Chen v. Atty Gen USA ( 2005 )

Opinions of the United
2005 Decisions States Court of Appeals
for the Third Circuit
10-3-2005
Chen v. Atty Gen USA
Precedential or Non-Precedential: Non-Precedential
Docket No. 04-2985
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NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
No. 04-2985
GUI YING CHEN,
Petitioner
v.
ATTORNEY GENERAL OF THE UNITED STATES,
Respondent
On Petition for Review of an Order
of the Board of Immigration Appeals
(BIA No. A79-417-053)
Argued June 8, 2005
Before: FUENTES, VAN ANTWERPEN, and BECKER, Circuit Judges.
(Filed: October 3, 2005)
Alexander K. Yu (Argued)
Suite 1002
401 Broadway
New York, NY 10013
ATTORNEY FOR PETITIONER
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Robert E. Maher, Jr. (Argued)
United States Department of Justice
Environmental Enforcement Section
P.O. Box 7611
Ben Franklin Station
Washington, DC 20044
Christopher C. Fuller
Linda S. Wernery
William C. Minick
United States Department of Justice
Office of Immigration Litigation
P. O. Box 878
Ben Franklin Station
Washington, DC 20044
ATTORNEYS FOR RESPONDENT
OPINION OF THE COURT
FUENTES, Circuit Judge.
Gui Ying Chen petitions for review of a decision by the Board of Immigration
Appeals (“BIA”) affirming the rejection by an Immigration Judge (“IJ”) of her application
for political asylum, withholding of removal, and relief under the Convention Against
Torture, as well as its affirmance of the IJ’s finding that her petition was frivolous. We find
that there is substantial evidence to support the BIA’s decision and accordingly deny the
petition.
I.
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Chen claims that she was forced to undergo an abortion in China because she had
become pregnant without being married. She arranged to be smuggled out of China and
eventually arrived in Miami. She was detained on entry, charged with illegal entry, and
paroled. She relocated to New Jersey. In support of her claim, she testified about the
abortion and offered an abortion certificate and a fine receipt as corroboration of her claims.
The government submitted an investigative report in which an investigator from the
consulate found that the certificate and receipt were fraudulent, based on a letter from the
abortion clinic that found the abortion certificate to have an incorrect title, size, and stamp
and claimed that the names doctor was never employed by the clinic. The report also stated
that the Birth Control Office found that the receipt was fabricated because Chen never
violated their policies. The report included two untranslated letters, which it relied upon in
making its conclusions. The IJ rejected Chen’s application on credibility grounds, discussed
more later. The IJ noted that he believed that Chen never was pregnant and never had an
abortion, and deemed her application frivolous. The BIA affirmed both conclusions (the
denial of the application and the frivolousness finding), but disagreed with the IJ on the issue
of whether the record suggested that Chen never was pregnant and never had an abortion,
noting that his conclusion was extremely speculative. Chen filed this petition for review.
II.
Chen argues that (1) the IJ erred in admitting the investigative report; (2) the IJ’s
adverse credibility finding, which was adopted by the BIA, is not supported by substantial
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evidence; and (3) the IJ’s frivolousness finding should be vacated because it was based on
the erroneous adverse credibility and fraud findings.
Chen first argues that the investigative report, upon which the IJ relied in order to
dismiss Chen’s corroborating documents, was erroneously admitted by the IJ because the
documents on which the report was based were not translated by the government. See 8
C.F.R. § 1003.33. Although the IJ was troubled by the lack of translation and admonished
the government, Chen never objected to the admission of the documents, and therefore
waived this argument. Further, both Chen and her attorney are able to read the untranslated
documents, and her counsel could not point to anything problematic in the documents,
seriously casting doubt on any presence of prejudice due to the admission of the report.
Chen next challenges the admission of the report itself as a violation of due process.
“Because the Federal Rules of Evidence do not apply in asylum proceedings, ‘[t]he test for
admissibility of evidence . . . is whether the evidence is probative and whether its use is
fundamentally fair so as not to deprive the alien of due process of law.’” Ezeagwuna v.
Ashcroft, 325 F.3d 396, 405 (3d Cir. 2003) (quoting Bustos-Torres v. INS, 898 F.2d 1053,
1055 (5th Cir. 1990)). “‘In the evidentiary context, fairness is closely related to the reliability
and trustworthiness of the evidence.’” Id. (quoting Felzcerek v. INS, 75 F.3d 112, 115 (2d
Cir. 1996)). In Ezeagwuna, this Court found that admission of and reliance on the
investigative report in that case constituted a due process violation. See id.Chen argues that most of the problems that the Court found in Ezeagwuna are also
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found here. We disagree. Although the investigation is not described in great detail and the
names of the people doing the investigations at the hospital and the Birth Control Office are
not included, the multiple hearsay problems present in Ezeagwuna are absent here. In
addition, here, the report itself summarizes the investigation, rather than relying entirely on
the untranslated documents. Accordingly, we do not find that admission of the investigative
report violated due process.
Chen argues that the adverse credibility finding by the IJ was in error. As we have
noted, “[a]n alien’s credibility, by itself, may satisfy his burden, or doom his claim.” Dia v.
Ashcroft, 353 F.3d 228, 247 (3d Cir. 2003). “[T]he administrative findings of fact are
conclusive unless any reasonable adjudicator would be compelled to conclude to the
contrary.” 8 U.S.C. § 1252(b)(4)(B). The BIA’s determination must be upheld if it is
“supported by reasonable, substantial, and probative evidence on the record considered as
a whole.” 8 U.S.C. § 1105a(a)(4). “It can be reversed only if the evidence presented by [a
petitioner] [is] such that a reasonable factfinder would have to conclude that the requisite fear
of persecution existed.” INS v. Elias-Zacarias, 502 U.S. 478, 481 (1992). “Substantial
evidence is more than a scintilla, and must do more than create a suspicion of the existence
of the fact to be established. It means such relevant evidence as a reasonable mind might
accept as adequate to support a conclusion.” NLRB v. Columbian Enameling & Stamping
Co., 306 U.S. 292, 300 (1939).
The IJ found that Chen testified mechanically when describing her forced abortion.
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He stated in his oral decision: “The respondent gave me the impression of reading from a
book as to the procedures of the abortion more than a person who had actually gone through
the procedure itself.” (App. 17.) This Court must give a high degree of deference to an IJ’s
observations about demeanor, as he is in a unique position to assess such things. See Dia,
353 F.3d at 252 n.23. Here, the IJ provided a reason for his demeanor finding, and we must
give his finding weight in our substantial evidence inquiry. Beyond demeanor, the most
troubling inconsistency in Chen’s testimony is her explanation as to why she left work–she
first stated that she left her job at the glove factory because of her pregnancy, but when
confronted with the fact that her pregnancy did not begin until after she left work, she stated
that she left work because the factory closed down. (A.R. 71-72.) This goes to the heart of
her claim, since it involves her pregnancy. We find that the IJ’s demeanor observation
coupled with Chen’s inconsistency regarding her reasons for leaving work provide
substantial evidence to support the adverse credibility finding, which provides a sufficient
basis for rejection of her claims.
As noted, Chen also challenges the BIA’s affirmance of the frivolousness finding by
the IJ. The government first argues that the frivolousness finding was not adequately raised
before the BIA, as it was not discussed at all in Chen’s brief to the BIA, and therefore it
cannot be challenged here. However, Chen’s notice of appeal to the BIA stated as one of the
reasons for appeal: “The frivolousness finding made by the Judge was overreaching and
designed to punish an innocent victim of persecution.” (A.R. 24.) Here, raising the issue in
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the notice of appeal was sufficient to exhaust the argument, as the BIA did consider and
affirm the finding. See Bhiski v. Ashcroft, 373 F.3d 363, 367 (3d Cir. 2004).
8 U.S.C. § 1158(d)(6) provides that “[i]f the Attorney General determines that an alien
has knowingly made a frivolous application for asylum” after receiving notice of the
consequences of doing so, “the alien shall be permanently ineligible for any benefits” under
the immigration laws. See also Muhanna v. Gonzales, 399 F.3d 582, 588 (3d Cir. 2005).
Section 1158(d)(6)’s implementing regulation states that “an asylum application is frivolous
if any of its material elements is deliberately fabricated.” 8 C.F.R. § 208.20.
The frivolousness finding could be sustained only on the basis that the documents
submitted by Chen were fraudulent, as the inconsistencies in her testimony do not amount
to deliberate fabrication of material elements of her claim. See Muhanna, 399 F.3d at 589.
The investigative report, which we found to be properly admitted above, provides substantial
evidence to support the IJ’s finding that Chen fabricated material elements of her claim. We
therefore must sustain the frivolousness finding.
III.
For the foregoing reasons, we will deny Chen’s petition for review.
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BECKER, Circuit Judge, concurring.
I concur in the judgment because I agree with Judge Fuentes that the IJ identified
inconsistencies and implausibilities in the record that are sufficient to require denial of the
petition for review. However, I do not agree that the consular officer’s investigative report
should have been admitted. I write separately to explain my disagreement about the receipt
of the investigative report and to express my concern about the procedures followed in
connection therewith.
An INS investigator forwarded three of Chen’s documents to the American consular
office in China to verify their authenticity. An investigator in the consular office in turn
contacted the Chinese abortion clinic and the birth control office. Both the abortion clinic
and the birth control office responded to the consular office that all three documents were
fraudulent. In particular, they stated that the purported abortion certificate lacked certain
words that would appear on an authentic form; that the size of Chen’s certificate was
different from the size of an actual certificate; that the stamp was fabricated; and that the
abortion clinic had not employed a doctor of the name listed on the certificate. These
statements were incorporated into the consular office investigator’s report to the INS.
The report of the consular office investigator to the INS, however, did not mention
what documents were forwarded to the clinic or the birth control office. Moreover, it is
unclear from the record who conducted the investigation at the clinic or the birth control
office or how the investigation was conducted, i.e. when the records were checked, which
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records were reviewed, whether Chen’s name was used, or other identifying criteria. It is
therefore likely that these reports contain multiple hearsay, as the investigation was initiated
by Susanna Liu, an official in Guangzhou, who queried unknown officials at the clinic and
birth control office, and then received unsigned, untranslated reply letters.
Chen objected to this document before the IJ based on the unreliability of the
documents. The IJ raised sua sponte the concern that the replies on which the Report was
based were not translated. The IJ nevertheless received the report in evidence and relied
upon it in making an adverse credibility determination. The IJ found that “[t]he report from
China submitted by the Government discloses that no [abortion] certificate exists. Although
the investigation leaves some issues unanswered, it clearly indicates that the certificate
submitted by the respondent does not correspond to any record by the hospital which
allegedly issued the document.” Chen objects to the IJ’s reliance on the investigative report,
on the grounds that it was hearsay and inherently unreliable, and that the underlying reply
letters, which were the basis of Liu’s investigative report, were not translated.
I agree with both of Chen’s contentions. I am particularly concerned about the
admission of the untranslated replies from the Chinese authorities. In my view the report was
not sufficiently trustworthy or reliable to have been admissible as evidence. The IJ therefore
erred in using the report to discredit Chen’s documentary evidence, under our jurisprudence,
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summarized in the margin.1 I also note that the letter at issue in this case contains multiple
hearsay problems and the same lack of information about the manner and nature of the
“investigation” as existed in Ezeagwuna v. Ashcroft, 325 F.3d 396 (3d Cir. 2003).2
Although I believe that the IJ erred in relying on the investigative report, I
acknowledge that unlike Ezeagwuna, where the State Department letter was almost the
“entire” basis of the BIA’s decision, here the investigative report appears to be only one
facet of the adverse credibility determination. I cannot say that this error “fundamentally
1
The Federal Rules of Evidence do not apply in asylum proceedings, rather “[t]he
test for admissibility of evidence . . . is whether the evidence is probative and whether its
use is fundamentally fair so as not to deprive the alien of due process of law.”
Ezeagwuna, 325 F.3d at 405 (quoting Bustos-Torres v. INS, 898 F.2d 1053, 1055 (5th
Cir.1990)) (alterations in original). “In the evidentiary context, fairness is closely related
to the reliability and trustworthiness of the evidence.” Id. (quoting Felzcerek v. INS, 75
F.3d 112, 115 (2d Cir.1996)). Although we permit hearsay in asylum cases under certain
circumstances, see, e.g., Kiareldeen v. Ashcroft, 273 F.3d 542, 549 (3d Cir. 2001), we
have held that reliance on hearsay may “raise[] the precise concerns that are fundamental
to its general inadmissibility in civil proceedings, and raise[] concerns that it is not
fundamentally fair,” because of the inherent untrustworthiness of hearsay evidence.
Ezeagwuna, 325 F.3d at 406.
2
It is notable that the same Susanna Liu was the investigator in (Qiu Rong) Lin v.
Ashcroft, 83 Fed. Appx. 480 (3d Cir. 2003) (not precedential opinion), which also
involved an investigation of documents supporting a claim of forced abortion in China.
The panel relied upon Ezeagwuna to conclude that the IJ erred in admitting the
investigative report that claimed the documents were frauds. In Lin, as here, it was
unclear who conducted the initial investigation, whether the author of the investigation
report had any first hand knowledge of the investigation itself, or how the investigation
was actually conducted. The Lin panel concluded that “Without more information, a
factfinder could only speculate about the reliability of the Consulate’s investigation,”
and, thus, held that the IJ should not have relied upon the investigative report in finding
that Lin’s documents were fabricated. Id. at 485.
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upset[] the balancing of facts and evidence upon which an agency’s decision is based.” (Gui
Cun) Liu v. Ashcroft, 372 F.3d 529, 534 (3d Cir. 2004). I therefore join in the judgment.
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