Patrick Zamor v. United States ( 2020 )


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  •            Case: 19-11982    Date Filed: 09/14/2020   Page: 1 of 13
    [DO NOT PUBLISH]
    IN THE UNITED STATES COURT OF APPEALS
    FOR THE ELEVENTH CIRCUIT
    ________________________
    No. 19-11982
    Non-Argument Calendar
    ________________________
    D.C. Docket Nos. 1:19-cv-20281-RNS,
    1:17-cr-20353-RNS-1
    PATRICK ZAMOR,
    Petitioner-Appellant,
    versus
    UNITED STATES OF AMERICA,
    Respondent-Appellee.
    ________________________
    Appeal from the United States District Court
    for the Southern District of Florida
    ________________________
    (September 14, 2020)
    Before JILL PRYOR, BRANCH and ANDERSON, Circuit Judges.
    PER CURIAM:
    Case: 19-11982     Date Filed: 09/14/2020   Page: 2 of 13
    Patrick Zamor, a federal prisoner proceeding pro se, appeals the voluntary
    dismissal without prejudice of his motion for postconviction relief, which the
    district court construed as a motion to vacate, set aside, or correct sentence under
    28 U.S.C. § 2255. The government has filed a motion to dismiss Zamor’s appeal
    for lack of jurisdiction. After careful review, we grant in part and deny in part the
    government’s motion to dismiss. We lack jurisdiction to consider on appeal the
    substantive claims Zamor raised in his construed § 2255 motion. However, we
    have jurisdiction to review Zamor’s challenge to the district court’s
    characterization of his motion because in that respect he is adverse to the order
    dismissing his case. Nevertheless, we affirm the district court’s dismissal because
    the district court committed no abuse of discretion in granting Zamor’s motion for
    voluntary dismissal without prejudice.
    I.
    Following a change-of-plea hearing, Zamor pled guilty to one count of
    conspiracy to distribute cocaine, and the district court sentenced him to 60 months
    in prison. At sentencing, the district court informed Zamor that he had 14 days to
    appeal the criminal judgment.
    Zamor did not file a notice of appeal within the 14-day deadline. Instead,
    nearly 10 months after the judgment was entered, he filed a pro se motion to
    reopen the time to file an appeal. He argued that it was necessary to reopen the
    2
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    time to file an appeal because he never received notice of the entry of the final
    judgment, his defense counsel never filed a notice of appeal, and he did not waive
    his right to appeal. The government responded in opposition, arguing that Zamor
    had stated no ground for reopening the criminal judgment. To the extent Zamor
    sought collateral relief, the government requested that the court recharacterize the
    motion to reopen as a motion to vacate under § 2255 and provide him the
    opportunity to amend or withdraw the motion.
    The court appointed counsel for Zamor under the Criminal Justice Act
    (“CJA”). CJA counsel filed a status report confirming that he had reviewed the
    claims in Zamor’s motion to reopen, discussed the motion with Zamor, and
    informed Zamor that he would advise him on whether he should seek relief under
    § 2255.
    Shortly thereafter, Zamor filed a pro se “Motion Seeking Post Convict
    Relief XVII. Postconviction Relief 3.850. Motion to Vacate; Set Aside; or Correct
    Sentence” (the “postconviction motion”), in which he challenged the validity of his
    plea proceedings and his defense counsel’s performance during plea negotiations.
    Doc. 1 at 1.1 Specifically, he argued that his guilty plea was invalid because his
    defense counsel coerced him into pleading guilty, the district court improperly
    participated in plea negotiations, he was highly medicated when he signed the plea
    1
    Citations in the form “Doc. #” refer to entries on the district court’s docket.
    3
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    agreement, and the record contained no proof that the district court conducted a
    change-of-plea hearing. He further asserted that his indictment was defective
    because it did not list a codefendant, meaning he could not be guilty of a
    conspiracy. He requested that the district court permit him to directly appeal the
    criminal judgment or, alternatively, hold an evidentiary hearing and vacate his
    conviction.
    The Clerk of Court construed Zamor’s postconviction motion as a § 2255
    motion and opened a separate civil docket. The district court referred the matter to
    a magistrate judge, who concluded that the Clerk properly construed Zamor’s
    postconviction motion as a motion to vacate under § 2255 because it challenged his
    defense counsel’s performance and the lawfulness of his conviction. The
    magistrate judge acknowledged that the construal would preclude Zamor from
    filing a future § 2255 motion. Thus, pursuant to Castro v. United States, 
    540 U.S. 375
    (2003), the magistrate judge ordered Zamor to notify the court whether he
    agreed to the characterization of his postconviction motion as a § 2255 motion “or
    agree[d] to have this proceeding dismissed.” Doc. 3 at 5.
    Zamor, through CJA counsel, filed a notice with the district court confirming
    that he “did not wish to have his motion[] treated as [a] § 2255 [motion] . . . and
    underst[ood] this will result in [] dismissal.” Doc. 6 at 1–2. The magistrate judge
    issued a report and recommendation (“R&R”) recommending that the court treat
    4
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    Zamor’s notice as a motion for voluntary dismissal and dismiss without prejudice
    Zamor’s postconviction motion.
    Zamor filed pro se objections to the R&R, challenging the construal of his
    postconviction motion as a § 2255 motion. He argued that his postconviction
    motion was instead a motion to reopen the time to file a direct appeal, and he could
    not voluntarily dismiss a § 2255 motion that did not exist. He asserted that his
    CJA counsel, whom he had not requested, had “conspired to corral [his] motion [to
    reopen] . . . into a civil case under [§] 2255.” Doc. 8 at 2. Zamor again requested
    the right to a direct appeal or, alternatively, an evidentiary hearing and vacatur of
    his conviction.
    The district court adopted the R&R over Zamor’s objections and—noting
    that he had “reiterated his intent not to seek relief under [§] 2255”—dismissed his
    postconviction motion without prejudice. Doc. 9 at 1. Zamor appealed. The
    government filed a motion to dismiss Zamor’s appeal, which we carried with the
    case.
    II.
    “We review de novo questions of our jurisdiction.” United States v.
    Amodeo, 
    916 F.3d 967
    , 970 (11th Cir. 2019). Further, we review de novo the
    district court’s decision to construe Zamor’s motion as a § 2255 motion. See
    Figuereo-Sanchez v. United States, 
    678 F.3d 1203
    , 1206 & n.2 (11th Cir. 2012)
    5
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    (applying de novo review to the district court’s decision to deny movant’s § 2255
    motion as successive because that decision was based on the court’s prior construal
    of a Federal Rule of Civil Procedure 60(b) motion and thus involved a
    “characterization of the pleadings”). We review the district court’s decision to
    grant a voluntary dismissal for an abuse of discretion. Arias v. Cameron, 
    776 F.3d 1262
    , 1268 (11th Cir. 2015). “A district court abuses its discretion if it applies an
    incorrect legal standard, applies the law in an unreasonable or incorrect manner,
    follows improper procedures in making a determination, or makes findings of fact
    that are clearly erroneous.” Winthrop-Redin v. United States, 
    767 F.3d 1210
    , 1215
    (11th Cir. 2014). We liberally construe pro se pleadings and hold them to a less
    stringent standard than pleadings drafted by attorneys. Tannenbaum v. United
    States, 
    148 F.3d 1262
    , 1263 (11th Cir. 1998).
    III.
    On appeal, Zamor reasserts his challenges to his conviction and defense
    counsel’s performance—namely, that his defense counsel coerced him to plead
    guilty, he was under the influence of drugs when he signed the plea agreement,
    there was no evidence that the court held a change-of-plea hearing, and his
    indictment was defective because it did not allege that he conspired with another
    person to traffic cocaine. He asserts that he is actually innocent of the cocaine
    trafficking conspiracy. And he challenges the district court’s characterization of
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    his postconviction motion as a § 2255 motion, arguing that he “never had a
    [§] 2255 motion on file . . . with this district court or any other court” and “[a]ll
    [he] wanted was to do [his] direct appeal but [the court and CJA counsel] wanted
    [him] to do a [§] 2255.” Appellant’s Br. at 4.
    We must first consider our jurisdiction over Zamor’s appeal. See Taylor v.
    Appleton, 
    30 F.3d 1365
    , 1366 (11th Cir.1994) (“[A] court must first determine
    whether it has proper subject matter jurisdiction before addressing the substantive
    issues.”). The government argues that we lack jurisdiction because the district
    court’s dismissal was not an adverse judgment: Zamor agreed to the dismissal of
    the construed § 2255 motion.2
    Article III of the Constitution limits our jurisdiction to “Cases” and
    “Controversies.” U.S. Const. art. III, § 2. This principle includes a standing
    requirement that a plaintiff must have suffered an injury-in-fact that is concrete and
    particularized, actual or imminent, and not conjectural or hypothetical. Wolff v.
    Cash 4 Titles, 
    351 F.3d 1348
    , 1353 (11th Cir. 2003). A person may appeal only if
    2
    The government argues that we lack jurisdiction for a second reason: because Zamor
    was required to obtain a certificate of appealability (“COA”) to appeal, which he has not done.
    We disagree. Although a movant must obtain a COA before appealing from a final order
    denying a § 2255 motion, Zamor does not need a COA to appeal the dismissal of his motion.
    28 U.S.C. § 2253(c)(1)(B). He does not need a COA because the court’s dismissal of his motion
    was not a “final order” for purposes of § 2253(c), as it did not dispose of the merits of his
    motion. See 28 U.S.C. § 2253(c)(1)(B); Jackson v. United States, 
    875 F.3d 1089
    , 1090 (11th
    Cir. 2017) (a “final” order for purposes of § 2253 is an order that disposes of the merits of a
    § 2255 motion). Instead, the court gave Zamor the choice of proceeding with the motion as a
    § 2255 motion or voluntarily dismissing, and he chose the latter.
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    he is aggrieved by the decision; parties may lack standing to appeal trial court
    rulings that do not affect their interests.
    Id. at 1354.
    Here, the district court construed Zamor’s notice as a motion for voluntary
    dismissal. 3 The general rule in our Circuit is that a plaintiff cannot appeal from an
    order granting a voluntary dismissal without prejudice. Versa Products, Inc. v.
    Home Depot, USA, Inc., 
    387 F.3d 1325
    , 1327 (11th Cir. 2004). That is because
    such dismissals do “not qualify as an involuntary adverse judgment so far as the
    plaintiff is concerned.”
    Id. (quoting LeCompte v.
    Mr. Chip, Inc., 
    528 F.2d 601
    ,
    603 (5th Cir. 1976)); see also Corley v. Long-Lewis, 
    965 F.3d 1222
    , 1233 (11th
    Cir. 2020) (“As a general rule, a plaintiff is not adverse to a voluntary dismissal
    that he requested.”).
    Recognizing that “the appealability of an order”—including an order
    granting a motion to voluntarily dismiss a case—“depends on its effect rather than
    its language,” however, we have in some circumstances allowed appeals from
    3
    Federal Rule of Civil Procedure 41(a) governs a plaintiff’s ability to voluntarily dismiss
    an action without prejudice. Fed. R. Civ. P. 41(a); see also Arias v. Cameron, 
    776 F.3d 1262
    ,
    1268 (11th Cir. 2015). Generally, the Federal Rules of Civil Procedure apply to a § 2255 case to
    the extent that the rules are not inconsistent with any statutory provisions or the Rules Governing
    Section 2255 Proceedings. See Rule 12 of Rules Governing Section 2255 Proceedings for the
    U.S. District Courts. The Rules Governing Section 2255 Proceedings do not discuss voluntary
    dismissals, so Rule 41(a) applies to § 2255 cases.
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    voluntary dismissals without prejudice to proceed. 
    LeCompte, 528 F.2d at 603
    . 4
    In LeCompte, for instance, our predecessor court concluded that a voluntary
    dismissal without prejudice could constitute an adverse decision for purposes of
    appellate jurisdiction where the dismissal was, in effect, a dismissal with prejudice.
    Id. at 603–04.
    In that case, the district court granted the plaintiff’s motion for
    voluntary dismissal and dismissed the case “without prejudice,” but in doing so, it
    imposed conditions on the plaintiff’s ability to refile the action.
    Id. In concluding that
    the plaintiff had standing to appeal the dismissal, the old Fifth Circuit
    explained that the conditions—which imposed “legal prejudice” on the plaintiff—
    “severely circumscribed . . . his freedom to bring a later suit.”
    Id. at 604.
    Further,
    the old Fifth Circuit rejected the defendant’s argument that the plaintiff could not
    appeal the conditions attached to a dismissal the plaintiff initiated, explaining that
    the record indicated that the plaintiff objected to the conditions and never
    “acquiesced in or accepted the terms of the dismissal.”
    Id. Additionally, we have
    held that a plaintiff has standing to appeal from a
    voluntary dismissal with prejudice where the dismissal was the result of a case-
    dispositive interlocutory order adverse to the plaintiff. OFS Fitel, LLC v. Epstein,
    Becker & Green, P.C., 
    549 F.3d 1344
    , 1355–58 (11th Cir. 2008). In OFS Fitel, the
    4
    In Bonner v. City of Prichard, 
    661 F.2d 1206
    , 1209 (11th Cir. 1981) (en banc), this
    Court adopted as binding precedent all decisions of the former Fifth Circuit handed down prior
    to the creation of the Eleventh Circuit on September 30, 1981.
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    plaintiff moved for voluntary dismissal after the district court entered a discovery
    order excluding expert testimony that the plaintiff was relying on to establish an
    essential element of its claims.
    Id. at 1352.
    We concluded that the plaintiff was
    adverse to the order granting its motion for voluntary dismissal because the
    dismissal was based on the case-dispositive expert exclusion ruling.
    Id. at 1358.
    Here, to the extent Zamor reasserts the substantive challenges from his
    construed § 2255 motion, we lack jurisdiction. See 
    Amodeo, 916 F.3d at 970
    .
    Zamor does not have standing to appeal those claims because he requested that the
    court dismiss them, and the court acquiesced by dismissing the claims without
    prejudice. See Versa Products, 
    Inc., 387 F.3d at 1327
    . As such, he is not adverse
    to the district court’s dismissal in this respect.
    However, we conclude that Zamor has standing to appeal the voluntary
    dismissal to the extent that he challenges the court’s characterization of his
    postconviction motion. See 
    Amodeo, 916 F.3d at 970
    . Similar to the plaintiff in
    LeCompte, Zamor rejected the court’s terms of dismissal. 
    LeCompte, 528 F.2d at 604
    . In his objections to the R&R, Zamor challenged the Hobson’s choice posed
    by the court—that is, the choice to proceed under § 2255 or not at all. Zamor
    notified the court that he wished to do neither. Thus, the fact that he agreed to the
    voluntary dismissal only after the court told him he had two choices, one of which
    was dismissal, does not preclude him from appealing that dismissal because it is
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    clear that, like the plaintiff in LeCompte, he did not “acquiesce[] in” the dismissal.
    
    LeCompte, 528 F.2d at 604
    ; see also McGregor v. Bd. of Comm’rs of Palm Beach
    Cnty., 
    956 F.2d 1017
    , 1021 (11th Cir. 1992) (permitting plaintiff to appeal from
    order granting his request for a voluntary dismissal without prejudice where the
    plaintiff later requested to withdraw the motion). In this sense, the court’s
    dismissal was an adverse, case-dispositive order. See OFS Fitel, 
    LLC, 549 F.3d at 1355
    –58.
    We now turn our analysis to the district court’s decisions to (1) construe
    Zamor’s postconviction motion as a § 2255 motion and (2) grant Zamor’s motion
    to voluntarily dismiss his case. First, as to the district court’s decision to construe
    Zamor’s postconviction motion as a § 2255 motion, we conclude that the district
    court did not err. See 
    Figuereo-Sanchez, 678 F.3d at 1206
    & n.2. In his motion,
    Zamor cited Florida Rule of Criminal Procedure 3.850—which governs
    postconviction relief—and challenged the legality of his conviction and his defense
    counsel’s performance. The district court was obligated to “look beyond the
    label[] of [Zamor’s] motion[] . . . to interpret [it] under whatever statute would
    provide relief.” Means v. Alabama, 
    209 F.3d 1241
    , 1242 (11th Cir. 2000).
    Because his motion cited a postconviction rule, though a state rule, and because it
    raised challenges to his conviction and defense counsel’s effectiveness, the court
    properly interpreted the motion as seeking federal habeas relief under § 2255. See
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    Gonzalez v. Sec’y, Dep't of Corr., 
    366 F.3d 1253
    , 1260 (11th Cir. 2004) (“A
    § 2255 motion is aimed at having a judgment of conviction and sentence set aside
    because of some constitutional violation . . . .”). Further, the court dispensed of its
    duties under Castro by notifying Zamor of the pending recharacterization, warning
    him that recharacterization would subject any subsequent § 2255 motion to
    restrictions, and giving him the opportunity to withdraw or amend the motion. See
    
    Castro, 540 U.S. at 383
    . For these reasons, we conclude that the court committed
    no error when it construed Zamor’s postconviction motion.
    Second, the court did not abuse its discretion when it dismissed Zamor’s
    case after Zamor notified the court that he did not wish to proceed under § 2255.
    Zamor’s counseled notice—filed after the court gave Castro warnings—confirmed
    that he understood that his decision not to proceed under § 2255 would lead to the
    dismissal of his case. The court reasonably interpreted this notice as a motion for
    voluntary dismissal and, in granting it, gave Zamor what he asked for. See Diaz v.
    Sec’y for Dep’t of Corr., 
    362 F.3d 698
    , 701–02 (11th Cir. 2004) (explaining that
    the district court did not abuse its discretion in granting petitioner’s motion for
    voluntary dismissal of his § 2254 petition without advising him of potential statute-
    of-limitations consequences because “the district court . . . merely granted the
    precise action requested by [petitioner]”). Nor was it an abuse of discretion for the
    court to grant the motion for voluntary dismissal in spite of Zamor’s objections to
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    the R&R, in which he explained that he neither wanted to dismiss his case or
    proceed under § 2255. At this point in his proceedings, Zamor’s only available
    remedy was through a § 2255 motion.5 See McCarthan v. Dir. of Goodwill Indus.-
    Suncoast, Inc., 
    851 F.3d 1076
    , 1081 (11th Cir. 2017) (en banc) (“Section 2255(e)
    makes clear that a motion to vacate is the exclusive mechanism for a federal
    prisoner to seek collateral relief . . . .”) Because Zamor stated in his objections to
    the R&R—as he did in his construed motion for voluntary dismissal—that he did
    not wish to proceed under § 2255, it was reasonable for the court to grant the
    voluntary dismissal because no other option was available to Zamor. Under these
    circumstances, we decline to disturb the court’s exercise of discretion in granting
    the voluntary dismissal.
    In sum, we GRANT the government’s motion and dismiss Zamor’s appeal
    to the extent he raises the substantive challenges from his postconviction motion.
    We otherwise DENY the government’s motion. Because the district court did not
    abuse its discretion in dismissing Zamor’s motion without prejudice, we affirm.
    AFFIRMED IN PART AND DISMISSED IN PART.
    5
    Section 2255 was Zamor’s only avenue for relief because, by the time he filed his
    postconviction motion, his time to file a direct appeal had expired. See Fed. R. App. P.
    4(b)(1)(A)(i).
    13