William Christopher Lewis v. United States , 618 F. App'x 483 ( 2015 )

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[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
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No. 14-13484
Non-Argument Calendar
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D.C. Docket No. 1:12-cv-00924-LSC-JHE
WILLIAM CHRISTOPHER LEWIS,
Plaintiff-Appellant,
versus
UNITED STATES OF AMERICA,
Defendant-Appellee,
FEDERAL BUREAU OF PRISONS, et al.,
Defendants.
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Appeal from the United States District Court
for the Northern District of Alabama
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(June 29, 2015)
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Before HULL, WILLIAM PRYOR, and JULIE CARNES, Circuit Judges.
PER CURIAM:
William Lewis, a federal prisoner proceeding pro se, appeals the district
court’s dismissal of his suit against the government under the Federal Tort Claims
Act (“FTCA”), 28 U.S.C. § 2674. 1 Lewis alleged that he slipped and fell down a
flight of stairs while returning from the showers with his hands handcuffed behind
his back, and that Officer Jason Locker was negligent in failing to secure him with
both hands while escorting him. The district court held that the FTCA’s
discretionary function exception applied to Officer Locker’s conduct, and thus that
it lacked subject-matter jurisdiction. After careful review of the record and the
parties’ briefs, we affirm the district court’s dismissal order.
I. BACKGROUND
A. August 2011 Incident
On August 30, 2011, plaintiff Lewis was being escorted to his cell in the
Special Housing Unit of the Federal Correctional Institution in Talladega, Alabama
(“FCI Talladega”) by Officer Jason Locker. Lewis was being returned to his cell
1
Lewis’s complaint also named the Federal Bureau of Prisons, Warden John Rathman,
and Officer Jason Locker as defendants, but the district court dismissed those parties as
defendants following a sua sponte screening of Lewis’s complaint prior to service, pursuant to 28
U.S.C. § 1915A. In his brief, Lewis does not challenge that dismissal, and he has therefore
abandoned any argument in that respect. See Timson v. Sampson, 518 F.3d 870, 874 (11th Cir.
2008) (noting that while we read pro se briefs liberally, arguments not raised in a pro se brief are
considered abandoned).
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from the shower room, where he had just showered. Following FCI Talladega
policy, Lewis was handcuffed from behind and Officer Locker was holding his
handcuffs while escorting him.
While walking down a set of stairs, Officer Locker was holding Lewis’s
handcuffs as well as Lewis’s right arm. Despite this, Lewis slipped on the stairs,
falling. Though Officer Locker tried to catch him, Lewis’s weight (about 190
pounds) and the speed of the fall prevented him from doing so. While plaintiff
Lewis claims that the floor and stairs were wet due to other inmates returning from
the shower, Officer Locker states that neither the floor nor the stairs were wet, but
that plaintiff Lewis’s shower shoes were wet, likely causing plaintiff Lewis to slip
on the stairs.
Officer Locker immediately helped Lewis up and asked him if he was
alright. Lewis responded that he was fine and initially refused a medical
assessment. Officer Locker contacted medical staff regardless, and they performed
a medical assessment, revealing no injury at that time. Plaintiff Lewis underwent
subsequent medical assessments on August 31, September 22, and September 29,
2011. At these appointments, he complained first of pain and numbness in his left
arm and then of neck and shoulder pain as well as nerve damage.
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On September 29, 2011, plaintiff Lewis filed an administrative tort claim, as
required by the FTCA, for damages stemming from this incident. On November
25, 2011, that administrative claim was denied.
B. District Court Proceedings
On March 13, 2012, plaintiff Lewis filed this action in the United States
District Court for the Northern District of Alabama. The complaint alleged that
Officer Locker improperly escorted plaintiff Lewis because he did not secure him
with both hands. The complaint sought a jury trial and “no less tha[n] $35,000” in
damages.
On October 28, 2013, the government moved to dismiss the complaint or, in
the alternative, for summary judgment. The government argued that the case
should be dismissed based on the discretionary function exception to the FTCA, 28
U.S.C. § 2680(a), and because Lewis stated no actionable negligence case under
Alabama law.
Pertaining to the discretionary function exception, the government cited the
relevant, written policy for correctional officers working at the Special Housing
Unit at FCI Talladega. The relevant language stated: “[i]nmates will be escorted
by an officer, with the officer holding the inmate’s handcuffs, when escorting the
individual to the shower, law library, callouts, etc.” The government also
introduced a declaration from a supervisory officer at FCI Talladega stating that
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this policy means that the officer should escort the inmate by holding the inmate’s
handcuffs, but is not required to put his hand(s) on or hold the inmate’s arm during
an escort.
On November 15, 2013, Lewis opposed the motion to dismiss. At that time
he filed no evidence other than a medical report.
On July 10, 2014, the district court dismissed plaintiff Lewis’s complaint,
holding that the discretionary function exception to the FTCA applied and the
district court thus lacked the requisite subject-matter jurisdiction.
Lewis timely appealed.
II. STANDARD OF REVIEW
On appeal from a dismissal for lack of subject-matter jurisdiction, we review
the district court’s legal conclusions de novo and its factual findings for clear error.
See Zinni v. ER Solutions, Inc., 692 F.3d 1162, 1166 (11th Cir. 2012). The district
court’s factual determination must be affirmed “so long as it is plausible in light of
the record viewed in its entirety.” Merrill Stevens Dry Dock Co. v. M/V
YEOCOMICO II, 329 F.3d 809, 816 (11th Cir. 2003) (quotation marks omitted).
When asserting the factual challenge that the discretionary function exception does
not apply, the plaintiff has the burden to prove jurisdiction. OSI, Inc. v. United
States, 285 F.3d 947, 951 (11th Cir. 2002).
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III. DISCUSSION
The FTCA waives the government’s sovereign immunity from tort suits for
the negligent or wrongful acts or omissions of government employees acting
within the scope of their employment. See 28 U.S.C. § 1346(b)(1); Suarez v.
United States, 22 F.3d 1064, 1065 (11th Cir. 1994). But the discretionary function
exception to the FTCA precludes government liability for any claims based upon
“the exercise or performance or the failure to exercise or perform a discretionary
function or duty on the part of a federal agency or employee of the Government.”
28 U.S.C. § 2680(a). If the discretionary function exception applies to a claim, the
claim must be dismissed for lack of subject-matter jurisdiction. Cohen v. United
States, 151 F.3d 1338, 1340 (11th Cir. 1998).
A. Discretionary Function Exception
This Court employs a two-part test to determine whether the discretionary
function exception applies. Id. at 1341. First, we consider the nature of the
conduct at issue and determine whether it “involves an element of judgment or
choice.” Id. (quotation omitted). If a statute, regulation, or policy specifically
prescribes a course of action for an employee to follow, the conduct does not
involve an element of judgment or choice because the employee has no choice but
to carry out the directive. Id.6
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Second, if the challenged conduct does involve an element of judgment or
choice, we then must determine whether that judgment or choice is grounded in
public policy considerations. Id. The exception “prevent[s] judicial second-
guessing of legislative and administrative decisions grounded in social, economic,
and political policy.” Id. (quotation omitted).
If a regulation allows government employees to exercise discretion, there is
a “strong presumption” that discretionary acts authorized by the regulation are
grounded in policy. United States v. Gaubert, 499 U.S. 315, 324, 111 S. Ct. 1267,
1274 (1991). To survive a motion to dismiss, an FTCA plaintiff’s complaint must
allege facts that would support a determination that the challenged actions are not
the type of conduct that could be said to be grounded in the policy of the regulatory
regime. Id. at 324-25, 111 S. Ct. at 1274-75. This Court looks to the nature of the
actions taken and whether they are susceptible to policy analysis, not to whether
the employee actually weighed policy considerations before acting. Cohen,
151 F.3d at 1341.
The Bureau of Prisons (“BOP”) owes a duty to provide for the safekeeping
and care of federal prisoners. 18 U.S.C. § 4042(a)(2). The BOP, however, retains
sufficient discretion in the means used to fulfill that duty, triggering the
discretionary function exception. Cohen, 151 F.3d at 1342. The mere fact that a
government official performs an action at the operational level, as opposed to the
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planning level, does not remove that official’s action from the discretionary
function exception for purposes of suits under the FTCA. Id.B. Lewis’s Complaint
Here, in his sworn complaint, Lewis alleged that Officer Locker breached a
duty of care by not securing him with two hands as they descended the stairs
following Lewis’s shower. The relevant prison policy here did not require Locker
to secure prisoners with both hands while escorting them from the showers. It
required only that Officer Locker hold on to Lewis’s handcuffs, which policy
Officer Locker adhered to. Beyond the requirement to hold on to Lewis’s
handcuffs, Officer Locker had discretion as to the best way to secure Lewis while
escorting him from the showers. The district court thus correctly concluded that
the first prong of the discretionary function test was satisfied. See id. at 1341-42.
As to the second prong of the discretionary function analysis, both
§ 4042(a)(2) and the relevant prison policy left room for discretion as to the best
way to ensure inmate safety, so there is a “strong presumption” that Officer
Locker’s actions were grounded in policy. Gaubert, 499 U.S. at 324, 111 S. Ct. at
1274. The fact that Officer Locker was exercising his discretion at the operational
level, as opposed to the planning level, does not remove his action from the
discretionary function exception. See Cohen, 151 F.3d at 1342. Lewis’s
complaint did not allege facts supporting a determination that Officer Locker’s
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actions were not grounded in the policy of the relevant regulatory regime, see
Gaubert, 499 U.S. at 324-25, 111 S.Ct. at 1274-75, and the district court correctly
dismissed Lewis’s complaint without prejudice for lack of subject-matter
jurisdiction. 2
III. CONCLUSION
For the foregoing reasons, we affirm the district court’s order dismissing the
case for lack of subject-matter jurisdiction.
AFFIRMED.
2
The district court also determined that, even if subject-matter jurisdiction existed,
summary judgment was warranted as to Lewis’s negligence claim. Lewis challenges that
determination on appeal, but we need not reach that issue given the lack of subject-matter
jurisdiction over the claim.
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