Bonenberger v. Plymouth Twp , 132 F.3d 20 ( 1997 )


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  •                                                                                                                            Opinions of the United
    1997 Decisions                                                                                                             States Court of Appeals
    for the Third Circuit
    12-17-1997
    Bonenberger v. Plymouth Twp
    Precedential or Non-Precedential:
    Docket 97-1047
    Follow this and additional works at: http://digitalcommons.law.villanova.edu/thirdcircuit_1997
    Recommended Citation
    "Bonenberger v. Plymouth Twp" (1997). 1997 Decisions. Paper 276.
    http://digitalcommons.law.villanova.edu/thirdcircuit_1997/276
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    Filed December 17, 1997
    UNITED STATES COURT OF APPEALS
    FOR THE THIRD CIRCUIT
    No. 97-1047
    CHERYL BONENBERGER,
    Appellant,
    v.
    PLYMOUTH TOWNSHIP; JOSEPH LA PENTA, SERGEANT,
    PLYMOUTH TOWNSHIP POLICE DEPARTMENT
    APPEAL FROM THE
    UNITED STATES DISTRICT COURT
    FOR THE EASTERN DISTRICT OF PENNSYLVANIA
    (D.C. Civil No. 96-cv-00403)
    ARGUED SEPTEMBER 25, 1997
    BEFORE: COWEN, ROTH, and LEWIS, Circuit Judges.
    (Filed December 17, 1997)
    William L. McLaughlin, Jr.
    (ARGUED)
    23 South Valley Road
    Post Office Box 494
    Paoli, PA 19301
    Attorney for Appellant
    George H. Knoell, III (ARGUED)
    Kane, Pugh, Knoell & Driscoll
    510 Swede Street
    Norristown, PA 19401
    Attorney for Plymouth Township
    L. Rostaing Tharaud (ARGUED)
    Marshall, Dennehey, Warner,
    Coleman & Goggin
    1845 Walnut Street
    Philadelphia, PA 19103
    Attorney for Joseph La Penta
    OPINION OF THE COURT
    LEWIS, Circuit Judge.
    Appellant Cheryl Bonenberger brought this sexual
    harassment suit against her former employer, Plymouth
    Township, located in Pennsylvania; the Plymouth Township
    Police Department; and against Sergeant La Penta, a police
    department employee. She has asserted claims under both
    Title VII and 42 U.S.C. S 1983. This appeal requires us to
    decide whether a police officer acts under "color of state
    law" for purposes of 42 U.S.C. S 1983 when he sexually
    harasses a co-employee whose work shift he supervises,
    even if he is not her official supervisor and lacks authority
    to hire or fire her. We must also apply our precedent in
    Title VII sexual harassment cases, reaffirming the
    established distinction between quid pro quo and hostile
    work environment claims. For the reasons set forth below,
    we will reverse in part and affirm in part the district court's
    order of summary judgment dismissing Bonenberger's
    allegations.
    I.
    Bonenberger worked as a dispatcher for the Plymouth
    Township Police Department from about February 1993 to
    April 11, 1994. She alleges that during her employment,
    Sergeant Joseph La Penta regularly accosted her at work
    with obscene remarks and unwelcome sexual advances.
    She also claims that La Penta frequently fondled her
    breasts or pinched her buttocks while she attempted to
    complete work assignments. She contends that this ongoing
    harassment occurred in the presence of police employees
    and that management-level personnel became aware of La
    2
    Penta's conduct in January 1994, but for nearly three
    months did nothing to curtail it. Bonenberger adds that
    although she consistently rejected La Penta's advances, the
    harassment persisted, driving her to resign her position as
    dispatcher on April 11, 1994.
    The parties agree that although La Penta did not hire
    Bonenberger and was not her official supervisor, he
    supervised all of the dispatchers, including Bonenberger,
    when no higher-ranking officer was on duty. At such times
    he had sole control over Bonenberger's work environment,
    determining when she and the other dispatchers might take
    a break and which tasks they would perform. Bonenberger
    testified that on one such occasion, he grabbed her
    buttocks in the presence of three other law enforcement
    officials. The police department's own independent
    investigation confirms that this incident occurred.
    The district court granted defendants summary judgment
    on Bonenberger's claims that (1) La Penta, individually and
    in his official capacity, deprived her of the right to equal
    protection in violation of 42 U.S.C. S 1983 and the
    Fourteenth Amendment; (2) Plymouth Township Police
    Department's failure properly to control, discipline and
    train La Penta violated section 1983 and (3) Plymouth
    Township Police Department contravened Title VII by
    permitting La Penta's quid pro quo and hostile work
    environment sexual harassment. The district court also
    dismissed Bonenberger's state law claims of intentional
    infliction of emotional distress and battery against La
    Penta, and her claim against the police department under
    the Pennsylvania Human Relations Act, 43 Pa. Cons. Stat.
    S 951 et seq. (1991), declining to exercise supplemental
    jurisdiction over those claims pursuant to 28 U.S.C. S 1367.1
    Reviewing the record de novo, we will reverse the district
    _________________________________________________________________
    1. 28 U.S.C. S 1367(c)(3) permits a district court to "decline to exercise
    supplemental jurisdiction over a [state law] claim . . . if [it] has
    dismissed
    all claims over which it has original jurisdiction .. . ." Moreover, where
    federal claims are dismissed before trial, the district court "must
    decline
    to decide the pendent state claims unless considerations of judicial
    economy, convenience, and fairness to the parties provide an affirmative
    justification for doing so." Borough of West Mifflin v. Lancaster, 
    45 F.3d 780
    , 788 (3d Cir. 1995).
    3
    court's order of summary judgment on Bonenberger's
    section 1983 claim against La Penta and on her Title VII
    hostile work environment claim against the police
    department. We will affirm the order of summary judgment
    with respect to her section 1983 claim and her claim of
    quid pro quo harassment against the department.
    II.
    A.
    We address first Appellant's section 1983 claim against
    Sergeant La Penta.2 A finding of liability under 42 U.S.C.
    S 1983 "requires that the defendant . . . have exercised
    power `possessed by virtue of state law and made possible
    only because the wrongdoer is clothed with the authority of
    state law.' " West v. Atkins, 
    487 U.S. 42
    , 49 (1988) (quoting
    United States v. Classic, 
    313 U.S. 299
    , 326 (1941)). See also
    Kost v. Kozakiewicz, 
    1 F.3d 176
    , 184 (3d Cir. 1993).
    The district court correctly concluded that state action is
    a threshold issue in any section 1983 case. It erred,
    however, in holding that La Penta's harassment could not
    meet the color of law requirement solely because he "had
    no authority to hire, fire or make any employment decision
    regarding Bonenberger . . . ." Bonenberger v. Plymouth
    Township, No. Civ. A. 96-403, 
    1996 WL 729034
    , at *5 (E.D.
    Pa. Dec. 18, 1996). A state employee may, under certain
    circumstances, wield considerable control over a
    subordinate whose work he regularly supervises, even if he
    does not hire, fire, or issue regular evaluations of her work.
    _________________________________________________________________
    2. Section 1983 provides, in pertinent part,
    Every person who, under color of any statute, ordinance,
    regulation,
    custom, or usage, of any State or Territory or the District of
    Columbia, subjects, or causes to be subjected, any citizen of the
    United States or other person within the jurisdiction thereof to
    the
    deprivation of any rights, privileges, or immunities secured by the
    Constitution and laws, shall be liable to the party injured in an
    action at law, suit in equity, or other proper proceeding for
    redress
    . . . .
    42 U.S.C. S 1983 (1996).
    4
    See Poulsen v. City of North Tonawanda, 
    811 F. Supp. 884
    ,
    895 (W.D.N.Y. 1993) (factual dispute about the defendant's
    actual authority precludes summary judgment on section
    1983 sexual harassment claim where plaintiff alleged that
    defendant possessed unwritten authority to influence her
    work evaluations and assignments). There is simply no
    plausible justification for distinguishing between abuse of
    state authority by one who holds the formal title of
    supervisor, on the one hand, and abuse of state authority
    by one who bears no such title but whose regular duties
    nonetheless include a virtually identical supervisory role,
    on the other.3
    In so holding, we do not suggest that all acts of an on-
    duty state employee are state action for purposes of section
    1983. Although "state employment is generally sufficient to
    render the defendant a state actor," 
    West, 487 U.S. at 50
    (citation omitted), not all torts committed by state
    employees constitute state action, even if committed while
    on duty. For instance, a state employee who pursues purely
    private motives and whose interaction with the victim is
    unconnected with his execution of official duties does not
    act under color of law. Mark v. Borough of Hatboro, 
    51 F.3d 1137
    , 1150 (3d Cir. 1995) ("[A]n otherwise private tort is
    not committed under color of law simply because the
    tortfeasor is an employee of the state."). In contrast, off-
    duty police officers who flash a badge or otherwise purport
    to exercise official authority generally act under color of
    law. Rivera v. La Porte, 
    896 F.2d 691
    , 696 (2d Cir. 1990)
    (finding state action existed because offender identified
    himself as peace officer, arrested plaintiff and used police
    car). Thus, the essence of section 1983's color of law
    requirement is that the alleged offender, in committing the
    act complained of, abused a power or position granted by
    the state.
    _________________________________________________________________
    3. It appears that Sergeant La Penta and Sergeant Carbo, Bonenberger's
    official supervisor, performed exactly the same role when they were in
    charge of the dispatchers' shifts. The only appreciable difference between
    their authority over Bonenberger was that Carbo, not La Penta, was
    responsible for submitting written evaluations of her work. While this
    distinction is significant, it does not justify the district court's
    conclusion
    that La Penta exercised no professional authority over Bonenberger.
    5
    In holding that Sergeant La Penta's conduct was not
    under color of law, the trial court relied heavily on
    Woodward v. Worland, 
    977 F.2d 1392
    (10th Cir. 1992) and
    a district court decision, Rouse v. City of Milwaukee, 921 F.
    Supp. 583 (E.D. Wis. 1996). See Bonenberger, 
    1996 WL 729034
    , at *3 & n.2. These cases are inapposite. The
    Woodward court determined that the defendant police
    officers lacked authority over the plaintiffs, three
    dispatchers, only because the dispatchers worked for a
    private company rather than the police department itself.
    The Woodward court expressly "did not . .. decide whether
    an outside third party or co-employee could ever be liable
    for sexual harassment under [section] 1983 and the Equal
    Protection Clause." 
    Woodward, 977 F.2d at 1401
    . Moreover,
    the same court of appeals that decided Woodward later
    noted that "in some instances co-employees may exercise
    de facto control over sexual harassment victims such that
    they act under color of law." David v. City of Denver, 
    101 F.3d 1344
    , 1354 (10th Cir. 1996) (section 1983 sexual
    harassment claim may not be dismissed for failure to state
    claim upon which relief may be granted merely because the
    defendants are non-supervisory co-workers).
    We likewise find the district court decision in Rouse v.
    City of Milwaukee, 
    921 F. Supp. 583
    , 588 (E.D. Wis. 1996),
    to be inapplicable to the facts of this case. The Rouse
    plaintiffs and the police officer they sued for harassment
    "held the same rank and [the harasser] had no authority to
    give them orders." 
    Id. The plaintiffs
    in Rouse therefore could
    offer no evidence that the perpetrator acted under color of
    law when he harassed them on the job. Instead, they
    alleged only that the accused officer, whose official rank
    was the same as theirs, had seniority and was generally
    well-connected in the department. 
    Id. Unlike La
    Penta, the
    defendant in Rouse did not supervise the plaintiffs' work,
    and his seniority afforded him no authority over his
    colleagues' assignments.
    In fact, the circumstances in Rouse stand in stark
    contrast to Sergeant La Penta's direct power to give
    Bonenberger orders when supervising her work shift. It is
    undisputed that La Penta could alter her workload
    whenever he supervised her shift. Indeed, as the
    6
    department's counsel conceded at oral argument, if
    Bonenberger failed to follow his orders, the police
    department would view that failure as insubordination for
    which La Penta properly could begin a disciplinary process
    that might result in her discharge. Under these
    circumstances La Penta's role within the departmental
    structure afforded him sufficient authority over
    Bonenberger to satisfy the color of law requirement of
    section 1983. C.f. 
    David, 101 F.3d at 1354
    (absent some
    type of state authority on the part of the defendant, "it is
    difficult to establish that the abusive action was
    perpetrated `under color of state law' rather than as an
    essentially private act of sexual harassment.") (citations
    omitted). If a state entity places an official in the position of
    supervising a lesser-ranking employee and empowers him
    or her to give orders which the subordinate may not
    disobey without fear of formal reprisal, that official wields
    sufficient authority to satisfy the color of law requirement of
    42 U.S.C. S 1983.
    To conclude otherwise would be to create a perverse
    incentive for government employers to avoid labeling
    workers as supervisors, so as to insulate themselves from
    section 1983 liability. Clearly, an employer should not be
    permitted to evade so easily the statutory protections
    against discrimination. We, therefore, look to substance
    rather than form in determining whether an individual
    defendant possesses supervisory authority. In doing so
    here, and for the reasons discussed above, we will reverse
    the district court's grant of summary judgment in favor of
    La Penta.
    B.
    Bonenberger also alleges a section 1983 violation by
    Plymouth Township Police Department.4 The district court
    properly concluded that Bonenberger's allegations do not
    create a genuine issue of fact concerning whether the
    township's failure to train, discipline or control La Penta
    _________________________________________________________________
    4. As in past cases, we treat the municipality and its police department
    as a single entity for purposes of section 1983 liability. See, e.g.,
    Colburn
    v. Upper Darby Township, 
    838 F.2d 663
    , 671 n.7 (3d Cir. 1988).
    7
    violated 42 U.S.C. S 1983 and the equal protection clause of
    the Fourteenth Amendment. Section 1983 would impose
    liability for La Penta's inadequate training and discipline
    only if the Plymouth Police Department was deliberately
    indifferent to the rights of persons with whom he came in
    contact. See City of Canton, Ohio v. Harris, 
    489 U.S. 378
    ,
    388 (1989) (holding that inadequate police training cannot
    give rise to mere respondeat superior liability). Deliberate
    indifference exists if the challenged act implements a
    municipal policy, i.e., a "statement, ordinance, regulation,
    or decision officially adopted and promulgated by[a local
    governing] body's officers." Simmons v. City of Philadelphia,
    
    947 F.2d 1042
    , 1059 (3d Cir. 1991) (citation omitted).
    Section 1983 liability may also exist if the allegedly
    unconstitutional action reflects "practices of state officials
    . . . so permanent and well settled as to constitute a
    `custom or usage' with the force of law." 
    Id. (citation omitted).
    As a result, deficient training may form a basis for
    municipal liability under section 1983 only if " `both
    (1) contemporaneous knowledge of the offending incident or
    knowledge of a prior pattern of similar incidents, and
    (2) circumstances under which the supervisor's inaction
    could be found to have communicated a message of
    approval to the offending subordinate' " are present.
    Freedman v. City of Allentown, 
    853 F.2d 1111
    , 1117 (3d
    Cir. 1988) (quoting Colburn v. Upper Darby Township, 
    838 F.2d 663
    , 673 (3d Cir. 1988)). Bonenberger has alleged no
    specific inaction by La Penta's supervisors that could be
    interpreted as encouraging his actions. To the contrary, it
    is undisputed that the police department had a policy
    against sexual harassment and that La Penta's regular
    training included education intended to prevent such
    behavior. Therefore, we will affirm the district court's order
    granting summary judgment on Bonenberger's section 1983
    claim against the department.
    III.
    We now turn to Bonenberger's allegation under Title VII,
    in which she claims that she was subjected to hostile work
    environment harassment by the Plymouth Township Police
    8
    Department. To make out a prima facie case of hostile work
    environment sexual harassment under Title VII, a plaintiff
    must prove
    (1) the employee suffered intentional discriminati on
    because of [his or her] sex; (2) the discrim ination was
    pervasive and regular; (3) the discrimination
    detrimentally affected the plaintiff; (4) the
    discrimination would detrimentally affect a reasonable
    person of the same sex in that position; and (5) the
    existence of respondeat superior liability.
    Andrews v. City of Philadelphia, 
    895 F.2d 1469
    , 1482 (3d
    Cir. 1990). We conclude that the district court erroneously
    granted summary judgment in favor of the department on
    Bonenberger's hostile work environment claim. Specifically,
    we hold that the court erred in finding that Bonenberger
    failed to satisfy the respondeat superior element of the
    prima facie test. See Bonenberger, 
    1996 WL 729034
    , at *8.
    Respondeat superior liability exists in connection with a
    hostile environment sexual harassment claim if either: (1)
    the tort is committed within the scope of employment (i.e.,
    the harasser has actual authority over the victim, by virtue
    of his job description); (2) the employer was negligent or
    reckless in failing to train, discipline, fire or take remedial
    action upon notice of harassment; or (3) the offender relied
    upon apparent authority or was aided in commission of the
    tort by the agency relationship. See Bouton v. BMW of North
    America, Inc., 
    29 F.3d 103
    , 106 (3d Cir. 1994). Thus if the
    employer knew or should have known of the harassment
    and failed to take prompt remedial action, it is liable under
    Title VII. 
    Andrews, 895 F.2d at 1486
    .
    In this case, the police department had a sexual
    harassment policy in place during the entire period that
    she worked there, and Bonenberger knew of the policy, yet
    she did not file a formal report until shortly before leaving
    the department. La Penta's supervisor, Captain Pettine,
    testified that he learned of the harassment only five days
    before Bonenberger quit, when it was reported by a
    sergeant. He immediately questioned Bonenberger. Upon
    learning that La Penta was the alleged aggressor, Pettine
    informed Chief Cross and questioned La Penta about the
    9
    reported incidents. Bonenberger left the department a few
    days later, claiming that she could no longer endure La
    Penta's treatment. The department nonetheless continued
    its investigation and despite inconclusive findings, issued
    Sergeant La Penta a letter of reprimand. On the basis of
    this evidence, the district court found no factual dispute
    with respect to Bonenberger's hostile work environment
    claim because "[d]efendants promptly and adequately
    responded to Bonenberger's allegations of sexual
    harassment." Bonenberger, 
    1996 WL 729034
    , at *9.
    The township's remedial actions insulate it from Title VII
    liability only if they were "reasonably calculated to prevent
    further harassment." Knabe v. Boury Corp., 
    114 F.3d 407
    ,
    412 (3d Cir. 1997) (citations omitted). While the response
    detailed above suggests that the department pursued
    appropriate remedial action, the district court disregarded
    evidence suggesting that "management-level employees had
    actual or constructive knowledge about the existence of a
    sexually hostile environment and failed to take prompt and
    adequate remedial action" in violation of Title VII. Andrews,
    
    895 F.2d 1486
    . Specifically, Bonenberger testified that her
    official supervisor, Sergeant Carbo, knew about and
    acquiesced in La Penta's harassment. She stated that in
    mid-January 1994, La Penta pinched her buttocks in front
    of a group of officers, and that "all of the officers were
    laughing, including Sergeant James Carbo" who was
    "standing next to Sergeant La Penta when the incident
    occurred."5 She also maintains that on April 1, 1994, La
    Penta approached her from behind while she was speaking
    to Sergeant Carbo and slid his hand across her chest.
    According to Ms. Bonenberger, although she told La Penta
    to stop, Carbo merely smiled and did not indicate in any
    way that he disapproved of La Penta's actions.
    Bonenberger also alleges that other management-level
    officials knew she was being harassed almost two months
    before she resigned and chose not to discipline La Penta or
    otherwise curtail the harassment.6 She testified, and the
    _________________________________________________________________
    5. Reproduced Record, Volume I, at 184.
    6. Bonenberger resigned from her position as dispatcher on April 11,
    1994. The incident when La Penta grabbed her buttocks in front of three
    other police officers allegedly occurred on February 13, 1994.
    10
    township's investigation confirmed, that on February 13,
    1994, Sergeant La Penta grabbed her buttocks in the
    presence of Sergeant Galetti, Officer Obenski, and Officer
    McBride. The record shows that a few weeks after the
    incident witnessed by Sergeant Galetti, the police
    department distributed a new version of its sexual
    harassment policy, which differed from the original policy
    only in its inclusion of a statement that the policy also
    applied to dispatchers. Bonenberger claims that this is
    evidence that the department had become aware of La
    Penta's actions and, as a result, amended and redistributed
    its policy on harassment. Certainly, one might reasonably
    question whether an employer's simple reissuance of an
    existing sexual harassment policy is an appropriate
    remedial action, particularly when the employer knows both
    that harassment is occurring and the name of the
    employees involved.7 The discrepancy between
    Bonenberger's version of the facts and that urged by La
    Penta, Plymouth Township and Plymouth Police
    Department, presents an issue of material fact that should
    be resolved at trial.
    The police department also argues that its written sexual
    harassment policy insulates it from Title VII liability for
    hostile environment sexual harassment. But this would be
    true only if that policy contained an effective grievance
    procedure. See 
    Bouton, 29 F.3d at 110
    ("[A]n effective
    grievance procedure -- one that is known to the victim and
    that timely stops the harassment -- shields the employer
    from Title VII liability for a hostile work environment."). In
    _________________________________________________________________
    7. Since, under the police department's own policy, Sergeants Galetti and
    Carbo were responsible for investigating complaints of sexual
    harassment, see note 
    9, supra
    , their failure to take prompt and
    appropriate remedial action, if proven at trial, gives rise to
    departmental
    liability. See Young v. Bayer Corp., 
    123 F.3d 672
    (7th Cir. 1997)(Title
    VII
    liability for hostile environment harassment arises when "information
    [about sexual harassment] either (1) come[s] to the attention of someone
    who (a) has under the terms of his employment, or (b) is reasonably
    believed to have, or (c) is reasonably charged by law with having, a duty
    to pass on the information to someone within the company who has the
    power to do something about it; or (2) come[s] to the attention of such a
    someone.").
    11
    this case, it is clear that the department's harassment
    policy did not specify a grievance procedure.8 Since, as
    previously noted, there exists a genuine dispute of material
    fact as to whether the department's remedial efforts were
    otherwise adequate, we must reverse.
    IV.
    Bonenberger also alleges that she suffered quid pro quo
    sexual harassment. We recently held that "[u]nwelcome
    sexual advances, requests for sexual favors, and other
    verbal or physical conduct of a sexual nature constitute
    [quid pro quo] sexual harassment when (1) submission to
    such conduct is made either explicitly or implicitly a term
    or condition of an individual's employment [or] (2)
    submission to or rejection of such conduct by an individual
    is used as the basis for employment decisions affecting
    such individual . . . ." Robinson v. City of Pittsburgh, 
    120 F.3d 1286
    , 1296 (3d Cir. 1997) (quoting 29 C.F.R.
    S 1604.11(a)(1) and (a)(2)).
    Bonenberger maintains that two sets of facts alleged in
    her complaint satisfy this definition. First, La Penta told her
    that she had taken too many sick days, adding "you better
    -- if you really like this job and you want to stay here, you
    better start straightening out and conforming to the rules."
    Bonenberger attempts to characterize this as a veiled threat
    to have her fired for rejecting his sexual advances. Second,
    she claims La Penta's behavior effectively conditioned her
    continued employment upon her willingness to endure a
    _________________________________________________________________
    8. The department's policy is a two-page statement divided into four
    sections. The first section, entitled "Purpose," is a paragraph generally
    emphasizing that "the Plymouth Township Police Department will not
    tolerate sexual harassment of any type." Plymouth Township Police
    Department, General Order D-137, dated March 1, 1994, at 1. The
    second section, "Policy" adopts the EEOC's definition of sexual
    harassment, directs employees to refrain from engaging in such
    harassment, states that complaints must be investigated, and indicates
    that those who violate the policy will be disciplined. The third section
    defines the terms "employee" and "sexual harassment," and offers
    examples of offending conduct. The final section, "Distribution,"
    indicates that a copy of the policy should be given to all personnel.
    12
    sexually-charged hostile work environment. Neither of these
    theories alleges a claim of quid pro quo sexual harassment.
    Although Bonenberger claims that she viewed La Penta's
    warning about sick leave as a threat that La Penta would
    seek to have her fired, she conceded at her deposition that
    even when the statement was made, she knew La Penta
    lacked power to terminate her employment. Title VII quid
    quo pro sexual harassment generally requires that the
    harasser have authority to carry out the quid pro quo offer
    or threat. See Tomkins v. Public Service Electric & Gas Co.,
    
    568 F.2d 1044
    , 1048-49 (3d Cir. 1977) (quid pro quo sexual
    harassment occurred when supervisor responsible for
    evaluating plaintiff 's work stated during promotion
    discussion that he expected her to have sexual relations
    with him); Craig v. Y & Y Snacks, 
    721 F.2d 77
    , 80 (3d Cir.
    1983) (plaintiff 's dismissal for refusing sexual advances of
    supervisor with plenary authority over employment
    decisions was quid pro quo harassment). In this case, it is
    undisputed that La Penta could not fire Bonenberger, even
    assuming he actually threatened to do so.
    More importantly, Title VII liability exists only if"the
    consequences attached to an employee's response to the
    sexual advances [are] sufficiently severe to alter the
    employee's compensation, terms, conditions or privileges of
    employment." 
    Robinson, 120 F.3d at 1296-97
    . La Penta's
    statement that abusing the department's sick leave policy
    could cause her dismissal in no way changed the terms and
    conditions of Bonenberger's employment, because she had
    always been subject to dismissal for improperly failing to
    report for work. Further, La Penta did not suggest, either by
    word or action, that sexual favors were the price for keeping
    her job. Therefore, we hold that the district court properly
    concluded that no quid pro quo threat existed on this
    record.
    Bonenberger also presents a novel argument that
    constructive discharge due to a hostile work environment
    may provide the "quid" in a claim of quid pro quo sexual
    harassment under Title VII. She argues that in her case, La
    Penta's actions effectively made enduring his harassment a
    condition of keeping her job. This reasoning confuses the
    elements of quid pro quo and hostile work environment
    13
    harassment. Sex discrimination results in constructive
    discharge if "the conduct complained of would have the
    foreseeable result that working conditions would be so
    unpleasant or difficult that a reasonable person in the
    employee's shoes would resign." Goss v. Exxon Office
    Systems Co., 
    747 F.2d 885
    , 887-88 (3d Cir. 1984).
    Although Bonenberger has alleged facts sufficient to survive
    summary judgment on her claim of constructive discharge
    due to a hostile work environment, this alone is not enough
    to make out a claim for quid pro quo harassment. In this
    case, there is no quo for the alleged quid of enduring the
    hostile work environment. As noted above, quid pro quo
    harassment requires a direct conditioning of job benefits
    upon an employee's submitting to sexual blackmail, or the
    consideration of sexual criteria in work evaluations. In the
    absence of evidence that the employer intended to force the
    plaintiff 's resignation, constructive discharge cannot form
    the basis for quid pro quo sexual harassment.9 While the
    line between quid pro quo and hostile work environment
    harassment is not always clear and the elements present in
    one case sometimes may give rise to both types of claims,
    such is not the case here. We therefore reject Bonenberger's
    hybrid legal theory and affirm the district court's order
    granting summary judgment with respect to her claim of
    quid pro quo harassment.
    For the foregoing reasons, we affirm the district court's
    order granting summary judgment with respect to
    Bonenberger's Title VII claim of quid pro quo sexual
    harassment and her section 1983 claim against Plymouth
    Township. With regard to all other claims, we will vacate
    the district court's order granting summary judgment and
    remand for further proceedings consistent with this opinion.10
    _________________________________________________________________
    9. We do not decide whether constructive discharge, combined with
    evidence that the employer sought to force a resignation, can ever
    constitute quid pro quo sexual harassment. Since no such evidence has
    been presented in this case, we defer resolution of this question for
    another day.
    10. We also reject Bonenberger's argument that the district court erred
    in permitting Appellees additional time in which to amend their
    summary judgment motion. Under the circumstances, this decision was
    well within the district court's discretion.
    14
    On remand, the district court is directed to reinstate
    plaintiffs' state law claims.
    A True Copy:
    Teste:
    Clerk of the United States Court of Appeals
    for the Third Circuit
    15
    

Document Info

Docket Number: 97-1047

Citation Numbers: 132 F.3d 20

Filed Date: 12/17/1997

Precedential Status: Precedential

Modified Date: 1/12/2023

Authorities (21)

61-fair-emplpraccas-bna-21-60-empl-prac-dec-p-41834-lee-woodward , 977 F.2d 1392 ( 1992 )

Luis M. Rivera v. Evangelio La Porte , 896 F.2d 691 ( 1990 )

john-d-mark-v-borough-of-hatboro-thomas-e-mcmackin-charles-j-acker , 51 F.3d 1137 ( 1995 )

Trude S. Bouton v. Bmw of North America, Inc., Trude Bouton,... , 29 F.3d 103 ( 1994 )

Delores Simmons, Administratrix of the Estate of Daniel La ... , 947 F.2d 1042 ( 1991 )

Karla J. KNABE, Appellant, v. the BOURY CORP. D/B/A Big Boy ... , 114 F.3d 407 ( 1997 )

74-fair-emplpraccas-bna-359-71-empl-prac-dec-p-44983-carmen-l , 120 F.3d 1286 ( 1997 )

No. 94-3025 , 45 F.3d 780 ( 1995 )

16-fair-emplpraccas-22-15-empl-prac-dec-p-7954-tomkins-adrienne-e , 568 F.2d 1044 ( 1977 )

54-fair-emplpraccas-184-52-empl-prac-dec-p-39635-5 , 895 F.2d 1469 ( 1990 )

albert-freedman-administrator-of-the-estate-of-jerry-freedman-albert-and , 853 F.2d 1111 ( 1988 )

33-fair-emplpraccas-187-32-empl-prac-dec-p-33922-valerie-a-craig , 721 F.2d 77 ( 1983 )

george-kost-and-francis-ferri-v-charles-kozakiewicz-warden-james-gregg , 1 F.3d 176 ( 1993 )

sue-ann-colburn-administratrix-of-the-estate-of-melinda-lee-stierheim , 838 F.2d 663 ( 1988 )

Yolanda YOUNG, Plaintiff-Appellant, v. BAYER CORP., ... , 123 F.3d 672 ( 1997 )

United States v. Classic , 61 S. Ct. 1031 ( 1941 )

Suzanne J. GOSS, Appellant in No. 83-1598 v. EXXON OFFICE ... , 747 F.2d 885 ( 1984 )

City of Canton v. Harris , 109 S. Ct. 1197 ( 1989 )

West v. Atkins , 108 S. Ct. 2250 ( 1988 )

Poulsen v. City of North Tonawanda, NY , 811 F. Supp. 884 ( 1993 )

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