Martinez v. Kirkpatrick , 486 F. App'x 158 ( 2012 )

11-2019-pr
Martinez v. Kirkpatrick
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
SUMMARY ORDER
Rulings by summary order do not have precedential effect. Citation to a summary order filed on or after
January 1, 2007, is permitted and is governed by Federal Rule of Appellate Procedure 32.1 and this
Court’s Local Rule 32.1.1. When citing a summary order in a document filed with this Court, a party
must cite either the Federal Appendix or an electronic database (with the notation “summary order”).
A party citing a summary order must serve a copy of it on any party not represented by counsel.
At a stated term of the United States Court of Appeals for the Second Circuit, held at the
Daniel Patrick Moynihan United States Courthouse, 500 Pearl Street, in the City of New York, on
the 20th day of June, two thousand twelve.
PRESENT:
GUIDO CALABRESI,
JOSÉ A. CABRANES,
RAYMOND J. LOHIER, JR.,
Circuit Judges.
__________________________________________
Christopher Martinez,
Petitioner-Appellant,
v. No. 11-2019-pr
Robert Kirkpatrick, Superintendent,
Wende Correctional Facility,
Respondent-Appellee.
__________________________________________
FOR PETITIONER-APPELLANT: MALVINA NATHANSON, New York, NY.
FOR RESPONDENT-APPELLEE: LEILANI RODRIGUEZ, Assistant Attorney
General, of counsel; Barbara D. Underwood,
Solicitor General; and Roseann B.
MacKechnie, Deputy Solicitor General; for
Eric T. Schneiderman, Attorney General of
the State of New York, New York, NY.
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Appeal from the May 10, 2011 judgment of the United States District Court for the
Northern District of New York (Mae A. D’Agostino, Judge).
UPON CONSIDERATION WHEREOF, IT IS HEREBY ORDERED,
ADJUDGED, AND DECREED that the judgment of the District Court is REMANDED.
Petitioner-appellant Christopher Martinez (“Martinez”) appeals from the May 10, 2011
judgment of the District Court dismissing his petition for a writ of habeas corpus under 28 U.S.C.
§ 2254. We assume the parties’ familiarity with the underlying facts, the procedural history of the
case, and the issues on appeal.
BACKGROUND
A. The Trial
On February 5, 2003, Martinez was indicted for second degree intentional murder, second
degree depraved indifference murder, first degree intentional assault, first degree depraved
indifference assault, and second degree criminal possession of a weapon in connection with the
shooting death of Gregory Moore outside a bar in Utica, New York. Trial commenced on June 9,
2003 in New York Supreme Court, Oneida County. At trial, Martinez was represented by Robert P.
Moran (“Moran”). On June 13, 2003, the jury found Martinez guilty of second degree intentional
murder, first degree intentional assault, and second degree criminal possession of a weapon.
In August 2003, before Martinez was sentenced, Moran was arrested and charged with third
degree criminal possession of a controlled substance in connection with his role in a
methamphetamine distribution ring. Moran pleaded guilty on April 27, 2004, and was subsequently
disbarred. On December 1, 2004, Moran was sentenced to eight and one-half to twenty-five years in
prison.
B. State Post-Conviction Proceedings
Following Moran’s arrest, Martinez retained Anthony LaFache (“LaFache”) as new counsel.
Acting through LaFache, Martinez filed a motion to set aside the verdict pursuant to Criminal Procedure
Law (“CPL”) § 330.30, arguing that he was denied effective assistance of counsel due to Moran’s use
of methamphetamine during the trial. The trial court denied the § 330.30 motion on March 3, 2004,
finding no proof that Moran used methamphetamine during his representation of Martinez, or that any
alleged drug use impaired Moran’s ability to represent Martinez. On March 17, 2004, Martinez was
sentenced to an indeterminate prison term of 25 years to life on the murder conviction, a determinate
prison term of 25 years to life on the assault conviction, and a determinate prison term of 15 years on
the weapon conviction. The trial court directed all sentences to run consecutively.
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On May 31, 2006, Martinez, again acting through counsel, moved to vacate the judgment of
conviction pursuant to CPL § 440.10, arguing that Moran was ineffective due to his “admitted drug
addiction” and failure to hire an investigator, among other things. The trial court denied the § 440.10
motion on August 31, 2006, finding that Martinez “was provided with more than meaningful
representation in this matter.”
Martinez then filed a pro se supplemental § 440.10 motion, arguing for the first time that there
was a conflict of interest based on the investigation and prosecution of Moran by the same district
attorney’s office that prosecuted Martinez. Martinez further claimed that the same judge who presided
at his trial authorized wiretaps of Moran’s telephone, albeit after the jury had returned a verdict in
Martinez’s case. The pro se motion was denied on December 7, 2006, based on the erroneous
assumption that it raised “the exact same issues” as the prior counseled motion.
The Appellate Division thereafter affirmed Martinez’s conviction, People v. Martinez, 43 A.D.3d
1408 (4th Dep’t 2007), and Judge Theodore Jones of the New York Court of Appeals denied leave to
appeal, People v. Martinez, 9 N.Y.3d 1035 (2008).
C. Federal Habeas Proceedings
On August 6, 2009, Martinez filed a pro se petition for a writ of habeas corpus pursuant to
28 U.S.C. § 2254 in the United States District Court for the Northern District of New York. The
petition claimed, inter alia, that Martinez was denied effective assistance of counsel due to Moran’s drug
addiction and the conflict of interest resulting from the investigation and prosecution of Moran. The
District Court dismissed the petition on May 10, 2011, rejecting the ineffective assistance claim and
finding no per se, actual, or potential conflict of interest between Martinez and Moran.
This appeal followed. On August 18, 2011, we granted a certificate of appealability solely on
the issue of whether Martinez was denied effective assistance of counsel due to a conflict of interest
presented by the investigation and prosecution of Moran by the same district attorney’s office that
prosecuted Martinez.
DISCUSSION
We review a district court’s decision to grant or deny a petition for a writ of habeas corpus de
novo. See Hemstreet v. Greiner, 491 F.3d 84, 89 (2d Cir. 2007). Where a claim has been adjudicated on the
merits by the state court, the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”)
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requires deference to the state court determination.1 In this case, however, there is no dispute that the
conflict of interest claim was not adjudicated on the merits, but instead was rejected on (apparently
erroneous) procedural grounds. Accordingly, we review the conflict of interest claim de novo. See, e.g.,
Cone v. Bell, 556 U.S. 449, 472 (2009) (citing 28 U.S.C. § 2254(d)).
The Sixth Amendment right to effective assistance of counsel includes “a correlative right to
representation that is free from conflicts of interest.” Wood v. Georgia, 450 U.S. 261, 271 (1981).
Conflicts of interest fall into three categories: (1) per se conflicts; (2) actual conflicts; and (3) potential
conflicts. See United States v. Williams, 372 F.3d 96, 102 (2d Cir. 2004). Per se conflicts of interest are “so
severe” that they cannot be waived, and “do not require a showing that the defendant was prejudiced
by his representation.” Id. Actual conflicts of interest occur when the interests of the defendant and
his counsel “diverge with respect to a material factual or legal issue or to a course of action.” United
States v. Schwarz, 283 F.3d 76, 91 (2d Cir. 2002) (internal quotation marks omitted). Finally, potential
conflicts of interest arise if “the interests of the defendant may place the attorney under inconsistent
duties at some time in the future.” United States v. Kliti, 156 F.3d 150, 153 n.3 (2d Cir. 1998). To violate
the Sixth Amendment, an actual conflict must adversely affect the attorney’s performance, while a
potential conflict must result in prejudice to the defendant. United States v. Levy, 25 F.3d 146, 152 (2d
Cir. 1994).
A. Per Se Conflict
In this case, Martinez argues primarily that Moran’s criminal activity and subsequent prosecution
presented a per se conflict. “Per se conflicts are limited to situations where trial counsel is not authorized
to practice law, or is implicated in the very crime for which his or her client is on trial.” Armienti v.
United States, 234 F.3d 820, 823 (2d Cir. 2000) (internal citations omitted). Neither of these
circumstances is presented by this case, since the methamphetamine possession that led to Moran’s
arrest and prosecution was wholly unrelated to the shooting death of Gregory Moore. See United States
v. Fulton, 5 F.3d 605, 611 (2d Cir. 1993) (“Of course, the per se rule does not apply any time a court learns
that an attorney may have committed a crime; the attorney’s alleged criminal activity must be sufficiently
related to the charged crimes to create a real possibility that the attorney’s vigorous defense of his client
will be compromised.”). We have previously refused to extend the per se rule beyond the limited
circumstances previously identified, and we decline to do so here. See United States v. Rondon, 204 F.3d
376, 379–80 (2d Cir. 2000); Kieser v. People of the State of N.Y., 56 F.3d 16, 17–18 (2d Cir. 1995); Waterhouse
v. Rodriguez, 848 F.2d 375, 383 (2d Cir. 1988).
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AEDPA provides that, where a claim has been adjudicated on the merits in state court, the writ may not issue
unless “the adjudication of the claim . . . (1) resulted in a decision that was contrary to, or involved an unreasonable
application of, clearly established Federal law, as determined by the Supreme Court of the United States; or (2) resulted in
a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State
court proceeding.” 28 U.S.C. § 2254(d)(1)–(2).
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B. Actual or Potential Conflict
Martinez argues in the alternative that the case should be remanded for an evidentiary hearing
to determine whether an actual or potential conflict existed. In Armienti v. United States, 234 F.3d 820(2d Cir. 2000), we held that the interests of lawyer and defendant “may” diverge where “[t]he lawyer was
being criminally investigated by the same United States Attorney’s office that was prosecuting [the
defendant].” Id. at 824–25. We concluded that the defendant “made a sufficient showing to require the
district court to hold an evidentiary hearing to determine whether there was an actual conflict of interest
and, if so, whether the conflict adversely affected his lawyer’s performance.” Id. at 825.
In this case, the District Court denied Martinez’s request for an evidentiary hearing as moot “[i]n
light of the Court’s decision disposing of the petition.” In so holding, the Court cited Schriro v.
Landrigan, 550 U.S. 465, 474 (2007), for the proposition that “an evidentiary hearing is not required on
issues that can be resolved by reference to the state court record.” Elsewhere in its decision, the District
Court erroneously stated that the state court had considered and rejected Martinez’s conflict of interest
claim. But there was no state court record on the existence of an actual conflict, since (as the parties
acknowledge on appeal) the conflict of interest claim was never adjudicated on the merits in state court.
Although Armienti does not require an evidentiary hearing in these circumstances, the same reasons that
prompted a remand in that case counsel in favor of an evidentiary hearing in this one.
Accordingly, the cause is REMANDED solely for the purpose of an evidentiary hearing to
determine whether an actual or potential conflict of interest existed and, if so, whether the conflict
adversely affected Moran’s representation. In the interest of judicial economy, any future proceedings
on appeal will be assigned to this panel.
FOR THE COURT,
Catherine O’Hagan Wolfe, Clerk of Court
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