Brown v. Armenti , 247 F.3d 69 ( 2001 )


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  •                                                                                                                            Opinions of the United
    2001 Decisions                                                                                                             States Court of Appeals
    for the Third Circuit
    4-17-2001
    Brown v. Armenti
    Precedential or Non-Precedential:
    Docket 00-1587
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    "Brown v. Armenti" (2001). 2001 Decisions. Paper 79.
    http://digitalcommons.law.villanova.edu/thirdcircuit_2001/79
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    Filed April 17, 2001
    UNITED STATES COURT OF APPEALS
    FOR THE THIRD CIRCUIT
    No. 00-1587
    ROBERT A. BROWN
    v.
    ANGELO ARMENTI, JR.; CALIFORNIA UNIVERSITY OF
    PENNSYLVANIA; BARBARA A. ARMENTI; CUR TIS C.
    SMITH; DELORES L. ROZZI; HAYWOOD L. PERR Y;
    BONITA A. KLINE; BETH BAXTER; JAMES H.
    MCCORMICK; CBS CORP KDKA-TV; WESTINGHOUSE
    BROADCASTING COMPANY KDKA-TV; WESTINGHOUSE
    CBS HOLDING COMPANY, INC. KDKA-TV; CBS
    BROADCASTING INC., aka KDKA-TV; PAUL MAR TINO;
    CHARLES D. FOUST; GERALD F. KELLEY; KAREN D.
    LUM; LINDA J. MCCLELLAN; DEAN WEBER; CARLEEN C.
    ZONI; JUDY ANSILL; WILLIAM F. BARRY; FRANK
    DELUCA; CARMINE DURZO; ANNETTE GANASSI; PAUL
    LEMMON; EDWARD M. PAULSO; STEVEN STOUT; JOHN
    K. THORNBURGH; AARON WALTON; ROBER T WETZEL;
    FOUNDATION FOR CALIFORNIA UNIVERSITY
    OF PENNSYLVANIA
    Angelo Armenti, Jr.,
    Appellant
    Appeal from the United States District Court
    for the Western District of Pennsylvania
    (D.C. Civ. No. 98-cv-01332)
    District Judge: Honorable Donetta W. Ambr ose
    Argued
    March 12, 2001
    Before: MANSMANN, BARRY and COWEN, Circuit Judges.
    (Filed: April 17, 2001)
    John M. Golden, Esquire (Argued)
    First & Market Building
    100 First Avenue, Suite 825
    Pittsburgh, PA 15222
    Counsel for Appellee
    D. Michael Fisher
    Attorney General
    John G. Knorr, III, (Argued)
    Chief Deputy Attorney General
    Chief, Appellate Litigation Section
    Office of Attorney General of
    Pennsylvania
    Department of Justice
    Strawberry Square
    15th Floor
    Harrisburg, PA 17120
    Counsel for Appellant
    OPINION OF THE COURT
    MANSMANN, Circuit Judge.
    In this interlocutory appeal, the defendant appeals the
    District Court's denial of a motion for summary judgment
    in a section 1983 action where the defendant asserted the
    defense of qualified immunity. What is unusual her e is the
    setting -- a public university. In an amended complaint, a
    tenured professor alleged that he was suspended from
    teaching a class after he refused the university president's
    instruction to change a student's grade and that he was
    discharged after submitting a written criticism of the
    president to be presented to the university board of
    trustees. According to the complaint, these wer e acts of
    retaliation which violated the professor's rights to academic
    freedom and free speech protected by the First Amendment.
    We conclude that the amended complaint did not allege
    deprivations of constitutional rights and that summary
    judgment should have been granted. We ther efore will
    2
    reverse the portion of the District Court's judgment that
    dealt with these issues and remand for the District Court to
    enter summary judgment for the defendant university
    president.
    When an appellate court reviews the denial of a
    defendant's claim to qualified immunity, "the appealable
    issue is a purely legal one: whether the facts alleged . . .
    support a claim of violation of clearly established law."
    Mitchell v. Forsyth, 
    472 U.S. 511
    , 528 n.9 (1985).1 Resolving
    the legal issues, however, requir es "consideration of the
    factual allegations that make up the plaintif f 's claim for
    relief." Id at 528. For this r eason, we present the facts as
    they have been alleged by the plaintiff and do not concern
    ourselves with weighing the correctness of the plaintiff 's
    version. 
    Id. Our review
    is plenary. Abbott v. Latshaw, 
    164 F.3d 141
    , 145 (3d Cir. 1998).
    I.
    For twenty-eight years, plaintiff Robert Br own was
    employed as a professor at California University of
    Pennsylvania; he has been tenured since 1972. At the
    conclusion of the spring 1994 semester, the plaintiff
    assigned an "F," or "failing," grade to one of his students in
    _________________________________________________________________
    1. Although 28 U.S.C. S 1291 confers jurisdiction upon the courts of
    appeals to hear appeals from final decisions of district courts, the
    collateral order doctrine creates an exception to the general rule. In re
    Montgomery County, 
    215 F.3d 367
    , 373 (3d Cir. 2000); Mitchell v.
    Forsyth, 
    472 U.S. 511
    , 530 (1985).
    The parties briefed the issue of the defendant's qualified immunity, but
    the District Court did not explicitly address the question. When it
    concluded that summary judgment was not appr opriate, however, the
    Court implicitly ruled on the matter. Even though a district court does
    not explicitly address the immunity claims, we nonetheless have
    jurisdiction to review the implied denial of those claims. In re
    Montgomery 
    County, 215 F.3d at 373
    . "[A] district court's denial of a
    claim of qualified immunity, to the extent that it turns on an issue of
    law, is an appealable `final decision' within the meaning of 28 U.S.C.
    S 1291 notwithstanding the absence of a final judgment." Behrens v.
    Pelletier, 
    516 U.S. 299
    , 306 (1996) (quoting 
    Mitchell, 472 U.S. at 530
    );
    Sterling v. Borough of Minersville, 232 F .3d 190, 197 (3d Cir. 2000).
    3
    a practicum course because the student had attended only
    three of fifteen class sessions. Defendant Angelo Armenti,
    the university president, ordered that the grade be changed
    to "Incomplete," but the plaintiff r efused.
    The plaintiff alleged that, as a result of his refusal, the
    university suspended him from teaching the course. He
    further contended that "[a]s a result of this and other
    matters, the plaintiff wrote a critical r eview of Defendant
    Armenti for presentation to the University Board of
    Trustees." Two years later, the university terminated the
    plaintiff 's employment.
    The plaintiff then filed a sixteen-count complaint in a
    Pennsylvania state court, naming Armenti and thirty-one
    other individuals or entities as defendants. The complaint
    alleged violations of state law as well as of federal and state
    constitutional law. Pursuant to 28 U.S.C. S 1446(d), the
    case was removed to the United States District Court for
    the Western District of Pennsylvania. 2 By the time the
    District Court considered the motion for summary
    judgment now before us, the only claims r emaining for
    disposition were federal civil rights violations alleged
    against several defendants including Armenti, and a civil
    rights retaliation claim against Armenti alone. Count V in
    the complaint stated the retaliation claim against Armenti:
    "80. Defendant Armenti retaliated against Plaintiff
    because Plaintiff refused to change a student's grade at
    the order of Defendant Armenti, in violation of
    Plaintiff 's right to academic free expression, in
    violation of the First and Fourteenth Amendments to
    the United States Constitution.
    81. Defendant Armenti retaliated against Plaintiff for
    Plaintiff 's critical review of Defendant Armenti for the
    Board of Trustees in violation of Plaintiff 's right to free
    speech under the First and Fourteenth Amendments to
    the United States Constitution."
    _________________________________________________________________
    2. Because plaintiff alleged claims arising under the Constitution and the
    laws of the United States, the District Court's jurisdiction was proper
    under 28 U.S.C. S 1331.
    4
    The District Court granted summary judgment as to all
    the claims except for those in Count V. The District Court
    denied defendant Armenti's motion for summary judgment
    as to the Count V claims, concluding that both the
    plaintiff 's criticism of Armenti and the plaintiff 's
    assignment of student grades were protected speech under
    the First Amendment. The District Court did not addr ess
    the defendant's claim to qualified immunity. The defendant
    filed a timely appeal, asserting again that qualified
    immunity provides him a defense to the Count V claims.
    II.
    The doctrine of qualified immunity establishes"that
    government officials performing discretionary functions
    generally are shielded from liability for civil damages insofar
    as their conduct does not violate clearly established
    statutory or constitutional rights of which a r easonable
    person would have known." Harlow v. Fitzgerald, 
    457 U.S. 800
    , 818 (1982). This doctrine is founded upon the
    recognized "need to protect officials who are required to
    exercise their discretion and the r elated public interest in
    encouraging the vigorous exercise of official authority." 
    Id. at 807
    (internal quotations and citation omitted).
    We have held that the defendant is entitled to the defense
    of qualified immunity if none of the following questions can
    be answered in the affirmative: (1) have the plaintiffs
    alleged a violation of their statutory or constitutional rights;
    (2) was the right alleged to have been violated clearly
    established in the existing law at the time of the violation;
    and (3) should a reasonable official have known that the
    alleged action violated the plaintiffs' rights. Rouse v.
    Plantier, 
    182 F.3d 192
    , 196-97 (3d Cir . 1999). The
    threshold-nature of the inquiry serves tofilter unfounded
    claims and "promotes clarity in the legal standards for
    official conduct, to the benefit of both the officers and the
    general public." Wilson v. Layne, 
    526 U.S. 603
    , 609 (1999)
    (citing County of Sacramento v. Lewis, 
    523 U.S. 833
    , 840-
    42 n.5 (1998)); Siegert v. Gilley, 
    500 U.S. 226
    , 232 (1990)
    ("Decision of [the] purely legal [immunity] question[s]
    permits courts expeditiously to weed out suits which fail
    the test without requiring a defendant who rightly claims
    5
    qualified immunity to engage in expensive and time
    consuming preparation to defend the suit on its merits.").
    We turn, therefore, to the question of whether First
    Amendment rights were violated.3
    III.
    The Supreme Court has held that the First Amendment
    prohibits the government from r egulating speech based
    upon its substantive content or the message it conveys.
    Rosenberger v. Rector and Visitors of University of Virginia,
    
    515 U.S. 819
    , 828 (1995). Here, we must consider whether
    the alleged actions of the defendant, the pr esident of a
    public university, had the effect of discouraging speech
    with a disfavored message and, therefor e, amounted to an
    improper conditioning of public employment. The plaintiff
    has alleged two acts of retaliation and two theories
    supporting First Amendment protection of his speech. First,
    he asserts that retaliation following the plaintiff 's refusal to
    change the grade violated a right to academic fr ee
    expression under the First Amendment. Second, the
    plaintiff contends that the defendant's firing him for
    submitting a written criticism violated the generalized free
    speech rights under the First Amendment. We will consider
    these arguments in turn.
    A.
    Employees of federal and state government do not
    relinquish their First Amendment rights to comment on
    matters of public interest as a condition of their
    government employment. Pickering v. Boar d of Education,
    
    391 U.S. 563
    , 568 (1968). Nor do "students or teachers
    shed their constitutional rights to freedom of speech or
    expression at the schoolhouse gate." T inker v. Des Moines
    _________________________________________________________________
    3. The First Amendment states that "Congr ess shall make no law . . .
    abridging the freedom of speech . . . ." The Fourteenth Amendment
    applies this provision of the Bill of Rights to the States. Gitlow v.
    People
    of State of New York, 
    268 U.S. 652
    , 666 (1925). In Monroe v. Pape, 
    365 U.S. 167
    (1961), the Supreme Court held that 42 U.S.C. S 1983 creates
    a remedy for violations of rights secur ed by the Constitution or the laws
    of the United States. 
    Id. at 172.
    6
    School District, 
    393 U.S. 503
    , 506 (1968). Furthermore, the
    Supreme Court has held that the university setting is one
    in which First Amendment free speech pr otections in that
    context are of particular importance:
    The essentiality of freedom in the community of
    American universities is almost self-evident. No one
    should underestimate the vital role in a democracy that
    is played by those who guide and train our youth. T o
    impose any strait jacket upon the intellectual leaders
    in our colleges and universities would imperil the
    future of our Nation.
    Sweezy v. State of New Hampshire, 
    354 U.S. 234
    , 250
    (1957).
    These statements notwithstanding, there ar e recognized
    limitations upon free speech in the university setting. For
    example, we held in Edwards v. Califor nia University of
    Pennsylvania, 
    156 F.3d 488
    , 491 (3d Cir . 1998), that "a
    public university professor does not have a First
    Amendment right to decide what will be taught in the
    classroom."
    In Edwards, a university professor alleged a violation of
    his First Amendment rights when the school disciplined
    him after a series of disputes with the administration over
    course curriculum. 
    Id. at 490.
    We concluded that no
    violation occurred because in the classr oom, the university
    was the speaker and the professor was the agent of the
    university for First Amendment purposes. 
    Id. at 491.
    In
    support of this conclusion, the Edwards opinion quoted
    from the Supreme Court opinion in Rosenberger:
    [w]hen the state is the speaker, it may make content-
    based choices. When the University determines the
    content of the education it provides, it is the University
    speaking, and we have permitted the gover nment to
    regulate the content of what is or is not expr essed
    when it is the speaker or when it enlists private entities
    to convey its own message . . . . It does not follow,
    however, . . . that viewpoint-based r estrictions are
    proper when the University does not speak itself or
    subsidize transmittal of a message it favors but instead
    expends funds to encourage a diversity of views fr om
    7
    private speakers. A holding that the University may not
    discriminate based on viewpoint of private persons
    whose speech it facilitates does not restrict the
    University's own speech, which is controlled by
    different principles.
    
    Id. at 491-92
    (quoting Rosenberger , 
    515 U.S. 819
    (1995).
    Edwards distinguished the rights of a professor in the
    classroom from those out of the classr oom. 
    Id. at 492.
    "In
    the classroom" refers to those settings where the professor
    is acting as the university's proxy, fulfilling one of the
    functions involved in the university's "four essential
    freedoms:" choosing "who may teach, what may be taught,
    how it shall be taught, and who may be admitted to study."
    
    Id. at 492
    (citing Regents of Univ. of California v. Bakke,
    
    438 U.S. 265
    , 312 (1978)). Because grading is pedagogic,
    the assignment of the grade is subsumed under the
    university's freedom to determine how a course is to be
    taught. We therefore conclude that a public university
    professor does not have a First Amendment right to
    expression via the school's grade assignment pr ocedures.
    The plaintiff 's argument to the contrary relies upon the
    analysis adopted by the Court of Appeals for the Sixth
    Circuit in Parate v. Isibor, 868 F .2d 821 (6th Cir. 1989). In
    Parate, a non-tenured professor was forced to sign a
    memorandum changing a student's grade. 
    Id. at 823-34.
    He
    was not permitted to note on the document that the change
    was "per instructions from [the] Dean . . . ." 
    Id. The Court
    held that a professor's First Amendment right was violated
    because the "assignment of a letter grade is a symbolic
    communication intended to send a specific message to the
    student . . . [and] is entitled to some measur e of First
    Amendment protection." 
    Id. at 827
    (citing 
    Tinker, 393 U.S. at 505-06
    ). The Court concluded that the University was
    the speaker only as far as the grade on the student's
    transcript. 
    Id. at 829.
    The Edwards framework, however , applies to the present
    case and offers a more realistic view of the university-
    professor relationship. Whether the school registrar is told
    that a student's performance rates an"F " or an
    "Incomplete" is not a matter that warrants the"intrusive
    8
    oversight by the judiciary in the name of the First
    Amendment." Connick v. Myers, 
    461 U.S. 138
    , 146 (1983);
    Wozniak v. Conry, 
    236 F.3d 888
    , 891 (7th Cir. 2001) ("Some
    universities offer their faculty more control over grading
    than [in this case] and maybe discretion is good. But
    competition among systems of evaluation at dif ferent
    universities, not federal judges, must settle the question
    which approach is best."). We note that our holding today
    is consistent with at least one other Court of Appeals. See
    Lovelace v. Southern Methodist University, 
    739 F.2d 419
    ,
    426 (2d Cir. 1986) (per curiam).
    B.
    In his second argument, the plaintiff asserts that
    retaliation following his submission of a critical evaluation
    violated his free speech rights under the First Amendment.
    When resolving such disputes, courts must strike "a
    balance between the interests of the [employee], as a
    citizen, in commenting upon the matters of public concern
    and the interest of the State, as an employer , in promoting
    the efficiency of the public services it per forms through its
    employees" when determining whether a public employer
    acted properly in discharging an employee for engaging in
    speech. 
    Pickering, 391 U.S. at 568
    . The thr eshold question
    in this analysis is whether the employee's speech may fairly
    be characterized as a matter of public concer n. Rankin v.
    McPherson, 
    483 U.S. 378
    , 384 (1987).
    In Connick v. Myers, a District Attor ney fired an Assistant
    District Attorney for distributing a questionnaire to fellow
    staff 
    members. 461 U.S. at 141
    . The survey sought staff
    views on the office transfer policy, office morale, the need
    for a grievance committee, the level of confidence in
    supervisors, and whether employees felt pressur ed to work
    in political campaigns. 
    Id. The Court
    reiterated the balancing described in Pickering,
    this time addressing a single question in the analysis:
    whether the subject of the employee's expression was " `a
    matter of legitimate public concern' upon which `free and
    open debate is vital to informed decision-making by the
    electorate.' " 
    Id. at 145
    (quoting 
    Pickering, 391 U.S. at 571
    -
    72). The Court reasoned that if the employee's speech
    9
    cannot be fairly characterized as constituting speech
    on a matter of public concern, it is unnecessary for us
    to scrutinize the reasons for her dischar ge. When
    employee expression cannot be fairly consider ed as
    relating to any matter of political, social, or other
    concern to the community, government officials should
    enjoy wide latitude in managing their offices, without
    intrusive oversight by the judiciary in the name of the
    First Amendment.
    
    Id. at 146
    (internal footnote omitted). The Court pointed to
    the standard applied in the common law tort for invasion of
    privacy as the correct standard to apply when determining
    whether an expression is of a kind that is of legitimate
    concern to the public. 
    Id. at 143
    n.5 (citing Cox
    Broadcasting Corp. v. Cohn, 
    420 U.S. 469
    (1975)). The Cox
    standard for determining whether a topic is a legitimate
    matter of public concern is functional, asking whether
    there is a public benefit in reporting the 
    matter. 420 U.S. at 495
    .
    In Connick, the Court concluded that "[w]hether an
    employee's speech addresses a matter of public concern
    must be determined by the content, for m, and context of a
    given statement, as revealed by the whole r ecord." 
    Id. at 148-49.
    The Court concluded that all but one of the
    questions on the survey dealt with the individual
    employee's dispute with the District Attorney and were not
    "of public import in evaluating the perfor mance of the
    District Attorney as an elected official." 
    Id. at 148.
    Because
    the questionnaire concerned matters of public interest "in
    only a most limited sense . . . [t]he limited First
    Amendment interest involved here does not require that
    [the employer] tolerate action which he r easonably believed
    would disrupt the office, undermine his authority, and
    destroy close working relationships." 
    Id. at 154.
    Four years later, in Rankin v. McPherson the Supreme
    Court considered the question again -- whether a
    statement by an employee that led to her firing was a
    matter of public 
    concern. 483 U.S. at 384
    . The employee in
    Rankin worked in a constable's office and had remarked
    after hearing of an attempt on the life of the Pr esident, "If
    they go for him again, I hope they get him." Id at 379. In
    10
    determining the "public concern" threshold test, the Court
    reasoned that because the statement was made in the
    context of a discussion about the policies of the Pr esident's
    administration, and because it was said following a news
    bulletin of national interest, it "plainly dealt with a matter
    of public concern." 
    Id. at 386.
    Whether the subject matter of the "speech" was a
    legitimate matter of public concern is a question of law.
    
    Connick, 461 U.S. at 148
    n.7. The fact that the matter now
    on appeal is a legal issue distinguishes the pr esent
    interlocutory appeal from that in Johnson v. Jones, 
    515 U.S. 304
    (1995). In deciding Johnson, the Court resolved a
    circuit split in the courts of appeals "about the immediate
    appealability of . . . pretrial `evidence insufficiency' claims
    made by public official defendants who assert qualified
    immunity defenses." 
    Johnson, 515 U.S. at 308
    . Although
    there is some broad language in Johnson that might
    suggest the Court foreclosed any consideration of the
    sufficiency of the evidence when courts of appeals review
    summary judgment motions, the Court limited the holding
    in at least two ways. First, it noted that the decision did not
    change the law for many courts of appeals.4 
    Johnson, 515 U.S. at 307
    , 318, 319 (observing that "our holding here has
    been the law in several Circuits for some time" and
    referring to a listing of cases that included Giuffre v. Bissell,
    
    31 F.3d 1241
    (3d Cir. 1994)). Second, the Court
    acknowledged that where a district court does not clearly
    state facts relevant to a question of law, it might be
    appropriate for a court of appeals to "undertake a
    cumbersome review of the record to determine what facts
    the district court . . . likely assumed." Id . at 319. In
    addition, the Supreme Court recently clarified the holding
    in Johnson:
    Johnson held, simply, that determinations of
    _________________________________________________________________
    4. We had held in Giuffre v. Bissell, 
    31 F.3d 1241
    (3d Cir. 1994), that a
    claim that "I didn't do it" is differ ent than a claim to the right of
    qualified
    immunity and that a denial of summary judgment motion based on the
    former is not appealable. 
    Id. at 1258
    (citing Burns v. County of Cambria,
    
    971 F.2d 1015
    , 1019 (3d Cir. 1992)). Our holding in Giuffre is consistent
    with the later opinion by the Supreme Court.
    11
    evidentiary sufficiency at summary judgment ar e not
    immediately appealable merely because they happen to
    arise in a qualified-immunity case; if what is at issue
    in the sufficiency determination is nothing more than
    whether the evidence could support a finding that
    particular conduct occurred, the question decided is
    not truly "separable" from the plaintif f 's claim, and
    hence there is no "final decision" under Cohen and
    Mitchell. Johnson reaffir med that summary judgment
    determinations are appealable when they resolve a
    dispute concerning an "abstract issu[e] of law" relating
    to qualified immunity -- typically, the issue whether
    the federal right was "clearly established."
    Behrens v. Pelletier, 
    516 U.S. 299
    , 313 (1996) (citations
    omitted).
    In Grant v. City of Pittsburgh, 98 F .3d 116 (3d Cir. 1996),
    we observed that "crucial to the resolution of any assertion
    of qualified immunity is a careful examination of the record
    (preferably by the district court) to establish, for purposes
    of summary judgment, a detailed factual description of the
    action of each individual defendant." 
    Id. at 122.
    We have
    also noted that although the qualified immunity inquiry is
    primarily legal, "some factual allegations . . . are necessary
    to resolve the immunity question." Gruenke v. Seip, 
    225 F.3d 290
    , 299 (3d Cir. 2000). Ther efore, Johnson does not
    foreclose an appellate court from scrutinizing the evidence
    put forward by the plaintiff following a qualified immunity
    summary judgment motion.
    The role of a factual inquiry resolving a claim to qualified
    immunity is addressed in Anderson v. Cr eighton, 
    483 U.S. 635
    (1987). In Creighton, the Supr eme Court considered
    whether an officer was liable for conducting an
    unreasonable search if a reasonable officer could have
    believed that the search was lawful. 
    Id. at 637.
    The Court
    required a particular inquiry, stating that the "relevant
    question in this case . . . is the objective (albeit fact-
    specific) question whether a reasonable officer could have
    believed Anderson's warrantless search to be lawful, in light
    of clearly established law and the information the searching
    officers possessed." 
    Id. at 641.
    The Court vacated the
    judgment and remanded the case with specific instructions
    12
    that any discovery "should be tailored specifically to the
    question of Anderson's qualified immunity." 
    Id. at 646
    n.6.
    Creighton instructs that "the balance that our cases
    strike between the interests in vindication of citizens'
    constitutional rights and in public officials' ef fective
    performance of their duties," id . at 639, requires plaintiffs
    to respond to a defendant's claim of qualified immunity
    with evidence that the actions alleged "ar e actions that a
    reasonable officer could have believed [un]lawful." 
    Id. at 646
    n.6. As a result, a respondent does not satisfy the Rule
    56(e) burden by relying upon bare allegations or assertions
    of abstract rights. If the defendant official is liable only
    where "[t]he contours of the right [are] sufficiently clear that
    a reasonable official would understand that what he is
    doing violates that right," 
    id. at 640,
    it is reasonable for a
    court considering a qualified immunity summary judgment
    motion to require that the plaintif f make clear what the
    alleged violation is. Where plaintiff fails to present
    particularized facts, the motion should be granted. 5
    In the present case, it is clear that the plaintiff did not
    satisfy Creighton. The District Court conceded that it did
    not know the content of the speech at issue. The r ecord
    contains only two clues about the content of the evaluation:
    the assertion in the complaint that the plaintif f 's evaluation
    was "critical," and the plaintiff 's testimony that the
    evaluation was submitted on a two-page form that "had
    room to respond to four or five dif ferent things that had to
    do with academic standards and faculty morale and how
    the president dealt with various issues on campus."
    Although his deposition testimony indicates that he had
    access to a copy of the completed evaluation for m, he did
    not enter the document into the record. Nor does the
    plaintiff disclose the substance of his comments on the
    form, saying only that he did not choose the subjects, but
    _________________________________________________________________
    5. This is not a weighing of evidence for a deter mination of whether
    there
    is a genuine issue of fact, such as the Court held was not appealable in
    Johnson, because the legal question here is separable from the inquiry
    that is the basis of the plaintiff 's claim. 
    Behrens, 516 U.S. at 313
    .
    Rather, the requirement prevents the clever plaintiff from bypassing the
    qualified immunity "filter" simply by identifying an abstract right.
    13
    that his was "a response to an evaluation form that I had
    been given."
    It is the words that the plaintiff wr ote on the form that
    allegedly motivated the retaliation. When considering a
    summary judgment motion, a court must have befor e it the
    "content, form, and context of a given statement, as
    revealed by the whole record" to determine if the
    statements were of legitimate public concer n. The plaintiff
    did not provide such proof, alleging only that the speech
    was "critical." In the absence of evidence, the District Court
    improperly inferred that the speech addr essed "academic
    integrity." By failing to require the proof, the District Court
    allowed the plaintiff "to convert the rule of qualified
    immunity . . . into a rule of virtually unqualified liability
    simply by alleging violations of extremely abstract rights."
    
    Creighton, 483 U.S. at 639
    .
    Finally, even if we were convinced that the plaintiff 's
    response to the summary judgment motion satisfied
    Creighton, we conclude that summary judgment would have
    been appropriate nonetheless. On the facts found by the
    District Court, the subject of the plaintiff 's speech closely
    resembles that of the questions on the survey in Connick.
    Those dealt with office morale, the transfer policy, and
    employee confidence in supervisors. Connick , 461 U.S. at
    141. The District Court here reasoned that the issues
    contained speech which was in the category of "academic
    integrity," "relevant to the gover ning of the University, and
    therefore, . . . of public concern," but this is comparable to
    the dissent in Connick concluding that the issues there
    "could reasonably be expected to be of inter est to persons
    seeking to develop informed opinions about the manner in
    which . . . an elected official . . . dischar ges his
    responsibilities." 
    Id. at 163
    (Br ennan, J., dissenting). Had
    the plaintiff been reprimanded for speaking regarding, for
    example, grade inflation, a specific subject about which
    there is demonstrated interest, he might have satisfied this
    test. As it stands, the speech alleged reflects little more
    than one employee's dissatisfaction with an administrative
    decision by his employer, 
    Connick, 461 U.S. at 148
    -49. As
    such, there would be no public benefit in r eporting this
    matter, 
    Cox, 420 U.S. at 495
    , and wefind no constitutional
    violation.
    14
    IV.
    We conclude that the defendant is entitled to qualified
    immunity as to Count V because no actual constitutional
    violation was alleged. For this reason, that portion of the
    judgment of the District Court on appeal will be r eversed
    and on remand the District Court will be instructed to enter
    summary judgment for the defendant university pr esident.
    A True Copy:
    Teste:
    Clerk of the United States Court of Appeals
    for the Third Circuit
    15
    

Document Info

Docket Number: 00-1587

Citation Numbers: 247 F.3d 69

Filed Date: 4/17/2001

Precedential Status: Precedential

Modified Date: 1/12/2023

Authorities (24)

James J. Giuffre v. Nicholas Bissell Richard Thornburg ... , 31 F.3d 1241 ( 1994 )

Joan Gruenke, Individually and as Parent and Natural ... , 225 F.3d 290 ( 2000 )

eugene-burns-john-mutsko-roy-plummer-louis-beaujon-ron-snyder-and , 971 F.2d 1015 ( 1992 )

dilawar-m-edwards-phd-v-california-university-of-pennsylvania-john , 156 F.3d 488 ( 1998 )

Mark Abbott v. Laurie J. Latshaw, Albert Diehl, Dennis ... , 164 F.3d 141 ( 1998 )

in-re-montgomery-county-montgomery-county-commissioners-mario-mele-richard , 215 F.3d 367 ( 2000 )

Louis Wozniak v. Thomas F. Conry , 236 F.3d 888 ( 2001 )

Monroe v. Pape , 81 S. Ct. 473 ( 1961 )

Gitlow v. New York , 45 S. Ct. 625 ( 1925 )

darryl-leon-rouse-v-william-plantier-acting-superintendent-of-adtc , 182 F.3d 192 ( 1999 )

Regents of the University of California v. Bakke , 98 S. Ct. 2733 ( 1978 )

Cox Broadcasting Corp. v. Cohn , 95 S. Ct. 1029 ( 1975 )

Sweezy v. New Hampshire Ex Rel. Wyman , 77 S. Ct. 1203 ( 1957 )

Harlow v. Fitzgerald , 102 S. Ct. 2727 ( 1982 )

Pickering v. Board of Ed. of Township High School Dist. 205,... , 88 S. Ct. 1731 ( 1968 )

Mitchell v. Forsyth , 105 S. Ct. 2806 ( 1985 )

Behrens v. Pelletier , 116 S. Ct. 834 ( 1996 )

County of Sacramento v. Lewis , 118 S. Ct. 1708 ( 1998 )

Wilson v. Layne , 119 S. Ct. 1692 ( 1999 )

Connick Ex Rel. Parish of Orleans v. Myers , 103 S. Ct. 1684 ( 1983 )

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