Xu Feng v. University of Delaware ( 2019 )


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  •                                                                NOT PRECEDENTIAL
    UNITED STATES COURT OF APPEALS
    FOR THE THIRD CIRCUIT
    ________________
    No. 18-1821
    XU FENG,
    Appellant
    v.
    UNIVERSITY OF DELAWARE
    ________________
    Appeal from the United States District Court
    for the District of Delaware
    (D.C. Civil Action No. 1-16-cv-00664)
    District Judge: Honorable Eduardo C. Robreno
    Argued March 6, 2019
    Before: AMBRO, HARDIMAN, and FUENTES, Circuit Judges
    (Opinion filed: August 28, 2019)
    Jason J. Bach
    The Bach Law Firm, LLC
    7881 West Charleston Blvd, Suite 165
    Las Vegas, NV 89117
    Stephanie Denzel (Argued)
    253 Montelo Road
    Memphis TN 38120
    Counsel for Appellant
    Selena E. Molina
    James D. Taylor, Jr. (Argued)
    Saul Ewing Arnstein & Lehr
    1201 North Market Street, Suite 2300
    Wilmington, DE 19801
    Counsel for Appellee
    ________________
    OPINION *
    AMBRO, Circuit Judge
    Xu Feng is a Chinese national who came to the United States in 2013 for post-
    graduate studies following undergraduate education in his native country. After attending
    a prep class at the University of California – Irvine, Feng enrolled in a master’s program
    in social studies and world history at the University of Delaware beginning in the summer
    of 2014. The program was designed for aspiring high school teachers who were actively
    working and thus could only participate part-time. It required students to take two
    courses during the summer session and one course each in the fall and the spring.
    At first Feng did well in the program, but at the start of the 2014 fall semester the
    University informed him that, in order to maintain his “full-time” student standing and
    thereby maintain his immigration status, he had to enroll in three courses instead of one.
    Feng’s performance plummeted, and he was eventually expelled from the program under
    the University’s academic standing policies. He then brought this action against the
    *
    This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not
    constitute binding precedent.
    2
    University, alleging national origin discrimination under Title VI of the Civil Rights Act,
    42 U.S.C. § 2000d et seq., as well as state-law claims for breach of contract, unjust
    enrichment, and fraud. The District Court granted summary judgment to the University,
    reasoning as to the federal discrimination claim that Feng had failed to provide valid
    comparator evidence. Undoubtedly Feng’s case would have been stronger with that
    evidence. But a discrimination plaintiff like Feng is not required to use that method, or
    any particular method, to prove his case. Thus we vacate the grant of summary judgment
    as to the Title VI claim, but affirm summary judgment on the state-law claims for
    substantially the reasons stated by the District Court.
    Title VI provides that “[n]o person in the United States shall, on the ground of
    race, color, or national origin, be excluded from participation in, be denied the benefits
    of, or be subjected to discrimination under any program or activity receiving Federal
    financial assistance.” 42 U.S.C. § 2000d. 1 Cases under Title VI are governed by the
    same framework as those under other federal civil rights laws such as Title VII, which
    covers employment discrimination claims. See, e.g., Hankins v. Temple Univ. (Health
    Sciences Center), 
    829 F.2d 437
    , 440 (3d Cir. 1987) (applying McDonnell Douglas
    framework to case brought under both Title VI and Title VII); NAACP v. Med. Ctr., Inc.,
    
    657 F.2d 1322
    , 1336 (3d Cir. 1981) (en banc) (discussing symmetries between Title VI
    and Title VII standards).
    1
    The parties do not dispute that the University of Delaware receives federal assistance
    and is therefore covered by Title VI.
    3
    Where a plaintiff relies on indirect proof of discrimination, this means we apply
    the familiar burden-shifting framework of McDonnell Douglas Corp. v. Green, 
    411 U.S. 792
     (1973). Plaintiffs must first show a prima facie case, generally meaning that they
    suffered some adverse action under circumstances suggesting that the action was related
    to their membership in a protected group. 
    Id. at 802
    . This is not a heavy burden. 
    Id.
    The defendant must then give a “legitimate, nondiscriminatory” reason for its actions. 
    Id.
    at 802–03. Once this is done, the burden shifts back to the plaintiff to show that the
    reason given “was in fact pretext.” 
    Id. at 804
    .
    When a plaintiff presents direct evidence that his treatment was based on race or
    some other protected classification, a different standard applies. See Price Waterhouse v.
    Hopkins, 
    490 U.S. 228
    , 270 (1989) (O’Connor, J., concurring in the judgment) (noting
    the discrepancy between the two frameworks). The defendant must show by a
    preponderance of the evidence that it would have reached the same result even without
    taking that improper consideration into account. 
    Id.
     at 252–53. Unlike McDonnell
    Douglas, this is a true burden of proof, not merely a burden of production. 
    Id. at 270
    (O’Connor, J., concurring in the judgment).
    The District Court assumed that the McDonnell Douglas framework applies to
    Feng’s discrimination claim. 2 It then framed the elements of his prima facie case as
    whether:
    (1) he was a member of a protected class;
    2
    Feng does not challenge the applicability of the McDonnell Douglas framework to his
    claim, and we do not consider whether that is the proper framework applicable here.
    4
    (2) he was qualified to continue the pursuit of his education;
    (3) he was treated differently than similarly situated students who were not
    members of the protected class; and
    (4) he suffered an adverse action.
    See Feng v. Univ. of Del., 
    2018 WL 1462224
    , at *1 (D. Del. 2018). It then found that
    “[w]hile Plaintiff’s discrimination claim suffers from several infirmities, one primary
    flaw is that he has not established a prima facie case since he, inter alia, has failed to
    show he was treated differently than similarly situated students who were not members of
    his protected class.” 
    Id.
     The Court held that “[t]he proper comparator class is non-
    Chinese students in the program whose GPA fell below the required 2.0,” and that
    because Feng provided no evidence of any such individuals, his discrimination claim
    “must fail.” 
    Id.
    “Although comparative evidence is often highly probative of discrimination, it is
    not an essential element of a plaintiff’s case.” Anderson v. Wachovia Mortg. Corp., 
    621 F.3d 261
    , 268–69 (3d Cir. 2010) (citing Pivirotto v. Innovative Sys., Inc., 
    191 F.3d 344
    ,
    353 (3d Cir. 1999)). Instead, “the permissible evidence . . . ‘may take a variety of
    forms.’” Id. at 270 (quoting Patterson v. McLean Credit Union, 
    491 U.S. 164
    , 186
    (1989)). The Second Circuit has expounded at length on the reasons why comparator
    evidence is not indispensable, namely that “the ultimate issue is the reasons for the
    individual plaintiff’s treatment, not the relative treatment of different groups.” Brown v.
    Henderson, 
    257 F.3d 246
    , 252 (2d Cir. 2001) (emphasis in original). Thus, in the
    employment discrimination context “discrimination against one employee cannot be
    5
    cured, or disproven, solely by favorable, or equitable, treatment of other employees of the
    same race or sex. . . . And, whether an employee discriminates against only a subset of a
    protected class, or discriminates inconsistently, Title VII nevertheless protects any
    individual so long as that individual is mistreated because of her sex.” 
    Id.
     at 252–53
    (citation omitted). And, conversely, there is no requirement that a plaintiff in, for
    example, a sex discrimination case show that the defendant has “treated similarly situated
    men differently.” Back v. Hastings on Hudson Union Free School Dist., 
    365 F.3d 107
    ,
    121 (2d Cir. 2004). 3
    In this context, we vacate the grant of summary judgment as to Feng’s Title VI
    discrimination claim. On remand the District Court can engage in additional fact-finding
    or, as necessary, discovery regarding an issue that came to our attention after oral
    argument: the source of the requirement that Feng take three courses per semester to
    maintain his immigration status. Although both parties’ briefing seemingly took for
    granted that this requirement came from federal law, the regulations in question appear to
    allow the University to determine what qualifies as a “full course of study.” See 
    8 C.F.R. § 214.2
    (f)(6)(i)(A). Rather than attempting to disentangle the facts for ourselves, or
    3
    Following its citation of authority back to the source, it appears that the District Court’s
    contrary framing of Feng’s prima facie case ultimately derived from Bell v. Ohio State
    Univ., 
    351 F.3d 240
     (6th Cir. 2003). But that case only held, citing Mitchell v. Toledo
    Hosp., 
    964 F.2d 577
    , 582 (6th Cir. 1992), that “a plaintiff may substitute for the fourth
    element in the typical McDonnell Douglas framework evidence that similarly situated
    individuals outside the protected class received better treatment.” Bell, 
    351 F.3d at 253
    .
    It does not follow, however, that this is a required element in every discrimination case
    under McDonnell Douglas, and in any event Bell is a Sixth Circuit case that could not
    control over our contrary precedent in Anderson.
    6
    determining what effect they have on the viability of Feng’s discrimination claim, we
    leave that task in the first instance to the District Court.
    We do, however, affirm the Court’s grant of summary judgment as to Feng’s three
    state-law claims for substantially the reasons it stated. Feng’s reinstatement agreement
    did not bind the University to any particular action, and thus cannot support a breach-of-
    contract claim, both because it likely was not an enforceable contract and because the
    University cannot have breached it in any event. A university is not unjustly enriched
    when a student pays tuition to attend but ultimately does not receive a degree. And there
    is nothing in the record indicating that the University made any knowingly false
    representations to Feng. Hence his claims for breach of contract, unjust enrichment, and
    fraud all fail.
    Thus we affirm in part but vacate and remand in part.
    7