United States v. Fenton ( 2002 )

Opinions of the United
2002 Decisions States Court of Appeals
for the Third Circuit
11-8-2002
USA v. Fenton
Precedential or Non-Precedential: Precedential
Docket No. 01-3587
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"USA v. Fenton" (2002). 2002 Decisions. Paper 714.
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PRECEDENTIAL
Filed November 8, 2002
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
No. 01-3587
UNITED STATES OF AMERICA,
v.
FREDDIE FENTON, a/k/a FRED FOX;
a/k/a FRED BARRETT,
Freddie Fenton, Appellant.
APPEAL FROM THE
UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF PENNSYLVANIA
(D.C. No. 01-cr-00149)
District Judge: The Honorable J. Curtis Joyner
Argued September 10, 2002
Before: NYGAARD, ROTH, and WEIS, Circuit Judge s.
(Filed November 8, 2002)
Glennis L. Clark, Esq. (Argued)
532 Walnut Street
Allentown, PA 18101
Counsel for Appellant
Robert A. Zauzmer, Esq. (Argued)
Robert K. Reed, Esq.
Howard L. Perzan, Esq.
Office of the United States Attorney
Suite 1250, 615 Chestnut Street
Philadelphia, PA 19106
Counsel for Appellee
OPINION OF THE COURT
NYGAARD, Circuit Judge.
Appellant Freddie Fenton pleaded guilty to five counts of
a criminal information charging (1) conspiracy to commit
crimes against the United States; (2) conspiracy to possess
with intent to distribute controlled substances; (3)
pharmacy burglary; (4) bank burglary; and (5) possession of
a firearm by a convicted felon. The District Court sentenced
Fenton to a term of imprisonment of 240 months. Fenton
raises two allegations of error: 1) that the District Court
erred by denying his motion to withdraw his guilty plea,1
and 2) that the District Court erred by imposing a four-level
enhancement for being a felon in possession of a firearm,
pursuant to U.S.S.G. S 2k2.1(b)(5). Courts of Appeals are
split on the question of whether a single act that violates
both a state law and a federal law, may be both the offense
of conviction and "another felony offense" within the
purview of U.S.S.G. S 2K2.1(b)(5). We hold that a state law
crime, identical and coterminous with the federal crime,
cannot be considered as "another felony offense" within the
_________________________________________________________________
1. Fenton argues that the District Court should have permitted him to
withdraw his plea of guilty because (1) he is innocent as one of his
alleged co-defendants did not receive or purchase any pills and therefore
the government could not prove that the drugs were taken for the
purposes of distribution; (2) his guideline sentences are substantially
greater than those of co-defendants with greater culpability; and (3) his
counsel misled him regarding the potential guideline sentence range. His
arguments are meritless. We have reviewed the record and find that each
of his allegations of error are refuted. We see no abuse in the District
Court’s considerable discretion is denying Fenton’s request to withdraw
his guilty plea, and affirm as to this issue.
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meaning of the Sentencing Guidelines. We will vacate
appellant’s sentence and remand for re-sentencing.
In the first six months of 1997, Fenton committed three
separate offenses, and was charged with several crimes.
First, he broke into a pharmacy with an accomplice and
stole cash and drugs that were later sold. This burglary was
the subject of counts two and three of the information.
Next, Fenton broke into another pharmacy with two
different accomplices and tried to break into an automated
teller machine. Fenton got no money from the ATM, but he
did cause approximately $17,000 in damage to the
machine. This offense was addressed in counts one and
four of the information. Finally, the three accomplices broke
into a sporting goods store -- a federally licensed firearms
dealer -- and stole a number of handguns.
A few hours after the sporting goods store job, one of the
accomplices returned to the store with Fenton and stole
rifles and shotguns, which they later sold. Fenton had a
number of felony convictions and was therefore prohibited
from possessing any firearm. This offense was addressed in
counts one and five of the information.
Fenton pleaded guilty to the theft of firearms from the
sporting goods store, which theft made him a felon in
possession of a firearm, in contravention of 18 U.S.C.
922(g). The District Court imposed a two-level upward
adjustment pursuant to S 2K2.1(b)(4) because the firearms
involved in the offense were stolen. The District Court then
enhanced Fenton’s sentence four more levels pursuant to
U.S.S.G. S 2K2.1(b)(5). This provision states:"If the
defendant used or possessed any firearms or ammunition
in connection with another felony offense . . . increase by
4 levels." U.S.S.G. S 2K2.1(b)(5). The District Court
considered the sporting goods store burglary to be"another
felony offense."2
_________________________________________________________________
2. We review the District Court’s interpretation of the phrase "another
felony offense" de novo. E.g., United States v. Butch, 256 F.3d 171 (3d
Cir. 2001) (holding that we review de novo district court’s interpretation
and application of Sentencing Guidelines, but review for clear error
district court’s findings of fact supporting application of Guidelines).
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Fenton contends that because his only conduct was
stealing firearms from the sporting goods store, the District
Court’s interpretation of "another felony offense" would
punish him twice for the same underlying conduct. The
first issue then is: when felonious conduct violates a state
law and a federal weapons law, does the state law crime
qualify as "another felony offense" for purposes of the
enhancement under S 2K2.1(b)(5)? In other words, may the
Court use the same conduct to support the base offense
level for the substantive offense, and thereafter, as "another
felony offense" to enhance the sentence? Although Courts of
Appeals are divided on this issue, we now hold that
"another felony offense" means a felony or act other than
the one the sentencing court used to calculate the base
offense level.
In reaching our conclusion that "another felony offense"
cannot apply to the same felonious conduct for which the
criminal defendant is being sentenced, we elect to join the
Seventh and Sixth Circuit Courts of Appeals. United States
v. Szakacs, 212 F.3d 344, 348-52 (7th Cir. 2000); United
States v. McDonald, 165 F.3d 1032, 1037 (6th Cir. 1999)
(relying on United States v. Sanders, 162 F.3d 396, 399-401
(6th Cir. 1998)). We decline to follow decisions in the Fifth
and Eighth Circuits. See United States v. Luna , 165 F.3d
316, 323 (5th Cir. 1999) (upholding the application of both
the (b)(4) and (b)(5) enhancements when a convicted felon
was prosecuted in federal court for possession of firearms
which were obtained through a burglary); United States v.
Kenney, 283 F.3d 934, 938 (8th Cir. 2002) (holding that the
Commission intended to allow both the (b)(4) and (b)(5)
enhancements to apply to the same conduct).
To evaluate the phrase "another felony offense," we must
look to the language and structure of S 2K2.1, as well as an
application note to the Guidelines, U.S.S.G. S 2K2.1, cmt.
n.18. First, a plain reading of the Guideline clearly suggests
that there must be a second crime committed by the
defendant before imposing the enhancement. The Guideline
does not allow enhancement for "any" felony offense; it
specifically requires "another" offense.
Also, the application note to the Guideline is helpful.
Application note 18 states:
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As used in subsections (b)(5) and (c)(1), "another felony
offense" . . . refers to offenses other than . . . firearms
possession or trafficking offenses. However, where the
defendant used or possessed a firearm or explosive to
facilitate another firearms or explosives offense (e.g.,
the defendant used or possessed a firearm to protect
the delivery of an unlawful shipment of explosives), and
upward departure under S 5K2.6 (Weapons and
Dangerous Instrumentalities) may be warranted.
U.S.S.G. S 2K2.1, cmt. n.18.
This commentary refers to offenses other than the
firearms possession offense. In this case, there was no
other offense: there was no allegation that Fenton
possessed any firearms when he entered the sporting goods
store, nor was there any allegation that Fenton used the
stolen firearms to commit any crimes after the theft.
Fenton’s conduct was essentially stealing objects from the
sporting goods store, and those objects included both
firearms and non-firearms.
In addition, we are troubled by the fact that almost every
federal weapons offense could be prosecuted
simultaneously under state law. Therefore, deciding this
issue as the Courts of Appeals for the Fifth and Eighth
Circuits have would require enhancement for almost every
weapons offense. Interpreting the Guideline "to allow a
state law offense based on the exact same offense conduct
to count as ‘another felony offense’ renders‘the word
"another" . . . superfluous, and of no significance to the
application of that provision.’ " Szakacs , 212 F.3d at 350(quoting Sanders, 162 F.3d at 400). We agree with the
Courts of Appeals for the Sixth and Seventh Circuits that
"since almost all federal crimes can also be characterized as
state crimes, the government’s reading of ‘another felony
offense’ would permit the ‘automatic application of this
significant 4 level Guideline enhancement.’ " Id. It is only
intuitive, then, that the phrase "another felony offense"
requires a distinction in time or conduct from the offense of
conviction.3
_________________________________________________________________
3. Although we do not think that the phrase "another felony offense" is
open to two readings, we note that where, as here, the Guidelines do not
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We therefore conclude that the District Court erred by
applying S 2K2.1(b)(5) to enhance Fenton’s offense level by
four levels. We will vacate Fenton’s sentence and remand
the case to the District Court for it to recalculate a sentence
not inconsistent with this opinion.
_________________________________________________________________
clearly call for enhancement, the rule of lenity should prevent the
application of a significantly increased sentence. McNally v. U.S., 483
U.S. 350, 359-60 (1987) ("when there are two rational readings of a
criminal statute, one harsher than the other, we are to choose the
harsher only when Congress has spoken in clear and definite language").
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ROTH, Circuit Judge, dissenting:
I respectfully disagree with the majority that the district
court "double counted" when it applied a four level
sentencing enhancement pursuant to Section 2K2.1(b)(5) of
the United States Sentencing Guidelines ("USSG") in
calculating the offense level for defendant’s conviction for
possession of firearms by a convicted felon because the
firearms were used in connection with another felony,
namely burglary. "Double counting occurs when one part of
the Guidelines is applied to increase a defendant’s
punishment on account of a kind of harm that has already
been fully accounted for by application of another part of
the Guidelines." United States v. Kenney, 283 F.3d 934,
936 (8th Cir. 2002), cert. denied, #6D6D 6D# S.Ct. ___, 2002 WL
1399045 (Oct. 7, 2002). In this case, neither defendant’s
conviction for being a felon in possession of firearms, nor
his enhancement pursuant to Section 2K2.1(b)(4) for
possessing stolen firearms, fully accounts for the harm
posed by his possession of firearms during a burglary.
Section 2K2.1(b)(5) provides that "[i]f the defendant used
or possessed any firearm or ammunition in connection with
another felony offense . . . increase by 4 levels." Application
Note 18 to Guideline 2K2.1 defines "another felony offense"
as "offenses other than . . . firearms possession or
trafficking offenses." In this case, the burglary of Beck’s
Sporting Goods Store is an offense other than the felon in
possession offense. Burglary is a crime of violence directed
against property, see United States v. Parson , 955 F.2d 858,
861 n. 1, 865 (3d Cir. 1992), while what the felon in
possession of firearms statute seeks to combat is the risk
that a felon who possesses firearms is more likely than the
average person who possesses firearms to use the firearms
for criminal purposes because, "by past deeds that felon
has shown the willingness to engage in criminal activity
. . . ." Impounded (Juvenile R.G.), 117 F.3d 730, 738 n. 13
(3d Cir. 1997). Further, even though defendant did not
possess the firearms when he entered the sporting goods
store, obtaining the firearms in the store was sufficient to
satisfy the "in connection with" prong. The"subsequent
possession of firearms satisfies the nexus requirement for
possession . . . because those firearms were possessed and
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could have been used to facilitate the [burglary]." United
States v. Armstead, 114 F.3d 504, 512 (5th Cir.), cert.
denied, 522 U.S. 922 (1997).
The majority, relying on United States v. Sanders, 162
F.3d 396 (6th Cir. 1998), holds that the district court
erroneously double counted when it enhanced defendant’s
sentence pursuant to Section 2K2.1(b)(5). See id . (holding
that a district court improperly double counted when it
applied an enhancement under Section 2K2.1(b)(5) for the
other felony of burglary to a felon in possession conviction
and a knowingly transporting stolen firearms conviction,
where a convicted felon defendant stole firearms from a
pawn shop). However, Sanders incorrectly determined that
the burglary of the firearms was "a factor that had already
been taken into account in [defendant’s] Sentencing
Guideline calculations: S2K2.1(a)(6) prohibited person,
S2K2.1(b)(1)(F), 50 or more firearms, and S2K2.1(b)(4) stolen
firearms." 162 F.3d at 400.
The conviction for being a felon in possession of firearms
accounts for the risk that a felon who possesses firearms is
more likely to use those firearms in criminal activity and
applies to any felon who possesses a firearm, even if he is
not using the firearms for any illegal purpose. However, this
does not fully account for the additional risk addressed by
Section 2K2.1(b)(5), that law enforcement officers or an
innocent bystander will be shot when anyone, whether or
not he is a felon, possesses a firearm during the
commission of a felony. See United States v. Luna, 165 F.3d
316, 323 (5th Cir.), cert. denied 526 U.S. 1126 (1999). In
other words, in this case, the risk that defendant would use
the firearms was increased by the fact that he was a
convicted felon and by the fact that he possessed those
firearms during a burglary. The felon in possession statute
addresses the first risk and the enhancement under Section
2K2.1(b)(5) addresses the second.
The difference in the harm that arises when a felon
possesses firearms and the harm that arises when a person
possesses firearms in connection with another felony can
be seen from the fact that, had defendant, as a felon,
possessed the firearms before he broke into Beck’s Sporting
Goods Store, Section 2K2.1(b)(5) would apply. See, e.g.,
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United States v. Rutledge, 28 F.3d 998 (9th Cir. 1994), cert.
denied, 513 U.S. 1177 (1995) (holding that there was no
double counting where a district court applies Section
2K2.1(b)(5) to enhance a conviction for being a felon in
possession where the defendant used a firearm to rob a
shop). Defendant does not dispute that the enhancement
under S2K2.1(b)(5) would be appropriate in Rutledge, but
rather, relying on Sanders, argues that Rutledge is
distinguishable because the other felony in that case
involved "a separation of time between the offense of
conviction and the other felony offense, or a distinction of
conduct between that occurring in the offense of conviction
and the other felony offense." Sanders, 162 F.3d at 400.
However, the threat to law enforcement officials and the
general public is no less merely because defendant obtained
the firearms while inside the store, as opposed to bringing
the firearms with him into the store. In either case, he
possessed deadly weapons, and his possession of firearms
as a convicted felon was distinct conduct from his burglary
of the store.
Likewise, the two level enhancement defendant received
under Section 2K2.1(b)(4), which provides "[i]f any firearm
was stolen . . . increase by 2 levels," does not address the
harm to law enforcement and the general public posed by
a person possessing firearms while committing another
felony because:
[s]ubsection (b)(4) increases a base offense level ipso
facto if the thing possessed by the defendant is a stolen
firearm. For example, if [defendant] had received the
stolen firearm in his home and subsequently been
convicted for attempting to sell it, his sentence would
have been enhanced under subsection (b)(4) because
the firearm he sought to sell was stolen. But assuming
that he committed no underlying felony, he would not
have received an enhancement under subsection (b)(5).
Subsection (b)(5) requires an increase in the base
offense level when the firearm in question is somehow
involved in another felony offense.
Luna, 165 F.3d at 323. "Subsection (b)(4) deals with the
stolen nature of the firearms themselves, regardless of the
possessor’s knowledge of or participation in obtaining the
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stolen weapons. In contrast, subsection (b)(5) addresses the
conduct surrounding the possession of the firearms,
specifically concerning the use or possession of the firearms
in connection with other prohibited conduct." Kenney, 283
F.3d at 938; see also, USSG S2K2.1 Application Note 19. As
the district court noted:
If the Court accepts defense counsel’s argument, then
essentially what you have here is a burglary which
goes unchallenged, or that there are no guidelines or
anything which adequately takes into consideration
that element of the crime, because essentially what we
would be doing is just focusing on the fact that the
defendant, [a] convicted felon, possessed stolen
firearms. But the offense encompasses more than that.
It is also a burglary.
Appendix 61a.
In sum, defendant’s conviction for being a felon in
possession of firearms, and the enhancement under Section
2K2.1(b)(4) for possessing stolen firearms, do not fully
account for the harm posed by the fact that those stolen
firearms were possessed in connection with the other felony
of burglary. Accordingly, I respectfully dissent.
A True Copy:
Teste:
Clerk of the United States Court of Appeals
for the Third Circuit
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