Friedman v. Self Help Community Services, Inc. , 647 F. App'x 44 ( 2016 )

15-1042-cv
Friedman v. Self Help Community Services, Inc.
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A
SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY
FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT=S LOCAL RULE 32.1.1.
WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST
CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION
“SUMMARY ORDER”). A PARTY CITING A SUMMARY ORDER MUST SERVE A COPY OF IT ON
ANY PARTY NOT REPRESENTED BY COUNSEL.
At a stated term of the United States Court of Appeals for the Second Circuit, held at
the Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New
York, on the 26th day of April, two thousand sixteen.
PRESENT: ROBERT D. SACK,
REENA RAGGI,
CHRISTOPHER F. DRONEY,
Circuit Judges.
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ROBERT FRIEDMAN,
Plaintiff-Appellant,
v. 15-1042-cv
SELF HELP COMMUNITY SERVICES, INC.,
SUPERVISOR STEPHANIE HAIK, ELIZABETH
SCHNEIDER, SVETLANA GITMAN, STEPHANIE
ZYLBERBERG, MELISSA GARDONYI, UNITED
JEWISH APPEAL, INC., UNITED JEWISH APPEAL
FEDERATION OF NEW YORK, UNITED JEWISH
APPEAL FEDERATION OF JEWISH
PHILANTHROPIES OF NEW YORK, UNITED JEWISH
APPEAL FEDERATION OF JEWISH
PHILANTHROPIES OF NEW YORK CHARITABLE
FUND, LLC, CITY OF NEW YORK, NEW YORK CITY
POLICE DEPARTMENT, RICHARD, NEW YORK CITY
HUMAN RESOURCES ADMINISTRATION/
DEPARTMENT OF SOCIAL SERVICES, BRENDA
PERRY, WILLIAM TAIWO, DENISE BUMBERRY,
MORRIS FRIEDMAN, PHYLLIS FRIEDMAN, NEW
YORK CITY DEPARTMENT OF HEALTH AND
HOSPITALS CORPORATION, CONEY ISLAND
HOSPITAL RESEARCH INSTITUTE, INC., NURSE
PRACTITIONER JOANNE ABRAMS, PSYCHIATRIC
NURSE MARY SCHAFER, MD DEVITTE ELVERSON,
PSCHOLOGIST LANCE WINSLOW, IDENTITIES
UNKNOWN, Coney Island Hospital Psychiatric Ward,
Doctors, Nurses and Staff On Duty 3/17/10, IDENTITIES
UNKNOWN, Coney Island Hospital, Hospital ER Doctors,
Nurses and Staff on Duty 3/17/10, IDENTITY
UNKNOWN, Coney Island Hospital Psychiatric Ward,
Intake Counselor on Duty 3/17/10, INDENTITIES
UNKNOWN, 7 Unknown Police Officers and 2 NYC EMS
from the 62nd Precinct,
Defendants-Appellees,
ISAAC LANDAU, SUPERIOR REALTY GROUP,
LLC,
Defendants.
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APPEARING FOR APPELLANT: ROBERT FRIEDMAN, pro se, Columbus,
Ohio.
FOR APPELLEES: Elizabeth I. Freedman, Of Counsel, on behalf of
Zachary W. Carter, Corporation Counsel of the
City of New York, New York, New York, for
New York City Defendants-Appellees.
Mark Hus, Law Offices of Mark Hus, Long
Island City, New York, for Morris Friedman and
Phyllis Friedman.
Thomas A. Catalano, Lester Schwab Katz &
Dwyer, LLP, New York, New York, for Self
Help Community Services and United Jewish
Appeal Defendants-Appellees.
Appeal from a judgment of the United States District Court for the Eastern District
of New York (Nicholas G. Garaufis, Judge; Joan M. Azrack, Magistrate Judge).
UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED,
AND DECREED that the judgment of the district court entered March 27, 2015, is
AFFIRMED.
Plaintiff Robert Friedman, proceeding pro se, appeals from the dismissal of his
claims pursuant to 42 U.S.C. § 1983 and state law arising from his involuntary
commitment at Coney Island Hospital Research Institute. We review a judgment of
dismissal de novo, “accepting as true all factual claims in the complaint and drawing all
reasonable inferences in the plaintiff’s favor.” Fink v. Time Warner Cable, 714 F.3d 739,
740–41 (2d Cir. 2013).1 In so doing, we assume the parties’ familiarity with the facts and
record of prior proceedings, which we reference only as necessary to explain our decision
to affirm.
1. Waived Claims
Friedman identified 21 causes of action in his 133-page, 402-paragraph complaint,
which the magistrate judge consolidated into 15 recognizable claims:
Plaintiff asserts nine causes of action against both the Self Help defendants
and the Friedmans: (1) procuring a false arrest, (2) malicious prosecution,
(3) false imprisonment, (4) intentional infliction of emotional distress,
(5) negligent infliction of emotional distress, (6) abuse of process,
(7) negligence, (8) defamation, and (9) depriving plaintiff of equal protection
of the law on the basis of his disability. In addition, plaintiff asserts an
additional six causes of action against the Self Help defendants: (1) negligent
hiring; (2) negligent supervision; (3) negligent retention; (4) respondeat
superior; (5) violations of 42 U.S.C. § 12132; and (6) violations of [the
1
Plaintiff has represented himself pro se throughout the trial and appellate litigation, but
the operative complaint bears a lawyer’s signature. Accordingly, like the district court,
we construe his briefs liberally, see Wright v. C.I.R., 571 F.3d 215, 219 (2d Cir. 2009), but
do not extend the same liberal construction to his pleadings.
3
Health Insurance Portability and Accountability Act (“HIPAA”)], 29 U.S.C.
§ 1181 et seq.
See Report & Recommendation (“R&R”) at 18, Friedman v. Self Help Cmty. Servs., No.
11-CV-3210 (NGG)(JMA) (E.D.N.Y. June 10, 2014), report and recommendation
adopted, No. 11-CV-3210 (NGG)(JMA), 2015 WL 1246538 (E.D.N.Y. Mar. 17, 2015).
The magistrate judge recommended dismissal of Friedman’s complaint in its entirety both
because his allegations of a conspiracy among family members, health providers, and
public officials was so incredible as to be frivolous and because he failed, in any event, to
state any plausible claims for relief. The magistrate judge instructed the parties to file any
objections within fourteen days and explained that failure to do so would waive the right to
appellate review of the district court’s subsequent decision. Plaintiff filed general
objections to the frivolousness determination but challenged the failure-to-state-a-claim
recommendation only as to his claims for defamation and for intentional infliction of
emotional distress. This waived further review of the plausibility of his other claims.
See Mario v. P & C Food Mkts., Inc., 313 F.3d 758, 766 (2d Cir. 2002) (“Where parties
receive clear notice of the consequences, failure timely to object to a magistrate’s report
and recommendation operates as a waiver of further judicial review of the magistrate’s
decision.”); Small v. Sec’y of Health & Human Servs., 892 F.2d 15, 16 (2d Cir. 1989)
(holding that waiver rule applies to pro se plaintiffs where, as here, magistrate’s report and
recommendation “explicitly states that failure to object [timely] . . . will preclude appellate
review”).
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Accordingly, because we agree that Friedman fails to state colorable claims for
defamation or intentional infliction of emotional distress, we affirm the challenged
judgment of dismissal on that ground without addressing the plausibility of his remaining
claims or the frivolousness of his pleadings generally.2
2. Failure To State a Claim
Under New York law, a plaintiff claiming intentional infliction of emotional
distress must plead four elements: “(1) extreme and outrageous conduct, (2) intent to cause
severe emotional distress, (3) a causal connection between the conduct and the injury, and
(4) severe emotional distress.” Bender v. City of New York, 78 F.3d 787, 790 (2d Cir.
1996) (citing Howell v. N.Y. Post Co., 81 N.Y.2d 115, 121, 596 N.Y.S.2d 350, 353
(1993)). The first element sets a high bar to relief, requiring “extreme and outrageous
conduct, which so transcends the bounds of decency as to be regarded as atrocious and
intolerable in a civilized society.” Turley v. ISG Lackawanna, Inc., 774 F.3d 140, 157 (2d
Cir. 2014) (internal quotation marks omitted).
A plaintiff claiming defamation in New York must allege “that the defendant
published to a third party a defamatory statement of fact that was false, was made with the
applicable level of fault, and either was defamatory per se or caused the plaintiff special
harm, so long as the statement was not protected by privilege.” Chandok v. Klessig, 632
2
We also do not address the district court’s denial of Friedman’s requests for leave to file
a fourth amended complaint, a pre-motion conference, and oral argument, see Friedman v.
Self Help Cmty. Servs., 2015 WL 1246538, at *6–7, as plaintiff does not challenge those
decisions on appeal. Nor need we address the district court’s order directing the attorney
who signed Friedman’s complaints to show cause why he should not be sanctioned, as that
order is not before us. See Weitzman v. Stein, 897 F.2d 653, 657 (2d Cir. 1990) (holding
order to show cause was not appealable final order).
5
F.3d 803, 814 (2d Cir. 2011). Because the allegedly defamatory statements here at issue
were made to police officers, the district court correctly recognized that the statements
were afforded a qualified privilege, requiring Friedman to plead malice or knowledge of or
reckless disregard as to falsity. See Liberman v. Gelstein, 80 N.Y.2d 429, 437–38, 590
N.Y.S.2d 857, 862–63 (1992) (establishing qualified privilege standard); Toker v. Pollak,
44 N.Y.2d 211, 220, 405 N.Y.S.2d 1, 5 (1978) (recognizing application of qualified
privilege to statements made to police officers).
The gravamen of both claims is that the Friedman family and the Self-Help
defendants intentionally or knowingly provided false information to the police in order to
have plaintiff arrested, prosecuted, and involuntarily confined to a mental institution.3 As
the magistrate judge reported, both claims founder on the failure plausibly to allege
intentional, knowing, or reckless falsehood. See R&R at 22, 26. Medical records
incorporated into the complaint4 indicate that the statements at issue—that Friedman “was
acting out, and abusing his elderly father”; “was acting out, and committing the very
serious crime of abusing his elderly father”; or “was acting crazy, and committing the very
3
Because these claims are not effectively an appeal from a subsequent court order of
involuntary confinement, they are not barred by the Rooker-Feldman doctrine. See
Hoblock v. Albany Cty. Bd. of Elections, 422 F.3d 77, 88 (2d Cir. 2005) (requiring that
plaintiff complain of injury caused by state court judgment “and not simply ratified,
acquiesced in, or left unpunished by it” for Rooker-Feldman doctrine to apply).
4
Plaintiff did not challenge in the district court and does not challenge on appeal the
incorporation by reference of his medical records into the complaint. Nor has he
challenged the fact (as opposed to the accuracy) of the diagnoses contained therein.
Accordingly, any objection to the consideration of those documents is deemed waived.
See Norton v. Sam’s Club, 145 F.3d 114, 117 (2d Cir. 1998) (“Issues not sufficiently
argued in the briefs are considered waived and normally will not be addressed on appeal.”).
6
serious crime of abusing his elderly father,” Revised Second Amended Complaint at
¶¶ 199, 212, 214, 217, 222, Friedman v. Self Help Cmty. Servs., No. 11-CV-3210
(NGG)(JMA) (E.D.N.Y. May 22, 2012), ECF No. 49—were likely motivated by a
good-faith concern about Friedman’s mental health and his elderly father’s physical
well-being. As the magistrate noted, plaintiff was independently diagnosed with “bipolar
disorder with psychotic features” in part on the basis that he had “threatened to assault his
father,” and was involuntarily confined and medicated. See Declaration of Janice Casey
Silverberg in Support of City Defendants’ Motion To Dismiss, Exs. A, B, Friedman v. Self
Help Cmty. Servs., No. 11-CV-3210 (NGG)(JMA) (E.D.N.Y. Oct. 22, 2012), ECF No. 69.
While Friedman contends that this was a misdiagnosis, and that he in fact suffers from
Tourette syndrome, the evidence incorporated from his own complaint nevertheless
indicates that multiple persons independently considered him dangerous and in need of
mental health treatment. In such circumstances, we cannot “draw the reasonable
inference” that the Friedman family or the Self-Help defendants made the alleged
statements with a proscribed mens rea. Ashcroft v. Iqbal, 556 U.S. 662, 681 (2009).
Friedman’s pleadings render it possible, but not plausible, that defendants intentionally,
knowingly, or recklessly provided false information to the police. See id.; Biro v. Conde
Nast, 807 F.3d 541, 544–46 (2d Cir. 2015) (applying Iqbal’s pleading standard to mens rea
requirement of New York defamation claim).
In sum, because Friedman has not plausibly alleged the requisite intentional,
knowing, or reckless falsity as to the statements underlying his defamation and intentional
infliction of emotional distress claims, we affirm the dismissal of those claims.
7
3. Conclusion
We have considered all of Friedman’s other arguments and conclude that they are
without merit. Accordingly, we AFFIRM the judgment of the district court.
FOR THE COURT:
Catherine O’Hagan Wolfe, Clerk of Court
8