp. Lamba’s religious
accommodation on his service, and the study concluded that “the Soldier’s religious
accommodations did not have a significant impact on unit morale, cohesion, good order, and
discipline,” M. Glenn Cobb & Thomas Rhett Graves, A Case Study of the Impact of Religious
Accommodations on Initial Military Training (Oct. 2011) at 10, Ex. 51 to Pl.’s Mot. [Dkt. # 32-8,
43
57], and that it “had no significant impact on his own, or any other Soldier’s, health and safety.”
Id. at vi. The defendants point to no contrary empirical evidence.
Thus, instead of “validat[ing] the Army’s decision-making process,” Defs.’ Reply at 22,
the exemplary service records of the four Sikh soldiers with religious accommodations serve to
highlight the flaws in the Army’s analysis in this case. Those soldiers had the chance to prove
themselves, and that is all plaintiff is seeking here. Defendants have no way of knowing whether
plaintiff, too, might be qualified to serve because they have not yet even allowed him to enroll in
ROTC.
In conclusion, defendants failed to come forward with any evidence to diminish the force
of the evidence produced by plaintiff, as is their burden, see Celotex, 477 U.S. at 323–24, and they
seem to suggest that LTG McConville’s say-so is sufficient to justify the decision here. See Hr’g
Tr. at 56. Notwithstanding his thirty-four years of experience in the Army, see id., and his superior
judgment about military matters, adopting his conclusion without more would entail abdicating
the role that RFRA requires the Court to play. Defendants have failed to sustain the heavy burden
that applies when a governmental entity refuses to grant an exception to a policy already riddled
with exceptions, and they have failed to satisfy their burden of demonstrating that the compelling
government interests they cite are furthered by the unwavering application of Army policies to this
plaintiff in this particular context. Under these circumstances, and in light of the evidence
presented here, the Court finds that it would require “a degree of deference that is tantamount to
unquestioning acceptance,” Holt, 135 S. Ct. at 864, to credit defendants’ assertion that denying a
religious accommodation to plaintiff while he enrolls in ROTC advances the Army’s asserted
compelling interests as applied to him.
44
C. Defendants have not shown that denying an accommodation to plaintiff is the
least restrictive means of furthering their interests.
The Court must next go on to apply the second prong of the RFRA test. While the Court
accords defendants a high level of deference in their identification of compelling military interests,
it finds that it is well within its purview to hold that the Army’s refusal to grant this plaintiff a
religious accommodation is not the least restrictive means of advancing those interests.
“‘The least-restrictive-means standard is exceptionally demanding,’ and it requires the
government to ‘sho[w] that it lacks other means of achieving its desired goal without imposing a
substantial burden on the exercise of religion by the objecting part[y].’” Holt, 135 S. Ct. at 864
(alterations in original), quoting Hobby Lobby, 134 S. Ct. at 2780. “‘[I]f a less restrictive means
is available for the Government to achieve its goals, the Government must use it.’” Id. (alterations
in original), quoting Playboy Entm’t Grp., 529 U.S. at 815. Moreover, “[t]he very existence of a
government-sanctioned exception to a regulatory scheme that is purported to be the least restrictive
means can, in fact, demonstrate that other, less-restrictive alternatives could exist.” McAllen
Grace, 764 F.3d at 475–76, citing, inter alia, Hobby Lobby, 134 S. Ct. at 2781–82.
Defendants contend that “there is no less restrictive means to promote and maintain
teamwork, motivation, discipline, esprit de corps and image, within the context of an officer
development program,” than to deny a religious accommodation to plaintiff. Defs.’ Mem. at 43,
citing Bitterman v. Sec’y of Defense, 553 F. Supp. 719, 725 (D.D.C. 1982). Plaintiff’s individual
readiness, they argue, would be irretrievably undermined by allowing him “to continue in officer
training without any emphasis on uniformity,” because he would be “trained in a manner that is
wholly inconsistent with how we develop strong military officers.” McConville Letter at 5.
Moreover, defendants point out that plaintiff, if qualified, would not receive a commission until
2017, and that “[t]he Army cannot decide now that it will simply find Plaintiff a branch within the
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organization . . . where his accommodation may have some potentially lesser impact on the military
necessity factors.” Defs.’ Mem. at 43; see also Defs.’ Reply at 23. Finally, according to
defendants, “[t]he fact remains Plaintiff would subject himself, his fellow soldiers, and his unit to
greater risk by virtue of his wearing a beard in an environment with chemical or biological
weapons.” Defs.’ Mem. at 44; see also Defs.’ Reply at 23.
But the Court has already found that defendants have failed to show that if plaintiff’s
religious exercise were to be accommodated, his individual readiness will be diminished any more
than the readiness of the tens of thousands of soldiers and officers who have received grooming
and uniform accommodations for other reasons. Nor have defendants demonstrated that plaintiff’s
training would be devoid of “any emphasis on uniformity” by virtue of his accommodation, see
McConville Letter at 5 (emphasis added), or that these concerns could not be advanced some other
way. For example, the Army’s letter granting an accommodation to Corp. Lamba stated that it
was “[then-]SPC Lamba’s responsibility to ensure his beard is well maintained and presents a neat
and orderly appearance.” Ex. 8 to Lamba Decl. [Dkt. # 32-13, 32] at 2; see also id. (“The current
unit commander and all subsequent unit commanders of SPC Lamba will counsel SPC Lamba in
writing to ensure he understands expectations. . . . Grooming exceptions to policy will be neat and
well maintained at all times, to present a disciplined Soldierly appearance.”).
Furthermore, although the Court does not doubt that the Army cannot anticipate at this time
what its needs will be in 2017, that only serves to underscore the fact that a temporary
accommodation is a less restrictive means here. As plaintiff points out, a temporary
accommodation “would be especially workable” because it would give the Army “ample
opportunity to determine whether [plaintiff’s] articles of faith actually interfere with his
performance,” and would permit defendants to “observe Mr. Singh in action with his
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accommodation as he competes with his peers for an ROTC contract.” Pl.’s Reply at 21. It would
also permit defendants to troubleshoot any issues that might arise, including with respect to gas
masks, as appropriate. 23
Finally, the undisputed evidence shows that, in 2010, the Army granted Corp. Lamba a
temporary accommodation that was virtually identical to the one sought by plaintiff here for the
purpose of Lamba’s “attendance at basic military training and military occupational school.”
Lamba Decl. ¶ 8. Lamba’s temporary accommodation included the proviso that the
accommodation could not “be guaranteed at all times” and might “be revoked due to changed
conditions,” which no doubt served to protect many of the interests that defendants have asserted
in this case. 24 Id. Defendants have not shown that the less restrictive alternative of a temporary
23 As LTG McConville himself acknowledged, “there are some protective masks that are
capable of providing protection to individuals who wear beards,” even though those masks “are
not standard Army issue.” McConville Letter at 6. In addition, plaintiff suggests that the Army
could address any concerns related to gas masks by making use of the “Hard-to-Fit” program, an
Army effort that has “provided masks to more than 1,150 warfighters and civilians (including a
brigadier general and a command sergeant major)” who have not otherwise been able to “achieve
a satisfactory fit.” Ex. 1 to 30(b)(6) Loudy Dep., Feb. 26, 2015, Ex. 1 to Pl.’s Mot. [Dkt. # 34, 75]
(“Loudy Ex. 1”) at 12; see also Pl.’s Reply at 21. This program has created special masks for
individuals, and in two cases, it obtained special masks from the United Kingdom. Loudy Ex. 1
at 12. Although, as an ROTC cadet, plaintiff would never encounter a real tactical situation in
which a protective mask was required for his safety, see Hr’g Tr. at 40, LTG McConville’s
statement and this evidence further indicate that less restrictive means are available. See Hobby
Lobby, 134 S. Ct. at 2781 (“We do not doubt that cost may be an important factor in the least-
restrictive-means analysis, but . . . [RFRA] may in some circumstances require the Government to
expend additional funds to accommodate citizens’ religious beliefs.”).
24 Furthermore, in 2013, the Army converted Corp. Lamba’s temporary accommodation into
an “indefinite” one, noting that the accommodation was still subject to revocation if required by
military necessity, that Lamba should be prepared to comply with the Army’s uniform and
grooming standards “if directed to do so,” and that any overseas deployment would “be scrutinized
by [Lamba’s] commander, as the wearing of a beard renders gas masks unsafe.” Ex. 8 to Lamba
Decl. [Dkt. # 32-13, 31] at 1.
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accommodation with similar conditions would be insufficient to protect the Army’s interests
here. 25
In sum, defendants have has not carried the “‘exceptionally demanding’” burden to
“‘sho[w] that [the Army] lacks other means of achieving its desired goal without imposing a
substantial burden on [plaintiff’s] exercise of religion.’” See Holt, 135 S. Ct. at 864 (first alteration
in original), quoting Hobby Lobby, 134 S. Ct. at 2780. The relief plaintiff seeks – an
accommodation that would permit him to enroll in ROTC with his articles of faith intact – would
not require the Army to guarantee him a commission, or even a contract, and it stops far short of
the permanent relief the Army has granted to tens of thousands of soldiers for medical and religious
reasons. Moreover, because providing plaintiff with a temporary religious accommodation for the
purpose of enrolling in ROTC, which could be revocable if necessary, is an available less
restrictive means, the Army must employ that alternative. See Holt, 135 S. Ct. at 864 (“‘[I]f a less
restrictive means is available for the Government to achieve its goals, the Government must use
it.’”) (alteration in original), quoting Playboy Entm’t Grp., 529 U.S. at 815.
25 It is true that, in 2013, the Army stated that Lamba’s initial accommodation was granted
“during a period in which the Army insufficiently scrutinized such requests.” Ex. 8 to Lamba
Decl. [Dkt. # 32-13, 31] at 1. Nevertheless, Corp. Lamba’s experience, as well as the experiences
of the tens of thousands of soldiers with medical grooming accommodations and other religious
accommodations, “demonstrate that other, less-restrictive alternatives could exist.” See McAllen
Grace, 764 F.3d at 475.
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CONCLUSION
For the foregoing reasons, the Court will deny defendants’ motion to dismiss and for
summary judgment, and it will grant plaintiff’s cross-motion for summary judgment. A separate
order will issue.
AMY BERMAN JACKSON
United States District Judge
DATE: June 12, 2015
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