Curcio v. Grossman ( 2023 )

22-693
Curcio v. Grossman
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY
ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF
APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER
IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN
ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING A SUMMARY
ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
1 At a stated term of the United States Court of Appeals for the Second Circuit, held
2 at the Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York,
3 on the 4th day of January, two thousand twenty-three.
4
5 PRESENT:
6 JOHN M. WALKER, Jr.,
7 EUNICE C. LEE,
8 ALISON J. NATHAN,
9 Circuit Judges.
10 _____________________________________
11
12 ROSANNA CURCIO,
13
14 Plaintiff-Appellant,
15
16 v. 22-693
17
18 DONNA E. ABRAMS, LAURA ROBERTS, COUNTY OF
19 PUTNAM, PUTNAM JUDGE VICTOR GROSSMAN,
20
21 Defendants-Appellees.
22 _______________________________
23
24 For Plaintiff-Appellant: Andrew Lavoott Bluestone, New York, NY.
25
26 For Defendant-Appellee Abrams: Lisa L. Shrewsberry, Traub Lieberman Straus &
27 Shrewsberry LLP, Hawthorne, NY.
28 For Defendants-Appellees Roberts,
29 County of Putnam, Grossman: James A. Randazzo, Portal Randazzo LLP, White
30 Plains, NY; Jennifer Bumgarner, Putnam County
31 Department of Law, Carmel, NY.
1
1 Appeal from a judgment of the United States District Court for the Southern District of
2 New York (Briccetti, J.).
3 UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED, AND
4 DECREED that the judgment of the district court is AFFIRMED.
5 Rosanna Curcio appeals the sua sponte dismissal of her complaint, arguing principally that
6 the district court should have afforded her notice and the opportunity to respond before dismissal.
7 Though it is typically an abuse of discretion to dismiss sua sponte without notice, we conclude that
8 the unique facts in this case present one of the few instances where sua sponte dismissal without
9 notice, though not best practice, is appropriate
10 We assume the parties’ familiarity with the facts and procedural history, which we discuss
11 only as necessary to explain our decision to affirm. In May 2021, Curcio, then pro se and
12 proceeding in forma pauperis, filed a complaint in the Southern District of New York (Swain, J.)
13 arising out of divorce and child-custody proceedings in Putnam County Supreme Court (“Curcio
14 I”). The complaint accused the defendants of violating Curcio’s constitutional rights by
15 manipulating the proceedings in favor of her former husband. As relevant here, Curcio alleged
16 that one of her former husband’s attorneys and part-time Putnam County prosecutor, Laura
17 Roberts, worked with the court-appointed guardian ad litem, Donna Abrams, to fabricate criminal
18 charges against Curcio and engineer her arrest in order to gain a tactical advantage in the ongoing
19 custody case. Putnam County Judge Victor Grossman, meanwhile, allegedly retaliated against
20 Curcio and continued to preside over the custody case despite a purported loss of jurisdiction.
21 The May 2021 lawsuit was dismissed in June of that year. The district court held that
22 Judge Grossman had absolute judicial immunity and that Abrams, who was appointed by the
23 family court to represent Curcio’s children, was not a state actor for purposes of a § 1983 suit. As
2
1 to Roberts, the district court held that insofar as she was acting as counsel for Curcio’s former
2 husband she was not a state actor for purposes of § 1983 and that she otherwise enjoyed
3 prosecutorial immunity for any actions taken in her role as a prosecutor. The district court then
4 dismissed Curcio’s due process claims under the Rooker-Feldman doctrine, her false arrest claim
5 as untimely, and her malicious prosecution claim for failure to state a claim. The district court
6 granted leave to amend the complaint as to the malicious prosecution claim only, but Curcio neither
7 amended her complaint nor appealed the dismissal.
8 Instead, in February 2022, Curcio, again pro se, filed a fee-paid complaint, the subject of
9 this appeal, against the same defendants (“Curcio II”). Her new complaint repeated entire
10 paragraphs and sections verbatim from its predecessor while adding new material describing
11 events that had transpired since the filing of the previous complaint and providing some additional
12 background.
13 The district court (Briccetti, J.) sua sponte dismissed Curcio’s February 2022 lawsuit with
14 prejudice without first alerting Curcio that the court was contemplating dismissal or giving her an
15 opportunity to respond. The court determined, inter alia, that claim preclusion (“res judicata”)
16 barred relitigation of claims that were or could have been previously adjudicated in the earlier
17 lawsuit and that issue preclusion (“collateral estoppel”) barred relitigating issues actually resolved
18 by the court in Curcio I. Because, for example, Curcio I had already determined that Judge
19 Grossman enjoyed judicial immunity and that Abrams and Roberts were not state actors for
20 purposes of § 1983, the district court dismissed as collaterally estopped any new claims raising
21 those issues in Curcio II. Finally, the district court concluded that these deficiencies could not be
22 cured through further amendment and dismissed the complaint with prejudice. 1
1
The district court also dismissed claims against the County of Putnam for failure to state a claim because Curcio
3
1 Curcio timely appealed and is now represented by counsel. We have jurisdiction under
2 28 U.S.C. § 1291. We review de novo both the district court’s sua sponte dismissal of a complaint
3 for failure to state a claim and the district court’s denial of leave to amend based on futility.
4 Shimon v. Equifax Info. Servs. LLC, 994 F.3d 88, 91 (2d Cir. 2021) (stating standard for review of
5 denial of leave to amend); Fed. Defenders of N.Y., Inc. v. Fed. Bureau of Prisons, 954 F.3d 118,
6 125 (2d Cir. 2020) (stating standard for review of sua sponte dismissal).
7 Curcio’s primary contention is that the district court’s failure to provide notice before
8 dismissing her complaint sua sponte was procedurally improper and contrary to precedent. It is
9 true that failure to provide notice and an opportunity to be heard prior to dismissal is a “bad practice
10 in numerous contexts” and “reversible error” in others. Catzin v. Thank You & Good Luck Corp.,
11 899 F.3d 77, 82 (2d Cir. 2018). But our cases acknowledge that in rare instances the process due
12 a litigant may be satisfied by something other than formal notice, particularly where, as here, the
13 frivolousness of a complaint is clear from prior litigation history and so “notice serves little
14 purpose.” Ethridge v. Bell, 49 F.4th 674, 683 (2d Cir. 2022) (quoting Femia v. United States, 47
15 F.3d 519, 524 (2d Cir. 1995)). Furthermore, in the context of successive identical complaints, we
16 have recognized that district courts must have “inherent authority to dismiss such actions quickly
17 in order to preserve scarce judicial resources.” Fitzgerald v. First E. Seventh St. Tenants Corp.,
18 221 F.3d 362, 364 (2d Cir. 2000) (affirming sua sponte dismissal without discussion of notice
19 where a plaintiff filed third complaint based on the same underlying allegations).
20
showed no municipal policy, custom, or practice that caused a violation of constitutional rights. The court also noted
that the municipality could not be held liable for the actions of Judge Grossman, a state-court judge. Finally, the
district court relied on various abstention doctrines to dismiss any injunctive claims that Curcio’s pro se complaint
could be liberally construed to raise. Curcio does not challenge the district court’s determination of these issues.
4
1 Under the circumstances here—where the plaintiff had an opportunity to file an amended
2 complaint in an initial action but instead began a new action with a complaint largely identical to
3 the first—we conclude that the dismissal of the first action was sufficient to put Curcio on notice
4 that another complaint arising from the same facts and advancing similar allegations against the
5 same defendants would be vulnerable to dismissal. In a footnote, Curcio suggests she was not
6 served with the order of dismissal in Curcio I. However, Curcio does not assert that she was not
7 on notice of the prior order of dismissal. The order of dismissal in Curcio I came with a direction
8 to the clerk’s office to serve Curcio by mail and to “note service on the docket.” Curcio v.
9 Grossman, 21-cv-4452 (LTS), Dkt. No. 6 (S.D.N.Y. June 15, 2021). While the public docket
10 does not contain such a notation from the clerk’s office, the complaint in Curcio II reflects an
11 attempt to plead around some of the defects identified in Curcio I, which suggests that Curcio in
12 fact received notice of the prior dismissal—through service or by monitoring the docket. See In
13 re WorldCom, Inc., 708 F.3d 327, 341 (2d Cir. 2013) (stating that notice of entry of judgment
14 under Fed. R. Civ. P. 77(d) “is meant merely for the convenience of litigants,” who “at all times
15 have an obligation to monitor the docket sheet to inform themselves” of significant developments
16 in their cases (internal quotation marks and citations omitted)).
17 Curcio also argues that the new allegations in her complaint should not have been
18 dismissed as barred by claim preclusion. But the district court properly applied claim preclusion
19 only to the allegations that were or could have been litigated as of the filing date of the prior
20 complaint, not the new allegations. See Cayuga Nation v. Tanner, 6 F.4th 361, 375 (2d Cir. 2021).
21 Rather, issue preclusion, not claim preclusion, prevented reconsideration of issues of fact or law—
22 such as immunity and lack of state-actor status—that affected both the old and new allegations.
23 See New Hampshire v. Maine, 532 U.S. 742, 748–49 (2001); Cayuga Nation, 6 F.4th at 374.
5
1 Other than a cursory and conclusory aside in her brief, however, Curcio does not challenge the
2 application of issue preclusion.
3 We have considered Curcio’s remaining arguments and find them to be without merit.
4 Given the application of claim and issue preclusion here, we agree with the district court that
5 amendment would not have cured the flaws in Curcio’s complaint.
6 In sum, we conclude that the failure to provide notice does not require remand in these
7 circumstances, the complaint was properly dismissed, and leave to amend would have been futile.
8 Under the particular and unusual facts presented, the district court’s sua sponte dismissal without
9 notice was not in error. Accordingly, we AFFIRM the district court’s judgment.
10
11 FOR THE COURT:
12 Catherine O’Hagan Wolfe, Clerk of Court
6