Sullivan v. City of New York , 690 F. App'x 63 ( 2017 )


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  • 16-2357-pr
    Sullivan v. City of New York, et al.
    UNITED STATES COURT OF APPEALS
    FOR THE SECOND CIRCUIT
    SUMMARY ORDER
    RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A
    SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY
    FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT=S LOCAL RULE 32.1.1.
    WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST
    CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION
    ASUMMARY ORDER@). A PARTY CITING TO A SUMMARY ORDER MUST SERVE A COPY OF IT ON
    ANY PARTY NOT REPRESENTED BY COUNSEL.
    At a stated term of the United States Court of Appeals for the Second Circuit, held at the
    Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York, on the
    10th day of May, two thousand seventeen.
    Present:
    JOHN M. WALKER, JR.,
    DEBRA ANN LIVINGSTON,
    GERARD E. LYNCH,
    Circuit Judges.
    _____________________________________
    SEAN SULLIVAN,
    Plaintiff-Appellant,
    v.                                                     16-2357
    CITY OF NEW YORK, DETECTIVE THOMAS MARKARDT, Shield
    No. 6869, POLICE OFFICERS JOHN/JANE DOES, 1-5,
    SUPERVISORY WARDEN, of Rikers Island Correctional
    Facility, JOHN/JANE DOES, 6-8, employees of the New York
    City Corrections Department, JOHN/JANE DOES, 9-11,
    Assistant U.S. Attorneys, NEW YORK CITY CRIMINAL
    JUSTICE AGENCY, JANE DOE, 12, an employee of the New
    York City Criminal Justice Agency, POLICE OFFICER JOHN DOE, #1,
    present at the arrest and detention of Plaintiff on 12/2/12,
    JOHN DOE, present at the arrest and detention of
    Plaintiff on 12/2/12, JANE DOE, present at the arrest and detention of
    Plaintiff on 12/2/12, JOHN DOE, present at the arrest and detention of
    Plaintiff on 12/2/12, SUPERVISOR WARDEN, Rikers Island Correctional
    Facility, JOHN DOE, present at the arrest and detention of Plaintiff on
    12/2/12, Employee of the New York City Corrections Department JANE
    DOE #6, who was working at Central Booking at the time Plaintiff was
    transferred to Rikers Island, Employee of the New York City
    Corrections Department JOHN DOE #7, who gave Plaintiff a medical
    examination at Rikers Island, Employee of the New York City
    Corrections Department JOHN DOE #8, who processed Plaintiff at
    Rikers Island Intake for transfer into the general population, JANE
    DOE, who filed initial criminal charges against Plaintiff, JANE DOE,
    who negotiated the plea bargain terms with Plaintiff's attorney, JOHN
    DOE, who negotiated plea bargain terms with Plaintiff's attorney,
    Employee of the New York City Criminal Justice Agency JANE DOE
    #12, who recommended that Plaintiff be released on certain bail
    conditions, DETECTIVE RIVERA, Tax# 904912, POLICE OFFICER ARAFAT
    COOPER, Shield #10092, POLICE OFFICER MARC MANCINI, Tax #924121,
    RIVERA, Tax #9453395, EMANUEL, Tax #934825, CAMPBELL, DETECTIVE
    DILBERIAN,
    Defendants-Appellees.
    _____________________________________
    For Plaintiff-Appellant:                      Sean Sullivan, pro se, New York, New York.
    For Defendants-Appellees:                     Fay Sue Ng, Susan Paulson, Assistant Corporation
    Counsel, for Zachary W. Carter, Corporation
    Counsel of the City of New York, New York, New
    York (for municipal Defendants-Appellees);
    David S. Rutherford, Rutherford & Christie, LLP,
    New York, New York (for Defendant-Appellees
    New York City Criminal Justice Agency and
    Employee of the New York City Corrections
    Department Jane Doe #6).
    UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED, AND
    DECREED that the judgment of the district court is AFFIRMED.
    Plaintiff-Appellant Sean Sullivan appeals from a judgment of the United States District
    Court for the Southern District of New York (Furman, J.), entered on March 19, 2015, dismissing
    his claims asserted under 42 U.S.C. § 1983 against the City of New York (“City”), five New York
    City Police Department (“NYPD”) officers, the New York Criminal Justice Agency (“CJA”), a
    2
    CJA employee, a supervisory warden of Riker’s Island (“Warden”), the New York City
    Department of Corrections (“DOC”), several DOC employees, and two Kings County Assistant
    District Attorneys (“ADAs”).      Sullivan also appeals from an order denying his motion to
    reconsider. We assume the parties’ familiarity with the underlying facts, the procedural history of
    the case, and the issues on appeal.
    We first conclude that the district court properly dismissed the claims against the DOC, the
    Warden, the ADAs, and the DOC employees. The DOC is a non-suable city agency. See
    Jenkins v. City of N.Y., 
    478 F.3d 76
    , 93 n.19 (2d Cir. 2007); see also Johnson v. Dobry, 660 F.
    App’x 69, 72 (2d Cir. 2016) (citing N.Y. City Charter ch. 17, § 396, which states that actions must
    be brought against the City of New York, not an agency). In any event, Sullivan did not properly
    identify a DOC practice or policy that caused the alleged constitutional violations, see Sorlucco v.
    New York City Police Dep’t, 
    971 F.2d 864
    , 870 (2d Cir. 1992) (relying on Monell v. Dep’t of Soc.
    Servs., 
    436 U.S. 658
    , 690-91 (1978)); Sullivan’s complaint did not sufficiently allege the
    Warden’s or the DOC employees’ personal involvement in the deprivation of his constitutional
    rights, see Wright v. Smith, 
    21 F.3d 496
    , 501 (2d Cir. 1994); and the ADAs are immune from suit,
    see Warney v. Monroe County, 
    587 F.3d 113
    , 120-21 (2d Cir. 2009) (discussing the absolute
    immunity afforded prosecutors involved in acts “intimately associated with the judicial phase of
    the criminal process”).
    Even if the DOC employees’ personal involvement had been sufficiently alleged, Sullivan
    did not adequately assert that they committed any constitutional violations. Sullivan alleged that
    he lost property at the hands of DOC employees. A state employee’s deprivation of a prisoner’s
    property is not actionable under § 1983, however, if state law post-deprivation remedies are
    3
    constitutionally adequate. See Alexandre v. Cortes, 
    140 F.3d 406
    , 411 (2d Cir. 1998). Sullivan
    failed to demonstrate that state law post-deprivation remedies were constitutionally inadequate.
    In addition, Sullivan alleged that the ADAs acted outside the scope of their prosecutorial authority
    in providing assistance to his ex-wife in child custody and family court matters. But that injury is
    not a cognizable basis for a § 1983 claim, and the ADAs’ actions have no bearing on any of his
    false arrest, malicious prosecution, or false imprisonment claims. See Zherka v. Amicone, 
    634 F.3d 642
    , 644 (2d Cir. 2011) (stating that a plaintiff must allege facts “indicating” that “official
    action” “deprived [him] of his . . . constitutional rights).
    Second, the district court properly dismissed the claims against the CJA and CJA employee
    under Federal Rule of Civil Procedure 12(b)(6). Sullivan claimed that his Sixth Amendment
    rights were violated when his CJA interview was conducted without counsel present. But
    Sullivan had no right to counsel until “the time that adversary judicial proceedings [were]
    initiated.” Kirby v. Ill., 
    406 U.S. 682
    , 688 (1972). Because Sullivan was arrested on New York
    state law charges, the adversarial judicial proceeding began with “the filing of an accusatory
    instrument.” Deshawn E. by Charlotte E. v. Safir, 
    156 F.3d 340
    , 349 (2d Cir. 1998). Since no
    accusatory instrument had been filed at the time of Sullivan’s CJA interview, his right to counsel
    had not yet attached. In any event, there is no suggestion in the record that the CJA or its
    employee had any responsibility for appointing counsel nor is there legal authority for the
    proposition that it was barred from interviewing Sullivan in the absence of counsel. Nor is there a
    suggestion in the record that the CJA and its employee were personally responsible for the denial
    4
    of bail. The CJA employee simply declined to recommend that Sullivan be released on his own
    recognizance. See 
    Wright, 21 F.3d at 501
    .1
    Next, we conclude that the district court properly granted summary judgment in favor of
    the City and the NYPD. We review de novo a district court’s grant of summary judgment.
    Garcia v. Hartford Police Dep’t, 
    706 F.3d 120
    , 126 (2d Cir. 2013) (per curiam). Summary
    judgment must be granted if “there is no genuine dispute as to any material fact and the movant is
    entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a). When determining whether a
    genuine dispute exists, this Court must “resolve all ambiguities and draw all inferences against the
    moving party.” 
    Garcia, 706 F.3d at 127
    . “Even when a motion for summary judgment is
    unopposed, the district court is not relieved of its duty to decide whether the movant is entitled to
    judgment as a matter of law,” and “[if] the evidence submitted in support of the summary
    judgment motion does not meet the movant’s burden of production, then ‘summary judgment must
    be denied even if no opposing evidentiary matter is presented.’” Vt. Teddy Bear Co. v. 1-800
    Beargram Co., 
    373 F.3d 241
    , 242, 244 (2d Cir. 2004) (quoting Amaker v. Foley, 
    274 F.3d 677
    , 681
    (2d Cir. 2001)) (emphasis omitted).
    The summary judgment submissions revealed that the officers had probable cause to arrest
    Sullivan, which negated Sullivan’s claims of false arrest, malicious prosecution, false
    imprisonment, and abuse of process. See Betts v. Shearman, 
    751 F.3d 78
    , 82 (2d Cir. 2014)
    (“Probable cause is a complete defense to a constitutional claim of false arrest and false
    imprisonment. And continuing probable cause is a complete defense to a constitutional claim of
    malicious prosecution.” (citations omitted)). In addition, the existence of probable cause negates
    1
    Because the district court properly dismissed these claims under Rule 12(b)(6), there is no need to consider whether
    dismissal was also proper under Federal Rule of Civil Procedure 41(b) due to Sullivan’s failure to prosecute.
    5
    Sullivan’s argument that he was arrested in retaliation for exercising his First Amendment rights.
    See Mangino v. Inc. Vill. of Patchogue, 
    808 F.3d 951
    , 956 (2d Cir. 2015).2
    Finally, the district court correctly dismissed Sullivan’s claims against the city because of
    probable cause. A municipality may be held liable under § 1983 if the plaintiff demonstrates (1)
    an underlying violation of his federally protected rights, and (2) a municipal policy or custom that
    caused the violation. See 
    Monell, 436 U.S. at 691
    . Because there was probable cause for
    Sullivan’s arrest and prosecution, there is no constitutional violation to support a claim against the
    city. Moreover, Sullivan provides insufficient evidence that any alleged violation resulted from a
    policy or custom. See Yin Jing Gan v. City of N.Y., 
    996 F.2d 522
    , 532 (2d Cir. 1993) (observing
    that reliance upon conclusory statements or mere allegations is not sufficient to defeat a summary
    judgment motion). In fact, Sullivan himself undermines his allegations of a policy or custom by
    contending that the arresting police officers acted “contrary to the policy of the NYPD regarding
    potential domestic violence matters” when they arrested him. Supp. App’x at 6. Thus, Sullivan
    did not present sufficient evidence of Monell liability to reach a jury.
    We have considered all of Sullivan’s arguments and find them to be without merit.
    Accordingly, we AFFIRM the judgment of the district court.
    FOR THE COURT:
    Catherine O’Hagan Wolfe, Clerk
    2
    Because probable cause existed for Sullivan’s arrest, we need not decide whether the officers were entitled to
    qualified immunity. Jaegly v. Couch, 
    439 F.3d 149
    , 154 (2d Cir. 2006).
    6