United States v. Zografidis ( 2018 )

16-325-cr(L)
United States v. Zografidis, et al.
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
SUMMARY ORDER
Rulings by summary order do not have precedential effect. Citation to a
summary order filed on or after January 1, 2007, is permitted and is
governed by Federal Rule of Appellate Procedure 32.1 and this Court’s
Local Rule 32.1.1. When citing a summary order in a document filed with
this Court, a party must cite either the Federal Appendix or an electronic
database (with the notation “Summary Order”). A party citing a summary
order must serve a copy of it on any party not represented by counsel.
At a stated term of the United States Court of Appeals for the Second Circuit,
held at the Thurgood Marshall United States Courthouse, 40 Foley Square, in the
City of New York, on the 4th day of April, two thousand eighteen.
Present:
ROBERT D. SACK,
PETER W. HALL,
CHRISTOPHER F. DRONEY.
Circuit Judges.
United States of America,
Appellee,
v. 16-325-cr;
16-2306-cr
Demetrios Papadakos, AKA “Jimmy the Greek”,
AKA “Jimmy”; David Solano, AKA “Bobby”, AKA
“Papi”; Domenick Ribustello, AKA “Dom”, AKA “D”;
George Tkaczyk, Jr., AKA “Georgie”; Vasiliki
Papadakos, AKA “Vaso”; John Yerinides; Ioannis
Papachristou, AKA “Johnny”; Dimitrios Karpipdis;
Savvas Giannoglou, AKA “Steve”; Carlos
Hendricks, AKA “Carlito”; James Lyons; Qasim
Seyal; Efstrati Papadakos, AKA “Steve”; Julio
Brinez, AKA “Diesel”, AKA “D”,
Defendants,
Konstantinos Zografidis, AKA “Gus”, AKA
“Poncho”; Alfred Catino, AKA “the Old Man”, AKA
“Anthony Vitacco”, AKA “Frank Ross”, AKA
“Alphonse Catino”, AKA “Chico”, AKA “Frank
Russo”, AKA “Herbie”,
Defendants-Appellants.
For Appellee: VANESSA RICHARDS (Marc H. Silverman, of counsel,
on the brief), for John H. Durham, United States
Attorney for the District of Connecticut, New
Haven, CT.
For Defendant-Appellant
Zografidis: WILLIAM T. KOCH, JR., Law office of William T.
Koch, Jr., Old Lyme, CT.
For Defendant-Appellant
Catino: BENJAMIN M. DANIELS (James I. Glasser, on the
brief), Wiggin and Dana LLP, New Haven, CT.
Appeal from final judgment entered January 29, 2016 and June 21, 2016, in
the District of Connecticut (Meyer, J.).
UPON DUE CONSIDERATION, IT IS HEREBY ORDERED,
ADJUDGED, AND DECREED that the district court’s decisions and judgments
are AFFIRMED.
Konstantinos Zografidis and Alfred Catino appeal from their convictions
arising out of a large drug trafficking operation. Specifically, they appeal the
district court’s denial of their motions to suppress evidence gained through wiretap
warrants, the district court’s denial of their motion for a Franks hearing, the district
court’s denial of Zografidis’s motion to withdraw his guilty plea, and the district
court’s denial of Zografidis’s motion to suppress evidence seized from his home. We
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assume the parties’ familiarity with the underlying facts, the procedural history,
the arguments presented on appeal, and the district court’s rulings which we
reference only to explain our decision.
Zografidis and Catino first assert that the district court erred by denying
their motions to suppress evidence gained through wiretap warrants because those
warrants failed to articulate a full and complete statement of necessity. “In
reviewing a ruling on a motion to suppress wiretap evidence, we accord deference to
the district court.” United States v. Diaz, 176 F.3d 52, 109 (2d Cir. 1999). “Our role
in reviewing the issuance of a wiretap order is not to make a de novo determination
of the sufficiency of the application, but to decide if the facts in the application were
minimally adequate to support the determination that was made.” Id. (quotation
marks omitted).
“Although the required showing is to be tested in a practical and
commonsense fashion, an affidavit offered in support of a wiretap warrant must
provide some basis for concluding that less intrusive investigative procedures are
not feasible.” United States v. Lilla, 699 F.2d 99, 103 (2d Cir. 1983) (internal
citation and quotation marks omitted); see 18 U.S.C. § 2518(3)(c) (providing that,
before issuing the wiretap warrant, the judge must determine that “normal
investigative procedures have been tried and have failed or reasonably appear to be
unlikely to succeed if tried”). At the same time, “the statute does not require that
all possible techniques be tried before a wiretap may be authorized.” United States
v. Martino, 664 F.2d 860, 868 (2d Cir. 1981). “In short, the requirement is simply
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designed to assure that wiretapping is not resorted to in situations where
traditional investigation techniques would suffice to expose the crime.” Id. (internal
quotation marks omitted).
In the wiretap warrant application as to Target Phone 1,1 Task Force Officer
Cisero offered detailed information as to why Zografidis was proving difficult to
surveil—for example, making U-turns, driving in “circuitous” routes, and squaring
blocks—as well as details showing how unwilling Zografidis was to deal with
anyone he had not dealt with in the past, thus making it much more difficult to use
an undercover officer or introduce someone willing to act as a confidential witness.
The application also rejected investigative techniques like trash pulls, pole cameras,
GPS tracking, grand juries, and interviews based on the officers’ belief that they
would either be ineffective or risk the investigation’s detection. Those detailed facts
are sufficient to show that “normal investigative procedures have been tried and
have failed or reasonably appear to be unlikely to succeed if tried.” 18 U.S.C.
§ 2518(3)(c); see also Martino, 664 F.2d at 868 (holding that facts similar to those
set out in the affidavit in this case met the requirement that the affidavit articulate
a full and complete statement of necessity); United States v. Fury, 554 F.2d 522, 530
(2d Cir. 1977) (upholding a wiretap warrant where the supporting affidavit “stated
that normal investigative techniques were attempted on thirteen specific dates, that
1 On appeal, the parties state in a footnote that they “maintain[ ] [their] challenge to all the
wiretaps through which [they were] intercepted in this case.” Catino Br. 29 n.21. They
acknowledge, however, that the briefing “focuses on the First Wiretap Affidavit because the
subsequent applications depended on the First Wiretap and copied most of its contents verbatim.”
Catino Br. 29 n.21. For that reason, we focus only on the wiretap warrant application for Target
Phone 1. We have, however, reviewed the remaining affidavits, and are satisfied that the requisite
necessity showings were made in those affidavits.
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the subjects were ‘difficult to tail’ because they were ‘very careful and . . . constantly
changing routes,’” and where the affidavit “also noted that [the defendant] often
went to a location that had been previously ‘bugged’ successfully and that, as a
result, the subjects were especially sensitive to police surveillance”) (alteration in
original); United States v. Kirk Tang Yuk, --- F.3d ---, No. 15-131, 2018 WL 1321081,
at *12 (2d Cir. Mar. 15, 2018). Given the facts recited in the affidavit, the district
court did not err in denying the defendants’ motions to suppress.
Catino and Zografidis also appeal the district court’s denial of their motion
for a Franks hearing.2 Specifically, they assert that they were entitled to a Franks
hearing because they offered proof showing that Confidential Witness 1 was, in fact,
multiple people, that Task Force Officer Cisero had failed to disclose that
Confidential Witness 2 (CW 2) was a disbarred attorney receiving remuneration in
exchange for his help in the case, and that the allegations as to Catino’s alleged
laundering of money through Tim Hortons gift cards were incorrect.
The affidavit they offered in support of their argument that Confidential
Witness 1 was, in fact, two different individuals, was unclear and did not establish
that Task Force Officer Cisero engaged in deliberate falsehood or reckless disregard
2 “In United States v. One Parcel of Property Located at 15 Black Ledge, 897 F.2d 97 (2d Cir.
1990), we reviewed the denial of a Franks hearing in a forfeiture case for clear error to the extent
that denial rested on factual findings.” United States v. Falso, 544 F.3d 110, 126 n.21 (2d Cir. 2008).
“We did not explain why that was the appropriate standard, however, and [there exists] a circuit
split on the issue.” Id.; compare United States v. Reiner, 500 F.3d 10, 14 (1st Cir. 2007) (reviewing
for clear error the denial of a Franks hearing); United States v. Buchanan, 985 F.2d 1372, 1378 (8th
Cir. 1993) (same); United States v. Skinner, 972 F.2d 171, 177 (7th Cir. 1992) (same), with United
States v. Homick, 964 F.2d 899, 904 (9th Cir. 1992) (reviewing de novo the denial of a Franks
hearing); United States v. Martin, 332 F.3d 827, 833 (5th Cir. 2003) (reviewing de novo the denial of
a Franks hearing). To the extent that this issue remains an open one in our Court, we need not
decide it in this case because, even under a de novo standard of review, denial of the Franks hearing
was proper.
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for the truth. See Franks v. Delaware, 438 U.S. 154, 171 (1978) (holding that to
warrant a hearing “[t]here must be allegations of deliberate falsehood or of reckless
disregard for the truth, and those allegations must be accompanied by an offer of
proof”). And while the government concedes that the information as to the Tim
Hortons money laundering scheme was incorrect and that Task Force Officer Cisero
omitted information about the credibility of CW 2, even disregarding the allegations
as to the money laundering scheme and CW 2, the affidavit in support of the
wiretap warrant application contained sufficient factual information to support a
finding of probable cause. See Franks, 438 U.S. at 171–72 (“[I]f, when material that
is the subject of the alleged falsity or reckless disregard is set to one side, there
remains sufficient content in the warrant affidavit to support a finding of probable
cause, no hearing is required.”). For example, Task Force Officer Cisero’s affidavit
included the following facts: Confidential Witness 3 making four controlled
purchases of cocaine from Zografidis, Confidential Witness 1’s experience of
Zografidis refusing to deal with him or anyone else he had not dealt with in the
past, and Zografidis’s attempts to ensure that law enforcement was not “tailing”
him. That information, along with the other facts set forth in the affidavit, provided
a sufficient basis for determining there was probable cause even if we disregard the
facts as to the money laundering scheme and CW 2. The government similarly had
sufficient probable cause to execute wiretaps against Catino because the
applications included, for example, evidence of intercepted conversations with him,
fictitious subscriber information, and independently corroborated information from
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Confidential Witnesses 1, 2, and 3. The district court did not err when it denied
Catino and Zografidis’s motion for a Franks hearing.
Zografidis appeals the district court’s denial of his motion to withdraw his
guilty plea, a decision we review for an abuse of discretion. See United States v.
Schmidt, 373 F.3d 100, 101 (2d Cir. 2004). “Motions to withdraw guilty pleas before
sentencing are governed by Federal Rule of Criminal Procedure 32(e).” United
States v. Torres, 129 F.3d 710, 715 (2d Cir. 1997). “Although Rule 32(e) provides
that a defendant may move to withdraw a guilty plea upon a showing of a ‘fair and
just reason,’ it is basic that ‘[a] defendant has no absolute right to withdraw his
guilty plea.’” Id. (quoting United States v. Williams, 23 F.3d 629, 634 (2d Cir. 1994))
(alteration in original). “The defendant bears the burden of demonstrating valid
grounds for relief.” Id. “A defendant’s bald statements that simply contradict what
he said at his plea allocution are not sufficient grounds to withdraw the guilty plea.”
Id.Zografidis asserts that the district court abused its discretion by denying his
motion to withdraw his guilty plea because, at his change-of-plea hearing, the court
failed to make clear that deportation was “automatic” or “presumptively
mandatory,” i.e., that he would be, as opposed to could be, deported. The Federal
Rules of Criminal Procedure require the court, before accepting a guilty plea, to
“inform the defendant of, and determine that the defendant understands” that “if
convicted, a defendant who is not a United States citizen may be removed from the
United States, denied citizenship, and denied admission to the United States in the
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future.” Fed. R. Crim. P. 11(b)(1)(O). At the change-of-plea hearing, the district
court made clear to Zografidis the deportation consequences of pleading guilty:
The Court: Okay. Are you a U.S. Citizen?
The Defendant: No, I’m not Your Honor.
The Court: Well, very likely, since you’re not a U.S. citizen, you could
be subject to deportation or removal from the United States, you would
be denied citizenship and denied admission to the United States in the
future. Do you understand that?
The Defendant: I understand what they say, Your Honor, but I’m
more American than anybody else. I love my country. This is my
home. I’ll have to take that up with the Immigration Department if it
comes to that.
The Court: But you should assume, for purposes of today, you’re going
to face that kind of proceeding.
The Defendant: I understand that, Your Honor. I know that, Your
Honor.
Gov’t Appx. 31–32. Moreover, Zografidis’s plea agreement informed him that
deportation was “presumptively mandatory,” and Zografidis confirmed in open court
that he had read the plea agreement and reviewed it with his attorney. And while
Zografidis now asserts that he was not competent at the change-of-plea hearing to
understand the district court’s explanation of the deportation consequences, the
record shows otherwise. Testifying under oath, Zografidis indicated throughout the
hearing that he understood what was occurring and what rights he would be giving
up by pleading guilty. At one point he told the court that he was “confident that
[he] underst[ood] the nature of the proceedings.” Gov’t Appx. 24. Moreover,
Zografidis had previously undergone a competency evaluation in this case, which
concluded that he was competent, and the district court found him competent on the
record at the time of his plea. Based on our review of the record, we hold that the
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district court did not exceed the bounds of its discretion when it denied Zografidis’s
motion to withdraw his guilty plea.3
Zografidis also asserts that his plea lacked a sufficient factual basis under
Rule 11 because the factual statement concerning his acts and his intent were
insufficient to make out the charged crimes. At the change-of-plea hearing,
however, Zografidis himself stated “I participated in a involvement [sic], drug
transactions, buy, sell, conspiracy, more or less. Knowingly, willfully, and
voluntarily, okay. And I did all that, Your Honor. Possess drugs, yes, I did that.
Distribute drugs, yes, I did that.” Gov’t Appx. 60. The record of the Rule 11
proceedings belies Zografidis’s argument that his plea lacked a sufficient factual
basis.
Zografidis also appeals the district court’s denial of his motion to suppress
evidence found during a search of his home, and Catino appeals the district court’s
denial of his motion for a Fatico hearing. See United States v. Fatico, 579 F.2d 707(2d Cir. 1978). Both Zografidis and Catino waived the right to appeal those issues
in their plea agreements. As a result, we will not consider those arguments.
3To the extent that Zografidis asserts an ineffective assistance of counsel claim related to
his counsel’s failure to explain to him that he was presumptively deportable, see United States v. Al
Halabi, 633 F. App’x 801, 803 (2d Cir. 2015) (summary order) (“[W]here the law clearly dictates that
removal is presumptively mandatory, a defense attorney’s failure to advise his client of that fact falls
below an objective standard of reasonableness.”), we decline to address that claim on direct appeal,
see United States v. Khedr, 343 F.3d 96, 99 92d Cir. 2003) (“[T]his court has expressed a baseline
aversion to resolving ineffectiveness claims on direct review.” (internal quotation marks omitted)).
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We have considered the appellants’ remaining arguments and find them to be
without merit. Accordingly, the district court’s judgments are AFFIRMED.
FOR THE COURT:
Catherine O’Hagan Wolfe, Clerk
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