United States v. Eric Kalb , 891 F.3d 455 ( 2018 )


Menu:
  •                                   PRECEDENTIAL
    UNITED STATES COURT OF APPEALS
    FOR THE THIRD CIRCUIT
    _______________
    No. 17-1333
    _______________
    UNITED STATES OF AMERICA,
    Appellant
    v.
    ERIC KALB
    _______________
    On Appeal from the United States District Court
    for the Eastern District of Pennsylvania
    (E.D. Pa. No. 2-16-cr-00012-001)
    District Judge: Honorable Gerald A. McHugh
    _______________
    Argued: November 6, 2017
    Before: JORDAN, HARDIMAN, and
    SCIRICA, Circuit Judges.
    (Opinion Filed: May 31, 2018)
    Louis D. Lappen
    Acting United States Attorney
    Robert A. Zauzmer            [ARGUED]
    Denise S. Wolf
    Office of the United States Attorney
    for the Eastern District of Pennsylvania
    615 Chestnut Street, Suite 1250
    Philadelphia, PA 19106
    Counsel for Appellant
    Brett G. Sweitzer            [ARGUED]
    Leigh M. Skipper
    Federal Community Defender Office
    for the Eastern District of Pennsylvania
    601 Walnut Street
    Philadelphia, PA 19106
    Counsel for Appellee
    _______________
    OPINION OF THE COURT
    _______________
    SCIRICA, Circuit Judge
    In this government appeal under 
    18 U.S.C. § 3731
    , we
    must decide if a motion for reconsideration, filed after the
    statutory appeal period elapsed but considered on the merits,
    nonetheless keeps the appeal period from expiring. Section
    3731 imposes a thirty-day filing requirement, which can be
    stopped by a timely filed motion for reconsideration. In this
    case, the government filed a motion for reconsideration more
    2
    than thirty days after the District Court entered an order
    granting defendant-appellee Eric Kalb’s motion to suppress.
    The District Court denied the motion for reconsideration on
    the merits, and the government appealed both orders.
    Based on the statute’s text and structure, recent
    clarifying opinions from the Supreme Court, and legislative
    history, we believe the thirty-day period for appeal in § 3731
    is jurisdictional. As to the timeliness of the government’s
    motion, we conclude that a timely motion for reconsideration
    under § 3731, for the purpose of rendering the order non-
    final, is one made within the thirty-day appeal period. To
    hold otherwise would rejuvenate an extinguished appeal
    period. Accordingly, we will dismiss for lack of jurisdiction
    the government’s appeal of the order granting Kalb’s
    suppression motion. We will affirm the denial of the
    government’s motion for reconsideration.
    I.
    Eric Kalb was stopped by Upper Merion Township
    police in the early morning hours of September 13, 2014.
    Prior to that stop, around 4:00 a.m., an unidentified caller to
    the Upper Montgomery County 911 Call Center reported that
    a man had been electrocuted near Valley Forge Park. He also
    stated the man “may have been scrapping.”
    1 App. 289
    .
    When asked for details, the caller was elusive. He claimed he
    was calling from a store but that the store was closing. He
    also refused to give his name and professed ignorance of the
    1
    “Scrapping” refers to the removal and sale of salvageable
    scrap metals. “Scrapping” can be criminal if the metals are
    removed from private property.
    3
    model of vehicle he was driving. Police were sent to the
    scene of the electrocution and to the unidentified caller’s
    location, which police identified as a fast food restaurant. At
    Valley Forge Park, officers found a deceased man next to an
    electrical box.
    At the restaurant, the responding officer spoke with a
    security guard who said a white male driving a small Ford
    pickup truck had recently used the phone and driven away
    onto Markley Street. The identifying information was
    broadcast over the police radio. Approximately four minutes
    later and only four blocks from the unidentified caller’s
    location, an officer spotted a vehicle matching the broadcast
    description—driven by Kalb—and stopped it.                 Kalb
    immediately admitted he was the caller and his friend had
    been electrocuted. He was taken to the Upper Merion
    Township police station to give a statement. Kalb admitted to
    driving his friend to the scrapping location, seeing his friend
    “sitting in front of an electrical box” while it “was sparking,”
    and driving to use a payphone to call 911. App. 85.
    Kalb was indicted by a grand jury on charges of
    depredation against United States property, 
    18 U.S.C. § 1361
    ;
    destruction of property on United States land, 
    18 U.S.C. § 1363
    ; and aiding and abetting, 
    18 U.S.C. § 2.2
    Subsequently, Kalb filed a pretrial motion to suppress
    2
    The District Court dismissed the § 1361 count for failure to
    state an offense. The government did not appeal the
    dismissal.
    4
    evidence obtained after police stopped his vehicle.3 After
    conducting a suppression hearing, the court entered an order
    granting the motion on October 21, 2016, followed by a
    written opinion three days later.
    The District Court held a conference call with counsel
    and scheduled a status conference for November 29. During
    the conference call, the government “sought leave to review
    the transcript of the suppression hearing before proceeding.”
    App. 13. On November 29, the government filed a motion to
    reconsider the suppression order, and Kalb objected to its
    filing as untimely. The District Court denied the motion to
    reconsider its suppression order, thereby confirming its
    suppression of the challenged evidence, on January 13, 2017.
    In doing so, it rejected the defense’s untimeliness argument:
    Preliminarily, the defense argues that the
    Motion should be rejected as untimely. I
    disagree. In a conference call with the Court on
    October 29, 2016, the Government made clear
    that it sought leave to review the transcript of
    the suppression hearing before proceeding, and
    the Court scheduled a status conference for
    November 29. At a minimum, it would be
    understandable if the Government interpreted
    the Court’s actions as granting it a 30-day
    extension. The transcript became available on
    November 14, and the Government’s Motion
    was filed on November 29, after providing
    3
    Kalb sought suppression of his statements to police and
    physical evidence, specifically window panes found in the
    bed of his pickup truck.
    5
    notice to the Court that it would be slightly
    delayed because of a competing trial listing.
    Rigid enforcement of the Local Rule[4]
    governing     timeliness    of    motions  for
    reconsideration would be inconsistent with the
    collegial manner in which counsel have dealt
    with each other, and dealt with the Court.
    App. 13. On February 10, the government filed a notice of
    appeal from the orders granting suppression and denying
    reconsideration.
    II.
    The District Court had jurisdiction under 
    18 U.S.C. § 3231
    . Our jurisdiction over the government’s appeal of the
    suppression order is contested but would arise under 
    18 U.S.C. § 3731
    . We exercise plenary review over the question
    of whether a notice of appeal was timely filed. State Nat’l
    Ins. Co. v. County of Camden, 
    824 F.3d 399
    , 404 (3d Cir.
    2016).
    We have jurisdiction under § 3731 to review the
    District Court’s order denying the government’s motion for
    reconsideration. “We review the denial of a motion for
    reconsideration for abuse of discretion.” United States v.
    4
    Local Criminal Rule for the United States District Court for
    the Eastern District of Pennsylvania 1.2 adopts Local Civil
    Rule 7.1(g) covering motions for reconsideration. Per Local
    Civil Rule 7.1(g), motions for reconsideration must be served
    and filed within fourteen days after entry of the order
    concerned.
    6
    Dupree, 
    617 F.3d 724
    , 732 (3d Cir. 2010).
    III.
    Under § 3731, the government is permitted to file
    interlocutory appeals of district court orders suppressing or
    excluding evidence:
    An appeal by the United States shall lie to a
    court of appeals from a decision or order of a
    district court suppressing or excluding evidence
    or requiring the return of seized property in a
    criminal proceeding, not made after the
    defendant has been put in jeopardy and before
    the verdict or finding on an indictment or
    information, if the United States attorney
    certifies to the district court that the appeal is
    not taken for purpose of delay and that the
    evidence is a substantial proof of a fact material
    in the proceeding. . . .
    The appeal in all such cases shall be taken
    within thirty days after the decision, judgment
    or order has been rendered and shall be
    diligently prosecuted.
    
    18 U.S.C. § 3731
     (emphasis added).
    A.
    We must first determine whether the thirty-day
    limitation in § 3731 is a jurisdictional or a claim-processing
    rule before addressing the timeliness of the government’s
    7
    motion for reconsideration. The parties agree the appeal
    period is jurisdictional. Appellee’s Response Br. at 16;
    Appellant’s Reply Br. at 1. We likewise conclude it is.
    The distinction between a jurisdictional rule and a
    claim-processing rule is significant. Objections based on a
    tribunal’s lack of jurisdiction may be raised at any time, see
    Sebelius v. Auburn Reg’l Med. Ctr., 
    568 U.S. 145
    , 153
    (2013), and courts are obligated to raise jurisdictional issues
    sua sponte if not raised by the parties, see Hamer v.
    Neighborhood Hous. Servs. of Chi., 
    138 S. Ct. 13
    , 17 (2017).
    Further, courts may not extend jurisdictional deadlines for
    equitable reasons. See United States v. Wong, 
    135 S. Ct. 1625
    , 1631 (2015). By contrast, a claim-processing rule
    serves “to promote the orderly progress of litigation by
    requiring that the parties take certain procedural steps at
    certain specified times.” Hamer, 
    138 S. Ct. at 17
     (quoting
    Henderson ex rel. Henderson v. Shinseki, 
    562 U.S. 428
    , 435
    (2011)). “[P]roperly invoked,” such rules “must be enforced,
    but they may be waived or forfeited” if not raised. See 
    id.
    (citing Manrique v. United States, 
    137 S. Ct. 1266
    , 1271–72)
    (2017)). If not barred by Congress, the failure to comply with
    claim-processing rules may be excused by courts. See Wong,
    
    135 S. Ct. at 1631
    ; see also Rubel v. Comm’r of Internal
    Revenue, 
    856 F.3d 301
    , 304 (3d Cir. 2017).
    To determine if a statutory deadline is jurisdictional,
    we evaluate the “text, context, and relevant historical
    treatment.” Reed Elsevier, Inc. v. Muchnick, 
    559 U.S. 154
    ,
    166 (2010) (citing Zipes v. Trans World Airlines, Inc., 
    455 U.S. 385
    , 393–95 (1982)). The analysis is not always
    straightforward. As the Supreme Court has observed,
    “[w]hile perhaps clear in theory, the distinction between
    8
    jurisdictional conditions and claim-processing rules can be
    confusing in practice. Courts—including this Court—have
    sometimes mischaracterized claim-processing rules or
    elements of a cause of action as jurisdictional limitations.”
    
    Id.
     at 161 (citing Arbaugh v. Y&H Corp., 
    546 U.S. 500
    , 511–
    12 (2006)).
    We are guided in our inquiry by the Supreme Court’s
    ruling in Bowles v. Russell, 
    551 U.S. 205
     (2007).5 In Bowles,
    the Supreme Court addressed the ability of a district court to
    reopen the period for appeal in civil cases. See 
    id. at 207
    ,
    5
    Bowles followed two cases, Kontrick v. Ryan, 
    540 U.S. 443
    (2004), and Eberhart v. United States, 
    546 U.S. 12
     (2005)
    (per curiam), in which the Supreme Court attempted to clarify
    its previous, “less than meticulous” use of the term
    “jurisdictional.” Kontrick, 
    540 U.S. at 454
    . In Kontrick, the
    Court held that the Federal Rules of Bankruptcy Procedure’s
    time constraints for objections to discharge are not
    jurisdictional. See 
    id.
     The time limits at issue were
    “prescribed by [the Supreme Court] for ‘the practice and
    procedure in cases under title 11.’” 
    Id. at 453
     (quoting 
    28 U.S.C. § 2075
    ). By contrast, the statutory provision granting
    jurisdiction did not include a time limitation. 
    Id.
     The
    Supreme Court built on that reasoning in Eberhart. It held
    that the time limitation on motions for a new trial under
    Federal Rule of Criminal Procedure 33 is not jurisdictional,
    see Eberhart, 
    546 U.S. at 19
    , because it “closely parallel[ed]”
    the rule in Kontrick, which was not derived from a statute, 
    id. at 15
    . In doing so, it referenced the “imprecision” of the use
    of “the term ‘jurisdictional’ to describe emphatic time
    prescriptions in rules of court.” 
    Id. at 18
     (quoting Kontrick,
    
    540 U.S. at 454
    ).
    9
    209. By statute, implemented through Federal Rule of
    Appellate Procedure 4(a)(6), a “district court may reopen the
    time to file an appeal for a period of 14 days after the date
    when its order to reopen is entered.” Bowles, 
    551 U.S. at 208
    ; see also 
    28 U.S.C. § 2107
    (c). But, by order, the district
    court in Bowles reopened the appeal period for seventeen
    days. 
    551 U.S. at 207
    . The appeal was filed within that
    seventeen-day window but outside of the statutorily set period
    of fourteen days. 
    Id.
     The Supreme Court concluded the
    fourteen-day period was jurisdictional and the appeal was
    untimely filed. See 
    id.
     at 213–14.
    In reaching that conclusion, the Court emphasized the
    source of the period for appeal and the Court’s prior treatment
    of appeal periods. First, the fourteen-day period was
    grounded in a statute rather than in a procedural rule. The
    Court noted the “jurisdictional distinction between court-
    promulgated rules and limits enacted by Congress.” 
    Id.
     at
    211–12. It reasoned, “[b]ecause Congress specifically limited
    the amount of time by which district courts can extend the
    notice-of-appeal period in § 2107(c), that limitation is more
    than a simple ‘claim-processing rule.’” Id. at 213. Second,
    the Court drew on its historic treatment of periods for appeal
    stating, “[t]his Court has long held that the taking of an
    appeal within the prescribed time is ‘mandatory and
    jurisdictional.’” Id. at 209 (quoting Griggs v. Provident
    Consumer Disc. Co., 
    459 U.S. 56
    , 61 (1982) (per curiam)).
    The longstanding-treatment of statutorily prescribed appeal
    periods as jurisdictional reflects Congress’s ability to
    “prohibit[ ] federal courts from adjudicating an otherwise
    legitimate ‘class of cases’ after a certain period has elapsed
    from final judgment.” Id. at 213. The Supreme Court
    recently clarified in Hamer that “[i]f a time prescription
    10
    governing the transfer of adjudicatory authority from one
    Article III court to another appears in a statute, the limitation
    is jurisdictional.” 
    138 S. Ct. at 20
    .
    Following the decision in Bowles, we have treated time
    limits set by statutes as jurisdictional in several cases. See
    Ragguette v. Premier Wines & Spirits, 
    691 F.3d 315
    , 322–23
    (3d Cir. 2012) (concluding thirty-day limit in Federal Rule of
    Appellate Procedure 4(a)(1)(A) is jurisdictional because it
    originates in 
    28 U.S.C. § 2107
    (a)); Baker v. United States,
    
    670 F.3d 448
    , 453–60 (3d Cir. 2012) (holding that the 180-
    day limit in Federal Rule of Appellate Procedure 4(a)(6) and
    derived from 
    28 U.S.C. § 2107
     is jurisdictional based on
    Bowles); In re Caterbone, 
    640 F.3d 108
    , 111–12 (3d Cir.
    2011) (stating, because 
    28 U.S.C. § 158
     requires that an
    appeal be taken in the time provided by Federal Rule of
    Bankruptcy Procedure 8002, the time period in Rule 8002 is
    jurisdictional); cf. Mathias v. Superintendent Frackville SCI,
    
    876 F.3d 462
    , 470–72 (3d Cir. 2017) (concluding the period
    for filing a cross-appeal under Federal Rule of Appellate
    Procedure 4(a)(3) is not jurisdictional because it is not
    derived from a statute).6
    6
    Courts of Appeals have split on this issue. Compare, e.g.,
    Stephanie–Cardona LLC v. Smith’s Food & Drug Ctrs., Inc.,
    
    476 F.3d 701
    , 705 (9th Cir. 2007) (finding Rule 4(a)(3)
    nonjurisdictional); Clubside, Inc. v. Valentin, 
    468 F.3d 144
    ,
    162 (2d Cir. 2006) (same); Spann v. Colonial Vill., Inc., 
    899 F.2d 24
    , 33 (D.C. Cir. 1990) (same), with, e.g., Jackson v.
    Humphrey, 
    776 F.3d 1232
    , 1238 n.6 (11th Cir. 2015) (finding
    Rule 4(a)(3) jurisdictional); Art Midwest Inc. v. Atl. Ltd.
    P’ship XII, 
    742 F.3d 206
    , 213 (5th Cir. 2014) (same);
    11
    As in Bowles, the thirty-day appeal period here is
    derived from a statute. See § 3731. Moreover, the appeal
    period is included in the same statutory section as the grant of
    jurisdiction to courts of appeals. In Wong, the Supreme Court
    reiterated the “separation of a filing deadline from a
    jurisdictional grant indicates that the time bar is not
    jurisdictional,” 
    135 S. Ct. at 1633
    , when analyzing the time
    limits contained in the Federal Tort Claims Act (FTCA), 
    id. at 1629
    . The FTCA provides a tort claim against the United
    States must be brought “within two years after such claim
    accrues” and presented to a federal court “within six months”
    following the agency’s adjudication.           See 
    28 U.S.C. § 2401
    (b). While the time limitations are contained in
    § 2401(b), the grant of jurisdiction to federal district courts to
    hear FTCA claims is included in a different section of Title
    28. See 
    28 U.S.C. § 1346
    (b)(1); Wong, 
    135 S. Ct. at 1633
    .
    Recognizing “the structural divide built into the statute,” the
    Court concluded that “[n]othing conditions the jurisdictional
    grant on the limitations periods, or otherwise links those
    separate provisions.” Wong, 
    135 S. Ct. at 1633
    ; see also Reed
    Elsevier, 
    559 U.S. at
    161–65 (concluding that the location of
    a registration requirement in a different section than the grant
    of jurisdiction suggested the requirement was not
    jurisdictional).
    In contrast to the timing requirements at issue in both
    Wong and Reed Elsevier, the thirty-day appeal period here is
    embedded in the same statutory section that grants
    jurisdiction to the court of appeals. From the Criminal
    Sullivan v. City of Augusta, 
    511 F.3d 16
    , 32 n.7 (1st Cir.
    2007) (same).
    12
    Appeals Act’s passage in 1907, the appeal period has
    remained in the same section as the jurisdictional grant.
    Compare Criminal Appeals Act, ch. 2564, 
    34 Stat. 1246
    (1907), with 
    18 U.S.C. § 3731
    . Thus, treating the appeal
    period as jurisdictional does not disregard any “structural
    divide built into the statute.” Wong, 
    135 S. Ct. at 1633
    .
    Further, the provision utilizes mandatory, rather than
    permissive, terms. While the word “jurisdiction” is not
    included in the appeal-period provision, Congress is not
    required to “incant magic words in order to speak clearly.”
    Auburn Regional, 
    568 U.S. at 153
    . The provision provides
    “[t]he appeal in all such cases shall be taken within thirty
    days after the decision.” § 3731 (emphasis added). Although
    not determinative, the “mandatory word ‘shall’ . . . [is a]
    word[ ] with jurisdictional import.” Auburn Regional, 
    568 U.S. at 154
    . The nature of the prescribed time period in
    § 3731 persuades us that the thirty-day limit is jurisdictional.
    That conclusion comports with the Supreme Court’s
    “longstanding treatment of statutory time limits for taking an
    appeal as jurisdictional.” Bowles, 
    551 U.S. at 210
    .7
    7
    In Henderson, the Supreme Court concluded the period for
    appeal from the Board of Veterans’ Appeals to Veterans
    Court is not jurisdictional. 
    562 U.S. at 441
    . But Henderson
    involved an appeal from an agency to an Article I tribunal—
    not from a district court to a court of appeals. 
    Id.
     at 437–38.
    The Supreme Court drew on that difference when
    distinguishing Bowles and concluding that the limitation at
    issue in Henderson was not jurisdictional. 
    Id. at 436
    (“Bowles concerned an appeal from one court to another
    court. The ‘century’s worth of precedent and practice in
    13
    Our conclusion is bolstered by the legislative history
    of § 3731. Prior to passage of the first Criminal Appeals Act
    in 1907, the Supreme Court held the government was not
    permitted to appeal in a criminal case absent express statutory
    authority to do so. See United States v. Sanges, 
    144 U.S. 310
    ,
    321–23 (1892). With the Criminal Appeals Act of 1907,
    Congress expressly provided the government with the right to
    appeal to the Supreme Court or the circuit courts of appeals in
    specified circumstances and stated that “the writ of error in all
    such cases shall be taken within thirty days after the decision
    or judgment has been rendered and shall be diligently
    prosecuted and shall have precedence over all other cases.”
    Criminal Appeals Act, ch. 2564, 
    34 Stat. 1246
     (1907)
    (emphasis added). In particular, the Act allowed the
    government to appeal from dismissal of an indictment, if the
    underlying challenge was based on “the invalidity, or
    construction of the statute upon which the indictment is
    founded.” 
    Id.
     The House of Representatives initially passed
    a version of the bill granting the government the “same right
    of review by writ of error that is given to the defendant.”
    H.R. Res. 15434, 59th Cong., 40 Cong. Rec. 5408 (1906).
    Following amendment by the Senate, the Act was
    narrowed to not extend the same appeal rights to the
    government and to provide that government appeals should
    be taken within thirty days. H.R. Rep. 59-8113, at 2 (1907)
    (Conf. Rep.). In United States v. Hark, 
    320 U.S. 531
     (1944),
    the Supreme Court interpreted the thirty-day appeal period,
    explaining that “[n]either the District Court nor this court has
    American courts’ on which Bowles relied involved appeals of
    that type.” (quoting Bowles, 
    551 U.S. at
    209–210 & 209 n.2)).
    14
    power to extend the period.” Id. at 533.
    The first Act proved to be unworkable in practice, with
    the Supreme Court commenting that it “reflect[ed] no
    coherent allocation of appellate responsibility” and was “a
    most unruly child that has not improved with age.” United
    States v. Sisson, 
    399 U.S. 267
    , 307 (1970). In 1970, Congress
    significantly amended the Act as part of the Omnibus Crime
    Control Act of 1970, Pub. L. 91-644, 
    84 Stat. 1880
    . In so
    doing, it brought the language of the Act into accordance with
    common usage, expanded the government’s ability to appeal,
    provided for review by the courts of appeals over orders
    previously designated for Supreme Court review, and added
    that the Act should be liberally construed. See S. Rep. No.
    91-1296, at 2 (1970). However, Congress did not alter the
    requirement that such an appeal be diligently prosecuted.
    H.R. Res. 17825, 91st Cong. § 42 (1970).
    While Congress overhauled the statute in other
    respects, it left the thirty-day appeal period intact, despite
    prior treatment of that appeal period as jurisdictional by the
    Supreme Court. Its only amendment to the thirty-day
    provision was changing the phrase “decision or judgment” to
    “decision, judgment or order.” Id. Congress’s retention of
    the thirty-day period without alteration provides additional
    support for the conclusion that the period is jurisdictional.
    See Henderson, 
    562 U.S. at 436
     (“When a long line of this
    Court’s decisions left undisturbed by Congress has treated a
    similar requirement as jurisdictional, we will presume that
    Congress intended to follow that course.” (internal quotation
    marks and citations omitted)); see also Lorillard v. Pons, 
    434 U.S. 575
    , 580 (1978) (“Congress is presumed to be aware of
    an administrative or judicial interpretation of a statute and to
    15
    adopt that interpretation when it re-enacts a statute without
    change.”). Based on the statute’s text and structure, recent
    case law, and legislative history, we conclude that the thirty-
    day period in § 3731 is jurisdictional.8
    B.
    Typically, the thirty-day appeal period under § 3731
    begins when a covered order is entered on the docket. See
    United States v. Mallory, 
    765 F.3d 373
    , 379–80 (3d Cir.
    2014). But if the government timely seeks reconsideration of
    the order, it is rendered nonfinal until the court decides the
    motion for reconsideration, and the thirty-day appeal period
    runs from an order denying the motion. See United States v.
    Ibarra, 
    502 U.S. 1
    , 6–7 (1991) (per curiam); cf. United States
    v. Healy, 
    376 U.S. 75
    , 77–78 (1964). Both parties in this case
    accept those two propositions.
    As noted, Kalb contends the government’s failure to
    file a motion for reconsideration within thirty days of the
    suppression order’s entry strips us of jurisdiction over the
    government’s appeal of the suppression order. In response,
    the government argues that the District Court deemed the
    motion for reconsideration “timely,” thus satisfying the
    prerequisites for stopping the appeal period. As stated, we
    conclude that the government must file a motion for
    reconsideration within § 3731’s thirty-day period for the
    8
    In so holding, we join the United States Courts of Appeals
    for the Ninth and Tenth Circuits. See United States v. Kim,
    
    298 F.3d 746
    , 749 (9th Cir. 2002), amended by 
    317 F.3d 917
    (9th Cir. 2003); United States v. Cook, 
    599 F.3d 1208
    , 1212
    (10th Cir. 2010).
    16
    motion to keep that thirty-day period from expiring.9
    Motions for reconsideration or petitions for rehearing
    filed within the appeal window are distinguishable from those
    that are not because the latter amount to “an attempt to
    rejuvenate an extinguished right to appeal.” Healy, 
    376 U.S. at 77
    . In Healy, the Supreme Court addressed whether a
    petition for rehearing “renders the judgment not final for
    purposes of appeal” under then-Supreme Court Rule 11(2),
    which required that an appeal be filed within thirty days. 
    Id.
    at 77–78. Holding that it did, 
    id. at 80
    , the Court stated,
    “[s]ince the petition for rehearing was filed within 30 days of
    the judgment, we are not faced with an attempt to rejuvenate
    an extinguished right to appeal,” 
    id. at 77
     (emphasis added).
    While that statement guides our inquiry, it does not—as Kalb
    argues—fully decide the issue because the Supreme Court
    considered a petition that was filed within the thirty-day
    appeal period. Accordingly, we turn to a survey of our sister
    Circuits’ treatment of this issue.
    The United States Court of Appeals for the Tenth
    Circuit addressed an analogous scenario to this one in United
    States v. Martinez, 
    681 F.2d 1248
     (10th Cir. 1982) (per
    curiam). In that case, the government attempted to appeal
    under § 3731. Id. at 1251. It claimed that its motion for
    reconsideration, which was filed more than thirty days after
    the appealed order, tolled the appeal period. See id. at 1252.
    The Tenth Circuit rejected the argument, stating that § 3731 is
    jurisdictional and “a motion for reconsideration does not
    9
    Because the government has the full thirty days to appeal
    following the entry of judgment on a motion for
    reconsideration, we will refer to the motion for
    reconsideration as preventing the appeal period’s expiration.
    17
    bring new life to an order unless it is filed within the thirty
    day period for taking the appeal running from the date of the
    entry of the judgment or order appealed from.” Id. at 1253.
    The government attempts to distinguish this case from
    Martinez, arguing that the Tenth Circuit’s holding only
    applies to motions deemed untimely by the district court. See
    Appellant’s Reply Br. at 9. But, in so doing, the government
    overlooks two aspects of Martinez. First, the district court
    considered the government’s motion for reconsideration and
    denied it on the merits, as in this case, despite later
    commenting that it was “untimely.” Martinez, 
    681 F.2d at 1251
    . Second, the Tenth Circuit did not qualify its statements
    by reference to a district court’s determinations of timeliness:
    As we have seen from United States v. Healy,
    the motion for reconsideration has to be filed
    within thirty days following entry of the order
    or judgment. The motion for reconsideration
    did not breathe new life into the order which
    was entered more than thirty days before the
    filing of the motion for reconsideration.
    
    Id. at 1253
    .     Accordingly, Martinez is not so easily
    distinguished and provides support for Kalb’s position.
    When assessing the timeliness of a motion for
    reconsideration under § 3731, several of our sister Circuits
    have relied on the thirty-day period rather than the district
    court’s characterization of the motion, although none
    involved a motion filed after the thirty-day appeal period.
    See, e.g., United States v. Cook, 
    599 F.3d 1208
    , 1212 (10th
    Cir. 2010) (“In a criminal case, a timely motion for
    reconsideration, defined as one filed within the time to appeal,
    18
    postpones the time to appeal until the court disposes of the
    motion.” (emphasis added)); Canale v. United States, 
    969 F.2d 13
    , 15 (2d Cir. 1992) (“While we are unaware of any
    rule of criminal or appellate procedure which addresses the
    subject of timeliness of a motion for reconsideration,
    [n]umerous decisions have found the government’s
    interlocutory appeal to be timely . . . when a motion
    for . . . reconsideration was filed within thirty days following
    the order appealed from.” (internal quotation marks and
    citation omitted)); United States v. Vicaria, 
    963 F.2d 1412
    ,
    1414 (11th Cir. 1992) (“A motion for reconsideration in a
    criminal case must be filed within the period of time allotted
    for filing a notice of appeal in order to extend the time for
    filing the notice of appeal. Therefore, in a criminal case, the
    government has thirty days in which to seek reconsideration
    of a final judgment or other appealable order.” (citation
    omitted)).
    We find additional support for our conclusion in the
    legislative history of § 3731. In April 1967, Representative
    Thomas Railsback introduced a bill, H.R. Res. 8654, 90th
    Cong., 1st Sess. (1967), to add appeals from suppression
    orders to § 3731. In his statements concerning the bill,
    Representative Railsback stated that such appeals “must of
    necessity be limited by the sixth amendment right to a speedy
    trial and the fifth amendment protection against double
    jeopardy.” Anti-Crime Program: Hearings Before Subcomm.
    No. 5 of the Comm. on the Judiciary, 90th Cong., 1530, 1531
    (1967). Representative Railsback emphasized the safeguards
    included in the bill, particularly the thirty-day requirement:
    It seems also that any action by the Congress to
    provide for additional grounds for appeal by the
    19
    Government in criminal trials must be tightly
    drawn and must preserve all of the
    constitutional rights of the defendant.
    Therefore, I believe certain safeguards in such
    appeals are necessary. To make sure that such
    appeal does not bring about unnecessary delay,
    such appeals must be made within 30 days.
    This is already in section 3731 of title 18 and
    would apply equally to this new provision.
    Id. at 1532 (emphasis added).
    The government asserts the Supreme Court has
    established “what matters in this situation is not whether a
    motion for reconsideration is timely in relation to the original
    time for appeal, but whether the motion for reconsideration is
    timely under any rule pertinent to such a motion.”
    Appellant’s Reply Br. at 5. In support, the government cites
    Browder v. Director, Department of Corrections of Illinois,
    
    434 U.S. 257
     (1978). In that case, the Supreme Court
    addressed whether a motion for reconsideration filed by the
    state in habeas proceedings, beyond the ten days allowed by
    the Federal Rules of Civil Procedure, tolled “[t]he running of
    time for filing a notice of appeal.” 
    Id. at 264
    . The Court held
    that it did not because the motion was “untimely under the
    Civil Rules, and therefore did not toll the time for appeal
    under Appellate Rule 4(a).” 
    Id. at 267
    .
    Rejecting the state’s contention that the thirty-day
    period from Healy and United States v. Dieter, 
    429 U.S. 6
    (1976) (per curiam), controlled, the Browder Court stated that
    “absent a rule specifying a different time limit, a petition for
    rehearing in a criminal case would be considered timely when
    20
    filed within the original period for review. In a civil case,
    however, the timeliness of a motion for rehearing or
    reconsideration is governed by Rule 52(b) or Rule 59, each of
    which allows only 10 days.” 434 U.S. at 268 (internal
    quotation marks and citations omitted). From that statement,
    the government extrapolates that the thirty-day appeal period
    under § 3731 is only a default presumption that can be
    overcome when any other rule, which would make the motion
    timely, applies or the district court treats the motion as timely.
    But such a reading of Browder turns the logic of the
    decision on its head. First, the Browder Court stated that an
    untimely motion under the applicable Federal Rule of Civil
    Procedure cannot render an order nonfinal:
    The rationale behind the tolling principle of
    [Rule 4(a)] is the same as in traditional practice:
    “A timely petition for rehearing tolls the
    running of the [appeal] period because it
    operates to suspend the finality of the
    . . . court’s judgment, pending the court’s
    further determination whether the judgment
    should be modified so as to alter its
    adjudication of the rights of the parties.” An
    untimely request for rehearing does not have the
    same effect.
    Id. at 267 (emphasis removed and second alteration in
    original) (quoting Dep’t of Banking v. Pink, 
    317 U.S. 264
    ,
    266 (1942)). That holding does not prove the converse—that
    any motion deemed timely by a district court, even if filed
    outside of the thirty-day appeal period, reopens the appeal
    window.
    21
    Second, in Browder, the appeal period was shortened.
    Here, the government asks us to expand its statutory period
    for appeal.      But the thirty-day period in § 3731 is
    jurisdictional. See supra Section III.A. To conclude that any
    motion for reconsideration, if deemed timely by a district
    court, extends the thirty-day period would be an
    impermissible extension of our jurisdiction. Furthermore,
    that conclusion does not comport with the rationale behind
    motions for reconsideration tolling the appeal period under
    § 3731. As the Supreme Court stated in Dieter, “the
    consistent practice in civil and criminal cases alike has been
    to treat timely petitions for rehearing as rendering the original
    judgment nonfinal for purposes of appeal for as long as the
    petition is pending.” 
    429 U.S. at 8
    .10
    But, in this case, the motion for reconsideration was
    not filed until the thirty-day appeal period had elapsed. Thus,
    for the entire thirty-day appeal period under § 3731, the
    suppression order remained final—including the day that
    period expired. Contrary to the government’s assertions, this
    10
    The District Court’s consideration on the merits of the
    motion for reconsideration does not affect our conclusion.
    Such consideration “cannot override the application of
    jurisdictional rules, as both this Court and the Supreme Court
    have held.” State Nat’l Ins. Co. v. County of Camden, 
    824 F.3d 399
    , 409 (3d Cir. 2016); see also Lizardo v. United
    States, 
    619 F.3d 273
    , 278 (3d Cir. 2010) (concluding that an
    untimely Rule 59(e) motion did not toll the time for filing an
    appeal under Federal Rule of Appellate Procedure 4(a)(4)(A)
    even if the opposing party did not object and the district court
    considered the motion on the merits).
    22
    scenario equates to “an attempt to rejuvenate an extinguished
    right to appeal,” Healy, 
    376 U.S. at 77
    , an action we are not
    permitted to take.11 Accordingly, we conclude that a motion
    for reconsideration must be filed within the thirty-day appeal
    period specified in § 3731 in order to keep the appeal period
    from expiring.12 Because the government filed its motion for
    reconsideration more than thirty days after the suppression
    order was entered on the docket, the motion did not prevent
    11
    As now-Justice Gorsuch stated when addressing whether
    the government may file successive motions for
    reconsideration under § 3731:
    [T]he Supreme Court has unequivocally
    directed that jurisdictional filing deadlines are
    not susceptible to alteration based on precisely
    the sort of equitable considerations that the
    government urges on us, explaining that “this
    Court has no authority to create equitable
    exceptions to jurisdictional requirements.”
    Bowles, 
    127 S. Ct. at 2366
    . And whatever else
    one might think about this command, it surely
    must be susceptible to the Rule of the Goose
    and Gander and thus apply no less forcefully to
    the government than the habeas petitioner.
    United States v. Cos, 
    498 F.3d 1115
    , 1137 (10th Cir. 2007)
    (Gorsuch, J., dissenting).
    12
    We need not address the potential effect of a motion for
    extension of time under Federal Rule of Appellate Procedure
    4(b)(4) in this case.
    23
    the appeal period from elapsing, and we must dismiss the
    appeal of that order for lack of jurisdiction.13
    IV.
    Although we lack jurisdiction to consider the
    government’s appeal of the District Court’s order granting
    Kalb’s suppression motion, we do have jurisdiction over the
    government’s appeal of the District Court order denying its
    motion for reconsideration because the government filed its
    appeal within thirty days of the issuance of that order. “The
    purpose of such a motion is to correct a clear error of law or
    to prevent a manifest injustice in the District Court’s original
    ruling.” Dupree, 
    617 F.3d at 732
    . “Though ‘[m]otions to
    reconsider empower the court to change course when a
    mistake has been made, they do not empower litigants . . . to
    raise their arguments, piece by piece.’” 
    Id.
     at 732–33
    (alteration in original) (quoting Solis v. Current Dev. Corp.,
    
    557 F.3d 772
    , 780 (7th Cir. 2009)).
    We conclude the District Court did not abuse its
    discretion in denying the government’s motion. At the
    motion to suppress stage, the government contended that
    Kalb’s stop was lawful as an investigatory stop under Terry v.
    Ohio, 
    392 U.S. 1
     (1968). In its motion for reconsideration,
    the government presented two new arguments that were not
    previously raised based on Kalb’s use of the word
    “scrapping” and an attenuation argument. The government
    also advanced a new theory, which it did not previously
    13
    We recognize that our result may appear to undermine the
    collegial nature of the proceedings fostered by the parties and
    District Court. But we are barred from evaluating equitable
    considerations. See Wong, 
    135 S. Ct. at 1631
    .
    24
    present to the Court, that Kalb was properly stopped as a
    witness under Illinois v. Lidster, 
    540 U.S. 419
     (2004). In
    denying the motion for reconsideration, the District Court
    determined the government’s arguments “could as well have
    been made earlier” and were accordingly “not a proper basis
    for reconsideration.” App. 14. We agree and find no abuse
    of discretion in the District Court’s denial of the motion.
    V.
    For the foregoing reasons, we will dismiss for lack of
    jurisdiction the government’s appeal of the order granting
    Kalb’s suppression motion. We will affirm the order denying
    the government’s motion for reconsideration.
    25
    

Document Info

Docket Number: 17-1333

Citation Numbers: 891 F.3d 455

Filed Date: 5/31/2018

Precedential Status: Precedential

Modified Date: 1/12/2023

Authorities (39)

Sullivan v. City of Augusta , 511 F.3d 16 ( 2007 )

United States v. Franke Eugenio Martinez , 681 F.2d 1248 ( 1982 )

United States v. Cook , 599 F.3d 1208 ( 2010 )

United States v. Cos , 498 F.3d 1115 ( 2007 )

Michael Canale v. United States , 969 F.2d 13 ( 1992 )

United States v. Carlos C. Vicaria, M.D. , 963 F.2d 1412 ( 1992 )

Solis v. Consulting Fiduciaries, Inc. , 557 F.3d 772 ( 2009 )

United States v. Dupree , 617 F.3d 724 ( 2010 )

United States v. Jae Gab Kim, United States of America v. ... , 298 F.3d 746 ( 2002 )

United States v. Jae Gab Kim, United States of America v. ... , 317 F.3d 917 ( 2003 )

Baker v. United States , 670 F.3d 448 ( 2012 )

Lizardo v. United States , 619 F.3d 273 ( 2010 )

Clubside, Inc. v. Valentin , 468 F.3d 144 ( 2006 )

In Re Caterbone , 640 F.3d 108 ( 2011 )

United States v. Hark , 64 S. Ct. 359 ( 1944 )

Girardeau A. Spann v. Colonial Village, Inc. Girardeau A. ... , 899 F.2d 24 ( 1990 )

Stephanie-Cardona LLC v. Smith's Food and Drug Centers, Inc.... , 476 F.3d 701 ( 2007 )

United States v. Sanges , 12 S. Ct. 609 ( 1892 )

Department of Banking of Neb. v. Pink , 63 S. Ct. 233 ( 1942 )

Hamer v. Neighborhood Housing Servs. of Chicago , 138 S. Ct. 13 ( 2017 )

View All Authorities »