Jose Rivera v. Matthew Ring ( 2020 )


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  •              Case: 19-11053     Date Filed: 04/24/2020   Page: 1 of 12
    [DO NOT PUBLISH]
    IN THE UNITED STATES COURT OF APPEALS
    FOR THE ELEVENTH CIRCUIT
    ________________________
    No. 19-11053
    Non-Argument Calendar
    ________________________
    D.C. Docket No. 6:16-cv-01360-CEM-TBS
    JOSE RIVERA,
    as parent and natural Guardian of C.R., a minor,
    Plaintiff-Appellant,
    versus
    MATTHEW RING,
    K-9 sergeant, Badge number 15099,
    in his individual capacity,
    Defendant-Appellee.
    ________________________
    Appeal from the United States District Court
    for the Middle District of Florida
    ________________________
    (August 24, 2020)
    Before LUCK, LAGOA, and HULL, Circuit Judges.
    PER CURIAM:
    Case: 19-11053     Date Filed: 04/24/2020    Page: 2 of 12
    C.R. appeals the unfavorable jury verdict in his 42 U.S.C. § 1983 excessive
    force suit against K-9 Sergeant Matthew Ring. We have thoroughly reviewed the
    record and conclude that no reversible error has occurred; we affirm.
    FACTUAL BACKGROUND AND PROCEDURAL HISTORY
    C.R. and two other minors burglarized an elementary school, and accidentally
    tripped the alarm. Police officers arrived on scene, including Sergeant Ring and his
    dog Diesel. Ring spotted the boys, yelled for them to halt, and warned them that if
    they did not surrender, they would be bitten. The boys did not comply and, instead,
    ran away. Ring chased them and eventually pursued only C.R. Ring again ordered
    C.R. to stop, which he ignored. Ring commanded Diesel to apprehend C.R. While
    running away, C.R. tripped and fell to the ground, allowing Diesel to apprehend him
    by biting his arm. During the scuffle, C.R. tried to pry Diesel’s mouth off his arm,
    forcing Diesel to readjust his bite. Ring told C.R. to stop resisting. Once C.R.
    complied, Diesel let go. Diesel was on C.R. for nine seconds, leaving C.R. with
    multiple lacerations. Although C.R. was arrested, the criminal charges were later
    dismissed.
    Jose Rivera, on behalf of C.R., brought a section 1983 action against Ring,
    alleging, among other things, excessive force. Before, during, and after trial, the
    district court made certain decisions that are relevant to this appeal.
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    The district court, in its case management role, set a deadline of six months
    before trial to file any Daubert 1 motions. During that timeframe, Ring sought to
    introduce the expert testimony of Dr. Richard Hough. Rivera did not file a Daubert
    motion but, instead, waited until after opening statements to object to Dr. Hough’s
    testimony. The district court stated that such an objection should have been made
    in a Daubert motion before trial. Nonetheless, the district court was willing to
    entertain Rivera’s objection to Dr. Hough’s testimony, stating that “if [Rivera]
    want[ed] to do an ore tenus motion in limine, [it would] consider it.” “I feel like I’m
    winging it now,” the district court continued, “because I’m going . . . to make a
    decision” as to Dr. Hough’s testimony. The district court ultimately, over Rivera’s
    objections, allowed Dr. Hough to testify as an expert witness.
    Before trial, Rivera sought to admit evidence of Diesel’s previous
    apprehensions of suspects. Ring moved in limine to exclude such evidence. Rivera
    objected, but the district court granted Ring’s motion.
    During jury selection, Ring attempted to use one of his peremptory challenges
    on an African-American panel member. Rivera requested a race-neutral reason for
    the strike. The district court denied Rivera’s request, finding that Rivera had not
    established a prima facie case, and excused the juror.
    1
    See Daubert v. Merrell Dow Pharms., Inc., 
    509 U.S. 579
    (1993).
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    After a three-day jury trial, the jury returned a verdict in favor of Ring. Rivera
    then moved for judgment notwithstanding the verdict or, alternatively, a new trial.
    The district court denied both motions. Rivera appealed.
    DISCUSSION
    On appeal, Rivera claims that the district court erred when it (1) admitted the
    expert testimony of Dr. Hough, (2) excluded evidence of Diesel’s prior attacks, (3)
    denied his Batson2 challenge, and (4) denied his motion for new trial. We disagree.
    Admission of Dr. Hough’s Testimony
    Rivera contends the district court erred in refusing to exclude Dr. Hough’s
    expert testimony because: (a) although Dr. Hough was qualified in the general area
    of the use of force, he was not qualified in the specialized area of the use of force
    relating to police-trained dogs; (b) Dr. Hough’s testimony that Ring’s actions
    comported with Florida police practices and procedures was not helpful to the jury
    and was a matter of common sense, not requiring any expertise; and (c) the
    conclusions Dr. Hough drew in his testimony improperly supplanted the jury’s fact-
    finding role. Having reviewed the district court’s decision for an abuse of discretion,
    see Prieto v. Malgor, 
    361 F.3d 1313
    , 1317 (11th Cir. 2004), we see no error.
    A trial judge has broad discretion in determining whether expert testimony
    should be admitted or excluded. United States v. Costa, 
    691 F.2d 1358
    , 1361 (11th
    2
    See Batson v. Kentucky, 
    476 U.S. 79
    , 95–98 (1986).
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    Cir. 1982). The admissibility of expert testimony is governed by Federal Rule of
    Evidence 702. When evaluating the admissibility of expert testimony, this court
    engages in a three-part inquiry that addresses the expert’s qualifications, reliability,
    and helpfulness. United States v. Frazier, 
    387 F.3d 1244
    , 1260 (11th Cir. 2004)
    (en banc).
    An expert is qualified when he is able “to testify competently regarding the
    matters he intends to address.”
    Id. at 1260
    (internal quotation marks omitted).
    Dr. Hough was qualified in the sub-area of police-trained dogs by virtue of his
    “knowledge, skill, experience, training, or education.”          Fed. R. Evid. 702.
    Dr. Hough holds multiple degrees in public administration and law enforcement,
    was a law enforcement officer for decades, and has taught and trained new officers
    in Florida on the use of force since 1984. This includes instructing officers regarding
    the proper times to use a police dog to apprehend a fleeing suspect. Further, Dr.
    Hough has taught classes at universities on the use of force and published five peer-
    reviewed articles and a textbook on the use of force. Although there may be experts
    with more experience in police-trained dogs, Dr. Hough was certainly qualified to
    testify as to Ring’s conduct in light of his knowledge, skill, experience, training, and
    education. See
    id. An expert’s
    testimony is helpful if it “assists the trier of fact, through the
    application of scientific, technical, or specialized expertise, [(1)] to understand the
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    evidence or [(2)] to determine a fact in issue.” 
    Frazier, 387 F.3d at 1260
    (internal
    quotation marks omitted). We have held that the standard to determine helpfulness
    is whether the expert testimony “concerns matters that are beyond the understanding
    of the average lay person.”
    Id. at 1262–63.
    Here, a lay juror would not know
    Florida’s practices and procedures regarding the use of force and whether Ring’s
    actions were consistent with those practices and procedures. Dr. Hough’s testimony
    provided such knowledge. Dr. Hough, for example, laid out the extensive training
    requirements an officer and a police dog must undergo to be certified for the K-9
    unit. Dr. Hough’s testimony helped the jury determine the ultimate fact at issue:
    whether Ring’s actions were reasonable––the crux of any excessive-force case. See
    Kesinger v. Herrington, 
    381 F.3d 1243
    , 1248 (11th Cir. 2004) (noting that, for
    excessive-force cases, “the question is whether the officer’s actions are objectively
    reasonable in light of the facts and circumstances confronting him” (internal
    quotation marks omitted)). Accordingly, Dr. Hough’s testimony was admissible
    because he was qualified, the methodology he used was reliable, and his testimony
    was helpful to the jury.
    As to Rivera’s argument that Dr. Hough’s testimony replaced the jury’s
    decision-making function, this, too, lacks merit. The jury’s role in this excessive-
    force case was to determine whether the amount of force Ring authorized Diesel to
    use was reasonable. Dr. Hough never made such a determination. Rather, he
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    summarized Florida police practices of K-9 officers and concluded that Ring’s
    actions adhered to those practices. The district court did not abuse its discretion in
    refusing to exclude Dr. Hough’s testimony.
    Diesel’s Prior Attacks
    Prior to trial, the district court granted Ring’s motion in limine to preclude any
    reference to a 2013 report detailing the injuries Diesel inflicted upon suspects that
    year and photographs showing the injuries Diesel inflicted upon a suspect within a
    month of this incident. Rivera claims that the district court’s decision was erroneous
    because such evidence was relevant for two reasons: (1) the evidence would have
    demonstrated that Ring was on notice that Diesel was prone to biting a fleeing
    suspect; and (2) Dr. Hough’s report would have been different had he been apprised
    of this information. We review the grant of a motion in limine for an abuse of
    discretion. Mercado v. City of Orlando, 
    407 F.3d 1152
    , 1156 (11th Cir. 2005).
    Because Rivera’s arguments are unavailing, we see no abuse in the district court’s
    decision.
    Evidence is relevant if it “has any tendency to make a fact more or less
    probable than it would be without the evidence” and “is of consequence in
    determining the action.” Fed. R. Evid. 401. The photographs and the report do not
    establish that Ring was on notice of Diesel’s propensity to bite fleeing suspects. The
    photographs only show an injury caused by Diesel and say nothing about whether
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    Ring acted unreasonably under the circumstances of that arrest. And the 2013 report
    detailed Diesel’s apprehensions while assigned to another officer. The evidence was
    not relevant to whether Ring acted reasonably in handling Diesel.
    Rivera next argues that Diesel’s previous apprehensions were relevant
    because they could have altered Dr. Hough’s report. This argument, too, is refuted
    by the record. Dr. Hough testified that proof of Diesel’s previous apprehensions
    would not have changed his report, stating that no study has shown that if a police
    dog has bitten someone, then “there [is] an increased propensity to bite.” Not only
    that, Dr. Hough stated that he looked at all the training logs for Diesel and
    determined that Diesel’s “bite ratio is actually less than several national studies.”
    The evidence of other bites would not have changed Dr. Hough’s opinion.
    Batson Challenge
    During voir dire, Ring exercised one of his peremptory strikes on an African-
    American panel member. Rivera requested that Ring provide a race-neutral reason
    for the strike. The district court denied Rivera’s request and excused the juror,
    finding that Rivera had not made a prima facie showing of discrimination needed to
    compel Ring to provide a race-neutral reason for the strike. On appeal, Rivera claims
    that the district court applied the wrong legal standard in determining whether Rivera
    established a prima facie case of discrimination. “We review the district court’s
    resolution of a Batson challenge under the clearly erroneous standard.” Cent. Ala.
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    Fair Hous. Ctr. v. Lowder Realty, 
    236 F.3d 629
    , 635 (11th Cir. 2000). “As part of
    that review, we give great deference to the district court’s finding as to the existence
    of a prima facie case.”
    Id. (internal quotation
    marks omitted).
    Under Batson, a party establishes a prima facie case that the juror was struck
    because of race where he shows that “‘relevant circumstances raise an inference’
    that his opponent ‘has exercised peremptory challenges to remove from the venire
    members’” of a protected group. Fludd v. Dykes, 
    863 F.2d 822
    , 829 (11th Cir. 1989)
    (quoting 
    Batson, 476 U.S. at 96
    ). Relevant circumstances include: (a) “the striking
    party’s pattern of striking venire members of a particular race”; (b) the striking
    party’s “questions or statements during voir dire to members of a particular race that
    support the inference of a discriminatory purpose”; (c) “the subject matter of the
    case being tried”; (d) “the race and ethnicity of the defendant”; and (e) “the racial
    composition of the pool of remaining potential jurors.” United States v. Robertson,
    
    736 F.3d 1317
    , 1326 (11th Cir. 2013) (internal quotation marks omitted).
    Here, the “relevant circumstances” show that the district court did not clearly
    err in finding that Rivera did not establish a prima facie case that the juror was struck
    because of his race. There is no record evidence that Ring had a “striking pattern”
    of striking African-American panel members from the venire. See 
    Robertson, 736 F.3d at 1326
    . The questions and statements made to this panel member during voir
    dire were no different than any other prospective panel member. Rivera, the
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    plaintiff, was not African-American. And the subject matter of the case was not
    “racially motivated.” See
    id. Motion for
    New Trial
    Rivera next contends that the district court should have granted his motion for
    new trial due to the improper admission of evidence––specifically, portions of
    Dr. Hough’s testimony. In particular, he argues that Dr. Hough’s testimony: (a) was
    unresponsive; (b) was perjurious and misleading; (c) contained assertions that were
    not included in his report; and (d) suggested that he prepared a second and
    individualized expert report. We review a district court’s denial of a motion for new
    trial for an abuse of discretion. Lambert v. Fulton Cty., 
    253 F.3d 588
    , 595 (11th Cir.
    2001). A new trial is warranted if an evidentiary error affected “substantial rights”
    or caused “substantial prejudice.” Peat, Inc. v. Vanguard Research, Inc., 
    378 F.3d 1154
    , 1162 (11th Cir. 2004). Because no evidentiary error occurred, we agree with
    the district court’s decision to deny Rivera’s motion for new trial.
    Rivera never argued in his motion for new trial that Dr. Hough’s testimony
    was unresponsive, perjurious, or misleading. He cannot raise these arguments “for
    the first time on appeal.” See Knight ex rel. Kerr v. Miami-Dade Cty., 
    856 F.3d 795
    ,
    818 (11th Cir. 2017) (“The plaintiffs challenge the closing statements for the first
    time on appeal,” but “[t]he plaintiffs did not . . . raise any claims regarding the
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    closing statements in their motion for a new trial. . . . The plaintiffs have waived
    this argument.”).
    Rivera asserts that Dr. Hough made certain statements that were not included
    in his report. The district court noted that these alleged remarks were made to rebut
    certain inadmissible questions posed by Rivera. In other words, Rivera opened the
    door to Ring’s line of questioning. “Opening the door,” also known as “curative
    admissibility,” occurs when a party offers inadmissible evidence before a jury.
    Bearint ex rel. Bearint v. Dorell Juvenile Grp., Inc., 
    389 F.3d 1339
    , 1349 (11th Cir.
    2004). To correct any unfair prejudice caused by the inadmissible evidence, the
    district court “may in its discretion allow the opposing party to offer otherwise
    inadmissible evidence on the same matter.”
    Id. After reviewing
    the record, we
    conclude that the district court acted within its discretion in allowing Dr. Hough to
    answer certain questions not included in his report because the door had been opened
    by Rivera.
    Rivera lastly asserts that Dr. Hough produced at least two versions of his
    report but provided Rivera with only one version. During his testimony, Dr. Hough
    stated that he brought the “wrong copy” of his report. But after finding out this
    information, Rivera never asked any follow-up question or otherwise attempted to
    ferret out the contents of this “second report.” Whether the report Dr. Hough
    possessed had minor variations, large differences, or was the same as the report Ring
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    provided Rivera, the record is silent. Because there is no basis in the record to
    conclude there was a second, undisclosed report, there is no basis for us to reverse.
    The district court did not abuse its discretion when it denied Rivera’s motion for new
    trial.
    CONCLUSION
    For the foregoing reasons, we affirm the judgment of the district court.
    AFFIRMED.
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