Regina Barton v. Chad Ledbetter , 908 F.3d 1119 ( 2018 )

United States Court of Appeals
For the Eighth Circuit
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No. 17-2835
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Regina Barton, as personal representative for the Estate of Jeffry Alan Barton
lllllllllllllllllllllPlaintiff - Appellee
v.
Donnie Taber, individually and in his official capacity as the Malvern Chief of
Police; Tim Callison, individually and in his official capacity as a Malvern Police Officer
lllllllllllllllllllllDefendants
Chad Ledbetter, individually as the Hot Spring County Sheriff; George Wright,
individually and in his official capacity as Hot Spring County Jail Administrator;
Amie Martin, individually and in her official capacity as Hot Spring County Deputy
lllllllllllllllllllllDefendants - Appellants
Brian Keith Orrell, Jr., Administrator of the Estate of Brian Orrell, in his
Individual Capacity, also known as Brian Orrell; Zachary Owens, individually and
in his official capacity as an Arkansas State Trooper
lllllllllllllllllllllDefendants
Hot Spring County, Arkansas
lllllllllllllllllllllDefendant - Appellant
City of Malvern, Arkansas; State of Arkansas
lllllllllllllllllllllDefendants
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Appeal from United States District Court
for the Western District of Arkansas - Hot Springs
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Submitted: April 11, 2018
Filed: November 14, 2018
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Before SMITH, Chief Judge, WOLLMAN and LOKEN, Circuit Judges.
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WOLLMAN, Circuit Judge.
Regina Barton, as personal representative for the Estate of Jeffry Alan Barton
(Barton), filed suit under 42 U.S.C. § 1983 and the Arkansas Civil Rights Act of
1993, Ark. Code Ann. § 16-123-105. She alleged that Hot Spring County Deputy
Amie Martin was deliberately indifferent to Barton’s serious medical needs and that
Hot Spring County Jail Administrator George Wright failed to adequately train or
supervise Martin, thereby causing the deprivation of Barton’s constitutional rights.
Regina Barton further alleged that Hot Spring County did not adequately train its
detention facility workers and that its policies failed to ensure that detainees received
adequate medical care. We affirm the district court’s denial of qualified immunity to
Martin, we reverse the denial of qualified immunity to Wright, and we dismiss the
County’s appeal for lack of jurisdiction.
I. Background
On September 12, 2011, Barton was involved in a single-vehicle accident at an
overpass located on U.S. Highway 270. He was placed under arrest after a portable
breath test indicated that his blood alcohol concentration was .117. Barton could not
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stand without assistance. When he fell to the ground during the search of his person,
he briefly was not responsive, and an officer checked to make sure that he still had
a pulse. Officers thereafter placed Barton in a patrol car, and Arkansas State Trooper
Zachary Owens transported him to the Hot Spring County detention center for
booking.1
Martin was working at the detention center when Barton arrived at
approximately 3:15 p.m. According to Martin, he “appear[e]d to be highly
intoxicated, his speech was slurred, [and] he was having trouble standing alone.”
Trooper Owens led Barton to a room for additional testing to determine his blood
alcohol concentration. After numerous attempts, Barton was able to provide only one
adequate sample, which indicated a blood alcohol concentration of .115.
Owens thereafter escorted Barton to the booking area where Martin was
stationed. Barton sat on a bench as Owens completed paperwork. When asked by
Owens to stand beside him, Barton walked over to Owens and held the handrail
before collapsing to the ground. Two trustees helped Owens return Barton to the
bench, where he remained seated while Owens finished explaining the citation and
asked him to sign certain documents. Owens instructed Barton three times where to
sign the document, but Barton did not seem to understand the instructions, and he did
not sign the document. Owens told Martin that Barton was under the influence of
alcohol and hydrocodone.
Martin’s arrest-disposition report noted that Barton was under the influence of
alcohol and hydrocodone upon his arrival at the detention center, but that he was
conscious, breathing normally, and did not appear to be suicidal. Martin wrote that
1
In an earlier appeal, we affirmed the denial of qualified immunity to Owens.
See Barton v. Taber, 820 F.3d 958 (8th Cir. 2016) (Barton I). The district court later
granted Regina Barton’s motion to dismiss Owens from the lawsuit and dismissed the
claims against him without prejudice. See D. Ct. Order of Mar. 2, 2017.
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Barton was unable to answer any questions about his medical needs or his next of kin.
He could not sign his name or provide a phone number of someone she could call for
him.
Although she knew that Barton had been involved in a car accident
immediately before his arrest and that he was heavily intoxicated, Martin did not
conduct the healthcare screening that the detention center’s policy requires. She
decided to accept Barton into the detention center, placed him in a holding cell, and
allowed Trooper Owens to leave. Martin herself left the detention center at
approximately 4:50 p.m.
During the night, a trustee reported to a jailer that Barton did not seem to be
doing well and that his condition was not improving. Barton died in his cell
sometime that night. His body was found at 12:03 a.m. on September 13, 2011. An
autopsy determined that the cause of death was a heart condition—anomalous right
coronary artery, fatty infiltration of right ventricle and atrium of heart. Small amounts
of ethanol and hydrocodone and a non-toxic level of anti-anxiety medication were
found in Barton’s system.
Wright was serving as the jail administrator when Barton was detained.
Although he had no contact with Barton, Wright was responsible for ensuring that the
detention center’s personnel were adequately trained and were implementing the
County’s policies, which Wright admitted he did not fully understand. Those policies
instructed booking officers to conduct a healthcare screening of an arrestee before
releasing the arresting officer; to refer an intoxicated arrestee to detoxification, or in
the alternative, to seek medical clearance before admitting the individual into the
detention center; to keep intoxicated arrestees under close observation; and to refuse
arrestees who appear to be in a medical emergency.
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The district court denied, in relevant part, the defendants’ motion for summary
judgment. It concluded that neither Martin nor Wright was entitled to qualified
immunity on the § 1983 claims or summary judgment on the state-law claim. With
respect to the County, the district court determined that there was a question of fact
whether the “County had a custom of remaining deliberately indifferent to the
objectively serious medical needs of its detainees, or of failing to train or supervise
its Detention Facility staff.” D. Ct. Order of Aug. 3, 2017, at 9.
II. Qualified Immunity
We have jurisdiction over the interlocutory appeal from the denial of qualified
immunity under the collateral order doctrine. Mitchell v. Forsyth, 472 U.S. 511, 530
(1985). Our jurisdiction is limited, however, to “abstract issues of law” and does not
extend to the “determination that the evidence is sufficient to permit a particular
finding of fact after trial.” Johnson v. Jones, 515 U.S. 304, 314, 317 (1995). On
appeal from the denial of summary judgment based on qualified immunity, we accept
as true the facts that the district court found were adequately supported, as well as the
facts that the district court likely assumed, to the extent they are not “blatantly
contradicted by the record.” Walton v. Dawson, 752 F.3d 1109, 1116 (8th Cir. 2014)
(quoting Scott v. Harris, 550 U.S. 372, 380 (2007)). We review de novo the issues
of law. Id.
At summary judgment, qualified immunity shields a law enforcement officer
from liability in a § 1983 action unless: “(1) the facts, viewed in the light most
favorable to the plaintiff, demonstrate the deprivation of a constitutional or statutory
right; and (2) the right was clearly established at the time of the deprivation.”
Howard v. Kan. City Police Dep’t, 570 F.3d 984, 988 (8th Cir. 2009); see Pearson v.
Callahan, 555 U.S. 223, 231-32 (2009); Harlow v. Fitzgerald, 457 U.S. 800, 818
(1982).
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A. Amie Martin
Regina Barton claims that Martin’s failure to seek medical care for Barton
constituted deliberate indifference to Barton’s serious medical needs, in violation of
his right to due process. See Barton I, 820 F.3d at 964 (applying the Eighth
Amendment deliberate-indifference standard to Regina Barton’s claim against
Owens); Jackson v. Buckman, 756 F.3d 1060, 1065 (8th Cir. 2014) (applying the
Eighth Amendment deliberate-indifference standard to a pretrial detainee’s claim of
failure to provide medical care in violation of the due process clause of the
Fourteenth Amendment); Carpenter v. Gage, 686 F.3d 644, 650 (8th Cir. 2012)
(explaining that “any distinction between a ‘pretrial detainee’ and an ‘arrestee’ does
not affect the analysis”).
To establish a constitutional violation based on deliberate indifference, Regina
Barton must show that Barton suffered from an objectively serious medical need and
that Martin had actual knowledge of that need but deliberately disregarded it. See
Barton I, 820 F.3d at 964-65; see also Thompson v. King, 730 F.3d 742, 746 (8th Cir.
2013) (“A plaintiff claiming deliberate indifference must establish objective and
subjective components.”); Schaub v. VonWald, 638 F.3d 905, 915 (8th Cir. 2011)
(“Whether an inmate’s condition is a serious medical need and whether an official
was deliberately indifferent to the inmate’s serious medical need are questions of
fact.”). A medical need is objectively serious if it has been “diagnosed by a physician
as requiring treatment” or if it is “so obvious that even a layperson would easily
recognize the necessity for a doctor’s attention.” Barton I, 820 F.3d at 964 (quoting
Jackson, 756 F.3d at 1065). “[T]o demonstrate that a defendant actually knew of, but
deliberately disregarded, a serious medical need, the plaintiff must establish a mental
state akin to criminal recklessness: disregarding a known risk to the [arrestee’s]
health.” Thompson, 730 F.3d at 746-47 (quoting Vaughn v. Gray, 557 F.3d 904, 908
(8th Cir. 2009)).
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Martin argues that she is entitled to qualified immunity because Barton
presented symptoms of mere intoxication, and not those of an objectively serious
medical need. We disagree. As recounted above, Barton had been in a car accident.
He could not follow simple instructions or answer basic questions; he was unable to
stand without assistance and fell during the booking procedure. Although Barton had
a .115 blood alcohol concentration, he reportedly was so heavily intoxicated that
Wright could not recall whether he had “ever r[u]n into somebody that was in
[Barton’s] particular shape,” and he “d[id]n’t know that any of [his] officers had
either.” In light of the evidence of Barton’s recent car accident, his severe
intoxication, and his drug ingestion, we conclude that a jury could find that Barton
was experiencing a medical need so obvious that a layperson would recognize that
he needed prompt medical attention.
We reject Martin’s contention that Barton presented symptoms similar to the
detainee in Grayson v. Ross, a case in which we reversed the district court’s denial
of qualified immunity to the booking officer. 454 F.3d 802 (8th Cir. 2006). The
detainee in Grayson was under the influence of methamphetamine, but he sat calmly
and answered questions during booking, causing the booking officer to remark that
“the jail had booked detainees in worse condition.” Id. at 807. The officer thereafter
accompanied the detainee to a dressing room, where the detainee complied with
instructions to change into a prison uniform. We concluded that “[c]onfronted with
a calm, non-combative person sitting on a bench answering questions, a layperson
would not leap to the conclusion that Grayson needed medical attention, even if he
were aware that Grayson had taken methamphetamine.” Id. at 810. In contrast to the
situation in Grayson, Martin was confronted with a confused, noticeably intoxicated
person who was unable to stand and who could not answer simple questions,
including those about his medical needs. The facts here are more analogous to
Thompson v. King, in which we affirmed the denial of qualified immunity to the
booking officer who was presented with a detainee “who passed out in the booking
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area, nearly fell out of his seat, was unable to sign his name, and . . . ‘couldn’t even
answer questions that [the booking officer] was asking him.’” 730 F.3d at 749.
Martin next argues that the evidence is insufficient to support a finding that she
knew that Barton needed medical care and nonetheless disregarded his serious
medical need. Viewing the facts in the light most favorable to Barton, a jury could
infer Martin’s knowledge by Barton’s evident need for prompt medical attention and
Martin’s obviously inadequate response to that need. See Barton I, 820 F.3d at 965
(explaining that a defendant’s mental state can be inferred from evidence “that
demonstrate[s] that a medical need was obvious and that the [official’s] response was
‘obviously inadequate’” (quoting Thompson, 730 F.3d at 747)). Martin saw Barton
collapse and observed that he did not understand Owens’s instructions. Despite
knowing that Barton had been in a car accident, that he had symptoms of severe
intoxication, and that he could not answer her questions about his medical needs,
Martin did not conduct the healthcare screening that the County’s policies require and
which would have revealed significant bruising on Barton’s back and legs. A jury
also could consider evidence that Martin did not follow the County’s policies when
she decided to accept the obviously intoxicated Barton into the detention center
without medical approval and without attempting to refer him to the detoxification
unit. The circumstances presented to Martin thus are distinguishable from those
presented to the booking officer in Grayson, because the detainee there had no
obvious injuries and his “behavior at the time of the intake did not suggest a high
degree of intoxication.” 454 F.3d at 810.
We also reject Martin’s contention that it was not clearly established on
September 12, 2011, that booking Barton into jail would constitute deliberate
indifference to Barton’s serious medical needs. We have held that “a reasonable
officer in 2011 would have recognized that failing to seek medical care for an
intoxicated arrestee who exhibits symptoms substantially more severe than ordinary
intoxication violates the arrestee’s constitutional rights, all the more so when the
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surrounding circumstances indicate that a medical emergency exists.” Barton I, 820
F.3d at 967 (citing Thompson, 730 F.3d at 747-49).
B. George Wright
Regina Barton claims that Wright failed to adequately train or supervise
Martin, thereby causing the deprivation of Barton’s right to due process. A
supervisor may be held liable if the “failure to properly supervise and train the
offending employee caused a deprivation of constitutional rights.” Tlamka v. Serrell,
244 F.3d 628, 635 (8th Cir. 2001) (quoting Andrews v. Fowler, 98 F.3d 1069, 1078
(8th Cir. 1996)). The plaintiff must show that the supervisor was “deliberately
indifferent to or tacitly authorized the offending acts,” which requires evidence that
“the supervisor had notice that the training procedures and supervision were
inadequate and likely to result in a constitutional violation.” Id. (quoting Andrews,
98 F.3d at 1078).
The record is devoid of any evidence establishing that Wright knew that Martin
was inadequately trained or supervised. Regina Barton’s brief asserts that “Martin
has been involved in several lawsuits, the majority of which involve allegations of
denial of medical care,” but she cited no evidence to support that assertion.
Appellee’s Br. 39. While Martin testified that she had been sued by four plaintiffs,
there is no indication that the claims against her involved the denial of medical care.
Moreover, there is no evidence regarding the nature of Martin’s alleged acts or
omissions, when those acts or omissions occurred, or when the plaintiffs filed suit.
In the absence of such evidence, the mere assertion of prior suits does not support an
inference that Wright had notice on September 12, 2011, that the County’s training
procedures and supervision were inadequate and likely to result in constitutional
violations.
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III. Arkansas Civil Rights Act
Martin and Wright argue that they are entitled to summary judgment on the
state-law claim. Arkansas has adopted the federal deliberate-indifference standard
as that which is to be applied to claims brought by pretrial detainees under the
Arkansas Civil Rights Act. Grayson v. Ross, 253 S.W.3d 428, 433 (Ark. 2007).
Accordingly, for the same reasons set forth above, Wright is entitled to summary
judgment and Martin is not.
Conclusion
We affirm the denial of qualified immunity as to Martin. We reverse the denial
of qualified immunity as to Wright. Because our resolution of the qualified immunity
issues does not necessarily resolve the question whether the County maintained an
unconstitutional custom, we do not have pendent appellate jurisdiction over the
County’s appeal. See Lockridge v. Bd. of Trs. of Univ. of Ark., 315 F.3d 1005, 1012
(8th Cir. 2003) (en banc). The County’s appeal is dismissed.
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