Richard Holland v. Simon Property Group Inc , 495 F. App'x 270 ( 2012 )

NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
___________
No. 12-2251
___________
RICHARD G. HOLLAND,
Appellant
v.
SIMON PROPERTY GROUP, INC.; MACERICH; TIMOTHY KORHUMEL;
DEPTFORD MALL SECURITY; JANINE IMPERATO, Security Guard;
JOHN AND JANE DOES; ROBERT CHEROBSKI, Deptford Mall Security Guard;
IPC INTERNATIONAL, INC
____________________________________
On Appeal from the United States District Court
for the District of New Jersey
(D.C. Civil Action No. 1-09-cv-00914)
District Judge: Honorable Renee M. Bumb
____________________________________
Submitted Pursuant to Third Circuit LAR 34.1(a)
August 28, 2012
Before: JORDAN, HARDIMAN and ALDISERT, Circuit Judges
(Opinion filed: August 29, 2012)
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OPINION
___________
PER CURIAM
Richard G. Holland, proceeding pro se, appeals from the District Court’s orders
granting summary judgment in favor of Defendants and denying his post-judgment
motion to amend the complaint. For the reasons that follow, we will affirm.
I.
Holland is a self-described “champion for the rights of the disabled” and
“secondary caregiver” for an individual who is severely disabled. 1 (Dkt. No. 40, ¶¶ 8-9.)
On February 28, 2007, Holland visited a shopping mall in Deptford, New Jersey, (the
“Deptford Mall”) to investigate its compliance with the Americans with Disabilities Act
(“ADA”). (Id. ¶ 12.) At that time, the Deptford Mall had a policy prohibiting all visitors
from videotaping the premises without prior approval (the “No-Videotaping Policy”).
(Dkt. No. 66, Attach. 2, ¶ 10.) Holland was videotaping the parking lot when he was
approached by two security guards. (Id. ¶ 12.) The security guards informed Holland of
the No-Videotaping Policy and asked him at least three times to stop videotaping. (Id. ¶¶
13-25.) He refused, stating that he was conducting an “assessment of handicapped
parking.” (Id. ¶ 15.) The security guards claimed that Holland then acted in a
1
This factual background is taken from the record below. Defendants have filed a
Motion to Strike Holland’s Statement of Facts in his appeal brief because those facts
were presented for the first time on appeal. This Court does not “consider material on
appeal that is outside of the district court record.” Webb v. City of Phila., 562 F.3d 256,
261 n.4 (3d Cir. 2009) (citation omitted). Therefore, Defendants’ motion to strike is
denied as unnecessary.
2
threatening manner towards them. (Id. ¶¶ 26-27.) The local police were notified. (Dkt.
No. 40, ¶ 14; Dkt. No. 66, Attach. 2, ¶ 30.) They arrived and asked Holland to leave and
never return. (Dkt. No. 40, ¶ 14.) Regardless, Holland visited the Deptford Mall at least
twice after February 28, 2007, without incident. (Dkt. No. 66, Attach. 8, Ex. B at 83:17-
84:15; 87:4-17.)
Holland commenced this case in February 2009. Holland claimed that Defendants
retaliated against him under the ADA and the New Jersey Law Against Discrimination
(“NJLAD”) by revoking his status as a business invitee and banning him from the
Deptford Mall. 2 (Dkt. No. 40.)
On August 24, 2010, the District Court granted Holland leave to amend his
complaint. Discovery ensued. Defendants filed motions for summary judgment that
were granted by opinion and order entered December 30, 2011. Holland filed a timely
post-judgment motion to amend the complaint pursuant to Federal Rule of Civil
Procedure 59(e), which the District Court denied. Holland timely filed his Notice of
Appeal. We have jurisdiction pursuant to 28 U.S.C. § 1291.
II.
1. The District Court Properly Granted Summary Judgment in Favor of
Defendants
2
After receiving Holland’s complaint, Defendants sent him a letter stating that he was
never banned from the Deptford Mall, and that he was free to visit at any time. (Dkt. No.
66, Attach. 3, Ex. A; Attach. 7, Ex. D.)
3
Our review of the District Court’s order granting summary judgment is plenary,
and we apply the same test used by the District Court. Williams v. Phila. Hous. Auth.
Police Dep’t, 380 F.3d 751, 758 (3d Cir. 2004). That is, we must be satisfied that there is
“no genuine dispute as to any material fact and [that] the movant is entitled to judgment
as a matter of law.” Fed. R. Civ. P. 56(a). We view the facts in the light most favorable
to Holland, the non-moving party. Williams, 380 F.3d at 758.
Both the ADA and the NJLAD prohibit retaliation against any individual because
he has opposed any act or practice made unlawful by those statutes. See 42 U.S.C. §
12203(a); N.J. Stat. Ann. 10:5-12(d). To prove a prima facie case of retaliation under the
ADA and the NJLAD, the plaintiff must demonstrate by a preponderance of the evidence
that (1) he engaged in a protected activity; (2) he suffered an adverse action; and (3) a
causal connection exists between the protected activity and the adverse action. Williams,
380 F.3d at 759 (citing Krouse v. Am. Sterilizer Co., 126 F.3d 494, 500 (3d Cir. 1997)
(other citation omitted)); Victor v. State, 4 A.3d 126, 141 (N.J. 2010). Once a prima
facie case is made, the burden shifts to the defendant to articulate a legitimate, non-
discriminatory reason for taking the adverse action. McDonnell Douglas Corp. v. Green,
411 U.S. 792, 802 (1973); see also Williams, 380 F.3d at 759 n.3 (McDonnell Douglas
framework applies to ADA retaliation claims). If the defendant meets that burden, the
plaintiff has the burden of proving that the defendant’s reason was merely pretextual.
McDonnell Douglas, 411 U.S. at 804.
4
The District Court determined that Holland’s investigative videotaping was a
protected activity under the ADA and the NJLAD. (Dkt. No. 82, p. 11.) 3 Moving to the
second prong of the prima facie case, it was Holland’s burden to prove that he suffered an
adverse action. Williams, 380 F.3d at 759; Victor, 4 A.3d at 141. Holland alleged that
the adverse actions were (1) Defendants calling the police and asking them to remove
him from the Deptford Mall and (2) his being banned from the premises. 4 (Id., p. 12.)
Holland did not meet his burden of proving by a preponderance of the evidence that he
suffered an adverse action as a result of engaging in a protected activity. First, there was
no evidence that any of the Defendants were involved with the local police ordering
Holland to leave the Deptford Mall and never return. Second, Holland testified that he
had freely visited the premises at least twice since February 28, 2007, and he produced a
letter from Defendants stating that he was never banned from the Deptford Mall. (Dkt.
No. 66, Attach. 7, Ex. D.) Holland did not suffer an adverse action at the hands of
3
We need not and do not decide whether characterizing the videotaping as protected
activity was legally sound.
4
The District Court correctly declined to consider claims of retaliation asserted for the
first time in Holland’s summary judgment opposition brief. Anderson v. DSM N.V., 589
F. Supp. 2d 528, 534 n.5 (D.N.J. 2008) (citing Shanahan v. City of Chi., 82 F.3d 776, 781
(7th Cir. 1996) (“A plaintiff may not amend his complaint through arguments in his brief
in opposition to a motion for summary judgment.”)).
5
Defendants. 5 Because Holland failed to prove a prima facie case of retaliation, the
District Court properly granted summary judgment in favor of Defendants on his ADA
and NJLAD claims.
2. The District Court Properly Denied Holland’s Motion for
Reconsideration
We review the denial of a motion for reconsideration for abuse of discretion, while
reviewing the District Court’s underlying legal determinations de novo and its factual
determinations for clear error. Max’s Seafood Café ex rel. Lou-Ann, Inc. v. Quinteros,
176 F.3d 669, 673 (3d Cir. 1999). The District Court liberally construed Holland’s Rule
59(e) motion (Dkt. No. 94) as both a motion for reconsideration and a post-judgment
motion to amend the complaint. A motion for reconsideration must rely on one of three
grounds: (1) an intervening change in the law; (2) the availability of new evidence; or (3)
the need to correct clear error of law or prevent manifest injustice. N. River Ins. Co. v.
CIGNA Reinsurance Co., 52 F.3d 1194, 1218 (3d Cir. 1995). Holland did not identify
any of these factors in his motion. He merely rehashed the arguments he presented in his
summary judgment opposition brief. (Dkt. No. 84.) Finding no abuse of discretion by
the District Court, we will affirm the denial of Holland’s motion for reconsideration.
5
Even if the Defendants asked Holland to leave the premises or directed the police to do
so, they had a legitimate, non-retaliatory reason, that is, his undisputed refusal to comply
with the No-Videotaping Policy. McDonnell Douglas, 411 U.S. at 802. Holland had no
evidence that this reason was pretextual. Id. at 804.
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3. The District Court Properly Denied Holland’s Post-Judgment Motion
to Amend His Complaint
We review the denial of a post-judgment motion to amend a complaint for abuse
of discretion. Burtch v. Milberg Factors, Inc., 662 F.3d 212, 220 (3d Cir. 2011), cert.
denied, 132 S. Ct. 1861 (2012) (citations omitted). The District Court’s underlying legal
determinations are reviewed de novo and its factual determinations are reviewed for clear
error. Id. Where, as here, the Rule 59(e) motion is timely filed, the District Court should
consider the factors set forth in Federal Rule of Civil Procedure 15(a) when determining
whether to grant the post-judgment motion to amend. Id. at 230. Those factors include
“undue delay, bad faith, prejudice, or futility.” Id. at 230-31(citation omitted).
Holland wanted to amend his complaint to add new claims for retaliation that were
first asserted in his summary judgment opposition brief. (Dkt. No. 84, p. 2.) The District
Court determined that Holland exhibited undue delay in seeking the amendment, that an
amendment after entry of judgment would unfairly prejudice Defendants, and that his
request was procedurally defective for failing to attach a copy of his proposed second
amended complaint. (Dkt. No. 91.) We agree. Holland’s delay was undue for several
reasons, all of which were properly analyzed by the District Court under our decision in
Cureton v. Nat’l Collegiate Athletic Ass’n, 252 F.3d 267, 273 (3d Cir. 2001), and need
not be repeated here. Defendants certainly would have been prejudiced if the motion
were granted, as allowing Holland’s amendment would have resulted in “additional
discovery, cost, and preparation to defend against new facts or new theories” after
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judgment was entered in their favor. Id. Finally, Holland’s failure to submit a copy of
his proposed second amended complaint, standing alone, was enough reason to deny his
motion. Id. The District Court did not abuse its discretion in denying Holland’s post-
judgment motion to amend his complaint. 6
For the foregoing reasons, we will affirm the District Court’s orders granting
summary judgment in favor of Defendants and denying Holland’s post-judgment motion
to amend his complaint.
6
We have considered Holland’s argument that the District Court should have analyzed
this motion under Federal Rule of Civil Procedure 60 and find it to be without merit.
8