Dolenc v. Love ( 1994 )


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  •                                                                                                                            Opinions of the United
    1994 Decisions                                                                                                             States Court of Appeals
    for the Third Circuit
    11-16-1994
    Dolenc v. Love
    Precedential or Non-Precedential:
    Docket 93-3625
    Follow this and additional works at: http://digitalcommons.law.villanova.edu/thirdcircuit_1994
    Recommended Citation
    "Dolenc v. Love" (1994). 1994 Decisions. Paper 192.
    http://digitalcommons.law.villanova.edu/thirdcircuit_1994/192
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    UNITED STATES COURT OF APPEALS
    FOR THE THIRD CIRCUIT
    _______________
    No. 93-3625
    _______________
    JOHN E. DOLENC, JR.
    v.
    WARDEN WILLIAM LOVE,
    Appellant
    _______________
    On Appeal from the United States District Court
    for the Western District of Pennsylvania
    D.C. Civil No. 93-00862
    Submitted Under Third Circuit LAR 34.1(a)
    October 31, 1994
    Before:   GREENBERG and McKEE, Circuit Judges
    and POLLAK*, District Judge
    (Filed: November 16, 1994)
    JOHN E. DOLENC, Jr.
    1600 Walters Mill Road
    Somerset, PA 15510
    Appellee
    THOMAS N. FARRELL
    Office of District Attorney
    401 Allegheny County Courthouse
    Pittsburgh, PA 15219
    Attorney for Appellant
    *.
    Honorable Louis H. Pollak, United States District Judge for
    the Eastern District of Pennsylvania, sitting by designation.
    ____________________
    OPINION OF THE COURT
    ____________________
    POLLAK, District Judge.
    In 1981 John E. Dolenc, Jr., was charged with killing
    his wife, Patricia Dolenc, in July of 1975.    The case came on for
    trial before a jury in the Court of Common Pleas of Allegheny
    County, Pennsylvania.     At the conclusion of the trial, the jury
    returned a verdict finding John Dolenc guilty of murder in the
    first degree.   On September 21, 1981, Dolenc was sentenced to
    life imprisonment.
    Since he was sentenced, Dolenc has challenged his
    conviction in the Pennsylvania courts both on direct appeal and
    by various collateral proceedings.    In addition, Dolenc has filed
    a series of petitions for habeas corpus in the United States
    District Court for the Western District of Pennsylvania.     All
    Dolenc's attempts to overturn his conviction have been
    unsuccessful.
    Now before this court is an appeal by the Commonwealth1
    from Judge Standish's order of November 10, 1993, dismissing the
    fourth and most recent of Dolenc's federal habeas petitions.     The
    fact that the Commonwealth -- not Dolenc -- is appealing the
    dismissal of the petition poses the jurisdictional question we
    now confront:   Is the Commonwealth, in some legally cognizable
    sense, aggrieved by, and hence entitled to seek appellate review
    of, Judge Standish's order?   To answer this question, we must
    look more closely at the order of dismissal.
    Judge Standish's order adopted "as the opinion of the
    court" a report and recommendation filed by Magistrate Judge
    Sensenich, on October 13, 1993.   That report and recommendation
    came to two conclusions of law:
    First, the report and recommendation rejected the
    Commonwealth's submission that Dolenc's fourth habeas corpus
    petition challenging the same conviction constituted an abuse of
    the writ that precluded access to federal habeas corpus:
    Magistrate Judge Sensenich determined that the federal
    constitutional claims central to Dolenc's fourth habeas petition
    were rooted in a decision of the Pennsylvania Supreme Court,
    1
    . The nominal appellant is Warden William Love, the official
    who, having custody of John Dolenc, was named as respondent in
    Dolenc's petition for habeas corpus.   It is, however, the
    Commonwealth of Pennsylvania, rather than Warden Love, that is
    the actual adverse party in interest; for that reason, this
    opinion, when referring to appellant, speaks of "the
    Commonwealth."
    Commonwealth v. Myers, 
    530 Pa. 396
    , 
    609 A.2d 162
    , which was
    handed down on May 22, 1992, "after petitioner's previous habeas
    petitions were dismissed," and therefore the claims "could
    neither have been presented nor addressed previously."
    Second, the report and recommendation went on to
    conclude that the new constitutional claims had not been "'fairly
    presented'" to the Pennsylvania courts and, in consequence,
    Dolenc, not having exhausted available state remedies, was not
    yet in a position to present those claims to a federal district
    court.
    The Commonwealth now seeks review of Judge Standish's
    order dismissing Dolenc's fourth federal petition for habeas
    corpus.   On the face of it, the Commonwealth's posture as
    appellant is unusual:   having prevailed in the district court,
    the Commonwealth would not seem to be so positioned as to be able
    to complain of the victory it won.    The Commonwealth is not,
    however, complaining about the district court's order, which
    dismissed Dolenc's habeas petition.    Rather, what the
    Commonwealth is really complaining about is Judge Standish's
    adoption of the opinion of Magistrate Judge Sensenich -- or, to
    be more precise, the first portion of that opinion:       the ruling
    that Dolenc's fourth habeas petition was not an abuse of the writ
    precluding Dolenc from seeking federal habeas.    The Commonwealth
    fears that the ruling is one which may return to haunt it if
    Dolenc, after unsuccessfully exhausting his state remedies,
    returns to the district court to seek federal habeas for a fifth
    time.   The Commonwealth anticipates that on such a renewed
    federal habeas application the Commonwealth's renewed abuse-of-
    the-writ plea would necessarily be overcome by a determination
    that Judge Standish's adoption of Magistrate Judge Sensenich's
    opinion has made rejection of the Commonwealth's abuse-of-the-
    writ contention law of the case.
    If the Commonwealth is correct in its prediction that
    the opinion would operate as law of the case, the Commonwealth
    would appear to be on firm ground in contending that it has
    standing to appeal.   This would be so because, although
    "[o]rdinarily, a prevailing party cannot appeal from a district
    court judgment in its favor," In re DES Litigation, 
    7 F.3d 20
    , 23
    (2nd Cir. 1993), there are "exceptions to this rule," and "[o]ne
    exception arises when the prevailing party is aggrieved by the
    collateral estoppel effect of a district court's rulings."    
    Ibid.
    But we think the Commonwealth has magnified the legal momentum of
    the portion of the magistrate judge's opinion, adopted as the
    opinion of the district court, to which it takes exception.     We
    perceive no reason why Judge Standish would be precluded from re-
    examining the abuse-of-the-writ issue if Dolenc were again to
    petition for federal habeas.   And, a fortiori, this court would
    not be bound to acquiesce in the magistrate judge's and district
    court's 1993 abuse-of-the-writ ruling if we were in the future
    called on to review the district court's disposition of a fifth
    federal habeas petition.2
    In sum, we hold that the Commonwealth, having failed to
    establish that the action of the district court will tie the
    Commonwealth's hands in any potential future phase of this
    litigation, is not aggrieved by the district court's order and
    hence is without standing to appeal.3   Accordingly, the appeal is
    dismissed for lack of jurisdiction.
    2
    . In rejecting the Commonwealth's view that law-of-the-case
    would insulate the 1993 abuse-of-the-writ ruling from re-
    examination in the district court or here, we are not to be
    understood as intimating a view that the ruling was incorrect.
    Because we conclude that we lack jurisdiction to entertain the
    Commonwealth's appeal, we have no authority to consider the
    correctness of the ruling.
    3
    . Burkett v. Cunningham, 
    826 F.2d 1208
     (3rd Cir. 1987), is not
    to the contrary. There we held that a district court's finding
    in an earlier habeas proceeding -- a "finding [that] was part of
    an order [of dismissal] which was not appealed by the state," 
    id.
    at 1218 -- that delay in the state courts was so egregious as to
    excuse a federal habeas petitioner from exhausting state
    remedies, was "not open to collateral attack in this proceeding."
    
    Ibid.
     One member of the Burkett court argued in partial dissent
    that the state could not have appealed from the prior dismissal.
    We rejected that view, but did so on a ground not present in the
    case at bar -- namely, that the order nominally dismissing the
    petition was, in effect, "a conditional grant of Burkett's writ."
    
    Id.
     at 1223 n.35. Our rationale was as follows:
    The partial dissent suggests that Blair
    County could not have appealed the order.
    Post at 1230 n.5. However, we believe that
    Blair County had standing to appeal. First,
    it did not, in contrast to the appellant in
    Perez v. Ledesma, 
    401 U.S. 82
    , 87 n.3, 
    91 S. Ct. 674
    , 678 n.3, 
    27 L.Ed.2d 701
     (1971),
    fully prevail as to all appealable aspects of
    the order. The order dismissed Burkett's
    petition only conditionally -- "unless . . .
    (..continued)
    Blair County fails to . . . impose any
    appropriate sentence within sixty (60) days"
    -- and ordered Blair County "to act in
    accordance with this directive." Second, the
    district court would have had no
    constitutional authority to enter such an
    order had no violation been at least
    impending. On the other hand, a court must
    grant appropriate relief where an existing
    violation is found.   Indeed, having found a
    violation, there was nothing left to be
    decided in a new petition other than the
    remedy. Unfortunately, however, the district
    court, instead of retaining jurisdiction,
    marked the case "closed." (Obviously the
    district court did not conceive that the
    county, once warned, would not sentence
    Burkett within 60 days). Under these
    circumstances, we read the less-than-pellucid
    order, together with the court's opinion, as
    a conditional grant of Burkett's writ.