Rodriguez v. Barr ( 2020 )

18-1070
Rodriguez v. Barr
In the
United States Court of Appeals
For the Second Circuit
______________
August Term 2019
(Argued: February 13, 2020 Decided: September 18, 2020)
Docket No. 18-1070
______________
NELSON N. RODRIGUEZ, AKA NELSON NEFTALI RODRIGUEZ, AKA NELSON
PEREZ,
Petitioner,
–v.–
WILLIAM P. BARR, UNITED STATES ATTORNEY GENERAL,
Respondent.
______________
B e f o r e:
WINTER, WALKER, and CARNEY, Circuit Judges.
______________
Nelson N. Rodriguez, a native and citizen of El Salvador, petitions for review of
a 2018 decision of the Board of Immigration Appeals (“BIA”) finding him removable
under 8 U.S.C. § 1227(a)(2)(A)(iii) for having been convicted of an “aggravated felony”
as defined by § 101(a)(43)(A) of the Immigration and Nationality Act (“INA”), 8 U.S.C.
§ 1101(a)(43)(A). Section 101(a)(43)(A) defines “aggravated felony” as including the
“murder, rape, or sexual abuse of a minor.” Id. The agency found that Rodriguez was
convicted of “sexual abuse of a minor” based on Rodriguez’s 2010 New York state
conviction under New York Penal Law § 130.65(3) for sexual abuse in the first degree.
Section 130.65 makes a class D felony of “subject[ing] another person to sexual contact”
in circumstances including, under § 130.65(3), “when the other person is less than
eleven years old.”
On this petition for review, Rodriguez contends that § 130.65(3) criminalizes
more conduct than the federal definition of “sexual abuse of a minor” covers; thus, he
urges, applying the categorical approach, the state conviction cannot support his
removal on aggravated felony grounds. We are not persuaded. State statutory
definitions and case law establish that a conviction under § 130.65(3) requires both that
the victim be under the age of eleven and that the perpetrator’s contact with the victim
be “for the purpose of gratifying sexual desire.” See N.Y. Penal Law § 130.00(3)
(defining “sexual contact” for purposes of § 130.65). This is enough to bring Rodriguez’s
state conviction sufficiently into alignment with the definition of “sexual abuse of a
minor,” which the agency has construed broadly. See In re Rodriguez-Rodriguez, 22 I. &
N. Dec. 991, 1004 (BIA 1999). We therefore conclude that Rodriguez has been convicted
of an “aggravated felony” under the INA. Accordingly, we DISMISS his petition for
review in accordance with the jurisdictional restrictions imposed by 8 U.S.C.
§ 1252(a)(2)(C) and (D).
Petition DISMISSED.
______________
DAVID B. TOSCANO (Edmund Polubinski III, on the brief),
Davis Polk & Wardwell LLP, New York, NY, for
Petitioner.
REBEKAH NAHAS, Trial Attorney (Joseph H. Hunt, Assistant
Attorney General; Jennifer J. Keeney, Assistant
Director, on the brief), Office of Immigration Litigation,
U.S. Department of Justice, Washington, D.C., for
Respondent.
____________
PER CURIAM:
Nelson N. Rodriguez, a native and citizen of El Salvador, petitions for review of
a 2018 decision of the Board of Immigration Appeals (“BIA”) finding him removable for
having committed an aggravated felony as defined by § 101(a)(43)(A) of the
2
Immigration and Nationality Act (“INA”), 8 U.S.C. § 1101(a)(43)(A). Section
101(a)(43)(A) provides that “[t]he term aggravated felony means—(A) murder, rape, or
sexual abuse of a minor.” In Rodriguez’s case, the agency’s aggravated felony finding
rested on its determination that he had been convicted in New York State of a crime that
qualified as “sexual abuse of a minor.” That determination, in turn, stemmed from
Rodriguez’s 2010 conviction, after a guilty plea, for sexual abuse in the first degree
under New York Penal Law § 130.65(3). Section 130.65 makes it a felony in New York to
“subject[] another person to sexual contact” in several listed circumstances, including—
as relevant here—“[w]hen the other person is less than eleven years old.” N.Y. Penal
Law § 130.65(3).
On this petition for review, Rodriguez contends that § 130.65(3) criminalizes
more conduct than is covered by the INA term “sexual abuse of a minor.” Therefore, he
urges, the New York conviction is not correctly treated as an INA aggravated felony,
may not serve as a basis for removal under 8 U.S.C. § 1227(a)(2)(A)(iii), 1 and does not
render him ineligible for cancellation of removal.
We cannot agree. Although—as we have observed in past decisions—the New
York statute sweeps broadly, on due consideration we cannot say that it reaches farther
than does the generic INA crime of sexual abuse of a minor, as construed by the BIA in
In re Rodriguez-Rodriguez, 22 I. & N. Dec. 991 (BIA 1999), a decision we have deferred to
in the past. See, e.g., Mugalli v. Ashcroft, 258 F.3d 52, 58-59 (2d Cir. 2001). Limitations
imposed by relevant state definitions and caselaw ensure that the state statute does not
extend beyond the federal definition: a conviction under § 130.65(3) requires both that
1Section 1227(a)(2)(A)(iii) of U.S. Code title 8 provides: “Any alien who is convicted of an
aggravated felony at any time after admission is deportable.”
3
the victim be under the age of eleven and that the perpetrator’s “sexual contact” with
the victim be “for the purpose of gratifying sexual desire.” N.Y. Penal Law § 130.00(3).
See, e.g., People v. Teicher, 52 N.Y.2d 638, 646 (1981); People v. Morbelli, 544 N.Y.S.2d 442,
443 (N.Y. Crim. Ct. 1989). Accounting for both of these components of the state crime,
we conclude that § 130.65(3) criminalizes no greater range of conduct than does the
INA’s crime of “sexual abuse of a minor”: both reach a “broad range of maltreatment
[of children] of a sexual nature.” In re Rodriguez-Rodriguez, 22 I. & N. Dec. at 996. 2
Rodriguez was therefore convicted of an “aggravated felony” within the meaning of
INA § 101(a)(43)(A), as the BIA correctly concluded.
Because our jurisdiction to review petitions brought by aliens convicted of
aggravated felonies is limited to questions of statutory and constitutional law, our
determination that Rodriguez was convicted of an aggravated felony compels us to
DISMISS his petition for review.
BACKGROUND
The relevant facts are both briefly stated and uncontested. Rodriguez, a native
and citizen of El Salvador, entered the United States in 1983 at age eight as a lawful
permanent resident (“LPR”). In 2010, at about age 35, he was convicted in New York
upon his guilty plea to two crimes: (1) sexual abuse in the first degree under § 130.65(3)
and (2) endangering the welfare of a child under New York Penal Law § 260.10(1). 3
2Unless otherwise indicated, this Opinion omits internal quotation marks, alterations, footnotes,
and citations from quotations of caselaw and the parties’ briefs.
3Rodriguez had been indicted on six counts of sexual abuse in the first degree, N.Y. Penal Law
§ 130.65(3); one count of rape in the first degree, N.Y. Penal Law § 130.35(3); three counts of
criminal sexual act in the first degree, N.Y. Penal Law § 130.50(3); and one count of endangering
the welfare of a child, N.Y. Penal Law § 260.10(1).
4
In 2016, the U.S. Department of Homeland Security (“DHS”) charged Rodriguez
as removable based his convictions under § 130.65(3) and § 260.10(1). The Notice to
Appear advised Rodriguez that he was subject to removal because he had been
convicted of an “aggravated felony” under INA § 101(a)(43)(A) and “a crime of
domestic violence, a crime of stalking, or a crime of child abuse, child neglect, or child
abandonment” under INA § 237(a)(2)(E)(i), 8 U.S.C. § 1227(a)(2)(E)(i).
Rodriguez challenged the proposition that he was removable based on his
§ 130.65(3) conviction, arguing that the crime did not constitute an aggravated felony
under INA § 101(a)(43)(A). DHS responded that § 130.65(3) constituted an aggravated
felony under the INA based in part on the expansive definition of “sexual abuse of
minor” provided in the federal criminal code, 18 U.S.C. § 3509(a). 4
In November 2017, an immigration judge (“IJ”) held that Rodriguez’s conviction
under § 130.65(3) qualified as the “sexual abuse of a minor” under the INA and was
therefore an aggravated felony. In April 2018, the BIA affirmed the IJ’s decision.
Rodriguez timely petitioned for review. We granted a stay and appointed pro
bono counsel to brief the question whether Rodriguez’s conviction under § 130.65(3)
was a valid predicate for the agency’s aggravated felony determination.
DISCUSSION
Our disposition of Rodriguez’s petition turns on the question whether a
conviction under § 130.65(3) constitutes the crime of “sexual abuse of a minor” as the
phrase is used in INA § 101(a)(43)(A) to define one type of “aggravated felony.” 5 The
4 DHS also urged that Rodriguez waived any challenge to his removability for a “crime of child
abuse” under INA § 237(a)(2)(E)(i), but in its briefing did not provide further support for
removal on this basis. Because it was not a ground relied on by the agency in the subsequent
adjudication, we do not address it further here.
5 During the agency proceedings, Rodriguez unsuccessfully pursued several other claims for
5
answer to that question, in turn, depends on whether § 130.65(3) criminalizes conduct
that the federal definition of “sexual abuse of a minor” does not. Rodriguez submits
that the state definition reaches farther, and we have in the past suggested (but not
held) as much, see James v. Mukasey, 522 F.3d 250, 254 (2d Cir. 2008). The agency defends
its decision.
We review de novo the BIA’s determination of this legal question. See
Gertsenshteyn v. U.S. Dep’t of Justice, 544 F.3d 137, 142-43 (2d Cir. 2008). Because, in the
agency’s view, Rodriguez has been convicted of an aggravated felony, our jurisdiction
in this case is limited to questions of law. See 8 U.S.C. § 1252(a)(2)(C) and (D). As to such
questions, we review the agency’s rulings de novo, except with regard to the agency’s
construction of the INA, as to which we owe its reasonable determinations Chevron
deference. See Chevron, U.S.A., Inc. v. Nat. Res. Def. Council, Inc., 467 U.S. 837 (1984).
We apply the familiar “‘categorical approach’ to determine whether a state
criminal conviction constitutes an aggravated felony under the INA.” Flores v. Holder,
779 F.3d 159, 165 (2d Cir. 2015). Under this approach, we “look to whether the state
statute defining the crime of conviction categorically fits within the generic federal
definition of a corresponding aggravated felony.” Id. As we do so, we focus on
identifying the minimum criminal conduct necessary to sustain a conviction under the
state statute; “the factual aspects of a defendant’s situation are immaterial.” Dos Santos
v. Gonzales, 440 F.3d 81, 84 (2d Cir. 2006); see also Moncrieffe v. Holder, 569 U.S. 184, 190-91
(2013). 6
relief. He does not seek review of those claims here. See Pet’r’s Br. at 7 n.3 (“The immigration
judge also held that Mr. Rodriguez was ineligible for asylum, withholding of removal, and
deferral of removal under the Convention Against Torture. The BIA affirmed these holdings,
which are not at issue in this appeal.”).
6The parties agree, as do we, that in light of the separate crimes created by the four subsections
of § 130.65, the “modified categorical approach” applies here. Under either the categorical or the
6
Turning first to the federal statute: As observed above, § 101(a)(43)(A) of the INA
defines the term “aggravated felony” to include convictions for “sexual abuse of a
minor.” In its 1999 decision In re Rodriguez-Rodriguez, the BIA described the phrase’s
addition in 1996 to the INA definition of “aggravated felony” as part of an “expansion”
of the list of qualifying crimes undertaken by Congress in the Illegal Immigration
Reform and Immigration Responsibility Act (“IIRIRA”). 22 I. & N. Dec. at 994.
To construe the phrase, the BIA looked first to what it deemed from a
contemporaneous dictionary to be the “common usage” of the term “sexual abuse of a
minor.” Id. at 996; see generally Esquivel-Quintana v. Sessions, 137 S. Ct. 1562 (2017).
Having done so, it observed that “the common usage of the term [‘sexual abuse’]
includes a broad range of maltreatment of a sexual nature.” In re Rodriguez-Rodriguez, 22
I. & N. Dec. at 996.
It also looked as a “guide” to the definition of “sexual abuse” found in § 3509 of
U.S. Code title 18, a provision entitled “Child victims’ and child witnesses’ rights.” Id. at
995-96. Section 3509 does not refer to INA § 101(a)(43)(A), nor does § 101 refer to § 3509.
Still, § 3509 defines “sexual abuse” to “include[] the employment, use, persuasion,
inducement, enticement, or coercion of a child to engage in . . . sexually explicit
conduct.” 18 U.S.C. § 3509(a)(8). It further gives a detailed definition of “sexually
explicit conduct,” which we provide in the margin, and which focuses on sexual
intercourse and “intentional touching” of a list of body parts with an intent, among
other possible intentions, to “arouse or gratify [the] sexual desire of any person.” 7 Id. at
modified categorical approach, however, we are to take no heed of the petitioner’s actual
conduct.
7More fully, § 3509(a)(9) provides that “the term ‘sexually explicit conduct’ means actual or
simulated . . . sexual intercourse, including sexual contact in the manner of genital-genital, oral-
genital, anal-genital, or oral-anal contact . . . ; sexual contact means the intentional touching,
either directly or through clothing, of the genitalia, anus, groin, breast, inner thigh, or buttocks
7
§ 3509(a)(9). Thus, in addition to the precise physical conduct of a perpetrator, the
definition provided in § 3509 focuses on the intent behind the types of physical
touching that it catalogues. Id.
Looking to the dictionary, the text of § 3509, and also what it deemed to be the
relevant legislative history of the INA phrase, the BIA then proceeded to construe the
INA phrase “sexual abuse of a minor” broadly to cover the Texas crime at issue in that
case: the knowing exposure of the genitals in the presence of a child, “with intent to
arouse or gratify the sexual desire of any person.” In re Rodriguez-Rodriguez, 22 I. & N.
Dec. at 998. It ruled that the phrase was intended to include not just crimes that
involved physical sexual contact, but also to “capture[] th[e] broad spectrum of sexually
abusive behavior” and “encompass the numerous state crimes that can be viewed as
sexual abuse and the diverse types of conduct that would fit within the term as it
commonly is used.” Id. at 996.
We have accorded Chevron deference to this far-reaching construction on several
past occasions. See, e.g., James v. Mukasey, 522 F.3d 250, 253-54 (2d Cir. 2008) (according
Chevron deference to BIA’s interpretation of term “sexual abuse of a minor” in INA
§ 101(a)(43)(A)); Santos v. Gonzales, 436 F.3d 323, 325 (2d Cir. 2006) (same); Mugalli v.
Ashcroft, 258 F.3d 52, 60 (2d Cir. 2001) (same). Telling with respect to the breadth and
flexibility we have accorded the BIA definition in the past, we determined in Oouch v.
U.S. Department of Homeland Security that a New York statute criminalizing the act of
authorizing a child to participate in a sexual performance—a crime involving no
physical contact, although surely abusive from other perspectives—categorically
constitutes INA “sexual abuse of a minor.” 633 F.3d 119, 121, 124 (2d Cir. 2011).
of any person with an intent to abuse, humiliate, harass, degrade, or arouse or gratify sexual
desire of any person.” 18 U.S.C. § 3509(a)(9).
8
We have thus already accepted the BIA’s adoption of a “flexible” definition of
INA “sexual abuse of a minor” and accorded weight to “the congressional intent to
‘expand the definition of an aggravated felony and to provide a comprehensive
statutory scheme to cover crimes against children.’” Id. at 121 (quoting In re Rodriguez-
Rodriguez, 22 I. & N. Dec. at 994, 996); see also Mugalli, 258 F.3d at 58–59 (recognizing
that use of § 3509 as guide to defining “sexual abuse of a minor” is “consonant with the
generally understood broad meaning of the term ‘sexual abuse’” and is “supported by
the BIA’s reading of Congressional intent”). This flexible definition constitutes the
relevant INA definition for purposes of our comparison with the state statute.
Turning next to the state statute: As described above, Rodriguez’s statute of
conviction—N.Y. Penal Law § 130.65(3)—provides that “[a] person is guilty of sexual
abuse in the first degree when he or she subjects another person to sexual contact . . .
[and] the other person is less than eleven years old.” Section 130.00(3) of the New York
Penal Law provides the operative definition of “[s]exual contact”: it is “any touching of
the sexual or other intimate parts of a person for the purpose of gratifying sexual desire
of either party. It includes the touching of the actor by the victim, as well as the
touching of the victim by the actor, whether directly or through clothing.” N.Y. Penal
Law § 130.00(3).
The state’s definition of “sexual contact” is undoubtedly capacious, see James, 522
F.3d at 258—so much so that in James we commented in passing that it may be broader
than the INA crime of sexual abuse of a minor: we noted, for example, that New York
law refers generally to contact with either “sexual” or “intimate” body parts as
potentially qualifying conduct, whereas the federal definition found in 18 U.S.C. § 3509
refers to contact or simulated contact with only certain listed body parts, see supra note
7. Following that reasoning, we said in dicta in James that the New York state definition
of “sexual contact” is broader than the definition provided by § 3509, from which the
9
agency drew guidance. 522 F.3d at 258. And in Flores v. Holder we remanded based on a
similar concern. 779 F.3d at 166. Consonant with the interpretation offered by the BIA in
In re Rodriguez-Rodriguez, however, in James we also recognized that § 3509 offers only a
guide, not an inflexible boundary, for construing the INA phrase “sexual abuse of a
minor.” James, 522 F.3d at 254. 8 Thus, the New York law’s reference to “intimate” body
parts does not necessarily make the New York statute’s definition of sexual contact
broader than that provided in the INA. See Oouch, 633 F.3d at 124 (recognizing that
“[s]ection 3509(a) itself defines ‘sexual abuse’ by non-exhaustive inclusion”). This
conclusion is further supported by the fact that the state crime is defined in part by its
perpetration on a child under eleven years of age.
Picking up on a hypothetical offered in James, Rodriguez counters that New York
case law establishes that a kiss on the mouth of a child could violate § 130.65(3) but not
fall within the definition provided by 18 U.S.C. § 3509(a). Therefore, he argues, the
action would fall outside the agency’s definition of “sexual abuse of a minor.” Pet’r’s Br.
at 14-16. It follows, he submits, that the “least of the acts” criminalized by the state is
not “encompassed by the generic federal offense” and the state crime is fatally
overbroad for purposes of enforcing the INA. Id. at 2.
8 We have also suggested that the BIA adopted wholesale the definition provided in § 3509. See
Flores, 779 F.3d at 165. But see James v. Mukasey, 522 F.3d 250, 254 (2d Cir. 2008). But the BIA did
not understand § 3509 as establishing a bounded definition of “sexual abuse of a minor”; rather,
it took guidance from § 3509 as providing some more concrete examples of what might
reasonably be seen as the federal crime. See In re Rodriguez-Rodriguez, 22 I. & N. Dec. at 996
(explaining that the agency is not “adopting [§ 3509] as a definitive standard or definition but
invok[ing] it as a guide in identifying the types of crimes [it] would consider to be sexual abuse
of a minor”). Congress, moreover, did not cross-reference § 3509 when it amended the
definition of aggravated felony in IIRIRA to include “sexual abuse of a minor,” suggesting that
it did not expect the INA definition to be bounded by § 3509.
10
We are not persuaded, and the James court’s hypothetical account was not
necessary to its decision and therefore does not bind this panel. Under New York law,
defining “intimate” body parts for purposes of the definition provided in § 130.00(3)
“involves considerations other than mere anatomical location [, such as] . . . what area
of the body is touched[,] . . . what is the manner of the touching [, and] . . . under what
circumstances did the touching take place.” People v. Morbelli, 544 N.Y.S.2d 442, 446
(N.Y. Crim. Ct. 1989) (“This approach is particularly appropriate given that society’s
use of the term sexual may connote a sphere of behavior associated with libidinal
gratification rather than any specific acts.”). The context-driven flexibility that the state
finds in this term seems to us no broader than the flexibility that the BIA identifies in
the words of the federal statute. Indeed, for both the state statute and the federal
definition as interpreted by the BIA, the proscribed conduct is defined by not only the
physical act but also by the mens rea of the wrongdoer. See In re Rodriguez-Rodriguez, 22 I.
& N. at 996 (finding indecent exposure in the presence of a child when the person has
the “intent on sexual arousal” as “clearly sexual abuse of a minor within the meaning of
section 101(a)(43)(A) of the Act”); Teicher, 52 N.Y.2d at 646 (holding that facts
sufficiently supported conviction under § 130.65(2) in part because, under § 130.00(3),
“[t]he statute does not require that actual gratification occur, but only that the touching
be for that purpose”). And the crime’s victim, meanwhile, is under age eleven.
It is undeniable that the federal phrase as interpreted by the BIA potentially
covers conduct for which the penalties may be no more serious than probation. It is also
the case that the dissonance between a probation-punished crime of “sexual abuse of a
minor,” when it is grouped in INA § 101(a)(43)(A) with murder and rape, presents a
disproportionality that raises questions about the merits of the agency’s decision to
construe the federal crime to encompass such a wide range of behavior. See In re
Rodriguez-Rodriguez, 22 I. & N. at 1002 (Guendelsberger, Bd. Member, dissenting); Flores,
11
779 F.3d at 166. Section 130.65(3) is similarly far-reaching, however, and given the open-
ended nature of the conduct covered by INA § 101(a)(43)(A), and the applicable mens
rea for violations of both statutes, § 130.65(3) does not criminalize conduct beyond the
bounds of INA § 101(a)(43)(A). The breadth of both INA § 101(a)(43)(A) and New York
Penal Law § 130.65 combine to threaten very severe immigration consequences for an
offender whose actual conduct, while reprehensible, may be relatively minor when
considered alongside murder and rape—perhaps a momentary touch on the shoulder
that satisfies the toucher’s improper sexual urge.
Nonetheless, this is the state of the relevant binding federal and state law as we
write today. Since Rodriguez’s state statute of conviction, § 130.65(3), requires both that
the victim be under the age of eleven and that the perpetrator’s contact with the victim
be “for the purpose of gratifying sexual desire,” and the corresponding INA crime as
construed by the BIA reaches as far, we conclude that Rodriguez’s state law conviction
constitutes an aggravated felony of “sexual abuse of a minor” under the INA. In re
Rodriguez-Rodriguez, 22 I. & N. Dec. at 996, 1004; see also Oouch, 633 F.3d at 121-24. The
state law criminalizes conduct—including potentially a kiss on the mouth of a child
under the age of eleven, accomplished for the sexual gratification of the perpetrator—
that falls within the “broad range of maltreatment of a sexual nature” covered by the
INA. In re Rodriguez-Rodriguez, 22 I. & N. Dec. at 996. It is therefore not categorically
broader.
Having determined as a matter of law that Rodriguez was convicted of a state
crime that qualifies under the INA as an aggravated felony, we must dismiss the
petition, for it presents no additional questions of law. See James, 522 F.3d at 253, 259.
12
CONCLUSION
Because a conviction under N.Y. Penal Law § 130.65(3) requires both that the
victim be under the age of eleven and that the perpetrator’s contact with the victim be
“for the purpose of gratifying sexual desire,” the state statute reaches no farther than
the crime of “sexual abuse of a minor” as set forth in INA § 101(a)(43)(A) and construed
by the BIA in In re Rodriguez-Rodriguez. A conviction under the state statute is an
aggravated felony under the INA. We therefore DISMISS the petition for review.
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