Thevenin v. French ( 2021 )

19-3085-cv
Thevenin v. French
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY
ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF
APPELLATE PROCEDURE 32.1 AND THIS COURT=S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER
IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN
ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING TO A SUMMARY
ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
At a stated term of the United States Court of Appeals for the Second Circuit, held at
the Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York,
on the 15th day of March, two thousand twenty-one.
PRESENT:
PIERRE N. LEVAL,
GERARD E. LYNCH,
JOSEPH F. BIANCO,
Circuit Judges.
_____________________________________
Cinthia Thevenin, individually and as wife of
Edson Thevenin, Decedent, and as Administratrix
of the Estate of Edson Thevenin, and as mother
and natural guardian of Infant N.T. and as
mother and natural guardian of Infant Z.T.,
Plaintiff-Appellee,
v. 19-3085-cv
Danielle French, as Administratrix of the Estate
of Sergeant Randall French,
Defendant-Appellant,
City of Troy,
Defendant.
_____________________________________
FOR PLAINTIFF-APPELLEE: STEVEN J. HARFENIST (Neil Torczyner, on the
brief), Harfenist Kraut & Perlstein, LLP, Lake
Success, NY.
FOR DEFENDANT-APPELLANT: JOHN D. ASPLAND, JR., FitzGerald Morris
Baker Firth, PC, Glens Falls, NY.
Appeal from a judgment of the United States District Court for the Northern District of
New York (Stewart, M.J.).
UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED, AND
DECREED that the judgment of the district court is AFFIRMED.
Defendant-Appellant Danielle French, as administratrix of the estate of Randall French
(“French”), a former Sergeant in the Troy Police Department, appeals from a judgment, entered
on September 6, 2019, by the United States District Court for the Northern District of New York
(Stewart, M.J.), denying her motion for summary judgment under Federal Rule of Civil Procedure
56(a). Defendant challenges the district court’s ruling that French is not entitled to qualified
immunity at the summary judgment stage against Plaintiff-Appellee Cinthia Thevenin’s claims of
excessive force in violation of her husband Edson Thevenin’s (“Thevenin”) constitutional rights
under 42 U.S.C. § 1983 and New York law. In this lawsuit, plaintiff claims that French shot and
killed Thevenin on the Collar City Bridge in the City of Troy, after Thevenin refused to be arrested
by French for suspected driving while intoxicated and led the police, including French, on a low-
speed chase, which resulted in Thevenin colliding with a concrete barrier on the bridge. More
specifically, plaintiff alleges that French used deadly force without justification because, at the
time of the shooting on the bridge, Thevenin posed no threat to the safety of French or anyone else.
Defendant disputes these allegations and, asserts that French fired the shots because Thevenin had
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used his car to pin him between Thevenin’s car and his police vehicle, he heard the engine
“revving,” and he believed he “was going to die.” App’x at 282-85. The district court denied
defendant’s summary judgment motion because it found that the disputes of material fact created
by various witnesses over the position and movement of Thevenin’s car at the time of the shooting
precluded a summary judgment determination on whether French was entitled to qualified
immunity.
We review de novo a district court’s denial of summary judgment based on a claim of
qualified immunity, Mara v. Rilling, 921 F.3d 48, 68 (2d Cir. 2019), and in doing so, resolve all
ambiguities and draw all factual inferences in plaintiff’s favor as the non-moving party, Cugini v.
City of New York, 941 F.3d 604, 611 (2d Cir. 2019). We assume the parties’ familiarity with the
underlying facts, procedural history, and issues on appeal, which we reference only as necessary
to explain our decision to affirm.
I. Jurisdiction
As a threshold matter, plaintiff contends that this Court does not have jurisdiction to hear
this appeal because the district court found genuine issues of material fact with respect to
defendant’s claim for qualified immunity. Defendant counters that we have jurisdiction over this
appeal because her appeal is limited to plaintiff’s version of the facts, as to which defendant argues
qualified immunity exists.
Although “[o]rders denying summary judgment are generally not immediately appealable
‘final decisions’ under 28 U.S.C. § 1291,” Bolmer v. Oliveira, 594 F.3d 134, 140 (2d Cir. 2010),
we do have jurisdiction over interlocutory appeals of orders denying summary judgment based on
claims of qualified immunity “to the extent the immunity claim presents a ‘purely legal question,’”
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Mara, 921 F.3d at 68 (quoting Mitchell v. Forsyth, 472 U.S. 511, 530 (1985)). “Even where the
lower court rules that material disputes of fact preclude summary judgment on qualified immunity,
we may still exercise interlocutory jurisdiction if the defendant . . . contends that he is entitled to
qualified immunity even under plaintiff’s version of the facts.” Coons v. Casabella, 284 F.3d
437, 440 (2d Cir. 2002) (alteration in original) (quoting Tierney v. Davidson, 133 F.3d 189, 194
(2d Cir. 1998)). Accordingly, as defendant has limited our review to the version of facts most
favorable to plaintiff, we retain jurisdiction over this appeal to that extent, and we disregard any
disputed facts that contradict that version in determining whether French is entitled to qualified
immunity.
II. Qualified Immunity
“The doctrine of qualified immunity protects government officials from liability for civil
damages insofar as their conduct does not violate clearly established statutory or constitutional
rights of which a reasonable person would have known.” Pearson v. Callahan, 555 U.S. 223, 231
(2009) (internal quotation marks omitted). As set forth in the two-step framework articulated by
the Supreme Court in Saucier v. Katz, 533 U.S. 194 (2001), when an official raises qualified
immunity as a defense, the court must consider whether: “(1) . . . the official violated a statutory
or constitutional right, and (2) . . . the right was ‘clearly established’ at the time of the challenged
conduct.” Ricciuti v. Gyzenis, 834 F.3d 162, 167 (2d Cir. 2016) (internal quotation marks
omitted). A constitutional right is clearly established if it would have been “clear to a reasonable
officer that his conduct was unlawful in the situation he confronted.” Jones v. Treubig, 963 F.3d
214, 224 (2d Cir. 2020) (internal quotation marks omitted). “We do not require a case directly on
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point, but existing precedent must have placed the statutory or constitutional question beyond
debate.” Mullenix v. Luna, 577 U.S. 7, 12 (2015).
Defendant argues that French is entitled to qualified immunity because it would not have
been clear to a reasonable officer, based on existing precedent, that French’s conduct was unlawful
in the situation that he faced, even viewing the facts most favorably to plaintiff. We disagree.
As an initial matter, at the time of the incident at issue, it was clearly established law in
this Circuit, as articulated in Cowan ex rel. Estate of Cooper v. Breen in 2003, that “it is not
objectively reasonable for an officer to use deadly force to apprehend a [fleeing motorist] unless
the officer has probable cause to believe that the suspect poses a significant threat of death or
serious physical injury to the officer or others.” 352 F.3d 756, 764 (2d Cir. 2003) (internal
quotation marks omitted). With that clearly established law in mind, we discern the relevant facts
as construed most favorably to plaintiff as follows: Thevenin resisted French’s attempt to arrest
him for driving while intoxicated and led French on a “low to average” speed chase that ended
with his Honda “light[ly] colli[ding]” with a concrete barrier on the bridge. App’x at 520, 862.
This collision allowed French and Captain Matthew Montanino (assisting in pursuit) to position
their police vehicles close to the front and rear of Thevenin’s Honda. At that point, according to
one eyewitness (who was the owner of a nearby automotive shop and witnessed the incident from
about fifty feet away), French exited his police vehicle and, without saying anything, fired eight
to twelve shots at Thevenin all at once. That eyewitness further testified at his deposition that, at
the time of the shooting, Thevenin’s Honda and French’s police car were about four feet apart, and
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the Honda was not moving. 1 The eyewitness also explained that, after the shooting, Thevenin’s
Honda began rolling forward, causing French to be trapped between the Honda and his own police
vehicle, and the eyewitness then helped to move the Honda back and free French. Under this
version of the facts, as to which a rational jury could find that Thevenin posed no significant threat
of death or serious physical injury to French or others at the time of the shooting, we conclude that
it would have been clear to a reasonable officer in French’s position that, under Cowan, his conduct
was unlawful. See Treubig, 963 F.3d at 224. Therefore, French is not entitled to summary
judgment on the question of qualified immunity.
Our determination on this issue is wholly consistent with the analysis in Cowan itself. In
that case, a police officer (“Breen”) fatally shot the driver (“Cooper”) of a Camaro who may have
been fleeing from the scene where her companion had escaped from an arrest for narcotics
possession. Cowan, 352 F.3d at 758. We held that, in light of the circumstances at the time of
the fatal shot, where the Camaro was traveling slowly and made no sudden turns, Breen “was not
in front of the vehicle but substantially off to its side,” and there was otherwise no indication that
he was in any danger, “no reasonable officer in Breen’s position would have believed that at the
crucial moment use of deadly force was necessary.” Id. at 763. The Court further explained that
the lawfulness of the officer’s conduct could be resolved using interrogatories to the jury on key
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The eyewitness also stated at one point during his deposition that the car was moving backward
(away from French). Defendant argues accordingly that the use of lethal force would not be unreasonable
in that situation. However, we need not reach that argument because we construe any such conflict in the
eyewitness’s testimony at the summary judgement stage in the manner most favorable to plaintiff. We
thus assume that Thevenin’s car was stationary, not moving backwards, at the time of the shooting for
purposes of our qualified immunity analysis. Similarly, as to French’s location at the time of the shooting
in relation to Thevenin’s car, we assume that Thevenin was located off to one side of the car (as at least one
other eyewitness testifies), and not in front of the car (as French testifies).
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factual disputes, “such as whether Cooper drove her car towards Breen, whether Breen was in the
zone of danger, and if so, whether he safely could have gotten out of the way.” Id. at 764.
Furthermore, we are not persuaded by defendant’s reliance on several Supreme Court cases
regarding an officer’s use of force to stop vehicular flight, which defendant suggests establish that
the law was not clear as to the reasonableness of his actions. For instance, defendant points us to
Brosseau v. Haugen, 543 U.S. 194 (2004), Scott v. Harris, 550 U.S. 372 (2007), Plumhoff v.
Rickard, 572 U.S. 765 (2014), and Mullenix v. Luna, 577 U.S. 7 (2015), cases in which the
Supreme Court held that police officers were entitled to qualified immunity for their use of deadly
force against a fleeing motorist. In Brosseau, the Supreme Court noted that the plaintiff posed a
major threat to the other officers on foot in the immediate area, the occupied vehicles in the
suspect’s path, and potentially other people who might have been in the area. 543 U.S. at 197,
200. In Scott, the plaintiff led police on “a Hollywood-style car chase of the most frightening
sort,” and endangered the lives of innocent bystanders, other civilian motorists, and the officers
involved in the chase. 550 U.S. at 374, 380, 383-84. In Plumhoff, the plaintiff led officers on a
high-speed chase, swerving through traffic at high speeds over 100 mph, which “posed a grave
public safety risk.” 572 U.S. at 769, 776. And in Mullenix, the plaintiff was traveling “at
extremely high speeds, was reportedly intoxicated, had twice threatened to shoot officers, and was
racing towards an officer’s location.” 577 U.S. at 14.
In each of these Supreme Court cases, and numerous other cases cited by defendant, the
critical fact that allowed qualified immunity to attach to the use of deadly force by police officers
was the presence of a significant threat of death or serious physical injury to either the defendant,
other officers, or civilian bystanders. Here, under the version of facts most favorable to plaintiff,
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that critical fact is completely absent. Thus, we disagree with defendant’s assertion that,
construing the facts most favorably to plaintiff, “[r]easonable officers with knowledge [of these
cases] could very likely have a spirited debate over the bounds of force permissible in a situation
as created by [Thevenin].” Appellant’s Br. at 21. Indeed, when viewing the facts in the light
most favorable to plaintiff, French was plainly unjustified in using deadly force against Thevenin
because, simply put, no one was in danger. 2
In an effort to point to uncontroverted evidence of such a danger, defendant maintains that
it is undisputed that French was “pinned” between Thevenin’s Honda and his police vehicle, and
that this situation should be considered in determining whether there was probable cause to believe
that he faced a significant threat of death or serious physical injury. Although defendant is correct
that there is no factual dispute that French was pinned between the two cars at some point during
this incident, defendant overlooks that, under plaintiff’s version of the facts (based on the
testimony of an eyewitness), French did not become pinned until after the shooting occurred. See
Nimely v. City of New York, 414 F.3d 381, 390-91 (2d Cir. 2005) (“[T]he reasonableness of the
officer’s decision to use force in effectuating a seizure depends only upon the officer’s knowledge
of circumstances immediately prior to and at the moment that he made the split-second decision
to employ deadly force.” (emphasis added) (internal quotation marks omitted)). In other words,
construing the evidence most favorably to plaintiff, a rational jury could find that, rather than
2
To be sure, Montanino testified at his deposition that, after having positioned his police vehicle
behind Thevenin’s Honda, the Honda began moving backwards and caused him to “jump out of the way.”
App’x at 533. However, Montanino did not testify that Thevenin’s car posed a threat of death or serious
physical injury to him at that point or at any point thereafter prior to French firing his weapon. Moreover,
French did not testify at his deposition that he was aware that this event with Montanino had even occurred,
nor did he testify as to any other circumstance regarding Montanino, other officers, or other civilian
bystanders that placed anyone (other than himself) in any danger.
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shooting Thevenin in fear for his life because Thevenin had moved his Honda forward and pinned
him between two cars (as French testified), French may have become pinned only as a result of
shooting and disabling Thevenin, which caused Thevenin’s Honda to roll into him. Therefore,
because there is a dispute as to the timing and cause of French’s “pinning,” which may be critical
to the qualified immunity analysis, the fact that he was pinned, by itself, cannot support his
entitlement to qualified immunity at this stage of the proceedings. 3
Finally, although we have focused on the most favorable version of the facts for plaintiff
(as required for purposes of summary judgment), we note that defendant has pointed to certain
evidence and testimony that support French’s version of the events in question, and we express no
view on how these factual disputes will ultimately be resolved. In sum, we agree with the district
court that French is not entitled to qualified immunity at the summary judgment stage on plaintiff’s
federal claim under Section 1983, alleging excessive force in violation of Thevenin’s constitutional
rights.
3
We note that there are similar factual disputes regarding the earlier events that transpired between
French and Thevenin and led to the car chase. According to French’s deposition testimony, during his
attempted arrest of Thevenin, he twice employed pepper spray at Thevenin without effect, tried
unsuccessfully to pull Thevenin’s keys out of the ignition and prevent him from putting his car into gear,
and thus found himself “halfway in the car” with the door open as Thevenin began driving away, at which
point Thevenin was able to “push out of the car” unharmed. App’x at 272-73. To the extent that
defendant seeks to rely on Thevenin’s alleged earlier conduct to support French’s later assessment of the
threat to his safety on the bridge at the time of the shooting, those earlier facts are disputed by plaintiff.
Although Thevenin (like French) is deceased and there appears to be no other witness who can contradict
French’s deposition testimony about the car stop based upon personal observations, plaintiff is still free to
argue to the jury that French’s testimony as to the earlier events should not be credited based upon other
evidence in the record and/or credibility issues that plaintiff asserts exist with French’s testimony as a
whole. See generally Reeves v. Sanderson Plumbing Prods., Inc., 530 U.S. 133, 150 (2000). In short, the
disputed facts regarding the events between Thevenin and French leading up to the encounter on the bridge,
as well as how those disputed facts may have impacted French’s assessment of the need to use lethal force,
cannot be resolved on summary judgment.
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III. State Law Claims
Defendant additionally argues that because French is “entitled to qualified immunity under
federal law” he is also “entitled to immunity from [plaintiff’s] analogous state law claims.”
Appellant’s Br. at 26. “New York courts recognize the defense of qualified immunity to shield
the government official from liability unless that action is taken in bad faith or without a reasonable
basis.” Blouin ex rel. Est. of Pouliot v. Spitzer, 356 F.3d 348, 364 (2d Cir. 2004). For the same
reasons we conclude that French is not entitled to qualified immunity on plaintiff’s federal
excessive force claim at this stage in the proceedings, we also conclude summary judgment is
unwarranted on his analogous state law claims.
* * *
We have considered all of defendant’s remaining arguments and find them to be without
merit. For the foregoing reasons, the order of the district court is AFFIRMED.
FOR THE COURT:
Catherine O’Hagan Wolfe, Clerk of Court
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