United States v. Guzman , 664 F. App'x 120 ( 2016 )

14-4707-cr
United States v. Guzman
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
AMENDED SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A
SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED
BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT=S LOCAL RULE 32.1.1.
WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY
MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE
NOTATION “SUMMARY ORDER”). A PARTY CITING TO A SUMMARY ORDER MUST SERVE A
COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
At a stated term of the United States Court of Appeals for the Second Circuit, held at the
Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York, on the
29th day of November, two thousand sixteen.
Present:
AMALYA L. KEARSE,
RICHARD C. WESLEY,
DEBRA ANN LIVINGSTON,
Circuit Judges,
_____________________________________
UNITED STATES OF AMERICA,
Appellee,
v. 14-4707-cr
ADALBERTO ARIEL GUZMAN, aka Gringo,
Defendant-Appellant.
_____________________________________
For Defendant-Appellant: MALVINA NATHANSON, New York, N.Y.
For Appellee: JOHN J. DURHAM, Assistant United States Attorney
(Susan Corkery, Carrie N. Capwell, Raymond A.
Tierney, Assistant United States Attorneys, on the
brief), for Robert L. Capers, United States Attorney for
the Eastern District of New York, Brooklyn, N.Y.
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Appeal from the judgment of the United States District Court for the Eastern District of
New York (Bianco, J.), entered December 19, 2014, sentencing Defendant to a term of
imprisonment of life plus 35 years.
UPON DUE CONSIDERATION WHEREOF it is hereby ORDERED,
ADJUDGED, AND DECREED that the judgment of the district court is AFFIRMED.
Following a jury trial, Defendant-Appellant Adalberto Ariel Guzman was convicted of
one count of conspiracy to murder, 18 U.S.C. § 1959(a)(5), two counts of murder, 18 U.S.C.
§ 1959(a)(1), two counts of using a firearm during a crime of violence, 18 U.S.C.
§ 924(c)(1)(A)(iii), and two counts of causing the death of another through the use of a firearm,
18 U.S.C. § 924(j)(1). Though Defendant was 17 years old at the time of the conduct at issue,
the district court imposed a sentence pursuant to the Sentencing Guidelines of life plus 35 years’
imprisonment. Guzman now challenges that sentence as substantively unreasonable, arguing
that his adolescence warranted a sentence of less than life because of the possibility of
rehabilitation.
We review the reasonableness of the sentence imposed by the district court for abuse of
discretion. United States v. Verkhoglyad, 516 F.3d 122, 127 (2d Cir. 2008). The substantive
reasonableness inquiry focuses on the sentence imposed in light of the district court’s
consideration of the factors identified in 18 U.S.C. § 3553(a). Id. We will set aside a sentence
for substantive unreasonableness “only in exceptional cases where the trial court’s decision
‘cannot be located within the range of permissible decisions,’” United States v. Cavera, 550 F.3d
180, 189 (2d Cir. 2008) (en banc) (quoting United States v. Rigas, 490 F.3d 208, 238 (2d Cir.
2007)), i.e., in the “rare case” where the sentence would “damage the administration of justice
because the sentence imposed was shockingly high, shockingly low, or otherwise unsupportable
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as a matter of law,” United States v. Rigas, 583 F.3d 108, 123 (2d Cir. 2009) (internal quotation
marks omitted). Further, “we take into account the totality of the circumstances, giving due
deference to the sentencing judge’s exercise of discretion, and bearing in mind the institutional
advantages of district courts.” Cavera, 550 F.3d at 190. We do not “second guess the weight
(or lack thereof) that the judge accorded to a given factor or to a specific argument made
pursuant to that factor.” United States v. Pope, 554 F.3d 240, 247 (2d Cir. 2009) (quoting
United States v. Fernandez, 443 F.3d 19, 34 (2d Cir. 2006)); see also Kimbrough v. United
States, 552 U.S. 85, 109 (2007) (noting that the sentencing judge is “in a superior position to find
facts and judge their import under § 3553(a)” (quoting Gall v. United States, 552 U.S. 38, 51
(2007))).
Guzman’s argument on appeal is rooted in a series of cases in which the Supreme Court
articulated Eighth Amendment limits on sentences that may be imposed on juvenile offenders,
i.e., those who were under 18 at the time they committed their crimes. Specifically, the Court
determined that the Eighth Amendment forbids the imposition of the death penalty on any
juvenile offender, see Roper v. Simmons, 543 U.S. 551, 578 (2005), the imposition of life
imprisonment without parole on a juvenile offender not convicted of homicide, see Graham v.
Florida, 560 U.S. 48, 74 (2010), and the mandating of a sentence of life imprisonment without
parole for a juvenile offender convicted of homicide, see Miller v. Alabama, 132 S. Ct. 2455,
2460 (2012). The Supreme Court in Miller also identified a series of factors relevant to
determining whether a life sentence is warranted, including the juvenile’s “chronological age and
its hallmark features,” “the family and home environment that surrounds him,” “the
circumstances of the homicide offense,” and “the possibility of rehabilitation.” 132 S. Ct. at
2468.
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With these considerations in mind, we see no basis here to set aside as substantively
unreasonable the district court’s sound exercise of its discretion. Following an evidentiary
hearing, the district court gave ample consideration to each of the Miller factors, together with
the sometimes-overlapping § 3553(a) factors, in determining that a life sentence was appropriate.
In both open court and in a written statement of reasons, the district court indicated that the
sentence it imposed “reflect[ed] the seriousness of the offense[,] . . . promote[d] respect for the
law[,] . . . provide[d] a just punishment,” and would foster general and specific deterrence.
App’x 283, 312–13. The district court likewise based its sentence on the fact that Guzman was
nearly 18 when he committed the brutal and heinous acts in question; that his acts were not
“impulsive,” but rather were “calculated,” not caused by peer pressure, and followed by no
remorse; that Guzman had engaged in “violent conduct in jail” and remained associated with his
gang through sentencing; that nothing in his family background explained his “extremely
depraved conduct”; and that, in the district court’s view, even in light of an expert’s report and
testimony, the possibility of Guzman’s future rehabilitation was “remote[].” App’x 311, 314–
19.
Guzman contends that the district court’s sentence was substantively unreasonable
because he demonstrated a “possibility of reform,” Appellant’s Br. 33, and because the district
court relied on retribution and deterrence rationales that have diminished relevance when
sentencing adolescent offenders, see Miller, 132 S. Ct. at 2465 (retribution); Thompson v.
Oklahoma, 487 U.S. 815, 836–37 (1988). Yet, as the preceding discussion makes clear, the
district court considered a broad spectrum of relevant factors in settling on an appropriate
sentence, and its thoughtful consideration of—and conclusion concerning—Guzman’s chances
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of rehabilitation was not unreasonable. The district court, accordingly, did not abuse its
discretion.
We have considered Defendant-Appellant’s remaining arguments and find them to be
without merit. Accordingly, we AFFIRM the judgment of the district court.
FOR THE COURT:
Catherine O’Hagan Wolfe, Clerk
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