Walton v. Mental Health Assn ( 1999 )


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  •                                                                                                                            Opinions of the United
    1999 Decisions                                                                                                             States Court of Appeals
    for the Third Circuit
    2-23-1999
    Walton v. Mental Health Assn
    Precedential or Non-Precedential:
    Docket 97-2000
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    http://digitalcommons.law.villanova.edu/thirdcircuit_1999/44
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    Filed February 23, 1999
    UNITED STATES COURT OF APPEALS
    FOR THE THIRD CIRCUIT
    No. 97-2000
    SANDRA J. WALTON,
    Appellant
    v.
    MENTAL HEALTH ASSOCIATION OF SOUTHEASTERN
    PENNSYLVANIA
    APPEAL FROM THE UNITED STATES DISTRICT COURT
    FOR THE EASTERN DISTRICT OF PENNSYLVANIA
    (D.C. No. 96-cv-05682)
    District Judge: Honorable Marjorie O. Rendell
    ARGUED OCTOBER 7, 1998
    BEFORE: Becker, Chief Judge, Nygaard, and
    Noonan,* Circuit Judges.
    (Filed February 23, 1999)
    Ronald V. Cole (Argued)
    Suite 2330
    1601 Market Street
    Philadelphia, PA 19103
    Attorney for Appellant
    _________________________________________________________________
    *The Honorable John T. Noonan, Jr., Circuit Judge of the United States
    Court of Appeals for the Ninth Circuit, sitting by designation.
    Nancy C. Ryan (Argued)
    Stouffer & Ryan
    1515 Market Street
    Suite 601
    Philadelphia, PA 19102
    Attorney for Appellee
    OPINION OF THE COURT
    NYGAARD, Circuit Judge,
    Appellant, Sandra Walton, was fired by the Mental Health
    Association of Southeastern Pennsylvania ("MHASP") and
    sued under the Americans with Disabilities Act of 1990
    ("ADA"), 42 U.S.C. S 12101 et seq. (1994), claiming
    harassment, disparate treatment, and failure to
    accommodate. The District Court granted summary
    judgment for MHASP on these claims and denied Walton's
    motion to amend the complaint to add a discrimination
    claim based on her obesity as a perceived disability. Walton
    now challenges these decisions. We will affirm.
    I.
    The facts are generally uncontested and are accurately
    set forth in the District Court's Memorandum. See Walton
    v. Mental Health Assoc. of Southeastern Pa., No. CIV.A.96-
    5682, 
    1997 WL 717053
     (E.D. Pa. Nov. 17, 1997). We will
    summarize.
    Walton worked for MHASP, an advocacy organization for
    people with mental illness, from January 1990 until she
    was terminated on January 6, 1994. She was the Director
    of Advocacy Consumer Training for New Opportunities
    ("ACT NOW"), a program within MHASP that provided
    employment training and job placement for mental health
    services consumers. As Director, Walton was responsible
    for managing the program and supervising its staff. In
    1992, Walton was assigned a new supervisor, Carmen
    Meek. The relationship between the two was not good.
    Like approximately eighty percent of MHASP's employees,
    Walton is a mental health services consumer. Specifically,
    2
    she suffers from depression. As a result, she was
    hospitalized six times between March 1990 and December
    1993. Because of her illness, Walton was absent twenty-one
    days in 1990, forty days in 1991, fifty days in 1992, and
    fourteen and a half days in 1993 before taking leave on
    October 26, 1993. On that date, Walton was hospitalized
    for her illness, and she did not return to work before she
    was terminated in January 1994. MHASP policy provides
    eighteen days of sick leave per year.
    For over a year before Walton was terminated, the results
    of the ACT NOW program -- measured by actual job
    placement -- had declined significantly. ACT NOW was
    funded through grants from the Office of Vocational
    Rehabilitation and the City of Philadelphia. The drop in job
    placements led MHASP executives to fear for the continued
    sponsorship and existence of the program.
    Upon being hospitalized in October 1993, Walton
    requested a leave of absence without pay. MHASP's Human
    Resources Manager granted her request in a letter in which
    he stated: "In the near future would you please let me know
    the expected duration of your leave. It is our policy that a
    leave without pay should not exceed 6 months." Walton
    wrote MHASP a letter indicating that her doctor did not
    want her to return to work until November 22 and that she
    intended to be back on that date. She did not return on
    that date. On December 30, Walton's doctor wrote MHASP
    to inform them that Walton had regressed and that she
    should not return to work for several weeks. On January 4,
    1994, Walton notified MHASP that she would report to
    work on January 10. On January 6, 1994, Walton was
    terminated. The above facts are undisputed as are all
    others material to the District Court's summary judgment
    ruling.
    Walton filed a discrimination complaint with the
    Pennsylvania Human Relations Commission which, in turn,
    lodged it with the Equal Employment Opportunity
    Commission. The Human Relations Commission notified
    Walton that it had found "No Cause" in its investigation of
    her complaint, and she requested a Right-to-Sue Notice
    from the EEOC. Walton then sued MHASP.
    3
    II.
    Walton's first claim is that the District Court erred by
    denying her petition to amend the complaint to add a claim
    of discrimination based on the perceived disability of
    obesity. We review the Court's decision for abuse of
    discretion. See Berger v. Edgewater Steel Co., 
    911 F.2d 911
    , 916 (3d Cir. 1990).
    When a complaint is not amended within the time that
    amendments are allowed as a matter of course, a party may
    amend its complaint "by leave of court or by written
    consent of the adverse party; and leave shall be freely given
    when justice so requires." Fed. R. Civ. P. 15(a).
    Nevertheless, a trial court may consider whether the
    amendment would be futile. See F.D.I.C. v. Bathgate, 
    27 F.3d 850
    , 874 (3d Cir. 1994). Here, the District Court held
    that Walton's proposed new claim failed to state a claim
    upon which relief could be granted. See Walton, 
    1997 WL 717053
    , at *15.
    The ADA defines disability as "A) a physical or mental
    impairment that substantially limits one or more of the
    major life activities . . . ; B) a record of such an impairment;
    or C) being regarded as having such an impairment." 42
    U.S.C. S 12102(2). Walton argues that MHASP perceived her
    as disabled because she is obese, and that this claim,
    therefore, falls under the third prong of the disability
    definition.
    We have not recognized a cause of action against an
    employer who discriminates against an employee because it
    perceives the employee as disabled by obesity. Nor need we
    do so now because Walton has not claimed that MHASP
    discriminated against her because it perceived her as
    disabled by some impairment that substantially limits one of
    her major life activities.
    Although the ADA does not define "major life activities,"
    see Kelly v. Drexel Univ., 
    94 F.3d 102
    , 105 (3d Cir. 1996),
    an individual is substantially limited in a major life activity
    when she is "[u]nable to perform a major life activity that
    the average person in the general population can perform"
    or is "[s]ignificantly restricted as to the condition, manner
    or duration under which [she] can perform a particular
    4
    major life activity as compared to the condition, manner, or
    duration under which the average person in the general
    population can perform that same major life activity." 29
    C.F.R. S 1630.2(j).
    Major life activities include "functions such as caring for
    oneself, performing manual tasks, walking, seeing, hearing,
    speaking, breathing, learning, and working." 
    Id.
     S 1630.2(i).
    Walton asserts that MHASP did not release a promotional
    video in which she appeared because she was too obese.
    She apparently argues that, if MHASP refused to publish
    the video for this reason, it must have perceived her as
    substantially limited in her ability to work because
    appearing in the video was a part of her job. However,
    "[w]ith respect to the major life activity of working[, t]he
    term substantially limits means significantly restricted in
    the ability to perform either a class of jobs or a broad range
    of jobs in various classes as compared to the average
    person having comparable training, skills and abilities." 
    Id.
    S 1630.2(j)(3)(i). Furthermore, "[t]he inability to perform a
    single, particular job does not constitute a substantial
    limitation in the major life activity of working." 
    Id.
    Even if MHASP did cancel the video because of Walton's
    appearance (a fact MHASP disputes), her claim fails. By
    asserting that MHASP prevented her from performing a
    single minor aspect of her job, Walton simply has not
    claimed that MHASP perceived her as substantially limited
    in the major life activity of working under this standard.
    Nor is there any indication that MHASP perceived her
    obesity as limiting her other major life activities.
    Finally, Walton argues that the District Court first asked
    her to amend the complaint and then ignored the petition
    to amend once filed. See Appellant's Brief at 26-27. This is
    incorrect. The District Court did refer to Walton's delay in
    petitioning to amend. It did not, however, ignore the
    petition. Nor did the Court deny the petition because
    Walton delayed. Rather, the District Court addressed
    Walton's attempted amendment in the order granting
    summary judgment. It denied the petition because Walton
    failed therein to state a claim upon which relief could be
    granted. Walton was not prejudiced by the Court's decision
    5
    to deny the petition to amend,1 and the Court did not abuse
    its discretion.
    III.
    Walton also appeals the District Court's conclusion that
    she did not produce sufficient evidence of an objectively
    hostile work environment to make out a prima facie case of
    harassment. The ADA states that "[n]o covered entity shall
    discriminate against a qualified individual with a disability
    because of the disability of such individual in regard to . . .
    [the] terms, conditions, and privileges of employment." 42
    U.S.C. S 12112(a). We have not previously determined
    whether the ADA creates a cause of action for harassment
    under this section. The District Court proceeded on the
    assumption that a claim for a hostile workplace -- i.e.,
    harassment -- could be stated under the ADA, see Walton,
    
    1997 WL 717053
    , at *12, and the parties on appeal have
    followed suit.
    The Supreme Court has held that language in Title VII
    that is almost identical to the above language in the ADA
    creates a cause of action for a hostile work environment.
    See Patterson v. McLean Credit Union, 
    491 U.S. 164
    , 180,
    
    109 S. Ct. 2363
    , 2374 (1989). In addition, we have
    recognized that:
    [i]n the context of employment discrimination, the ADA,
    ADEA and Title VII all serve the same purpose--to
    prohibit discrimination in employment against
    members of certain classes. Therefore, it follows that
    the methods and manner of proof under one statute
    should inform the standards under the others as well.
    Indeed, we routinely use Title VII and ADEA caselaw
    interchangeably, when there is no material difference
    in the question being addressed.
    Newman v. GHS Osteopathic, Inc., 
    60 F.3d 153
    , 157 (3d Cir.
    1995). This framework indicates that a cause of action for
    harassment exists under the ADA. However, like other
    _________________________________________________________________
    1. Walton also requested amendment in order to assert a harassment
    claim. The District Court treated this claim as having been stated in the
    original complaint. See Part III, infra.
    6
    courts,2 we will assume this cause of action without
    confirming it because Walton did not show that she can
    state a claim.
    A claim for harassment based on disability, like one
    under Title VII, would require a showing that: 1) Walton is
    a qualified individual with a disability under the ADA; 2)
    she was subject to unwelcome harassment; 3) the
    harassment was based on her disability or a request for an
    accommodation; 4) the harassment was sufficiently severe
    or pervasive to alter the conditions of her employment and
    to create an abusive working environment; and 5) that
    MHASP knew or should have known of the harassment and
    failed to take prompt effective remedial action. See
    McConathy v. Dr. Pepper/Seven Up Corp., 
    131 F.3d 558
    ,
    563 (5th Cir. 1998); see also Vendetta v. Bell Atlantic Corp.,
    No. CIV.A. 97-4838, 
    1998 WL 575111
    , at *9 (E.D. Pa. Sep.
    8, 1998).3
    _________________________________________________________________
    2. Many courts have proceeded on the assumption that the ADA creates
    a cause of action for a hostile work environment but avoided confirming
    that the claim exists. See, e.g., Wallin v. Minnesota Dept. of
    Corrections,
    
    153 F.3d 681
    , 687-88 (8th Cir. 1998), petition for cert. filed, 
    67 U.S.L.W. 3410
     (U.S. Dec. 21, 1998) (No. 98-1007) ("We will assume, without
    deciding, that such a cause of action exists."); Moritz v. Frontier
    Airlines,
    Inc., 
    147 F.3d 784
    , 788 (8th Cir. 1998) ("Although we are uncertain
    whether such a cause of action exists, . . . [plaintiff] has failed to
    establish a prima facie case of discrimination"); McConathy v. Dr.
    Pepper/Seven Up Corp., 
    131 F.3d 558
    , 563 (5th Cir. 1998) (noting that
    various district courts have assumed the claim's existence and assuming
    its existence in order to dispense with appeal but stating that "[t]his
    case
    should not be cited for the proposition that the Fifth Circuit recognizes
    or rejects an ADA cause of action based on hostile environment
    harassment"). Our District Courts, likewise, have presumed the claim's
    existence. See, e.g., Vendetta v. Bell Atlantic Corp., No. CIV.A. 97-4838,
    
    1998 WL 575111
     (E.D. Pa. Sep. 8, 1998) (noting that because the
    Supreme Court has read a cause of action for harassment into Title VII,
    the same is appropriate under the ADA). At least one circuit has
    considered the claim without disavowing it. See Keever v. City of
    Middletown, 
    145 F.3d 809
    , 813 (6th Cir.), cert. denied, 
    119 S. Ct. 407
    (1998). Indeed, we have not discovered any case holding that the claim
    cannot be asserted under the ADA.
    3. Although the District Court did not mention the fifth element, it
    correctly found that Walton had failed to meet others, and thus its
    omission was harmless.
    7
    To prove an "abusive work environment" under Title VII,
    the environment must be shown to be objectively hostile or
    abusive, and the plaintiff must have perceived it as a
    hostile or abusive environment. See Harris v. Forklift Sys.,
    Inc., 
    510 U.S. 17
    , 22, 
    114 S. Ct. 367
    , 371 (1993). Walton
    would not need to prove that she suffered injury or that her
    psychological well-being was seriously affected. See 
    id.,
     
    114 S. Ct. at 371
    . She would, however, be called upon to show
    that the harassment was "sufficiently severe or pervasive to
    alter the conditions of [her] employment and create an
    abusive working environment." 
    Id. at 21
    , 
    114 S. Ct. at
    370
    (citing Meritor Sav. Bank v. Vinson, 
    477 U.S. 57
    , 67, 
    106 S. Ct. 2399
    , 2405 (1986)). To judge whether such an
    environment is hostile or abusive, we must consider all
    the circumstances, including "the frequency of the
    discriminatory conduct; its severity; whether it is physically
    threatening or humiliating, or a mere offensive utterance;
    and whether it unreasonably interferes with an employee's
    work performance." Id. at 23, 
    114 S. Ct. at 371
    . Walton
    simply has not demonstrated that the asserted harassment
    was pervasive or severe enough to meet the Harris
    standard.
    Walton asserts that various comments and actions by her
    supervisor, Meek, amount to harassment,4 and she argues
    that the District Court resolved disputed material factual
    issues to rule on this claim at the summary judgment level.
    We disagree.
    Although it is clear that the relationship between Walton
    and Meek was poor, Walton has not asserted facts that
    _________________________________________________________________
    4. The primary actions pointed to by Walton are: (1) Meek told Walton
    that she would be fired if she did not attend the graduation ceremony for
    ACT NOW (Walton is agoraphobic and later received permission not to
    attend the graduation from one of Meek's superiors); (2) Meek once told
    Walton she was "manic-depressive"; (3) Meek called her ten days
    consecutively when she was first hospitalized, asking each day when she
    would be returning to work (this upset Walton to the point that her
    doctor asked her to request that Meek stop calling); (4) Meek stated in
    her deposition that she believes persons with mental illness have
    impaired judgment when they are suffering from their illness; and (5)
    Meek forbade Walton's staff from speaking with her about the ACT NOW
    program while she was hospitalized.
    8
    would allow a reasonable jury to find that Meek harassed
    her because of her disability. See, e.g., Uhl v. Zalk Josephs
    Fabricators, Inc., 
    121 F.3d 1133
    , 1137 (7th Cir. 1997) ("A
    personality conflict doesn't ripen into an ADA claim simply
    because one of the parties has a disability."). The fact that
    Meek's behavior toward Walton may have been offensive
    does not indicate that it was based on Walton's disability.
    Finally, we agree with the District Court's conclusion that,
    "[a]ll of these alleged incidents -- considered both
    individually and together -- fall far short of meeting the
    Harris standard." Walton, 
    1997 WL 717053
    , at *14.
    IV.
    Walton's disparate treatment claim asserted that MHASP
    fired her while she was on leave because of her disability.
    She now argues that she presented enough evidence to
    raise an inference of pretext regarding MHASP's stated
    reason for firing her, and thus to avoid summary judgment.
    The McDonnell Douglas Title VII burden shifting rules apply
    to claims of discriminatory treatment under the ADA. See
    Lawrence v. National Westminster Bank N.J., 
    98 F.3d 61
    , 68
    & n.7 (3d Cir. 1996). To establish a prima facie case of
    disparate treatment, Walton "must prove by a
    preponderance of the evidence that (1) [she] belongs to a
    protected class; (2) [she] was qualified for the position; (3)
    [she] was dismissed despite being qualified; and (4) [she]
    was ultimately replaced by a person sufficiently outside the
    protected class to create an inference of discrimination." 
    Id. at 68
    . The District Court assumed that Walton had stated
    a prima facie case of discrimination under the ADA. 5 See
    Walton, 
    1997 WL 717053
    , at *5.
    Once the employee has established a prima facie case,
    "the burden of production shifts to the employer to
    `articulate some legitimate, nondiscriminatory reason for
    the employee's rejection.' " See Fuentes v. Perskie, 32 F.3d
    _________________________________________________________________
    5. MHASP argued that Walton was not "qualified" under the ADA due to
    her significant absences and therefore could not state a prima facie
    discrimination claim. The District Court held that whether attendance
    was essential to the job was a "hotly contested" fact in this case and
    therefore construed the question in Walton's favor.
    9
    759, 763 (3d Cir. 1994) (quoting McDonnell Douglas Corp. v.
    Green, 
    411 U.S. 792
    , 802, 
    93 S. Ct. 1817
    , 1824 (1973)).
    The District Court determined that MHASP had articulated
    a legitimate, nondiscriminatory reason when it claimed that
    Walton's failure to provide ACT NOW with the necessary
    leadership and her extensive absences had led it to fear for
    the program's future and therefore to dismiss Walton. See
    Walton, 
    1997 WL 717053
    , at *6.
    Because MHASP stated a "legitimate, nondiscriminatory"
    reason for its action, Walton, to defeat summary judgment,
    had to "point to some evidence, direct or circumstantial,
    from which a fact finder could reasonably either (1)
    disbelieve the employer's articulated legitimate reasons; or
    (2) believe that an invidious discriminatory reason was
    more likely than not a motivating or determinative cause of
    the employer's action." Lawrence, 
    98 F.3d at 66
    . These
    options enable a plaintiff to survive summary judgment,
    without direct evidence, by producing "sufficient evidence to
    raise a genuine issue of fact as to whether the employer's
    proffered reasons were not its true reasons for the
    challenged employment action."6 Sheridan v. E.I. DuPont de
    Nemours and Co., 
    100 F.3d 1061
    , 1067 (3d Cir. 1996) (en
    banc).
    The defendant's intent in dismissing the plaintiff is a
    factual question. See Chippolini v. Spencer Gifts, Inc., 
    814 F.2d 893
    , 899 (3d Cir. 1987) (en banc). Therefore, if Walton
    can point to evidence that calls into question MHASP's
    intent, she "raises an issue of material fact which, if
    genuine, is sufficient to preclude summary judgment." 
    Id.
     A
    dispute regarding a material fact is genuine "if the evidence
    is such that a reasonable jury could return a verdict for the
    nonmoving party." Anderson v. Liberty Lobby, Inc., 
    477 U.S. 242
    , 248, 
    106 S. Ct. 2505
    , 2510 (1986).
    The District Court concluded that Walton had not offered
    any evidence from which a reasonable jury couldfind that
    MHASP's proffered reason for terminating Walton was
    _________________________________________________________________
    6. Of course, at trial, the plaintiff maintains the burden to persuade the
    jury that the reason was pretextual and that the real reason for the
    employer's action was discrimination. See St. Mary's Honor Center v.
    Hicks, 
    509 U.S. 502
    , 511 n.4, 
    113 S. Ct. 2742
    , 2749 n.4 (1993).
    10
    pretextual. See Walton, 
    1997 WL 717053
    , at *7-10. Walton
    argues that she produced both direct and indirect evidence
    that MHASP's stated reasons were pretextual. She did not,
    and we will affirm the District Court.
    A. Direct Evidence of Pretext
    Walton points to evidence that the high attrition rate in
    the ACT NOW program, which MHASP claimed showed a
    declining level of productivity in the program,"had long
    been known to defendant," Appellant's Brief at 42, and was
    due to such uncontrollable factors as the program
    participants' "unreasonable expectations, insubordination,
    absenteeism and drug abuse." 
    Id.
     She asserts that she had
    no control over the attrition rate. This argument is not
    convincing. MHASP's concern with the program's declining
    success rate and its reliance on the faltering results in its
    decision to dismiss Walton was reasonable as long as
    earlier program participants were faced with similar
    difficulties. Walton did not claim that they were not.
    Walton notes that it was Meek who pointed out
    numerous faults in the program and claims that her
    veracity is in doubt because she is the person who
    purportedly harassed Walton. However, MHASP's
    knowledge of ACT NOW's faltering results and of Walton's
    significant absences did not depend on Meek's reports, and
    Walton has not suggested that the data MHASP relied upon
    was incorrect.7
    B. Indirect Evidence of Pretext
    Walton asserts that the timing and circumstances
    surrounding her dismissal are sufficient to support an
    inference that MHASP's stated reasons for terminating her
    are pretextual. Factors including "the timing of an
    employee's dismissal, and the employer's treatment of the
    employee could raise an inference of pretext which would
    make summary judgment for the employer inappropriate."
    Josey v. John R. Hollingsworth Co., 
    996 F.2d 632
    , 638-39
    (3d Cir. 1993).
    _________________________________________________________________
    7. Walton's assertion that MHASP cannot claim that it fired her for her
    absences because her absences were largely a result of MHASP's abusive
    treatment is unsupported by the facts. See Part III, supra.
    11
    Walton cites White v. Westinghouse Electric Co., 
    862 F.2d 56
     (3d Cir. 1989), for authority that the circumstances
    surrounding her discharge may be sufficient to raise a
    genuine issue of material fact and preclude summary
    judgment. White was dismissed when he was three months
    short of serving thirty years, upon which he would have
    been entitled to greater retirement benefits and the option
    to retire at a younger age. We decided that these
    circumstances indicated that White was discriminated
    against based on his age. However, the rationale behind
    White was rejected by the Supreme Court in Hazen Paper
    Co. v. Biggins, 
    507 U.S. 604
    , 
    113 S. Ct. 1701
     (1993). In
    Hazen, the Court considered a claim under the ADEA by an
    employee who had been fired just before his pension would
    have vested. In holding that the employer did not violate
    the ADEA by firing the employee to prevent his pension
    from vesting, the Court emphasized that a firing that may
    be wrongful in one sense (to purposefully avoid paying
    benefits, for example) is not necessarily wrongful under the
    ADEA (or, in Walton's case, the ADA) "unless the protected
    trait actually motivates the employer's decision." 
    Id. at 610, 611-12
    , 113 S. Ct. at 1706, 1707-08. Therefore, our
    inference in White that a wrongful firing that occurred
    because an employee was about to gain increased pension
    benefits indicated a wrongful firing based on age was
    unfounded. Hazen teaches that we must not infer a
    particular type of discrimination from circumstances that
    merely indicate a wrongful firing of some sort. That is just
    what Walton is asking us to do.
    To consider timing and/or employee treatment in relation
    to a dismissal as evidence of discrimination, there must be
    some logical connection between the timing or treatment
    and the possibility of the particular discrimination at issue.
    For example, in Josey, 
    996 F.2d at 632
    , a company owned
    by seven white shareholder employees adopted a new
    preference for hiring and maintaining shareholders in the
    midst of unrest following the promotion of a black
    nonshareholder supervisor ahead of a white shareholder.
    We found that the timing of the adoption of the new
    company policy preferring shareholders, together with facts
    that indicated racial prejudice by at least one shareholder,
    12
    was sufficient to create an issue of fact as to whether the
    action was racially motivated. See 
    id. at 640-41
    .
    Walton asserts that MHASP's hiring of her replacement a
    month before she was notified that she had beenfired
    showed that the reasons it gave for her dismissal were
    pretextual. Although she was fired while on leave and was
    not given notice that she had been replaced until she was
    about to return to work, it would be wrong to infer from
    this that MHASP's decision to dismiss her was based on her
    disability. Here, nothing connects the timing of the
    dismissal or the related circumstances with a
    discriminatory motive. Rather, the reverse is true. Walton
    was let go during her longest extended absence. This would
    clearly have brought any concerns that MHASP previously
    had regarding her ability to do her job to a head and
    increased the pressure on the association to replace her.
    V.
    Finally, Walton argues that the District Court erred by
    holding that her proposed accommodation (being left on
    extended leave) created an undue burden on MHASP.
    Under the ADA, discrimination includes: "not making
    reasonable accommodations to the known physical or
    mental limitations of an otherwise qualified individual with
    a disability who is an applicant or employee, unless[the
    employer] can demonstrate that the accommodation would
    impose an undue hardship on the operation of the business
    of such [employer]." 42 U.S.C. S 12112(b)(5)(A). An undue
    hardship entails "significant difficulty or expense in, or
    resulting from, the provision of the accommodation." 29
    C.F.R. S 1630, App. S 1630.2(p).
    The circuits disagree whether the burdens of production
    and persuasion on the issues of reasonable accommodation
    and undue burden are properly placed on the plaintiff or
    the defendant, or are divided between them. See Borkowski
    v. Valley Cent. Sch. Dist., 
    63 F.3d 131
    , 136-37 (2d Cir.
    1995) (recounting the various approaches). We now, like the
    13
    District Court, "chart a middle course," 
    id. at 137
    , and
    adopt the Borkowski approach:8
    First, the plaintiff bears the burden of proving that she
    is otherwise qualified; if an accommodation is needed,
    the plaintiff must show, as part of her burden of
    persuasion, that an effective accommodation exists
    that would render her otherwise qualified. On the issue
    of reasonable accommodation, the plaintiff bears only
    the burden of identifying an accommodation, the costs
    of which, facially, do not clearly exceed its benefits.
    These two requirements placed on the plaintiff will
    permit district courts to grant summary judgments for
    defendants in cases in which the plaintiff 's proposal is
    either clearly ineffective or outlandishly costly.
    
    Id. at 139
    .
    Following a prima facie showing by the plaintiff that a
    reasonable accommodation exists which would make her
    qualified, the burden shifts to the defendant to prove either
    that the accommodation is unreasonable or that it creates
    an undue hardship for the defendant. See 
    id. at 138
    . These
    two options before the defendant effectively "merge"
    because "in practice meeting the burden of nonpersuasion
    on the reasonableness of the accommodation and
    demonstrating that the accommodation imposes an undue
    hardship amount to the same thing." 
    Id.
    This distribution of burdens is both fair and efficient. The
    employee knows whether her disability can be
    accommodated in a manner that will allow her to
    successfully perform her job. The employer, however, holds
    the information necessary to determine whether the
    proposed accommodation will create an undue burden for
    it. See 
    id. at 137
    . Thus, the approach simply places the
    burden on the party holding the evidence with respect to
    the particular issue.
    Walton asserts that MHASP should have accommodated
    _________________________________________________________________
    8. We previously indicated, in dictum, our preference for the Borkowski
    approach. See Shiring v. Runyon, 
    90 F.3d 827
     (3d Cir. 1996) (a case
    under the Rehabilitation Act).
    14
    her by continuing her leave of absence without firing her.9
    The District Court concluded that Walton had made a facial
    showing that unpaid leave was potentially a reasonable
    accommodation for her sickness by introducing the letter
    with which MHASP accepted her request for unpaid leave.
    See Walton, 
    1997 WL 717053
    , at *11. Addressing MHASP's
    decision to end its grant of unpaid leave, however, the
    Court reasoned that the "same evidence that demonstrates
    the legitimate, nondiscriminatory reason for firing plaintiff
    . . . also demonstrates that the accommodation that
    plaintiff seeks [continuation of her leave] created an undue
    burden for the organization." Id. at *12. Therefore, the
    Court held, MHASP had produced "sufficient
    uncontroverted evidence to meet the burden of
    demonstrating that the requested accommodation, although
    possible, was not reasonable." Id.
    We will affirm because Walton's requested
    accommodation -- continued leave -- would have created
    _________________________________________________________________
    9. Walton originally alleged that MHASP failed to reasonably
    accommodate her on a number of other occasions. She raises only this
    instance on appeal.
    In addition, she now argues that she could have been rehired "in a less
    critical position than Director." In her reply brief, Walton further
    extends
    this argument by asserting that, because MHASP hired her replacement
    without telling her, it failed to make a "good faith effort to communicate
    with her regarding necessary and available accommodations."
    MHASP responds that this argument is untimely because it was not
    asserted by the plaintiff before the District Court. Walton originally
    complained that "[d]efendant failed to reasonably accommodate
    plaintiff 's request for a leave of absence without pay by violating its
    own
    stated policy respecting the duration of such absences." (The proposed
    amended complaint did not alter this claim.) The District Court declined
    to consider the reassignment issue because Walton did not raise the
    issue in her complaint. See Walton, 
    1997 WL 717053
    , at *10 n.12. This
    was not in error.
    As to Walton's attempt to raise the issue before us,"absent exceptional
    circumstances, an issue not raised in the district court will not be heard
    on appeal." Altman v. Altman, 
    653 F.2d 755
    , 758 (3d Cir. 1981) (citation
    omitted). In exceptional circumstances or when manifest injustice would
    otherwise result, public interest can require that the issue be heard. See
    
    id.
     This case does not present such circumstances.
    15
    an undue burden on MHASP. Reasonable accommodations
    are "[m]odifications or adjustments to the work
    environment, or to the manner or circumstances under
    which the position held or desired is customarily
    performed, that enable a qualified individual with a
    disability to perform the essential functions of that
    position." 29 C.F.R. S 1630.2(o)(1)(ii). Although unpaid leave
    supplementing regular sick and personal days might, under
    other facts, represent a reasonable accommodation, an
    employer does not have to allow leave of this type to the
    extent that MHASP had already granted it to Walton. A
    blanket requirement that an employer allow such leave is
    beyond the scope of the ADA when the absent employee
    simply will not be performing the essential functions of her
    position.
    Walton attempts to use MHASP's past grants of unpaid
    leave against it by arguing that these instances show that
    the leave was a reasonable accommodation. Here, Holbrook
    v. City of Alpharetta, Georgia, 
    112 F.3d 1522
     (11th Cir.
    1997), is informative. In Holbrook, the city accommodated a
    visually-impaired police detective for a significant period of
    time with respect to essential functions of his job which he
    could not perform without assistance. The court held that
    the city's decision to cease the accommodations did not
    violate the ADA because the city's original accommodations
    exceeded the level that the law required. See 
    id. at 1528
    .
    Similarly, the unpaid leave granted to Walton exceeded the
    requirement of reasonable accommodation under the ADA,
    and MHASP's decision to discontinue the accommodation
    does not give her a cause of action against it.
    VI.
    In sum, Walton has not convinced us that the District
    Court erred by granting MHASP's motion for summary
    judgment on her claims of harassment, disparate
    treatment, and failure to accommodate. Nor has she shown
    that the District Court erred by not allowing her to amend
    her complaint. Accordingly, we will affirm.
    16
    A True Copy:
    Teste:
    Clerk of the United States Court of Appeals
    for the Third Circuit
    17
    

Document Info

Docket Number: 97-2000

Filed Date: 2/23/1999

Precedential Status: Precedential

Modified Date: 10/13/2015

Authorities (24)

federal-deposit-insurance-corporation-as-receiver-for-the-first-national , 27 F.3d 850 ( 1994 )

William A. Holbrook v. City of Alpharetta, Georgia , 112 F.3d 1522 ( 1997 )

Ted JOSEY, Appellant, v. JOHN R. HOLLINGSWORTH CORPORATION, ... , 996 F.2d 632 ( 1993 )

Barbara R. Sheridan v. E.I. Dupont De Nemours and Company, ... , 100 F.3d 1061 ( 1996 )

James R. WHITE, Appellant, v. WESTINGHOUSE ELECTRIC COMPANY,... , 862 F.2d 56 ( 1989 )

Kathleen Borkowski v. Valley Central School District , 63 F.3d 131 ( 1995 )

Marge J. McConathy v. Dr. Pepper/seven Up Corporation , 131 F.3d 558 ( 1998 )

Terry J. Shiring v. Marvin T. Runyon, Postmaster General, ... , 90 F.3d 827 ( 1996 )

Francis J. Kelly v. Drexel University , 94 F.3d 102 ( 1996 )

Anthony J. Chipollini v. Spencer Gifts, Inc., a Delaware ... , 814 F.2d 893 ( 1987 )

Jeffrey B. Newman v. Ghs Osteopathic, Inc., Parkview ... , 60 F.3d 153 ( 1995 )

Albert L. Lawrence v. National Westminster Bank New Jersey, ... , 98 F.3d 61 ( 1996 )

altman-sydney-a-v-altman-ashley-j-and-altman-ashley-j-of-the-estate , 653 F.2d 755 ( 1981 )

donald-berger-barbara-dallas-william-kier-jr-rose-saxman-and-robert , 911 F.2d 911 ( 1990 )

Judith Moritz v. Frontier Airlines, Inc. , 147 F.3d 784 ( 1998 )

Richard T. Keever v. City of Middletown , 145 F.3d 809 ( 1998 )

craig-p-wallin-v-minnesota-department-of-corrections-dennis-benson , 153 F.3d 681 ( 1998 )

McDonnell Douglas Corp. v. Green , 93 S. Ct. 1817 ( 1973 )

Meritor Savings Bank, FSB v. Vinson , 106 S. Ct. 2399 ( 1986 )

Anderson v. Liberty Lobby, Inc. , 106 S. Ct. 2505 ( 1986 )

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