United States v. Robert Fike ( 2023 )


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  • USCA11 Case: 23-10350    Document: 35-1      Date Filed: 07/20/2023   Page: 1 of 13
    [DO NOT PUBLISH]
    In the
    United States Court of Appeals
    For the Eleventh Circuit
    ____________________
    No. 23-10350
    Non-Argument Calendar
    ____________________
    UNITED STATES OF AMERICA,
    Plaintiff-Appellee,
    versus
    ROBERT FIKE,
    Defendant-Appellant.
    ____________________
    Appeal from the United States District Court
    for the Middle District of Florida
    D.C. Docket No. 8:22-cr-00333-KKM-CPT-1
    ____________________
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    2                      Opinion of the Court                 23-10350
    Before WILSON, LUCK, and BRASHER, Circuit Judges.
    PER CURIAM:
    After serving a time-served sentence for sending obscene
    materials to a 13-year-old girl, Robert Fike began a three-year term
    of supervised release. About six months into that term, Fike vio-
    lated his release conditions three times by using illegal drugs and
    being discharged from his residential reentry center. The district
    court revoked Fike’s supervised release and sentenced him to ten
    months’ imprisonment. Fike appeals, arguing that the district court
    plainly erred by imposing his prison sentence for rehabilitative pur-
    poses in violation of 
    18 U.S.C. § 3852
    (a), Tapia v. United States, 
    564 U.S. 319
     (2011), and United States v. Vandergrift, 
    754 F.3d 1303
     (11th
    Cir. 2014). We disagree and affirm.
    I.
    In 2019, Robert Fike, a 48-year-old Florida resident, sent ten
    packages of obscene materials to a 13-year-old girl in Pennsylvania.
    Fike did not know the minor victim personally—he discovered her
    on “a[n] . . . online . . . channel known for featuring wholesome
    family content.” The victim’s minor status is a “prominent feature”
    of the channel.
    The packages Fike sent the minor contained the following
    items: girls’ clothing (socks and leggings) visibly marked with Fike’s
    semen, sexually explicit letters addressed to the victim, and chil-
    dren’s toys. After discovering online that the child’s family was
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    23-10350               Opinion of the Court                          3
    planning a trip to Disney World, Fike wrote to the child that he
    was planning to travel to Disney to see her. Government agents
    also discovered unsent packages of obscene materials addressed to
    the minor at Fike’s residence, including letters that explicitly refer-
    enced the victim’s age.
    A grand jury charged Fike with eight counts of transferring
    obscene materials to a minor, in violation of 
    18 U.S.C. § 1470
    , and
    one count of stalking, in violation of 18 U.S.C. § 2261A(2)(B). But
    Fike entered a plea agreement with the government in which he
    pleaded guilty to only two counts of transferring obscene materials
    to a minor, and the government dismissed the remaining counts
    against him. On April 5, 2022, the district court sentenced Fike to
    time served followed by three years of supervised release. As a spe-
    cial condition of his supervised release, Fike was required to spend
    the first 360 days of his term at a residential reentry center in
    Tampa, with the first 180 days on home incarceration and the next
    180 days on home detention.
    Fike’s presentence investigation report explained that Fike
    suffers from a “delusional disorder” about his minor victim. Ac-
    cording to his diagnostic report, “[t]he central theme” of Fike’s on-
    going condition “is that another person is in love with the [him,]
    with efforts to contact the object of the delusion being common.”
    The report further explained that, although “the addition of psy-
    chiatric medication” has led to either “a decrease in [Fike’s] fixa-
    tion” on his delusions about his minor victim “or an ability to sup-
    press discussion of them,” Fike nonetheless “continue[s] to endorse
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    4                      Opinion of the Court                  23-10350
    the belief that some of [his delusions] [are] real.” The evaluator fur-
    ther cautioned that the use of “illicit substances, including canna-
    bis, may . . . exacerbate the symptoms of his delusional disorder.”
    Less than seven months after Fike began his term of super-
    vised release, the probation office filed a petition charging Fike
    with three violations of his conditions of supervised release—using
    and possessing marijuana on two occasions and being unsuccess-
    fully discharged from his residential reentry center because of ille-
    gal drug use. In a discharge report prepared by the reentry center,
    a BOP staff member who had supervised Fike opined that she
    “do[es] not believe [Fike] will be successful upon release” because
    he will “not accept[] responsibility for his actions” and “[h]e contin-
    ues to talk about his case and how he is still interested in having a
    consensual relationship with his [minor] victim.”
    The probation office’s filings corroborate the concerns
    raised in Fike’s discharge report. In its sentencing recommenda-
    tion, the office maintained that “Fike’s prognosis to succeed on su-
    pervision is poor” because, “[a]lthough he was taking medicine” for
    his “significant mental health needs” while on supervised release,
    “Fike’s delusions regarding his romantic relationship with the teen-
    age victim persisted.” Specifically, Fike “continued to believe [he
    and the minor victim] were in a relationship[] and that he had the
    consent of [the minor’s] parents and attorneys to be in a relation-
    ship with her.” And Fike “often mentioned that he still wanted to
    start a family with the minor victim.” Accordingly, the office rec-
    ommended the district court revoke Fike’s supervised release and
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    23-10350               Opinion of the Court                          5
    sentence him to 10 months’ imprisonment, noting as its “primar[]y
    concern[]” the safety of “the victim in this case.”
    The district court held two revocation hearings. First, Judge
    Barber—who was temporarily covering the case for the assigned
    judge—held an initial revocation hearing in January 2023. During
    the initial hearing, the government asked Judge Barber to revoke
    Fike’s term of supervised release and sentence him to four months’
    imprisonment. But Judge Barber decided not to sentence Fike dur-
    ing this hearing, believing it made more sense to transfer the case
    back to the assigned judge for sentencing. Before adjourning, how-
    ever, Judge Barber recounted the facts of Fike’s underlying crimes
    and said “there’s no way in the world” that he would sentence Fike
    to only “four months[’]” imprisonment. In Judge Barber’s opinion,
    “there’s only one possible outcome, and that’s the absolute maxi-
    mum sentence available under the law to protect the public from
    [Fike’s] activities.” Judge Barber reiterated that Fike’s ultimate sen-
    tence would be up to the assigned judge upon transfer, but he “just
    c[ould not] see any other possible outcome in light of” Fike’s rec-
    ord. The statutory maximum penalty for Fike’s Class C violations
    is two years’ imprisonment followed by three years of supervised
    release. See 
    18 U.S.C. § 3583
    (g), (h).
    Judge Barber then transferred the case back to the assigned
    judge, who held a final revocation hearing a week later. During the
    hearing, Fike admitted to all three violations of his supervised re-
    lease conditions, and the district court calculated a sentencing
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    6                       Opinion of the Court                  23-10350
    guideline range of four to ten months’ imprisonment. See U.S.
    Sent’g Guidelines Manual § 7B1.4(a) (U.S. Sent’g Comm’n 2021).
    The district court then heard argument from counsel. Coun-
    sel for the government stated that the government had reached an
    agreement with the defense to request a sentence of four months’
    imprisonment with no supervised release to follow. The govern-
    ment explained that “the reason” it and the probation office both
    requested “no supervised release to follow” is because “[t]here’s
    simply too many mental health . . . [and] other associated issues”
    Fike must overcome “to have a successful residential reentry center
    treatment” and “get back on his feet.”
    The sentencing judge “agree[d]” that Fike would likely not
    “be successful on any further supervised release,” but she was “con-
    cerned” that four months’ imprisonment was “insufficient, partic-
    ularly with [Fike’s] mental health issues and [because] . . . it appears
    he still has delusions about a relationship with the minor victim.”
    The judge thus asked the government whether it had any “addi-
    tional facts with regards to . . . [the judge’s] concern with the minor
    victim.” Counsel responded that, if the district court revoked Fike’s
    supervised release, Fike would “ha[ve] to go through all the proper
    registrations and monitoring.” The court asked, “Would that keep
    him from sending obscene materials to the victim in Pennsylva-
    nia?” The government responded, “I have no idea.”
    The district court then heard argument from defense coun-
    sel, who asked the court to impose a sentence of time served fol-
    lowed by one year of supervised release. To support its argument
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    23-10350                  Opinion of the Court                              7
    against imprisonment and in favor of supervised release, defense
    counsel focused on Fike’s own apparent necessities—that Fike
    “need[s] significant mental health treatment,” needs “a place to
    live,” “needs services,” “needs help getting his disability forms filled
    out so that he has some income,” “needs help getting his medica-
    tion,” and “needs . . . supervision.” Counsel asserted that Fike is
    experiencing “trauma” from being treated unfairly in this case and
    argued that Fike “doesn’t need further incarceration for that[;] he
    needs mental health treatment, a safe place where he can talk about
    what happened to him.” The defense conceded that Fike “occasion-
    ally . . . talks about the underlying crime because of his mental
    health diagnosis” for which “there is no cure,” but assured the
    court that “when he’s . . . taking his medication[,] . . . he’s not talk-
    ing about it as much.”
    The district court then probed defense counsel and Fike’s
    probation officer about whether Fike was consistent in taking his
    medication while on supervised release. Both confirmed that he
    was. The judge then asked the probation officer to address the
    court’s “concern[]” that Fike’s delusions regarding the minor vic-
    tim were “still persisting” despite being “on medication and under
    supervision.” The probation officer affirmed the court’s concern,
    noting that Fike still “talk[ed] . . . openly . . . about . . . fantasies that
    he had with the young . . . girl” and about his “belie[f] that he had
    consent to be with that girl” while on medicated supervision. The
    judge continued examining these concerns at length, asking the
    probation officer whether Fike “ma[d]e comments about continu-
    ing to reach out to the victim”; whether he “sa[id] anything about
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    8                      Opinion of the Court                 23-10350
    his desire to still have a relationship with her”; and whether “there
    is any . . . need to protect the victim” from Fike. The probation
    officer responded that she thinks Fike “wants to start a family” with
    the victim, but that she “can’t predict if he’s gonna repeat [his] be-
    havior.”
    Finally, the sentencing judge asked the probation officer
    why the office was recommending no additional supervised re-
    lease—specifically, whether that recommendation “is based on
    [Fike’s] mental health issues making him not as amenable to super-
    vision.” The probation officer explained that the primary reason for
    this recommendation is that Fike’s lack of support system increases
    the risk that he will be unable to secure housing, transportation,
    employment, mental health services, and medication upon release.
    But defense counsel disagreed with the recommendation, arguing
    that a new term of supervised release is necessary because Fike
    “need[s] Probation’s help . . . [and] resources” to secure housing.
    Lastly, the court allowed Fike to make a statement. Fike be-
    gan by suggesting that others had “set him up” and “were respon-
    sible” for his crimes. “I know it sounds crazy,” Fike said, “but no
    one has seen it from my point of view.” Fike then explained that he
    “need[s] help” from the probation office “to get back on [his] feet”
    so that he can become “a father.”
    The court proceeded to sentencing. The sentencing judge
    explained that she had considered the nature and circumstances of
    the offense, Fike’s history and characteristics, the need for adequate
    deterrence and protection of the public, the guideline range,
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    23-10350                 Opinion of the Court                            9
    counsel’s argument, and Fike’s statement. In particular, she
    stressed “[t]he need for adequate deterrence and the protection of
    the public,” reiterating her “concern[] about . . . [Fike’s] potential
    contact with the victim of the underlying offense” and noting that
    “it . . . seem[s] that [Fike] still ha[s] some . . . lingering frustrations
    perhaps as to how [his] prosecution proceeded and whether [he]
    w[as] wrongfully convicted or set up.”
    Accordingly, the district court revoked Fike’s term of super-
    vised release and sentenced him to 10 months’ imprisonment with
    no new term of supervised release to follow. Fike timely appealed
    his sentence.
    II.
    If a criminal defendant violates the conditions of his super-
    vised release by committing a Class C drug offense, the district
    court is required to “revoke the term of supervised release and”
    impose “a term of imprisonment not to exceed” two years. 
    18 U.S.C. § 3583
    (g), (e)(3). In addition, the district court “may” impose
    a new “term of supervised release after imprisonment.” 
    Id.
    § 3583(h).
    In determining the term and conditions of any supervised
    release, the district court must “consider the factors set forth in [18
    U.S.C.] section 3553(a)(1), (a)(2)(B), (a)(2)(C), (a)(2)(D), (a)(4),
    (a)(5), (a)(6), and (a)(7).” Id. § 3583(c). Those factors include the
    need for the sentence to “afford adequate deterrence to criminal
    conduct,” “protect the public from further crimes of the defend-
    ant,” and “provide the defendant with needed . . . medical care.” 18
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    10                      Opinion of the Court                    23-
    10350 U.S.C. § 3553
    (a). But the law expressly provides that “imprison-
    ment is not an appropriate means of promoting correction and re-
    habilitation.” 
    18 U.S.C. § 3852
    (a). Accordingly, a district court may
    not “impose or lengthen a prison sentence to enable an offender to
    complete a treatment program or otherwise to promote rehabilita-
    tion.” Tapia v. United States, 
    564 U.S. 319
    , 335 (2011). See also United
    States v. Vandergrift, 
    754 F.3d 1303
     (11th Cir. 2014).
    According to Fike, the sentencing judge improperly imposed
    a prison term because of his rehabilitative needs. Specifically, he
    argues that the court sentenced him to prison because he needed
    medication and mental health treatment. We disagree.
    Because Fike raises this argument for the first time on ap-
    peal, we review his sentence only for plain error. Vandergrift, 
    754 F.3d at 1307
    . Under this standard, Fike must show that: (1) an error
    occurred, (2) the error was plain, and (3) the error affected his sub-
    stantial rights. 
    Id.
     But even if Fike makes this showing, the decision
    to correct the error is within our discretion, which we will “not
    exercise . . . unless the error seriously affects the fairness, integrity,
    or public reputation of judicial proceedings.” United States v. Mon-
    roe, 
    353 F.3d 1346
    , 1356–57 (11th Cir. 2003) (cleaned up).
    Fike has not met this rigorous standard because the sentenc-
    ing judge did not sentence Fike to a term of imprisonment so that
    he could receive rehabilitative services. The law does not prohibit
    a district court from merely “discussing rehabilitation during a sen-
    tencing hearing.” Vandergrift, 
    754 F.3d at 1311
     (emphasis added);
    accord Tapia, 
    564 U.S. at 334
    . In particular, “[s]entencing courts are
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    23-10350                Opinion of the Court                         11
    permitted to consider a defendant’s rehabilitative needs when im-
    posing sentences of . . . supervised release.” United States v. Alberts,
    
    859 F.3d 979
    , 986 n.3 (11th Cir. 2017) (citing Tapia, 
    564 U.S. at 330
    ).
    Although the sentencing judge inquired about Fike’s mental
    condition and medication during the final revocation hearing, the
    context of those statements makes plain that the judge never con-
    sidered whether imprisonment would promote Fike’s rehabilitation.
    No one suggested at the hearing that imprisonment would assist
    Fike’s rehabilitation. Cf. Vandergrift, 
    754 F.3d at
    1311–12 (“[I]n the
    course of making th[e defendant’s] prison term 24 months long, the
    district court stated that it needed ‘to consider what’s best for the
    defendant’ and that ‘the sentence [was] being imposed . . . for the
    benefit of the defendant.’”); Tapia, 
    564 U.S. at 334
     (district court
    stated the “number one” consideration in crafting its prison sen-
    tence was ensuring the defendant “serve a prison term long enough
    to qualify and complete” the BOP’s “500 Hour Drug Program”).
    The defense counsel referenced Fike’s personal needs only when
    arguing against imprisonment or in favor of supervised release. Like-
    wise, the judge invoked these topics only when considering (1)
    whether to impose a new term of supervised release and (2) the risk
    that Fike would inflict further harm on the victim if released. Neither
    consideration is improper.
    Fike has also not met his burden of establishing that any sup-
    posed error affected his substantial rights. For an error to affect sub-
    stantial rights, the defendant must show that the error probably af-
    fected the outcome of the district court’s proceedings. See United
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    12                      Opinion of the Court                   23-10350
    States v. Innocent, 
    977 F.3d 1077
    , 1082 (11th Cir. 2020). We’ve held
    that a defendant cannot show that an error of this type affected his
    substantial rights if “the sentencing transcript shows that rehabili-
    tation was merely an ancillary concern” in the court’s sentencing
    decision. Alberts, 
    859 F.3d at 986
    ; see also Vandergrift, 
    754 F.3d at 1312
     (substantial rights not impacted where “rehabilitative needs
    clearly constituted only a minor fragment of the court’s reasoning”
    (quoting United States v. Bennett, 
    698 F.3d 194
    , 201 (4th Cir. 2012))).
    And here, the bulk of the sentencing court’s inquiries during the
    revocation hearing pertained to the victim’s safety. Cf. Vandergrift,
    
    754 F.3d at 1312
     (holding “[t]he court’s primary considerations
    were for the safety of the public and deterring others from similar
    conduct” where “the court emphasized its concern that [the de-
    fendant] continued to possess photographs that he had taken of
    young boys about whom he had sexually fantasized”). And as ex-
    plained, to the extent any of the court’s imprisonment-related
    statements pertained to Fike’s rehabilitation, that concern was
    plainly “ancillary” to the court’s “primary” concern for public
    safety.
    Moreover, the record and applicable law belie any sugges-
    tion that Fike “would have been given a lesser sentence” had the
    assigned judge not considered his rehabilitative needs. Taylor, 417
    F.3d at 1183. For starters, the sentencing judge was required to im-
    pose some “term of imprisonment” here because Fike violated his
    supervised release by possessing a controlled substance. See 
    18 U.S.C. § 3583
    (g) (“If the defendant . . . possesses a controlled sub-
    stance in violation of the condition set forth in subsection (d)[,] . . .
    USCA11 Case: 23-10350     Document: 35-1      Date Filed: 07/20/2023     Page: 13 of 13
    23-10350               Opinion of the Court                        13
    the court shall . . . require the defendant to serve a term of impris-
    onment . . . .”).
    Fike cannot establish that his term of imprisonment would
    have been shorter absent any improper consideration of rehabilita-
    tion. To the contrary, Judge Barber stated that he would have im-
    posed a term of imprisonment over twice as long as that imposed
    by the assigned judge, which Judge Barber believed was necessary
    to “protect the public from [Fike’s] activities.” Both judges ex-
    pressed a significant concern for the victim’s safety, and the record
    amply supports that concern. The probation office’s presentence
    investigation report and sentencing memoranda, the reentry cen-
    ter’s discharge report, and counsel’s and Fike’s statements during
    the revocation hearing each highlight Fike’s continued infatuation
    with the minor victim and his unwillingness to accept the illegality
    of his conduct.
    III.
    The district court is AFFIRMED.