United States v. Hodge ( 2001 )

Opinions of the United
2001 Decisions States Court of Appeals
for the Third Circuit
4-4-2001
United States v. Hodge
Precedential or Non-Precedential:
Docket 00-3296
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Filed April 5, 2001
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
No. 00-3296
UNITED STATES OF AMERICA,
Appellant
v.
ALEX HODGE
ON APPEAL FROM THE DISTRICT COURT OF
THE VIRGIN ISLANDS
(Dist. Court No. Crim. 1999/66)
District Court Judge: Raymond L. Finch
Argued on December 7, 2000
Before: MANSMANN and ALITO, Circuit Judges, and
FULLAM, Senior District Judge.*
(Filed: April 5, 2001)
_________________________________________________________________
* The Honorable John P. Fullam, Senior District Judge for the Eastern
District of Pennsylvania, sitting by designation.
DENISE A. HINDS (Argued)
Office of the United States Attorney
1108 King Street, Suite 201
Christiansted, St. Croix
United States Virgin Islands 00802
LOUIS M. FISCHER
United States Department of Justice
Criminal Division
P.O. Box 899
Ben Franklin Station
Washington, DC 20044-0899
MICHAEL A. ROTKER
United States Department of Justice
Civil Division
601 D Street, N.W.
Washington, DC 20530
MARC OSBORNE
United States Department of Justice
601 D Street, N.W., Suite 6111
Washington, DC 20530
Counsel for Appellant
JOMO MEADE (Argued)
112 Queen Cross Street
Frederiksted, St. Croix
United States Virgin Islands 00840
Counsel for Appellee
OPINION OF THE COURT
ALITO, Circuit Judge:
The Virgin Islands police arrested appellee Alex Hodge
after he discarded two bags of crack cocaine while fleeing
from police. Following the arrest and based on the affidavit
of officer Samuel Abraham, the police obtained a search
warrant for Hodge's residence. Hodge moved to suppress
the evidence obtained during execution of the warrant,
arguing that Abraham's affidavit failed to establish a
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sufficient nexus between Hodge's criminal activity and his
home. The District Court of the Virgin Islands granted
Hodge's motion and the United States appealed. W e hold
that the affidavit supporting the warrant pr ovided a
substantial basis for finding probable cause to search
Hodge's residence. Alternatively, wefind that the officers
who executed the search relied on the warrant in objective
good faith. Accordingly, we reverse the or der suppressing
the evidence seized during the search of Hodge's home.
I.
As the outcome of this case hinges on the sufficiency of
the affidavit supporting the warrant, the underlying facts
are largely taken from that affidavit. When the affidavit was
executed, Abraham, the affiant, had been a detective with
the Virgin Islands Police for seven years. Appendix at 187
(App.). During the previous three years, Abraham had been
assigned to the High Intensity Drug Traffic Area Task Force
on St. Croix (HIDTA). Id. Abraham had "participated in
numerous investigations related to nar cotics trafficking." Id.
On July 18, 1999, a confidential informant, who had
previously "provided accurate and r eliable information
regarding criminal activity in St. Cr oix," informed a member
of the HIDTA "that Alex Hodge was scheduled to make a
delivery of crack cocaine on King Street, Fr ederiksted, St.
Croix in the vicinity of [a particular stor e] at mid-day on
July 19, 1999." Id. On July 19, 1999, Abraham and other
members of the HIDTA were stationed on King Street near
the identified store "and observed Hodge exit a blue Mazda
Protege and approach another individual" who was a known
drug user. Id. at 187-88. "As he approached this individual
Hodge" reached into the front "of his pants as if he were
trying to retrieve something." Id. at 188. Abraham knew
that sellers often store drugs in the fr ont of their pants to
conceal the drugs from law enforcement. Id.
Hodge fled when he saw the HIDTA agents. Id. The agents
observed that Hodge had "what appeared to be a plastic
sandwich bag in his" hand and that he dropped the bag
near a trash can. Id. The agents appr ehended Hodge and
located two sandwich bags containing what appear ed to be
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approximately 1/8 to 1/4 kilogram of crack cocaine near
the trash can. Id. Hodge was arrested on the spot. Id.
A member of the HIDTA team knew that Hodge r esided in
a home behind, but not attached to, the home at Number
48 White Bay, in the same city as the anticipated
transaction--Frederiksted, St. Croix. Id. The agent also
knew that Hodge drove a red Acura Integra as well as a
rented, blue Mazda Protege. Id. HIDTA agents went to
Hodge's suspected home and saw the red Integra parked
there. Agents were also told by a r esident of Number 48
that Hodge lived in the home behind Number 48. Id. at
188-89.
Based on this information, Abraham averr ed that Hodge
resided in the home behind Number 48. Id. at 189.
Abraham also averred that "[t]he quantity of cocaine
involved in [Hodge's] attempted transaction and the
circumstances surround[ing] his arr est indicate[d] that
Hodge was possessing the crack cocaine with an intent to
distribute it." Id. "Based upon [his] training and
experience," Abraham stated that he knew "that persons
involved in the receipt and distribution of controlled
substances commonly keep within their residences evidence
of their criminal activity." Id.
Relying on Abraham's affidavit, a magistrate judge found
probable cause to search Hodge's home. During the search,
the police located approximately 600 grams of crack
cocaine, over 30 grams of marijuana, a machine gun, and
live ammunition. Hodge was indicted for possessing a
firearm as a felon, possessing cocaine base with intent to
distribute, and possessing cocaine base near a school, with
intent to distribute. Prior to trial, Hodge successfully moved
to suppress evidence seized during the sear ch of his
residence. The suppression order must be reversed if (1) the
affidavit provided a substantial basis forfinding probable
cause to search Hodge's home or (2) the officers relied on
the warrant in objective good faith.
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II. Probable Cause
A.
In ruling on Hodge's motion to suppress, the District
Court "did not question the facts contained in the affidavit"
supporting the search warrant. United States v. Jones, 994
F.2d 1051, 1055 (3d Cir. 1993). Accor dingly, this Court's
review of the suppression order is plenary. Id. at 1055 &
n.5; see also United States v. Conley, 4 F .3d 1200, 1204-05
(3d Cir. 1993). The Court sits like a district court and must,
like the district court, give great defer ence to the magistrate
judge's probable cause determination. See United States v.
Loy, 191 F.3d 360, 365 (3d Cir. 1999); Conley, 4 F.3d at
1205.
A magistrate judge may find probable cause when,
viewing the totality of the circumstances,"there is a fair
probability that contraband or evidence of a crime will be
found in a particular place." Illinois v. Gates, 462 U.S. 213,
238 (1983). This Court must uphold the finding if the
affidavit on which it was based provided a substantial basis
for finding probable cause. See id. at 236; Conley, 4 F.3d at
1205; Jones, 994 F.2d at 1054, 1055. The Court need not
determine whether probable cause actually existed, but
only whether there was "a `substantial basis' for finding
probable cause." Jones, 994 F .2d at 1054; see id. at 1055,
1057. In making this determination, the Court confines
itself "to the facts that were befor e the magistrate judge,
i.e., the affidavit, and [does] not consider information from
other portions of the record." Id. at 1055. "[T]he resolution
of doubtful or marginal cases in this ar ea should be largely
determined by the preference to be accorded to warrants."
Id. at 1057-58 (quoting United States v. V entresca, 380 U.S.
102, 109 (1965)).
B.
Hodge argues, and the District Court agr eed, that the
affidavit failed to establish a nexus between Hodge's drug
activity and Hodge's home and thus did not pr ovide a
sufficient basis for probable cause to sear ch the home.
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"[D]irect evidence linking the place to be searched to the
crime is not required for the issuance of a search warrant."
Conley, 4 F.3d at 1207. "Instead, probable cause can be,
and often is, inferred by `considering the type of crime, the
nature of the items sought, the suspect's opportunity for
concealment and normal inferences about where a criminal
might hide' " the fruits of his crime. Jones, 994 F.2d 1056
(quoting United States v. Jackson, 756 F .2d 703, 705 (9th
Cir. 1985)). A court "is entitled to draw reasonable
inferences about where evidence is likely to be kept, based
on the nature of the evidence and the type of offense."
United States v. Whitner, 219 F.3d 289, 296 (3d Cir. 2000)
(quoting United States v. Caicedo, 85 F .3d 1184, 1192 (6th
Cir. 1996)).
In the present case, there is no dir ect evidence that drugs
or drug paraphernalia would be located at Hodge's home.
However, there was significant evidence from which the
magistrate judge might reach that conclusion. Initially, the
facts surrounding Hodge's arrest suggest that he was an
experienced drug dealer who was operating a drug
business. Cf. Whitner, 219 F.3d at 298. The amount of
crack cocaine Hodge possessed indicated that he was
"involved in selling drugs, rather than mer ely using them."
Id. The fact that an informant, whose tip was corroborated
by what actually happened, told the police that Hodge
would be delivering cocaine at a particular time and
location suggests both that Hodge's drug activities were
organized and that Hodge was sufficiently involved in the
drug trade that others knew of his activities. The
prearranged nature of Hodge's dealing is likewise
manifested by the fact that a known drug user was pr esent
to meet Hodge at the time of the anticipated transaction.
That Hodge appeared to carry the drugs in the front of his
pants as is common to avoid detection also suggests that
he had experience in the drug trade. Finally, Hodge's use of
a rental car, another common practice in the drug trade,
indicates that the anticipated transaction was not an
isolated deal, but part of a larger business. See, e.g., United
States v. $32,310.00, 1988 WL 169271, at *7 (D.N.J. June
23, 1988) ("[E]vidence indicated that r ental cars are often
used to facilitate drug transactions since such cars are not
subject to forfeiture."). All these facts combine to suggest
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that Hodge was an experienced and repeat drug dealer who
would need to store evidence of his illicit activities
somewhere. See Whitner, 219 F.3d at 298.
It is reasonable to infer that a person involved in drug
dealing on such a scale would store evidence of that dealing
at his home. See id. at 297-98 (citing cases from other
circuits); United States v. Feliz, 182 F.3d 82, 86-88 (1st Cir.
1999) (finding "sufficient showing of pr obable cause" for
search of "long-time, successful, drug trafficker[`s]"
apartment, despite lack of direct evidence linking
apartment to trafficking); United States v. McClellan, 165
F.3d 535, 546 (7th Cir. 1999) (noting"that in the case of
drug dealers evidence is likely to be found wher e the
dealers live") (quoting United States v. Reddrick, 90 F.3d
1276, 1281 (7th Cir. 1996)) (emphasis omitted); United
States v. Thomas, 989 F.2d 1252, 1255 (D.C. Cir. 1993) (per
curiam) (upholding search of drug dealer's home and noting
that "observations of illegal activity occurring away from the
suspect's residence, can support a finding of probable
cause to issue a search warrant for the r esidence, if there
is a reasonable basis to infer from the nature of the illegal
activity observed, that relevant evidence will be found in the
residence"); United States v. Williams, 974 F.2d 480, 481-82
(4th Cir. 1992) (upholding search of known drug dealer's
motel room despite lack of direct evidence that room was
used in drug activities); cf. Jones, 994 F .2d at 1056 (cash,
clothing, and firearms related to robbery were "the types of
evidence likely to be kept in a suspect's residence"). A
repeat drug dealer certainly has "the opportunity to conceal
[drug-related evidence] in his home." Whitner, 219 F.3d at
298. In addition, such a person "logically could conclude
that his residence is the best, and probably the only,
location to store items such as recor ds of illicit activity,
phone books, address books, large amounts of cash, assets
purchased with proceeds of drug transactions, guns to
protect drugs and cash, and large quantities of drugs to be
sold." Id.
Hodge's home was in the same city where he was to
make the anticipated drug delivery, rendering his home a
more likely repository of his drug-r elated paraphernalia. Cf.
Jones, 994 F.2d at 1057 ("[A]ll three defendants' homes
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were on St. Croix and thus were r elatively near the site of
the crime, making all of their homes a likely r epository for
evidence."). Moreover, as Hodge concedes, probable cause
existed to arrest him on drug-related char ges, Appellee's
Brief at 12, again making it more likely that drug-related
evidence would be stored at his home. See Jones, 994 F.2d
at 1055-56 (While "probable cause to arr est does not
automatically provide probable cause to search the
arrestee's home," probable cause to arr est increases "the
likelihood that [the arrestee's] r esidence contains evidence
of the crime."); cf. Conley, 4 F.3d at 1207 (Previous arrests
and convictions may help to establish probable cause.).
Finally, Abraham, an experienced police officer , believed
that Hodge's home would likely contain evidence r elated to
Hodge's drug activities. The magistrate judge was entitled to
"give considerable weight to the conclusions of[this]
experienced law enforcement officer[ ] regarding where
evidence of a crime [was] likely to be found." Whitner, 219
F.3d at 296 (quoting Caicedo, 85 F .3d at 1192).
The cumulative evidence outlined above provided a
substantial basis from which to infer that a search of
Hodge's home would yield evidence of Hodge's drug-r elated
activities. To be sure, "it would have been preferable if
[Abraham] could have supplied more infor mation linking
[Hodge's home] to the criminal activity." Whitner, 219 F.3d
at 299; see also Jones, 994 F.2d at 1057. Nonetheless, "the
fact remains that he did bring the evidence . .. to a
magistrate judge, who determined that ther e was probable
cause to issue the warrant[ ]." Jones, 994 F.2d at 1057. "[A]
`grudging or negative attitude by reviewing courts toward
warrants' is inconsistent with the Fourth Amendment's
strong preference for searches conducted pursuant to a
warrant." Id. (quoting Ventr esca, 380 U.S. at 108). This
preference for warrants further persuades us to hold that
the magistrate judge had a substantial basis forfinding
probable cause.
III. Good Faith Exception
Even if a substantial basis for finding pr obable cause
were lacking, however, the evidence obtained through the
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search would be admissible under the good faith exception
to the exclusionary rule. See United States v. Leon, 468
U.S. 897 (1984).
A.
The District Court found that the good faith exception did
not apply in this case because Abraham's affidavit was so
deficient as to render reliance on it unreasonable. We
exercise plenary review over the District Court's conclusion.
See Loy, 191 F.3d at 367 n.5; United States v. Williams, 3
F.3d 69, 71 n.2 (1993).
B.
The good faith exception instructs that suppr ession of
evidence "is inappropriate when an officer executes a
search in objectively reasonable r eliance on a warrant's
authority." Williams, 3 F.3d at 74. "The test for whether the
good faith exception applies is `whether a r easonably well
trained officer would have known that the sear ch was illegal
despite the magistrate[ judge's] authorization.' " Loy, 191
F.3d at 367 (quoting Leon, 468 U.S. at 922 n.23). The mere
existence of a warrant typically suffices to pr ove that an
officer conducted a search in good faith and justifies
application of the good faith exception. Leon , 468 U.S. at
922; Williams, 3 F.3d at 74. Y et there are situations in
which an officer's reliance on a warrant would not be
reasonable and would not trigger the exception. Leon, 468
U.S. at 922-23. Our Court has identified four such
situations:
(1) [when] the magistrate [judge] issued the warrant in
reliance on a deliberately or recklessly false affidavit;
(2) [when] the magistrate [judge] abandoned his judicial
role and failed to perform his neutral and detached
function;
(3) [when] the warrant was based on an affidavit `so
lacking in indicia of probable cause as to r ender official
belief in its existence entirely unreasonable'; or
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(4) [when] the warrant was so facially deficient that it
failed to particularize the place to be sear ched or the
things to be seized.
Williams, 3 F.3d at 74 n.4 (citations omitted).
In the present case, Hodge makes no serious ar gument
that the warrant was false,1 that the magistrate judge
_________________________________________________________________
1. Hodge does argue that Abraham failed to include certain relevant facts
in his affidavit; namely, that officers had"traveled to Hodge's residence
after Hodge's arrest to inquire fr om [his neighbor] whether Hodge had
been home prior to his arrest," that the officers were told that Hodge had
been seen early in the morning, that the officers "entered Hodge's
premises prior to obtaining the search warrant," and that the officers
"misrepresented to [Hodge's neighbor] that Hodge's Mazda Protege had
been stolen." Appellee's Brief at 18. The fact that officers traveled to
Hodge's residence was disclosed in the affidavit. Failure to disclose the
remaining facts does not render the affidavit misleading.
Nor do any of the undisclosed facts undermine the magistrate judge's
finding of probable cause. First, a r eviewing court "should focus not on
what information an affidavit does not include [which may lead to
improper de novo review], but rather on the information it does contain."
Conley, 4 F.3d at 1208. Second, we do not agree with Hodge that his
neighbor's statement that she saw him at home "early in the morning"
would have undermined the showing of pr obable cause. Since the arrest
occurred at about mid-day, the lapse of time between Hodge's spotting
by his neighbor and his arrest was not gr eat. By showing that Hodge
had been at home at most just a few hours befor e the arrest, the
neighbor's statement might actually have bolster ed the showing of
probable cause. Third, we do not agr ee with Hodge that the record shows
that the officers entered his house befor e the warrant was issued. Hodge
relies on his neighbor's affidavit. See App. at 176-77. In that affidavit,
the neighbor first stated that the officers"approached" her and that,
"[w]hile talking to the officers, I observed that they had made entry on
to
the premises and were looking around." Id. Two sentences later, she
stated: "At approximately 3:00 p.m. the officers went into the house and
began a search." Id. at 177. By far the most reasonable reading of the
affidavit is that the officers' initial entry onto the "premises"
consisted of
their entering the property surrounding the house and that they did not
actually enter the house until approximately 3:00 p.m., after the warrant
had been issued. The neighbor did not testify at the suppression
hearing, and no other witness testified that the officers illegally
entered
the house. Moreover, it is appar ent that none of the facts recited in the
affidavit in support of the showing of probable cause were derived from
an illegal entry into the house. Thus, the r eference in the neighbor's
affidavit to the officers' initial entry onto the premises seems entirely
inconsequential for present purposes.
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abandoned his independent role, or that the warrant was
fatally general. Instead, Hodge contends that the affidavit
lacked the necessary indicia of probable cause. Specifically,
Hodge asserts again that the affidavit failed to establish a
sufficient nexus between Hodge's drug activity and his
home. Hodge also asserts that Abraham knew of this
deficiency and thus could not rely on the magistrate judge's
finding of probable cause.
As our probable cause analysis has already shown,
Abraham's affidavit "was not a `bare bones' document" but
contained sufficient indicia of probable cause to support a
magistrate judge's finding of probable cause. Loy, 191 F.3d
at 369. At a minimum, the affidavit was not clearly lacking
in indicia of probable cause, but presented a close call.
Once the magistrate judge made that call, it was objectively
reasonable for the officers to rely on it. See Williams, 3 F.3d
at 74.
The officers' reliance on the warrant is further justified by
the state of Circuit law at the time in question. As recently
as July 2000, our Court, in United States v. Whitner, had
declined to "decide whether the fact that [the defendant]
appear[ed] to be a drug dealer [was] sufficient under the
circumstances of [that] case to conclude that he would be
likely to store evidence of his drug dealing at his residence."
Whitner, 219 F.3d at 298; see also Jones, 994 F.2d at 1056
(declining "to decide whether in every case the fact that a
suspect committed a crime involving cash and/or a gun
automatically provides a magistrate [judge] with enough
information to approve a search of a suspect's home"). As
a result, even assuming error,"the officers could not be
expected to know that the magistrate judge made an
erroneous probable cause determination" due to insufficient
evidence connecting Hodge's house to drug dealing. Loy,
191 F.3d at 368-69. Indeed, the magistrate judge himself
could not know whether this Court would ultimately agree
with his determination given the unsettled jurisprudence
governing cases of this type.
"When judgment calls of this kind are r equired," officers
should be able to rely on the magistrate judge's
determination of the law. Williams , 3 F.3d at 74. Here the
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magistrate judge determined that the affidavit established
probable cause.
Hodge nonetheless seeks to defeat a finding of r easonable
reliance by arguing that Abraham knew that the affidavit
was insufficient. Hodge derives this argument from the
chain of events following his arrest. After the arrest,
Abraham and other officers drove to Hodge's home with
Hodge's car, entered the premises, told a neighbor "that the
car was stolen," and were told by the neighbor "that she
had seen [Hodge] early in the morning feeding the dogs."
Appellee's Brief at 7. Hodge argues that Abraham went to
Hodge's home to acquire additional evidence, because
Abraham allegedly knew that Hodge's arrest combined with
Abraham's own opinions regarding the storage of drug-
related evidence would be insufficient to establish probable
cause. While at the home, the officers not only failed to
obtain information establishing a nexus to the home, but
learned that Hodge had not been home since early morning.
Nevertheless, Hodge contends that Abraham applied for a
search warrant and substituted his opinion for the missing
factual nexus. Hodge thus suggests that Abraham knew
that probable cause was lacking and could not r easonably
rely on the warrant.
Hodge's argument is unpersuasive. Abraham's subjective
belief regarding the sufficiency of the evidence is irrelevant.
The Supreme Court has emphasized that the good faith
exception requires objectively, not subjectively, reasonable
conduct. Leon, 468 U.S. at 919-20 & n.20, 922 & n.23.
Moreover, even if subjective belief wer e relevant, the fact
that officers went to Hodge's house, or that they sought
additional information, does not show that they knew that
their affidavit would be deficient. Instead, the officers
appear to have gone to Hodge's suspected residence for the
legitimate purpose of confirming that it was indeed Hodge's
home.
Having confirmed the location of Hodge's r esidence, the
officers properly entrusted their evidence to a magistrate
judge to assess probable cause. See id. at 921 ("It is the
magistrate[ judge's] responsibility to determine whether the
officer's allegations establish probable cause . . . ."). They
then relied on the magistrate judge's deter mination and
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executed the search. The officers' reliance on the search
warrant was objectively reasonable, regar dless of their
supposed subjective belief. As a result, the good faith
exception applies, rendering the evidence seized during the
search of Hodge's home admissible.
IV.
Because the magistrate judge had a substantial basis for
finding probable cause, and because the officers' reliance
on the warrant was objectively reasonable, the evidence
seized during the search of Hodge's home is admissible. The
order suppressing that evidence is ther efore reversed, and
the case remanded for further proceedings consistent with
this opinion.
A True Copy:
Teste:
Clerk of the United States Court of Appeals
for the Third Circuit
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