Frank McCann v. Steve Miller , 502 F. App'x 163 ( 2012 )


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  •                                                    NOT PRECEDENTIAL
    UNITED STATES COURT OF APPEALS
    FOR THE THIRD CIRCUIT
    ___________
    Nos. 11-1619, 11-1620, 11-1621, 11-1622
    ___________
    FRANK McCANN; EILEEN McCANN, H/W;
    FRANK TROTTI; TONIA TROTTI, H/W;
    JEFF OSBORNE; TIMOTHY GRANDFIELD; JOSEPH CARBONE
    v.
    STEVE MILLER, Grand Lodge Representative,
    International Association of Machinists and Aerospace Workers;
    INTERNATIONAL ASSOCIATION OF MACHINISTS
    AND AEROSPACE WORKERS;
    THOMAS BUFFENBARGER, President,
    International Association of Machinists and Aerospace Workers;
    INTERNATIONAL ASSOCIATION OF MACHINISTS
    AND AEROSPACE WORKERS LOCAL 1776;
    ROBERT ROACH, General Vice President,
    International Association of Machinists;
    LYNN TUCKER, General Vice President,
    International Association of Machinists and Aerospace Workers;
    DAVID MESSER; KENNETH MILLARD; JERRY MOLINARI;
    JACK JOHNSON; PATRICK STACK; JAMES STROUSE;
    VINCENT TROIL; JOHN DORAN; WAYNE GALLAGHER;
    JOEL HEITMAN; RICHARD HOWELL; EDWARD LONGWELL;
    JAMES LUX; JASON McGUIGAN; ANTHONY ARMIDEO;
    MARK BIONI; ROBERT BOLAND; ROBERT CARR;
    VINCENT CERASO; JON CONNER; MICHAEL DEJESSE;
    PHILADELPHIA AIRPORT HOTEL LIMITED PARTNERSHIP;
    MARRIOTT HOTEL SERVICES, INC.;
    ELPIZIO LIMITED PARTNERSHIP; DAVID STRANGE
    Frank McCann and Eileen McCann,
    Appellants at No. 11-1619
    Jeffrey Osborne,
    Appellant at No. 11-1620
    Frank Trotti; Jeffrey Osborne; Joseph Carbon; Timothy Granfield,
    Appellants at No. 11-1621
    International Association of Machinists and
    Aerospace Workers Local Lodge 1776,
    Appellant at No. 11-1622
    _______________________
    On Appeal from the United States District Court
    for the Eastern District of Pennsylvania
    D.C. Civil Action No. 08-cv-00561
    (Honorable Mitchell S. Goldberg)
    ______________
    Submitted Pursuant to Third Circuit LAR 34.1(a)
    September 10, 2012
    Before: SCIRICA, ROTH and BARRY, Circuit Judges.
    (Filed: October 22, 2012)
    _________________
    OPINION OF THE COURT
    _________________
    SCIRICA, Circuit Judge.
    These consolidated cases appeal judgments and orders in a civil action brought by
    union members against members of a rival union and the union‟s local and international
    branches to recover for injuries suffered in a physical attack at a union meeting in
    Philadelphia. After trial, the jury returned a verdict for plaintiffs, finding several
    individual union members and the local union liable for over $800,000 in damages.1 But
    all plaintiffs (Frank and Eileen McCann, Frank Trotti, Joseph Carbon, Timothy
    1
    The jury awarded $211,492.81 to Frank McCann, $111,400.90 to Frank Trotti,
    $276,683.51 to Jeff Osborne, $158,997.93 to Timothy Grandfield, and $53,403.00 to
    Joseph Carbon.
    2
    Grandfield, and Jeff Osborne) appeal the court‟s grant of summary judgment to the
    International Association of Machinists and Aerospace Workers (“IAM” or “Grand
    Lodge”), and some challenge the court‟s decision to bifurcate the trial. Plaintiff Jeff
    Osborne separately appeals the court‟s exclusion of expert medical testimony on
    causation and prognosis for injuries he suffered in the attack. Defendant Local Lodge
    1776, which represents Philadelphia-area members of the IAM, appeals the District
    Court‟s denial of its motions for judgment as a matter of law and, in the alternative, for a
    new trial. We will affirm the District Court on each of these issues.
    I.
    This litigation arises out of a conflict between two unions—the IAM and the
    Transport Workers Union (TWU)—over union representation of airline employees
    following the merger of U.S. Airways and America West. Prior to the merger, U.S.
    Airways employees were primarily represented by the IAM and America West
    employees by the TWU. In anticipation of the merger, plaintiffs, who were union
    organizers for the TWU, sought to recruit new members by holding several informational
    meetings. On the morning of February 8, 2006, shortly before one of these meetings, a
    group affiliated with the IAM threatened and then assaulted plaintiffs in a conference
    room at the Philadelphia Airport Marriott. Several TWU members were injured.
    The IAM is structured in three tiers. The top tier is known as the Grand Lodge.
    The intermediate tier is comprised of several regional District Lodges. The lowest tier is
    made up of over one thousand Local Lodges. Each District and Local Lodge is a separate
    3
    and autonomous entity, with its own officers, governance, and treasury; they are not
    authorized to speak or act on behalf of the IAM.
    The injured TWU members brought this suit against the individual IAM members
    who allegedly planned or participated in the attack as well as the local entity of the IAM
    to which the attackers belonged, Local Lodge 1776 (“Local 1776”), and the Grand Lodge
    of the IAM. These consolidated appeals challenge the judgments and orders of the
    District Court at several stages of the ensuing civil proceedings.
    After discovery, the parties filed cross-motions for summary judgment. The
    District Court determined that the Grand Lodge of the IAM could not be held liable for
    the attack under the Norris-LaGuardia Act‟s heightened vicarious liability standard, but
    left the question of Local 1776‟s vicarious liability to the jury. Plaintiffs appeal the grant
    of summary judgment in favor of the IAM.
    Shortly before trial, Osborne notified defendants that he intended to have his
    treating physicians offer expert testimony on causation and prognosis. Defendants
    objected because of late notice. The court excluded the expert testimony and Osborne
    appeals.
    At the close of trial, the verdict sheet adopted by the District Court charged the
    jury to determine whether Local 1776 was liable for punitive damages, leaving the
    amount of punitive damages, if any were warranted, to be determined after a second trial
    before the same jury. The jury found Local 1776 liable for the plaintiffs‟ injuries, but
    found punitive damages unwarranted. Trotti had opposed this bifurcation and now
    appeals.
    4
    After the verdict, Local 1776 filed motions for judgment as a matter of law under
    Fed. R. Civ. P. 50 and for a new trial under Rule 59(b). Concluding that the evidence
    supported the verdict, the District Court denied these motions. Local 1776 appeals.2
    II.
    A.
    Plaintiffs argue the District Court erred in granting summary judgment in favor of
    the IAM because they presented sufficient evidence for a jury to find it vicariously liable
    for the attack. We review the grant of summary judgment de novo, drawing all inferences
    in favor of the nonmoving party. Viera v. Life Ins. Co. of N. Am., 
    642 F.3d 407
    , 413 (3d
    Cir. 2011) (citation omitted).
    McCann contends the court erred in applying the heightened burden of proof of
    Section 6 of the Norris-LaGuardia Act (“NLA”), 
    29 U.S.C. § 106
    , in assessing the
    liability of the IAM at summary judgment. But the court correctly determined that to
    establish the IAM‟s liability for the tort claims here the plaintiffs must meet the NLA‟s
    heightened evidentiary standard. Section 6 of the NLA governs the liability of unions for
    the actions of union members in federal adjudications of state law tort claims arising out
    of labor disputes.3 United Mine Workers v. Gibbs, 
    383 U.S. 715
    , 737 (1966). Because
    2
    The District Court had jurisdiction under 
    28 U.S.C. § 1332
    . We have jurisdiction under
    
    28 U.S.C. § 1291
    .
    3
    According to McCann, the clear proof standard is inapplicable because of the
    subsequent passage of the Labor Management Relations Act (“LMRA”), which
    purportedly restored the ordinary standard of agency, implicitly repealing the heightened
    § 6 standard. But in United Mine Workers v. Gibbs, 
    383 U.S. 715
     (1966), the Supreme
    Court explained that “[Congress] did not repeal § 6 outright, but left it applicable to cases
    not arising under the new Act . . . . Plainly, § 6 applies to federal court adjudications of
    5
    plaintiffs‟ claims rest solely on state tort law and arise out of a labor dispute, they are
    plainly covered by § 6. Nevertheless, McCann contends that once a local union—like
    Local 1776 here—has been found vicariously liable under § 6, the international union can
    be held vicariously liable under a simple preponderance of the evidence standard. We
    find no support for this proposition in case law and decline to embrace it here.4 The
    question is not whether the IAM can be held liable for the actions of the Local, but
    whether the IAM can be held liable for the actions of the individual members who
    participated in the attack. Section 6 of the NLA governs the liability of the IAM for the
    actions of its members.
    Under Section 6, a plaintiff must show by “clear proof” that the defendant
    organization or member “actually participated, gave prior authorization, or ratified [the
    offense] after actual knowledge of [its] perpetration.” United Bhd. of Carpenters v.
    United States, 
    330 U.S. 395
    , 403 (1947). To establish authorization, plaintiffs must prove
    “that the particular act charged,” or acts like it, “had been expressly authorized, or
    necessarily followed from a granted authority.” 
    Id. at 406-07
    . To establish ratification,
    plaintiffs must show “either that the union approved the violence which occurred, or that
    it participated actively or by knowing tolerance in further acts which were in themselves
    actionable under state law or intentionally drew upon the previous violence for their
    state tort claims arising out of labor disputes, whether or not they are associated with
    claims under [LMRA] § 303 to which the section does not apply.” Id. at 736-37; see also
    C & K Coal Co. v. United Mine Workers, 
    704 F.2d 690
    , 694-95 (3d Cir. 1983); Kerry
    Coal Co. v. United Mine Workers, 
    637 F.2d 957
    , 964 (3d Cir. 1981).
    4
    In support of this argument, McCann cites only a footnote in Gibbs. But the footnote
    does not endorse the argument, rather it merely acknowledges that the “argument might
    be made.” 
    383 U.S. at
    737 n.28.
    6
    force.” Gibbs, 
    383 U.S. at 739
    . On summary judgment, the court must determine whether
    the evidence presented would allow a jury to reasonably find for the plaintiff or defendant
    under this heightened evidentiary standard.5 Anderson v. Liberty Lobby, Inc., 
    477 U.S. 242
    , 255 (1986); Nw. Mut. Life Ins. Co. v. Babayan, 
    430 F.3d 121
    , 129 (3d Cir. 2005)
    (citation omitted).
    Even under the NLA‟s heightened burden, plaintiffs contend they presented
    sufficient evidence to create a question of fact on IAM‟s liability. There is some case law
    that a union may authorize or ratify an act “without going so far as to openly encourage
    or embrace the tactics of its official representative.” Yellow Bus Lines, Inc. v. Drivers,
    Chauffeurs & Helpers Local, 
    883 F.2d 132
    , 136 (D.C. Cir. 1989). And “„proof of
    authorization or ratification can be based upon circumstantial evidence,‟” provided that
    proof is clear. 
    Id.
     (quoting James R. Snyder Co. v. Edward Rose & Sons, Inc., 
    546 F.2d 206
     (6th Cir. 1976)). As the District Court found, however, the evidence was insufficient
    to allow a jury to find, by “clear proof,” that the IAM had participated in, authorized, or
    ratified the attack.
    5
    Trotti cites our decision in Altemose Constr. Co. v. Bldg. & Constr. Trades Council, 
    751 F.2d 653
    , 655-56 (3d Cir. 1985), for the proposition that on summary judgment the
    inquiry for liability under the NLA is limited to whether inferences “of union
    authorization, participation in, or ratification of the acts complained of . . . are, under the
    evidence, logically permissible.” But the Supreme Court has since held that where a
    heightened evidentiary standard would apply at trial, “the trial judge‟s summary
    judgment inquiry as to whether a genuine issue exists will be whether the evidence
    presented is such that a jury applying that evidentiary standard could reasonably find for
    either the plaintiff or the defendant.” Anderson v. Liberty Lobby, Inc., 
    477 U.S. 242
    , 255
    (1986). Accordingly, the question is whether the evidence would logically support a
    jury‟s finding of authorization, participation, or ratification “by clear proof.” This is the
    question the District Court asked.
    7
    Plaintiffs claim that in reaching this conclusion the court ignored much of the
    circumstantial evidence and failed to consider the cumulative impact of the totality of the
    evidence they submitted. According to plaintiffs, that evidence, considered as a whole,
    would permit a jury to find vicarious liability under the NLA. Plaintiffs‟ argument centers
    on the role of four individuals in the events surrounding the attack: Vincent Addeo and
    Anthony Armideo, both credentialed representatives of the IAM who were present at the
    Marriott hotel on the day of the attack; Steven Miller, a vice president of District Lodge
    141, who allegedly threatened plaintiffs some days prior to the attack; and Robert
    Boland, president of Local 1776.
    Plaintiffs argue a reasonable jury could conclude Miller, Armideo, and Addeo
    were acting on behalf of the IAM and therefore the IAM authorized or participated in the
    attack on plaintiffs. Starting with Miller, plaintiffs point to testimony that, two days
    before the attack, he warned Osborne, Carbon, and McCann at a meeting in Boston that if
    they went to Philadelphia they would need bullet proof vests and would be “lucky to get
    out of there alive.” App. 654, 910, 920, 940-41. But, plaintiffs failed to establish a link
    between these alleged threats and the Grand Lodge of the IAM. The only evidence in the
    record demonstrates that Miller “never received instructions from anyone in the Grand
    Lodge about the Boston meeting,” App. at 264, 558, and attended the meeting on behalf
    of District Lodge 141. Accordingly, there is no evidence Miller was acting on behalf of
    the IAM.
    Nor is there evidence Armideo was acting on behalf of the IAM. McCann asserts
    that Roach, an IAM vice president, had delegated to Stephen Canale, the president of
    8
    District Lodge 141, the task of combating the Teamsters and TWU organizing efforts,
    who in turn delegated that task to Armideo. McCann Br. at 11. While it is true that
    Canale had assigned Armideo to work on the TWU campaign, the record contains no
    evidence that any officer of the Grand Lodge had delegated this responsibility to Canale.
    The fact that Armideo introduced himself as an IAM representative is not evidence he
    was acting on behalf of the IAM. At issue is Armideo‟s actual authority, not his apparent
    authority. 6
    That Armideo carried an IAM credential card similarly does not establish that he
    acted on behalf of the Grand Lodge in this instance. The credential states that the carrier
    “is duly authorized to represent the Grand Lodge . . . in all matters to which he/she may
    be assigned . . . .” App. at 314. But, as the District Court noted, there is no evidence
    Armideo had been assigned to represent the Grand Lodge in the union dispute that
    resulted in the February 8 attack.
    Plaintiffs‟ evidence regarding Addeo is stronger, but still insufficient. First, as just
    discussed, the fact Addeo carried an IAM credential card is not evidence he was acting on
    behalf of the IAM in this instance. Next, plaintiffs point to a letter from Robert Roach,
    Jr., an IAM General Vice President, authorizing Addeo to act with the full authority of
    the IAM in preventing a raid by the Teamsters Organization. As the District Court noted,
    however, this letter was expressly limited to a conflict with the Teamsters union, not the
    TWU. It did not confer a general authority on Addeo to combat any organizing efforts by
    6
    The parties dispute whether this statement was inadmissible hearsay if offered to show
    that Armideo was in fact an IAM representative. IAM Br. at 42.
    9
    opposing unions. Nevertheless, plaintiffs contend this letter is evidence IAM authorized
    or participated in the attack because a reasonable jury could infer the letter implicitly
    gave Addeo authority to combat the organizing efforts of the TWU, which were related to
    the efforts of the Teamsters.
    Plaintiffs also argue Addeo‟s invocation of his Fifth Amendment rights during his
    deposition when asked about his role in the assault gives rise to the inference that he was
    protecting the IAM. Only one of these questions - with whom he spoke at the Grand
    Lodge about the attack - had anything to do with the IAM. But even these strained
    inferences cannot constitute clear proof IAM authorized or participated in the attack.
    Plaintiffs also argue that IAM should be held liable on a ratification theory,
    contending its failure to discipline Boland and Armideo and retaining them in union
    positions after their arrest in connection with the February 8 attack proves the union
    ratified the attack. To bolster this theory, McCann argues that keeping Armideo and
    Boland in office violates 
    29 U.S.C. § 504
    , which prohibits, inter alia, persons convicted
    of assault resulting in grievous bodily injury from holding union positions. This argument
    fails. First, the prohibition in 
    29 U.S.C. § 504
     applies to convictions for assaults resulting
    in grievous bodily injury, such as aggravated assault under Pennsylvania law. See 
    18 Pa. Cons. Stat. § 2702
    . Boland and Armideo were convicted of simple assault, a crime
    without the element of grievous bodily injury. See 
    18 Pa. Cons. Stat. § 2701
    . Moreover,
    the union‟s failure to discipline the pair is an internal union matter, see United
    Steelworkers v. Lorain, 
    616 F.2d 919
    , 923 (6th Cir. 1980), and does not constitute clear
    proof “that the union approved the violence which occurred.” Gibbs, 
    383 U.S. at 739
    .
    10
    The IAM asserts its failure to discipline these members was based on the constraints on
    union discipline imposed by the LMRDA, 
    29 U.S.C. §§ 411
    (a)(5), 529, and the
    provisions of the IAM Constitution, App. at 567. Plaintiffs point to no evidence
    indicating the actual reason for the union‟s failure to discipline was its approval of the
    February 8 attack.
    Nor do the other facts cited in the plaintiffs‟ briefs preclude summary judgment in
    favor of the IAM. We conclude the plaintiffs presented insufficient evidence to allow a
    jury to find the IAM vicariously liable under the NLA‟s clear proof standard. The District
    Court gave close consideration to the plaintiffs‟ evidence and properly concluded the
    evidence fell short.
    B.
    For its part, Local 1776 appeals the District Court‟s denial of its motion for
    judgment as a matter of law under Fed. R. Civ. P. 50, contending the evidence did not
    support the jury‟s finding of vicarious liability. Judgment as a matter of law is proper
    only where “a party has been fully heard on an issue during a jury trial and the court finds
    that a reasonable jury would not have a legally sufficient evidentiary basis to find for the
    party on that issue.” Fed. R. Civ. P. 50(a)(1). In entertaining a Rule 50 motion, a court
    should review the record as a whole, but disregard all evidence favorable to the moving
    party that the jury is not required to believe. Reeves v. Sanderson Plumbing Prods., Inc.,
    
    530 U.S. 133
    , 151 (2000). “[T]he court should give credence to the evidence favoring the
    nonmovant as well as that evidence supporting the moving party that is uncontradicted
    11
    and unimpeached, at least to the extent that that evidence comes from disinterested
    witnesses.” 
    Id.
     (internal quotation marks and citation omitted).
    Local 1776 contends the court erred in stating that the evidentiary burden for
    establishing liability under § 6 of the NLA required “clear proof,” when the jury charge
    stated a standard of “clear and convincing evidence” and the Supreme Court has referred
    to the standard as being “clear, unequivocal and convincing.” Gibbs, 
    383 U.S. at 737
    . But
    “clear proof” is the precise language of the statute; it is the applicable standard. The
    alternative formulations of this standard in the jury charge and in Gibbs were offered as
    synonyms of “clear proof.” We find no indication that the jury or District Court applied
    the wrong standard.
    Local 1776 also contends the record as a whole did not contain evidence sufficient
    to support the jury‟s finding of liability. According to Local 1776, the District Court was
    dismissive of the uncontradicted and unimpeached evidence in its favor and gave too
    much weight, in particular, to evidence establishing that Boland was president of Local
    1776.7 Yet in making this argument on appeal, Local 1776 largely relies on testimony
    7
    Local 1776 takes issue with the District Court‟s determination that “[t]he jury was not
    required to ignore the fact that Boland was also President of Local 1776, and that those
    who were taken out of work and involved in the assault were members of Local 1776.”
    App. at 47. Apparently, Local 1776 would have the jury ignore this evidence because it
    does not establish that Local 1776 authorized “the particular act charged, or acts
    generally of that type and quality.” See Carpenters, 
    330 U.S. at 406-07
    . But to say that
    certain evidence does not by itself establish authorization is quite different from saying
    the evidence ought to be ignored. This evidence lent support to the jury‟s conclusion that
    Local 1776 had authorized the attack.
    12
    offered by an interested witness or contradicted elsewhere in the record.8
    Local 1776 also points to a purported contradiction between the jury‟s finding the
    individual defendants had exhibited extreme and outrageous conduct and its finding
    Local 1776, while liable, had not acted in an outrageous, malicious, wanton, willful,
    oppressive, or recklessly indifferent manner. These two findings are not necessarily
    mutually exclusive. In ruling on defendant‟s motion for judgment as a matter of law, the
    District Court carefully reviewed the record and found the evidence sufficient to support
    the jury‟s conclusion that Local 1776 was liable. We agree.
    We also affirm the denial of Local 1776‟s motion for a new trial. “[N]ew trials
    because the verdict is against the weight of the evidence are proper only when the record
    shows that the jury‟s verdict resulted in a miscarriage of justice or where the verdict, on
    the record, cries out to be overturned or shocks our conscience.” Williamson v. Consol.
    Rail Corp., 
    926 F.2d 1344
    , 1353 (3d Cir. 1991). There is nothing shocking in the jury
    finding Local 1776 liable for plaintiffs‟ injuries. As the District Court held, that
    conclusion had ample support in the record.
    8
    For example, in arguing that during the events surrounding the February 8 attack
    Boland acted on behalf of District Lodge 141 rather than Local 1776, Local 1776 cites
    evidence showing that Boland was the chief steward of District Lodge 141. Local 1776
    Br. at 27 (citing App. at 1552-53). But in his own testimony, Boland twice stated that he
    never held a position with District Lodge 141. App. at 1730, 1738. Moreover, much of
    the testimony cited by Local 1776 in this appeal was offered by an interested witness,
    Armideo, whom the jury was not required to believe. See Reeves, 
    530 U.S. at 151
    . The
    Local claims that Armideo‟s testimony should not be discounted as that of an interested
    witness because his self-interest as a codefendant facing a large judgment would favor
    imposing liability on Local 1776. But we need not parse how competing interests might
    have influenced Armideo‟s testimony. That task was properly left to the jury.
    13
    C.
    Trotti argues the District Court erred in bifurcating the question of liability for
    punitive damages from the amount of punitive damages. At the close of the trial, Trotti
    contested the bifurcation of these questions and requested that the jury consider the
    questions simultaneously.
    We review the decision to bifurcate the trial for abuse of discretion. Barr Labs.,
    Inc. v. Abbott Labs., 
    978 F.2d 98
    , 105 (3d Cir. 1992) (citation omitted). Here, the court
    was understandably concerned that the jury‟s knowledge of the defendant‟s net worth
    might influence its assessment of compensatory damages. While a defendant‟s net worth
    is relevant in assessing the amount of punitive damages, it should not bear on
    compensatory damages. In this case, Local 1776 hoped to present evidence of its meager
    assets. To forestall possible confusion or prejudice, the court bifurcated the trial. App. at
    1496. We see no abuse of discretion.
    Trotti also argues that, in granting the motion to bifurcate the punitive damages
    issue, the court should have informed the jury that, if it was necessary, the trial on the
    amount of punitive damages would be very brief. The court declined, explaining that it
    believed the jury instructions had been clear and that it did not wish to overemphasize the
    punitive damages aspect of the case. We see no abuse of discretion.
    D.
    Finally, we consider Osborne‟s challenge to the District Court‟s exclusion of
    expert testimony by his treating physicians on causation and prognosis for his injuries.
    Under Fed. R. Civ. P. 26(a)(2)(A), “a party must disclose to the other parties the identity
    14
    of any witness it may use at trial to present [expert evidence].” As the court noted,
    plaintiffs‟ counsel failed to notify defense counsel that treating physicians would offer
    expert testimony. App. at 26-27. “„The trial court‟s exclusion of testimony because of the
    failure of counsel to adhere to a pretrial order will not be disturbed on appeal absent a
    clear abuse of discretion.‟” Konstantopoulos v. Westvaco Corp., 
    112 F.3d 710
    , 719 (3d
    Cir. 1997) (quoting Semper v. Santos, 
    845 F.2d 1233
    , 1238 (3d Cir. 1988)). To determine
    whether a district court abused its discretion, we consider:
    (1) the prejudice or surprise in fact of the party against whom the excluded
    witnesses would have testified, (2) the ability of that party to cure the prejudice,
    (3) the extent to which waiver of the rule against calling unlisted witnesses would
    disrupt the orderly and efficient trial of the case or other cases in the court, and (4)
    bad faith or wilfulness in failing to comply with the district court‟s order.
    
    Id.
     (quoting Meyers v. Pennypack Woods Home Ownership Ass’n, 
    559 F.2d 894
    , 904-05
    (3d Cir. 1977)). In addition to these factors, we consider “the importance of the excluded
    testimony[,] . . . [for] the exclusion of critical evidence is an extreme sanction, not
    normally to be imposed absent a showing of willful deception or flagrant disregard of a
    court order by the proponent of the evidence.” 
    Id.
     (internal quotation marks and citations
    omitted).
    Defendants would have faced substantial prejudice if the expert testimony were
    permitted because plaintiffs did not notify them of their intent to call the treating
    physicians as expert witnesses until shortly before trial. Defendants did not have time to
    depose the proposed experts nor find their own experts to rebut the proposed testimony.
    On these facts, the trial judge was not obliged to postpone the trial. Significantly, the
    District Court did not bar the treating physicians from offering any testimony. The court
    15
    permitted the physicians to testify on “their observations, information they received from
    their patients, . . . the extent of their examination,” and their diagnoses. App. at 28.
    Nevertheless, Osborne contends the expert testimony should not have been
    excluded without considering whether he had substantial justification for failing to
    comply with the disclosure requirements, citing conflicting authority on whether a
    treating physician must submit a report that satisfies the expert witness requirements of
    Rule 26.9 But he had no justification for failing to disclose that he intended to have the
    treating physicians offer expert testimony. Rule 26(a)(2)(A) unambiguously required that
    disclosure.
    “[W]e have generally upheld trial courts‟ imposition of sanctions excluding
    witnesses because of the district court‟s need for broad leeway to manage its cases,” In re
    Paoli R.R. Yard PCB Litig., 
    35 F.3d 717
    , 792 (3d Cir. 1994) (citations omitted), and the
    wisdom of this general rule applies here. The District Court did not abuse its discretion in
    barring the causation and prognosis testimony of Osborne‟s treating physicians.
    III.
    For the foregoing reasons, we will affirm the judgment of the District Court.
    9
    See Fed. R. Civ. P. 26(a)(2)(B) (mandating that a written report accompany the expert
    disclosure “if the witness is one retained or specially employed to provide expert
    testimony in the case or one whose duties as the party‟s employee regularly involve
    giving expert testimony.”).
    16
    

Document Info

Docket Number: 11-1619, 11-1620, 11-1621, 11-1622

Citation Numbers: 502 F. App'x 163

Judges: Barry, Roth, Scirica

Filed Date: 10/22/2012

Precedential Status: Non-Precedential

Modified Date: 8/5/2023

Authorities (18)

Michael Meyers, Individually and as Representative of a ... , 559 F.2d 894 ( 1977 )

altemose-construction-company-associated-builders-and-contractors-inc , 751 F.2d 653 ( 1985 )

Barr Laboratories, Inc. v. Abbott Laboratories , 978 F.3d 98 ( 1992 )

Viera v. Life Insurance Co. of North America , 642 F.3d 407 ( 2011 )

Sherlyn Konstantopoulos and Dimos Konstantopoulos v. ... , 112 F.3d 710 ( 1997 )

Auckland Semper and Eldra Semper v. Raymundo Santos and ... , 845 F.2d 1233 ( 1988 )

United Steelworkers of America, Appellant-Cross-Appellee v. ... , 616 F.2d 919 ( 1980 )

James R. Snyder Co., Inc. v. Edward Rose and Sons, Inc. , 546 F.2d 206 ( 1976 )

robert-l-williamson-liberty-mutual-insurance-company-intervenor-v , 926 F.2d 1344 ( 1991 )

yellow-bus-lines-inc-v-drivers-chauffeurs-helpers-local-union-639 , 883 F.2d 132 ( 1989 )

kerry-coal-company-v-united-mine-workers-of-america-arnold-miller , 637 F.2d 957 ( 1981 )

the-northwestern-mutual-life-insurance-co-v-kathleen-l-babayan-kathleen , 430 F.3d 121 ( 2005 )

c-k-coal-company-cambria-coal-company-shannon-coal-company-wp , 704 F.2d 690 ( 1983 )

In Re Paoli Railroad Yard PCB Litigation , 35 F.3d 717 ( 1994 )

United Brotherhood of Carpenters & Joiners of America v. ... , 330 U.S. 395 ( 1947 )

United Mine Workers of America v. Gibbs , 86 S. Ct. 1130 ( 1966 )

Anderson v. Liberty Lobby, Inc. , 106 S. Ct. 2505 ( 1986 )

Reeves v. Sanderson Plumbing Products, Inc. , 120 S. Ct. 2097 ( 2000 )

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