Focusvision Worldwide, Inc. v. Information Builders, Inc. ( 2021 )


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  • Case: 20-2054   Document: 48     Page: 1   Filed: 06/14/2021
    NOTE: This disposition is nonprecedential.
    United States Court of Appeals
    for the Federal Circuit
    ______________________
    FOCUSVISION WORLDWIDE, INC.,
    Appellant
    v.
    INFORMATION BUILDERS, INC.,
    Appellee
    ______________________
    2020-2054
    ______________________
    Appeal from the United States Patent and Trademark
    Office, Trademark Trial and Appeal Board in No.
    91237349.
    ______________________
    Decided: June 14, 2021
    ______________________
    JOHN TEHRANIAN, One LLP, Newport Beach, CA, for
    appellant. Also represented by JENNY KIM, Thrill One
    Sports & Entertainment, Costa Mesa, CA.
    IRA E. SILFIN, Mandelbaum Silfin Economou LLP,
    White Plains, NY, for appellee. Also represented by
    HOWARD F. MANDELBAUM.
    ______________________
    Before NEWMAN, O’MALLEY, and TARANTO, Circuit Judges.
    Case: 20-2054    Document: 48     Page: 2    Filed: 06/14/2021
    2                           FOCUSVISION WORLDWIDE, INC. v.
    INFORMATION BUILDERS, INC.
    TARANTO, Circuit Judge.
    FocusVision Worldwide, Inc. applied to the Patent and
    Trademark Office to register the mark FOCUSVISION (in
    standard characters). Information Builders, Inc. (IBI) op-
    posed the application on the ground that FocusVision’s
    mark is likely to cause confusion with IBI’s two registered
    FOCUS marks. Noting that FocusVision had not sought to
    cancel IBI’s registrations, the Trademark Trial and Appeal
    Board sustained IBI’s opposition to FocusVision’s mark
    and refused to register it. Info. Builders, Inc. v. FocusVi-
    sion Worldwide, Inc., No. 91237349, 
    2020 WL 3027606
    (T.T.A.B. Apr. 30, 2020) (TTAB Opinion). We affirm.
    I
    FocusVision provides services to businesses that wish
    to conduct market research, including online access to soft-
    ware for use in collecting, storing, and sharing data from
    consumer surveys. In 2016, it applied to register the mark
    FOCUSVISION in International Class 42 for:
    Providing temporary use of online non-down-
    loadable software for conducting and analyzing
    market research; providing online non-down-
    loadable software for use in data collection and
    data management in the field of market research;
    application service provider (ASP) featuring soft-
    ware for use in designing surveys for market re-
    search use; software as a service (SaaS) services
    featuring software for the collection, storage, or-
    ganization, management, searching, manipulation
    and analysis of data in the fields of marketing,
    marketing research, and focus groups; software as
    a service (SaaS) services featuring software for
    management of marketing and market research
    projects, including creation and tracking of budgets
    for such projects and management of vendors.
    Case: 20-2054    Document: 48       Page: 3   Filed: 06/14/2021
    FOCUSVISION WORLDWIDE, INC.   v.                           3
    INFORMATION BUILDERS, INC.
    U.S. Trademark Application Serial No. 86,967,294 (filed
    Apr. 7, 2016). The application states that FocusVision first
    used the mark for Class 42 service in June 2014. 
    Id.
     1
    IBI opposed FocusVision’s application under 
    15 U.S.C. § 1052
    (d), arguing that FocusVision’s mark created a like-
    lihood of confusion with IBI’s marks. In particular, IBI re-
    lied on two related IBI registrations, on the principal
    register, of the mark FOCUS. The first, dating to 1991,
    was 
    Registration No. 1,652,265,
     for “[c]omputer programs
    for data[]base management.” The second, dating to 2004,
    was 
    Registration No. 2,821,942,
     for “[c]omputer software
    for database management,” for “computer database pro-
    grams for use in connection with decision support, analy-
    sis, and reporting programs,” and for certain similarly
    characterized products. See TTAB Opinion, 
    2020 WL 3027606
    , at *1, *8. 2
    The Board evaluated the likelihood of confusion be-
    tween IBI and FocusVision’s marks using the factors set
    forth in In re E.I. DuPont de Nemours & Co., 
    476 F.2d 1357
    ,
    1361 (CCPA 1973). The Board determined that many of
    the DuPont factors—including the similarity of the marks,
    the similarity of the goods and services, the similarity of
    the trade channels, the sales conditions and purchaser so-
    phistication, and the strength of IBI’s FOCUS marks—sup-
    port a finding of likelihood of confusion, whereas the
    remaining likelihood-of-confusion factors were neutral.
    TTAB Opinion, 
    2020 WL 3027606
    , at *6–18. The Board’s
    1   FocusVision also sought to register its mark for cer-
    tain services in International Classes 35 and 38. IBI did
    not oppose such registration, which is not at issue here.
    2  IBI also relied on its registrations of WEBFOCUS
    marks, but the Board did not rule on the claim of likelihood
    of confusion with those marks, finding the analysis of likely
    confusion with IBI’s FOCUS marks sufficient to deny reg-
    istration. See TTAB Opinion, 
    2020 WL 3027606
    , at *7.
    Case: 20-2054     Document: 48      Page: 4   Filed: 06/14/2021
    4                            FOCUSVISION WORLDWIDE, INC. v.
    INFORMATION BUILDERS, INC.
    overall conclusion was that confusion was likely, and, on
    that basis, it denied registration of the FOCUSVISION
    mark. Id. at *19.
    FocusVision timely appealed the Board’s decision. We
    have jurisdiction under 
    28 U.S.C. § 1295
    (a)(4)(B).
    II
    The Board’s conclusion regarding likelihood of confu-
    sion is a question of law that we review de novo. QuikTrip
    West, Inc. v. Weigel Stores, Inc., 
    984 F.3d 1031
    , 1034 (Fed.
    Cir. 2021). We review the Board’s factual findings as to
    each DuPont factor for substantial-evidence support. 
    Id.
     A
    finding has such support when a reasonable mind could
    reach it, 
    id.,
     on the “‘record as a whole, taking into account
    evidence that both justifies and detracts from an agency’s
    decision,’” Canfield Scientific, Inc. v. Melanoscan, LLC, 
    987 F.3d 1375
    , 1378 (Fed. Cir. 2021) (quoting In re Gartside,
    
    203 F.3d 1305
    , 1312 (Fed. Cir. 2000)).
    On appeal, FocusVision challenges the Board’s analy-
    sis regarding several DuPont factors, including the similar-
    ity of the marks, the similarity of the goods and services at
    issue, the similarity of the trade channels, the sales condi-
    tions and purchaser sophistication, the fame of IBI’s
    FOCUS marks, the number and nature of similar marks in
    use on similar goods or services, and actual confusion.
    A
    The first DuPont factor concerns the “similarity or dis-
    similarity of the marks in their entireties as to appearance,
    sound, connotation and commercial impression.” DuPont,
    476 F.2d at 1361. FocusVision argues that the Board im-
    properly dissected its mark to concentrate on its FOCUS
    component, rather than considering its mark as a whole.
    FocusVision Opening Br. at 59–60. We see no impropriety.
    As long as the Board considers “all of the features of
    the mark,” “it is not improper to state that, for rational
    Case: 20-2054    Document: 48       Page: 5   Filed: 06/14/2021
    FOCUSVISION WORLDWIDE, INC.   v.                           5
    INFORMATION BUILDERS, INC.
    reasons, more or less weight has been given to a particular
    feature of the mark, provided the ultimate conclusion rests
    on consideration of the marks in their entireties.” Packard
    Press, Inc. v. Hewlett-Packard Co., 
    227 F.3d 1352
    , 1357
    (Fed. Cir. 2000). Here, the Board’s analysis meets that
    standard. The Board accorded more weight to the first
    half, FOCUS, than to the second half, VISION, and pro-
    vided a rational reason for doing so. Specifically, the Board
    noted that FocusVision’s mark incorporates IBI’s FOCUS
    mark in its entirety as the first half of its own mark and
    observed that “FOCUS also is the first term consumers
    would consider in perceiving, and in articulating [FocusVi-
    sion]’s mark.” TTAB Opinion, 
    2020 WL 3027606
    , at *13;
    see also Century 21 Real Estate Corp. v. Century Life of
    America, 
    970 F.2d 874
    , 876 (Fed. Cir. 1992) (finding that
    two marks’ sharing of the same first term makes likelihood
    of confusion more likely). The Board also explained that
    the “addition of VISION” to FOCUS in FocusVision’s mark
    does not “change the meaning of FOCUS” in the mark be-
    cause “FOCUS exhorts the consumer to concentrate, alt-
    hough emphasizing that the focus is on a vision.” TTAB
    Opinion, 
    2020 WL 3027606
    , at *13. FocusVision, we con-
    clude, has not identified a reversible error in the Board’s
    consideration of the mark as a whole in light of its lead
    part—identical to IBI’s marks—and the mark’s combina-
    tion of the lead part with the remainder.
    B
    The second DuPont factor concerns the similarity of the
    goods and services at issue. DuPont, 476 F.2d at 1361.
    Here, the Board found that IBI’s marks are not limited to
    any particular business use, so FocusVision’s use for mar-
    ket research falls within the goods and services covered by
    IBI’s marks. See TTAB Opinion, 
    2020 WL 3027606
    , at *8.
    This finding is supported by substantial evidence.
    FocusVision’s application describes services related to
    “providing online non-downloadable software for use in
    Case: 20-2054    Document: 48      Page: 6    Filed: 06/14/2021
    6                            FOCUSVISION WORLDWIDE, INC. v.
    INFORMATION BUILDERS, INC.
    data collection and data management in the field of market
    research” and “software as a service (SaaS) services featur-
    ing software for the collection, storage, organization, man-
    agement, searching, manipulation and analysis of data in
    the fields of marketing, marketing research, qualitative
    and quantitative research and focus groups.” U.S. Trade-
    mark Application Serial No. 86/967,294 (filed Apr. 7, 2016).
    IBI’s registrations are for, among other things, “computer
    software for database management”; “computer software
    for use in decision support systems”; “computer software
    for use in enterprise reporting and analysis systems and
    for building applications for the management and tracking
    of data for enterprise reporting system”; and “computer da-
    tabase programs for use in connection with decision sup-
    port, analysis, and reporting programs.” Trademark Reg.
    No. 2,821,942. Thus, the goods and services identified in
    IBI’s registration and FocusVision’s application overlap,
    which supports the Board’s determination that this factor
    weighs in favor of finding a likelihood of confusion. See In
    re Detroit Athletic Co., 
    903 F.3d 1297
    , 1306 (Fed. Cir. 2018)
    (“[W]hile the goods and services are not identical, they sub-
    stantially overlap, which weighs in favor of finding a like-
    lihood of confusion.”).
    FocusVision argues that the Board conflated “database
    management” and “database programs” (IBI’s goods) and
    “data collection and data management” (FocusVision’s ser-
    vices). FocusVision Opening Br. at 41. We disagree. Even
    if FocusVision’s services are not identical to IBI’s goods,
    they are still closely enough related to support a finding of
    likelihood of confusion. See Coach Servs., Inc. v. Triumph
    Learning LLC, 
    668 F.3d 1356
    , 1369 (Fed. Cir. 2012) (ex-
    plaining that likelihood of confusion can be supported if the
    goods or services are simply “related in some manner” (in-
    ternal quotation marks omitted)). In fact, even FocusVi-
    sion has used its mark for database software, and not “data
    collection and data management” alone. See FocusVision
    Opening Br. at 7 (describing use of FOCUSVISION mark
    Case: 20-2054     Document: 48      Page: 7   Filed: 06/14/2021
    FOCUSVISION WORLDWIDE, INC.   v.                           7
    INFORMATION BUILDERS, INC.
    for “a software solution . . . for building and maintaining a
    member database”).
    FocusVision also argues that the Board erred in con-
    cluding that IBI’s goods do not have a limited business use
    because IBI’s goods involve “enterprise systems, intranet,
    and computer networks” rather than market research. 
    Id.
    at 42–44. But FocusVision fails to explain how the fields
    identified in IBI’s registration exclude goods for use in the
    field of market research as specified in FocusVision’s appli-
    cation. Thus, the Board’s factual finding that the goods
    and services overlap is supported by substantial evidence.
    C
    The third and fourth DuPont factors involve a compar-
    ison of the parties’ trade channels and classes of purchas-
    ers. See DuPont, 476 F.2d at 1361. The Board found that
    the trade channels and purchasers of FocusVision’s ser-
    vices and IBI’s goods were the same because IBI’s registra-
    tions do not limit its channels of trade or classes of
    purchasers. TTAB Opinion, 
    2020 WL 3027606
    , at *9. For
    the same reasons as described above with respect to the
    second DuPont factor, we agree.
    FocusVision contends, as to channels of trade, that it
    provides its pertinent services only through its own online
    portal. See FocusVision Opening Br. at 52. But we evalu-
    ate the DuPont channels-of-trade factor based on what is
    stated in the application and not the conditions that “exist
    in the real world.” See Detroit Athletic, 903 F.3d at 1308.
    Here, FocusVision’s registration does not set forth any re-
    strictions on trade channels.
    FocusVision argues, as to purchasers, that the rela-
    tively high prices of its and IBI’s products mean that pur-
    chasers will exercise a high degree of care, which makes
    confusion less likely. FocusVision Opening Br. at 50. But
    even sophisticated purchasers may be confused by marks
    that are sufficiently similar. See In re Shell Oil Co., 992
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    8                            FOCUSVISION WORLDWIDE, INC. v.
    INFORMATION BUILDERS, INC.
    F.2d 1204, 1208–09 (Fed. Cir. 1993). And FocusVision’s
    “prospective purchasers of its services include . . . buyers
    that do not have significant knowledge or experience with
    non-downloadable software for market research, or for use
    in data collection and management in the field of market
    research.” TTAB Opinion, 
    2020 WL 3027606
    , at *15. Sub-
    stantial evidence supports the Board’s consideration of this
    factor as neutral rather than supporting FocusVision.
    D
    The fifth and sixth DuPont factors concern the fame of
    IBI’s FOCUS marks and whether similar marks are used
    on similar goods. See DuPont, 476 F.2d at 1361. The Board
    found that the fifth factor slightly supports likelihood of
    confusion because IBI’s FOCUS marks are inherently and
    commercially strong but not famous. TTAB Opinion, 
    2020 WL 3027606
    , at *9–11. The Board found the sixth factor to
    be neutral, determining that FocusVision introduced at
    most minimal evidence that third parties use similar
    marks for similar products or services. 
    Id.
     at *11–12.
    The Board correctly concluded that IBI’s FOCUS
    marks are legally “presumed to be valid and at least sug-
    gestive.” 
    Id.
     at *9 (citing 
    15 U.S.C. § 1057
    (b)). FocusVision
    argues that the Board erred in determining that the marks
    were “at least suggestive” because descriptive marks may
    also be registered once they have acquired distinctiveness
    (i.e., secondary meaning). FocusVision Opening Br. at 23.
    But IBI’s marks were registered “without a required show-
    ing of acquired distinctiveness,” TTAB Opinion, 
    2020 WL 3027606
    , at *9 (emphasis added), which means that, if the
    registrations are valid, the marks are not descriptive but
    are at least suggestive, see StonCor Grp., Inc. v. Specialty
    Coatings, Inc., 
    759 F.3d 1327
    , 1332 (Fed. Cir. 2014) (“A
    mark that is ‘suggestive’ may be registered, but a mark
    that is ‘merely descriptive’ may not be registered without
    showing that it has acquired secondary meaning.”).
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    FOCUSVISION WORLDWIDE, INC.   v.                           9
    INFORMATION BUILDERS, INC.
    Substantial evidence also supports the Board’s finding
    that IBI’s FOCUS marks are commercially strong. It relied
    on evidence provided by IBI of “considerable sales figures,
    hefty marketing expenditures and a degree of media atten-
    tion over a period of several years.” TTAB Opinion, 
    2020 WL 3027606
    , at *10–11. For instance, IBI presented evi-
    dence of its current annual sales, J.A. 131–32 ¶ 19
    ($30 million attributable to FOCUS software), and its cur-
    rent annual marketing budget, J.A. 148–49 ¶ 82 ($2 mil-
    lion spent promoting FOCUS software). Although the
    evidence fell short of establishing fame, fame for purposes
    of likelihood of confusion is a matter of degree that “varies
    along a spectrum from very strong to very weak,” Joseph
    Phelps Vineyards, LLC v. Fairmont Holdings, LLC, 
    857 F.3d 1323
    , 1325 (Fed. Cir. 2017) (internal quotation marks
    omitted), so that a mark may not be famous but may still
    be commercially strong. The Board’s factual finding that
    IBI’s FOCUS marks are inherently and commercially
    strong but not famous is supported by substantial evi-
    dence.
    Relatedly, with respect to the sixth DuPont factor, the
    Board reasonably found that FocusVision’s evidence was
    simply too thin to support its contention that IBI’s marks
    are weak because of third-party marks. TTAB Opinion,
    
    2020 WL 3027606
    , at *11–12 (“Merely listing the third-
    party ‘Focus’ marks, registration numbers, and recited
    goods and services (or portions thereof) in [FocusVision]’s
    Trial Brief was insufficient to make these registrations of
    record.”). FocusVision argues that we may now take judi-
    cial notice of several third-party trademark registrations.
    FocusVision Opening Br. at 34–39. We decline to take ju-
    dicial notice of these registrations and to consider evidence
    that was not properly presented before the Board in this
    circumstance, not least because mere registrations alone
    would not supply the context needed for evaluating Fo-
    cusVision’s argument. See TTAB Opinion, 
    2020 WL 3027606
    , at *11 (describing the procedures by which
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    10                          FOCUSVISION WORLDWIDE, INC. v.
    INFORMATION BUILDERS, INC.
    FocusVision could have, but did not, make the third-party
    registrations of record); see also K/S Himpp v. Hear-Wear
    Techs., LLC, 
    751 F.3d 1362
    , 1367 (Fed. Cir. 2014) (declin-
    ing to take judicial notice of a prior-art reference “and to
    expand the scope of our review beyond the grounds upon
    which the Board actually relied”). Substantial evidence
    supports the Board’s finding that the sixth DuPont factor
    is neutral.
    E
    The seventh and eight DuPont factors concern actual
    confusion between the marks, specifically the “nature and
    extent of any actual confusion” and the “length of time dur-
    ing and conditions under which there has been concurrent
    use without evidence of actual confusion.” DuPont, 476
    F.2d at 1361. The Board found these factors to be neutral
    because no significant evidence had been presented of ac-
    tual confusion (which might help IBI) or of the opportunity
    for actual confusion coupled with the absence of actual con-
    fusion (which might help FocusVision). See TTAB Opinion,
    
    2020 WL 3027606
    , at *15–16.
    The Board reasonably found lack of actual confusion to
    be a neutral factor. Lack of actual confusion tends to be
    more probative when the record indicates that the two
    marks are simultaneously used over an extended period of
    time. See Han Beauty, Inc. v. Alberto-Culver Co., 
    236 F.3d 1333
    , 1338 (Fed. Cir. 2001) (finding Board did not err in
    not addressing lack of actual confusion when record did not
    show that the marks were used side-by-side for an ex-
    tended period of time); see also Wella Corp. v. Cal. Concept
    Corp., 
    558 F.2d 1019
    , 1023 (CCPA 1977) (“We do not agree
    with appellee that absence of instances of actual confusion
    is probative because, as noted by the board, there has been
    only a short period of time in which both parties have con-
    currently enjoyed commercial success in their operations.”
    (internal quotation marks omitted)). Here, the relevant pe-
    riod during which actual confusion could have occurred
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    FOCUSVISION WORLDWIDE, INC.   v.                          11
    INFORMATION BUILDERS, INC.
    was relatively short—from June 2014 to January 2018 (i.e.,
    from when FocusVision claims it began using its mark in
    connection with its Class 42 Services to the close of IBI’s
    rebuttal period). TTAB Opinion, 
    2020 WL 3027606
    , at *15.
    Thus, examples that FocusVision cites regarding use of its
    mark before 2014 are not helpful to FocusVision on this
    point. See FocusVision Opening Br. at 55. Without any
    evidence in the record to show that the marks were concur-
    rently used over a sufficiently long period to make lack of
    confusion telling, we do not think that the Board erred in
    finding this factor neutral.
    F
    We have been shown no error in the Board’s finding of
    neutrality of the other DuPont factors. See TTAB Opinion,
    
    2020 WL 3027606
    , at *16–18. And we see no error in the
    Board’s ultimate weighing of the factors it found to favor
    IBI to reach a determination that confusion was likely. 3
    III
    For the foregoing reasons, we affirm the Board’s deci-
    sion and deny IBI’s motion to strike.
    AFFIRMED
    3   IBI has moved to strike the terms “rent-seeking”
    and “trademark troll” from FocusVision’s opening brief as
    scandalous matter. IBI Response Br. at 33–35. We deny
    the motion.