James Adams v. Governor of Delaware , 914 F.3d 827 ( 2019 )


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  •                                     PRECEDENTIAL
    UNITED STATES COURT OF APPEALS
    FOR THE THIRD CIRCUIT
    _________________
    No. 18-1045
    _________________
    JAMES R. ADAMS
    v.
    GOVERNOR OF DELAWARE,
    Appellant.
    _________________
    On Appeal from the United States District Court
    for the District of Delaware
    (D.C. No. 17-cv-00181)
    Honorable Mary Pat Thynge, U.S. Magistrate Judge
    _________________
    Argued September 25, 2018
    Before: MCKEE, RESTREPO, and FUENTES, Circuit
    Judges.
    (Filed February 5, 2019 )
    David C. McBride, Esq. [Argued]
    Pilar G. Kraman, Esq.
    Martin S. Lessner, Esq.
    Young Conaway Stargatt & Taylor
    1000 North King Street
    Rodney Square
    Wilmington, DE 19801
    Counsel for Appellant
    David L. Finger, Esq. [Argued]
    Finger & Slanina
    1201 Orange Street
    One Commerce Center, Suite 725
    Wilmington, DE 19801
    Counsel for Appellee
    _________________
    OPINION OF THE COURT
    _________________
    FUENTES, Circuit Judge.
    James R. Adams is a resident and member of the State
    Bar of Delaware. For some time, he has expressed a desire to
    be considered for a judicial position in that state. Following
    the announcement of several judicial vacancies, Adams
    considered applying but ultimately chose not to because the
    announcement required that the candidate be a Republican.
    2
    Because Adams was neither a Republican nor a Democrat, he
    concluded that any application he submitted would be futile.
    Adams brings this suit against the Governor of the State
    of Delaware to challenge the provision of the Delaware
    Constitution that effectively limits service on state courts to
    members of the Democratic and Republican parties. Adams
    claims that under the Supreme Court’s precedent in Elrod v.
    Burns1 and Branti v. Finkel,2 a provision that limits a judicial
    candidate’s freedom to associate (or not to associate) with the
    political party of his or her choice is unconstitutional. The
    Governor argues that because judges are policymakers, there
    are no constitutional restraints on his hiring decisions and he
    should be free to choose candidates based on whether they
    belong to one of the two major political parties in Delaware—
    that is, whether they are Democrats or Republicans. We
    disagree and conclude that judges are not policymakers
    because whatever decisions judges make in any given case
    relates to the case under review and not to partisan political
    interests. We therefore conclude that the portions of
    Delaware’s constitution that limit Adams’s ability to apply for
    a judicial position while associating with the political party of
    his choice violate his First Amendment rights, and we will
    accordingly affirm in part and reverse in part the District
    Court’s grant of summary judgment in favor of Adams.
    1
    
    427 U.S. 347
    (1976).
    2
    
    445 U.S. 507
    (1980).
    3
    Background
    A.     Article IV, Section 3 of the Delaware
    Constitution
    In 1897, Delaware was unique in its method of judicial
    selection—it was the only state in the country in which the
    governor appointed judges without legislative involvement.3
    Judicial selection became an important and contentious topic
    during Delaware’s constitutional convention that year.
    Debating whether or not to move to a system of judicial
    election, delegates to the convention expressed their deep
    concern over the politicization of the judiciary. John Biggs,
    Sr., the president of the convention, explained his position that
    the appointment of judges would enable judges to remain free
    from political cronyism and partisanship:
    I think it would be very unwise that
    our Judges should be mixed up, I
    will say, in politics. We can obtain
    good men in this way, by the
    confirmation by the Senate,
    without those men being under
    political obligations, such as are
    engendered at primaries and at
    general elections.
    And there are reasons, it occurs to
    me, why the Judges should not be
    elected that perhaps do not apply to
    3
    Randy J. Holland, The Delaware State Constitution: A
    Reference Guide 128 (2002).
    4
    any other officers. For after all,
    Judges are but human. Whoever
    sits upon the Bench to pass upon
    the rights of yours as to your
    liberty and your property ought
    certainly to be as free from all
    influence and bias, political and
    otherwise, as it is possible to throw
    around that man.4
    The delegates ultimately recommended amending the
    Delaware Constitution to provide for gubernatorial nomination
    of judges, with confirmation by the Senate. They did not stop
    there, however, and debated a novel approach designed to
    make the judiciary “non-partisan, or if it be a better word, bi-
    partisan”—a limitation on the number of judges from one party
    that could sit on the bench at any given time.5
    Some delegates voiced their support for the provision,
    stating that minority representation on the judicial bench would
    “bring about a fuller and freer discussion of these matters that
    come before them and that they may make fair and impartial
    decisions on those questions.”6 Some, however, expressed
    concern that the provision would bring about the opposite
    result. As delegate Andrew Johnson explained:
    It is well known that [judges
    serving on Delaware’s] Judiciary
    at the present time have been
    4
    J.A. 117–18.
    5
    J.A. 130.
    6
    J.A. 133.
    5
    appointed from one political party.
    That probably is not the best
    course to pursue, and I would be
    very glad to see the Governor of
    this State appoint well equipped
    men from another party. I would
    hail the day when it was done and
    would be glad to have it; but to
    vote to compel a Governor to
    appoint a man on account of his
    political affiliation, you are simply
    saying, “You are put upon the
    Bench to look out for our party
    interests whenever they come up.”
    There is no other construction that
    you can put upon it. There can be
    no other, in my own mind,
    established, and that man is
    expected, whenever a political
    question arises, before that Court
    to take care of his own party rights
    or privileges.7
    Ultimately, the provision prevailed, and Delaware’s
    constitution has included some form of a political balance
    requirement ever since. In 1951, as part of a wider series of
    structural changes to the Delaware judiciary, the provision was
    modified to exclude third party and unaffiliated voters from
    applying to serve as judges on the Supreme Court, Superior
    Court, and Chancery Court in Delaware. The system thus
    created is binary, excluding all candidates from consideration
    7
    J.A. 134.
    6
    except those of the Republican or Democratic parties. The
    provision has been reaffirmed during the amendment process
    several times, including in 2005. Article IV, Section 3 of the
    Delaware Constitution now reads in relevant part:
    Appointments to the office of the
    State Judiciary shall at all times be
    subject to all of the following
    limitations:
    First, three of the five Justices of
    the Supreme Court in office at the
    same time, shall be of one major
    political party, and two of said
    Justices shall be of the other major
    political party.
    Second, at any time when the total
    number of Judges of the Superior
    Court shall be an even number not
    more than one-half of the members
    of all such offices shall be of the
    same political party; and at any
    time when the number of such
    offices shall be an odd number,
    then not more than a bare majority
    of the members of all such offices
    shall be of the same major political
    party, the remaining members of
    such offices shall be of the other
    major political party.
    7
    Third, at any time when the total
    number of the offices of the
    Justices of the Supreme Court, the
    Judges of the Superior Court, the
    Chancellor and all the Vice-
    Chancellors shall be an even
    number, not more than one-half of
    the members of all such offices
    shall be of the same major political
    party; and at any time when the
    total number of such offices shall
    be an odd number, then not more
    than a bare majority of the
    members of all such offices shall
    be of the same major political
    party; the remaining members of
    the Courts above enumerated shall
    be of the other major political
    party.
    Fourth, at any time when the total
    number of Judges of the Family
    Court shall be an even number, not
    more than one-half of the Judges
    shall be of the same political party;
    and at any time when the total
    number of Judges shall be an odd
    number, then not more than a
    majority of one Judge shall be of
    the same political party.
    Fifth, at any time when the total
    number of Judges of the Court of
    8
    Common Pleas shall be an even
    number, not more than one-half of
    the Judges shall be of the same
    political party; and at any time
    when the total number of Judges
    shall be an odd number, then not
    more than a majority of one Judge
    shall be of the same political
    party.8
    Thus, the provision is made up of five sections—one
    addressing the Supreme Court, one addressing the Superior
    Court, one addressing combined membership of those courts
    and the Chancery Court, one addressing the Family Court, and,
    finally, one addressing the Court of Common Pleas.
    Significantly, there are also two separate, but connected,
    substantive components: the bare majority component (which
    limits the number of judicial positions that can be occupied by
    members of a single political party) 9 and the major political
    party component (which mandates that the other judicial
    positions must be filled with members of the other major
    political party in Delaware). In practice, then, most courts
    must be filled with Democrats and Republicans exclusively.
    8
    Del. Const. art. IV, § 3.
    9
    When there are an even number of judges on a given court,
    no more than half of the judicial seats may be held by members
    of a single political party. When there is an odd number of
    judicial positions, no more than a bare majority (that is, one
    seat above half) may be held by members of a party. 
    Id. 9 B.
        Judicial Nominations in Delaware
    Since 1978, Delaware governors have relied on judicial
    nominating commissions to identify qualified candidates for
    judicial appointments.10 Eleven of the twelve commission
    members are appointment by the Governor, and the twelfth is
    appointed by the president of the Delaware State Bar
    Association with the consent of the Governor.11 The
    commission provides a list of three recommended candidates
    to the Governor. The Governor is not free to ignore the
    commission’s recommendations; if he is not satisfied with the
    list, the commission generates another list of candidates.12 The
    nominating commission is politically balanced and comprised
    of both lawyers and non-lawyers.13
    When a judicial position becomes available, the
    nominating commission gives public notice of the positions
    available, the salary, and the job requirements, including the
    party membership required for nomination. For example, in
    August 2012, the commission gave notice of five open judicial
    positions, of which three were open only to candidates who
    were members of the Democratic Party and two were open to
    members of either political party.
    10
    Holland, supra note 3, at 129.
    11
    See    Executive      Order   16,     available       at:
    https://governor.delaware.gov/executive-orders/ eo16/.
    12
    Holland, supra note 3, at 129.
    13
    
    Id. 10 C.
        James Adams’s Search for a Judicial
    Position
    James Adams, a member of the Delaware State Bar, is
    an Independent who desires a judicial position but has not
    applied for one due to his current political affiliation.
    Throughout his career, Adams was a registered
    Democrat and participated with the Democratic Party. In early
    2017, that changed, as Adams became an Independent voter for
    the first time.14 Adams explained that he changed his
    affiliation because he is progressive and grew frustrated with
    the centrism of the Democratic Party in Delaware. He now
    describes himself as “more of a [Vermont Senator] Bernie
    [Sanders] independent.”15
    Around the same time, Adams read an essay
    questioning the constitutionality of Article IV, Section 3. The
    essay focused in large part on the portion of the provision that
    requires judicial applicants to be members of one of
    Delaware’s two major political parties, and posed the question:
    “May Delaware enforce a state law providing that no
    Independent or member of a minor party shall be appointed to
    a judgeship?”16 After reading the article, Adams decided to
    challenge the provision. He filed the instant lawsuit against
    John Carney, the Governor of the State of Delaware, in
    14
    Adams’s new voter registration card, indicating that he is
    unaffiliated with a political party, is dated February 13, 2017
    and was mailed to him on February 14, 2017. Adams cannot
    remember the exact day that he switched his party affiliation.
    15
    J.A. 74.
    16
    
    Id. at 1154.
    11
    February 2017. At the time he filed the lawsuit, he pointed to
    two judicial vacancies that both required Republican
    candidates.
    Although Adams did not apply for either of those
    judicial positions, he has applied to similar positions in the
    past. In 2009, Adams applied to be a Family Court
    Commissioner, but was not selected. In 2014, Adams
    considered applying for judicial positions on the Supreme
    Court and the Superior Court; however, at the time he was
    registered as a Democrat and the positions were open only to
    Republican candidates. Shortly thereafter, in 2015, Adams
    retired and assumed emeritus status with the Delaware State
    Bar. By 2017 he felt ready to resume searching for a judicial
    position, and believed he was a qualified applicant. He
    therefore returned to active status in 2017. Notwithstanding
    his interest, Adams has refrained from submitting an
    application based on his belief that he would not be considered
    for a judicial position because of Article IV, Section 3 and his
    new affiliation as an Independent voter.
    D.     The District Court Proceedings17
    Both parties filed cross-motions for summary judgment.
    The Governor argued primarily that Adams lacks both Article
    III and prudential standing to bring his claims, and Adams
    argued that the political balance requirement violates the First
    17
    Both parties consented to the entry of final judgment by a
    Magistrate Judge. See Adams v. Hon. John Carney, Dkt. 2,
    No. 17 Civ. 181 (MPT) (D. Del. 2017).
    12
    Amendment because it conditions appointment on a judicial
    candidate’s political affiliation.
    The District Court determined that Adams had Article
    III standing to challenge some, but not all, of the sections of
    the provision. Chief Magistrate Judge Thynge considered the
    first three sections because they contain both a bare majority
    component and a major political party component. She
    concluded that although Adams did not apply for an open
    judicial position on one of those courts, his application would
    have been futile because the openings available around the
    time he filed his complaint were not available to Independents
    like himself.
    Sections four and five, however, contain only the bare
    majority component, and Magistrate Judge Thynge concluded
    that Adams did not have standing to challenge those sections
    because his status as an Independent would not have prevented
    his application from being considered. She nevertheless
    concluded that he had prudential standing to challenge those
    sections and found that sufficient to confer jurisdiction.
    Turning to the merits, Magistrate Judge Thynge
    determined that Article IV, Section 3 restricted access to a
    government position (here, a judgeship) based on political
    affiliation. She found that the narrow policymaking exception
    laid out in Elrod and Branti, which allows a government
    employer to make employment decisions based on political
    allegiance for policymakers, did not apply. In reaching that
    conclusion, the District Court drew on Third Circuit and
    Supreme Court cases emphasizing that a judge’s job is to
    apply, rather than create, the law. The District Court also cited
    the Delaware Judges’ Code of Judicial Conduct, which
    13
    mandates that judges refrain from political activity and
    instructs judges not to be swayed by personal opinion. Because
    political affiliation could not be seen as a necessary trait for
    effective judicial decisionmaking, and because the District
    Court concluded that judges do not meet the policymaking
    exception established in Elrod and Branti, she found the
    provision unconstitutional in its entirety.       This appeal
    18
    followed.
    Discussion
    A.     Standing
    1.     Article III Standing
    We begin by addressing Adams’s constitutional
    standing. Constitutional standing, also referred to as Article III
    standing, is “a threshold issue that must be addressed before
    considering issues of prudential standing.”19 Because it is an
    essential component of subject matter jurisdiction, if Article III
    18
    The District Court had jurisdiction under 28 U.S.C. § 1331.
    We have jurisdiction under 28 U.S.C. § 1291. We exercise
    plenary review over the District Court’s grant of summary
    judgment. Curley v. Klem, 
    298 F.3d 271
    , 276 (3d Cir. 2002).
    19
    Hartig Drug Co. Inc. v. Senju Pharm. Co., 
    836 F.3d 261
    , 269
    (3d Cir. 2016) (quoting Miller v. Nissan Motor Acceptance
    Corp., 
    362 F.3d 209
    , 221 n.16 (3d Cir. 2004)).
    14
    standing is lacking, our inquiry must end and Adams’s claim
    must be dismissed.20
    To satisfy the “irreducible conditional minimum” of
    standing, a plaintiff must show that he has: “(1) suffered an
    injury in fact, (2) that is fairly traceable to the challenged
    conduct of the defendant, and (3) that is likely to be redressed
    by a favorable judicial decision.”21 Of standing’s three
    elements, “injury in fact, [is] the ‘first and foremost.’”22 “To
    establish injury in fact, a plaintiff must show that he or she
    suffered ‘an invasion of a legally protected interest’ that is
    ‘concrete and particularized’ and ‘actual or imminent, not
    conjectural or hypothetical.’”23 However, a plaintiff need not
    make futile gestures to establish that injury is actual and not
    conjectural.24
    It is black letter that standing may not be “dispensed in
    gross.”25 Our cases demonstrate that we must ask not only
    whether Adams has standing to sue at all, but whether he has
    20
    See Lance v. Coffman, 
    549 U.S. 437
    , 439 (2007).
    21
    Spokeo, Inc. v. Robins, 
    136 S. Ct. 1540
    , 1547 (2016) (citing
    Lujan v. Defenders of Wildlife, 
    504 U.S. 555
    , 560–61 (1992)).
    22
    
    Id. (quoting Steel
    Co. v. Citizens for Better Environment, 
    523 U.S. 83
    , 103 (1998)).
    23
    
    Id. (quoting Lujan,
    504 U.S. at 560).
    24
    Sammon v. New Jersey Bd. of Medical Examiners, 
    66 F.3d 639
    , 643 (3d Cir. 1995).
    25
    Town of Chester, N.Y. v. Laroe Estates, Inc., 
    137 S. Ct. 1645
    ,
    1650 (2017) (quoting Davis v. Fed. Election Comm’n, 
    554 U.S. 724
    , 734 (2008)).
    15
    standing to challenge part or all of Article IV, Section 3.26
    Accordingly, we do not ask only whether Adams has been
    injured by Article IV, Section 3 of the Delaware Constitution.
    We must identify how, if at all, he has been injured, and
    whether that injury stems from all or part of the provision.
    Adams desires a judgeship, and he has applied for, or
    considered applying for, judicial positions since at least 2009.
    If he felt his application would be reviewed, he would consider
    applying for a judicial seat on any of Delaware’s five
    constitutional courts. But because Adams is an Independent,
    he has refrained from submitting an application in light of the
    restrictions of Article IV, Section 3.
    The District Court agreed with Adams that it would
    have been futile to apply for a judicial position on the Supreme
    Court, Superior Court, or Chancery Court, because under
    Delaware’s constitution, judges on those courts must be
    members of one of Delaware’s two major political parties, and
    Adams is not. The Governor does not contest that Adams has
    constitutional standing to challenge these provisions, and we
    agree that Adams has clearly been injured by the major
    26
    See Contractors Ass’n of E. Pennsylvania, Inc. v. City of
    Philadelphia, 
    6 F.3d 990
    , 995 (3d Cir. 1993) (“Our standing
    inquiry has two parts: whether the Contractors have standing
    to challenge the Ordinance at all, and if so, whether they have
    standing to challenge all or just part of the Ordinance.”); see
    also Service Employee’s Int’l Union, Local 3 v. Municipality
    of Mt. Lebanon, 
    446 F.3d 419
    , 422 (3d Cir. 2006) (separately
    considering a union’s standing to challenge each section of an
    allegedly unconstitutional municipality ordinance).
    16
    political party component and therefore has standing to
    challenge it.
    But the District Court also concluded that Adams’s
    application to either the Family Court or the Court of Common
    Pleas “would not have been futile, because there is no party
    requirement constitutionally attached to either Court.”27
    Adams argues that the bare majority component injures him
    independently of the major political party component because
    it “limit[s] the right to a bare majority to members of a
    ‘political party.’”28 In his view, the bare majority component
    mandates that one of the two major political parties control a
    bare majority of judicial seats on the relevant court, thereby
    limiting an Independent’s ability to successfully apply for a
    position. The component, however, creates a ceiling for
    members of the same political party; it does not create a floor
    entitling them to a certain number of judicial seats.29
    Therefore, we agree with the District Court’s reading of
    Article IV, Section 3 and conclude that Adams does not have
    standing to challenge the sections of the provision that contain
    only the bare majority component. Nevertheless, the District
    Court went on to conclude that Adams did not need to establish
    27
    J.A. 13. The last two sections of the provision, which cover
    the Family Court and the Court of Common Pleas, contain only
    the bare majority component.
    28
    Appellee’s Br. at 13–14.
    29
    As the District Court explained, the bare majority component
    “places no limitations on unaffiliated voters and only affects
    judicial candidates of a major political party when the bare
    majority of judicial offices on those courts is filled with
    individuals affiliated with that major political party.” J.A. 29.
    17
    constitutional standing because he established prudential
    standing. The District Court’s conclusion that prudential
    standing can serve as “substitute” standing for a plaintiff who
    cannot demonstrate constitutional standing is incorrect. While
    Article III standing is a threshold issue that implicates subject
    matter jurisdiction, prudential standing is not. Instead, it is a
    “judicially self-imposed limit[] on the exercise of federal
    jurisdiction.”30 Prudential standing cannot vest a court with
    subject matter jurisdiction; therefore, it cannot replace or
    substitute for constitutional standing, as without the latter, the
    case must be dismissed.31 Therefore, because Adams does not
    have Article III standing with respect to the Family Court and
    the Court of Common Pleas, we may not consider the merits of
    his argument with respect to those courts.
    2.      Prudential Standing
    We next address whether the doctrine of prudential
    standing should give us pause before reaching the merits of the
    dispute over the first three sections of the political balance
    requirement. Even when Article III standing is present, we
    look to prudential considerations “to avoid deciding questions
    of broad social import where no individual rights would be
    vindicated and to limit access to the federal courts to those
    litigants best suited to assert a particular claim.”32 Prudential
    30
    Davis v. City of Philadelphia, 
    821 F.3d 484
    , 487 (3d Cir.
    2016) (quoting United States v. Windsor, 
    570 U.S. 744
    , 757
    (2013)).
    31
    See 
    Lance, 549 U.S. at 439
    .
    32
    Joint Stock Society v. UDV N. Am., Inc., 
    266 F.3d 164
    , 179
    (3d Cir. 2001) (quoting Conte Bros. Auto., Inc. v. Quaker
    State-Slick 50, Inc., 
    165 F.3d 221
    , 225 (3d Cir. 1998)).
    18
    standing requires “(1) that a litigant assert his or her own legal
    interests rather than those of a third party; (2) that the grievance
    not be so abstract as to amount to a generalized grievance; (3)
    and that the [plaintiff’s] interests are arguably within the ‘zone
    of interests’ protected by the statute, rule, or constitutional
    provision on which the claim is based.”33
    We see no reason to ignore Adams’s challenge to
    Article IV, Section 3 on prudential grounds. Although the
    question is surely one of broad social import in Delaware,
    Adams has established that aside from his political affiliation,
    he feels qualified for a judicial position and intends to apply
    for a judicial position if he is able. The provision may be of
    interest to many residents of Delaware, but Adams has shown
    that he has a particular legal interest in the constitutionality of
    Article IV, Section 3 because of his desire to apply for a
    judicial position while refraining from associating with either
    the Democratic or Republican parties.
    The Governor’s arguments to the contrary are
    unavailing. He states that Adams’s interest in this case is
    “merely an academic exercise” because Adams switched his
    political affiliation in the days before filing this Complaint, and
    had not applied for a judicial position since 2009 although, as
    a registered Democrat until 2017, he could have.34 Essentially,
    the Governor’s argument asks us to discredit the portions of
    Adams’s deposition in which he explained why he decided to
    leave the Democratic Party (he was frustrated by the lack of
    progressive Democrats in Delaware) and why he did not apply
    for a judicial position after 2009 (he found working for the late
    33
    Lewis v. Alexander, 
    685 F.3d 325
    , 340 (3d Cir. 2012).
    34
    Appellant’s Br. at 24–25.
    19
    Beau Biden rewarding and therefore did not consider other
    career opportunities until after Biden’s death in 2015). But in
    opposing a motion for summary judgment, the Governor was
    required to do more than speculate that Adams has deceived
    the Court about his genuine interest in applying for a judicial
    position.35 The short time period in which Adams changed his
    party affiliation, read the law review article, and filed suit,
    without more, is insufficient to raise a genuine issue of material
    fact about Adams’s prudential standing.
    B.     The Elrod/Branti Inquiry
    We now turn to the heart of this appeal: whether the
    sections of Article IV, Section 3 of the Delaware Constitution
    that govern the Supreme Court, the Superior Court, and the
    Chancery Court run afoul of the First Amendment’s guarantee
    of freedom of association. A trio of seminal United States
    Supreme Court cases explain the limits on a government
    employer’s ability to consider a job candidate’s political
    allegiance and govern our analysis here: Elrod,36 Branti,37 and
    Rutan.38 We discuss each case in turn.
    In Elrod v. Burns, Justice Brennan, writing for the
    plurality, recognized that the practice of patronage
    dismissals—dismissing a civil servant because his political
    affiliation differed from the political party in power—is
    35
    Ramara, Inc. v. Westfield Ins. Co., 
    814 F.3d 660
    , 666 (3d
    Cir. 2016) (a movant may not rely on “speculation and
    conjecture in opposing a motion for summary judgment”).
    36
    
    427 U.S. 347
    (1976).
    37
    
    445 U.S. 507
    (1980).
    38
    Rutan v. Republican Party of Ill., 
    497 U.S. 62
    (1990).
    20
    “inimical to the process which undergirds our system of
    government and is at war with the deeper traditions of
    democracy embodied in the First Amendment.”39                He
    explained that to justify terminating a public employee based
    on political allegiance, the government must show that the
    practice “further[s] some vital government end by a means that
    is least restrictive of freedom of belief and association in
    achieving that end, and the benefit gained must outweigh the
    loss of constitutionally protected rights.”40 The plurality
    suggested that the government’s interest in employee loyalty
    would allow it to discharge employees in policymaking
    positions based on political allegiance.41 Although “no clear
    line can be drawn between policymaking and nonpolicymaking
    positions,” the plurality instructed factfinders to consider the
    nature of the employee’s responsibilities to determine whether
    or not he or she is in a policymaking position.42
    The Court next examined the First Amendment
    implications of politically-motivated employment decisions in
    Branti v. Finkel. Summarizing Elrod, the Court stated that “if
    an employee’s private political beliefs would interfere with the
    discharge of his public duties, his First Amendment rights may
    
    39 427 U.S. at 357
    (internal quotations marks omitted (quoting
    Illinois State Employees Union v. Lewis, 
    473 F.2d 561
    , 576
    (1972))). In a concise concurrence, Justice Stewart, joined by
    Justice Blackmun, stated that a “nonpolicymaking,
    nonconfidential government employee” may not be discharged
    or threatened with discharge on the sole ground of his or her
    political beliefs. 
    Id. at 375
    (Stewart, J., concurring).
    40
    
    Id. at 363.
    41
    
    Id. at 367.
    42
    
    Id. at 367–68.
    21
    be required to yield to the State’s vital interest in maintaining
    governmental effectiveness and efficiency.”43 The Court,
    however, moved away from Elrod’s policymaking distinction
    and held that “the ultimate inquiry is not whether the label
    ‘policymaker’ or ‘confidential’ fits a particular position; rather,
    the question is whether the hiring authority can demonstrate
    that party affiliation is an appropriate requirement for the
    effective performance of the public office involved.”44 The
    Court explained that some positions, like that of an election
    judge, might be political without being a policymaking role,
    and some, like that of a state university football coach, might
    involve setting policy without being political.45
    In Rutan, the Court confirmed that the general
    prohibition on politically-motivated discharge also applies to
    decisions to promote, transfer, or hire an employee.46 “Unless
    these patronage practices are narrowly tailored to further vital
    government interests, we must conclude that they
    impermissibly encroach on First Amendment freedoms.”47
    The Governor of Delaware sets forth two arguments to
    justify his practice of requiring applicants for judicial positions
    to be Democrats or Republicans: first, the Governor argues
    that because judges are policymakers, they can be hired or fired
    based on their political affiliation without restraint, and second,
    the Governor argues that even if they are not policymakers,
    43
    
    Branti, 445 U.S. at 517
    .
    44
    
    Id. at 518.
    45
    
    Id. 46 Rutan,
    497 U.S. at 74.
    47
    
    Id. at 74.
    22
    Delaware has an interest in political balance that justifies the
    restrictions set forth in Article IV, Section 3.
    1.     The Policymaking Exception48
    In our cases applying Branti, Elrod, and Rutan, we have
    set forth criteria to aid us in determining whether an
    employee’s job responsibilities would make political party
    allegiance an appropriate condition of employment. We
    consider “whether the employee has duties that are non-
    discretionary or non-technical, participates in discussions or
    other meetings, prepares budgets, possesses the authority to
    hire or fire other employees, has a high salary, retains power
    over others, and can speak in the name of policymakers.”49
    The “key factor” is whether an employee in that position “has
    meaningful input into decisionmaking concerning the nature
    and scope of a major program.”50 Using this analysis, we have
    concluded that political affiliation is an appropriate
    48
    Adams argues that after Branti, the question of whether a
    government position involves policymaking is irrelevant. We
    disagree. As we have explained before, after Branti, “the fact
    that an employee is in a policymaking or confidential position
    is relevant to the question of whether political affiliation is a
    necessary job requirement but this fact is no longer dispositive
    . . . .” Brown v. Trench, 
    787 F.2d 167
    , 168–69 (3d Cir. 1986);
    see also Galli v. New Jersey Meadowlands Comm’n, 
    490 F.3d 265
    , 270 (3d Cir. 2007) (“The exception for ‘policymaking’
    jobs exists because political loyalty is essential to the position
    itself.”).
    49
    
    Galli, 490 F.3d at 271
    (citing 
    Brown, 787 F.2d at 169
    ).
    50
    
    Id. (quoting Armour
    v. County of Beaver, PA, 
    271 F.3d 417
    ,
    429 (3d Cir. 2001)).
    23
    requirement for a director of a veterans’ administrative
    services department,51 an assistant director of public
    information,52 assistant district attorneys,53 city solicitors and
    assistant city solicitors,54 a solicitor for the Northeast
    Pennsylvania Hospital and Education Authority,55 and a city
    manager,56 among others. We have never before considered
    the role of a state judge. We now conclude that a judicial
    officer, whether appointed or elected, is not a policymaker.
    This outcome is clear from the principles animating
    Elrod and Branti. The purpose of the policymaking exception
    is to ensure that elected officials may put in place loyal
    employees who will not undercut or obstruct the new
    administration.57 If a job “cannot properly be conditioned upon
    51
    Waskovich v. Morgano, 
    2 F.3d 1292
    , 1298–1303 (3d Cir.
    1993).
    52
    
    Brown, 787 F.2d at 169
    –70.
    53
    Mummau v. Ranck, 
    687 F.2d 9
    , 10 (3d Cir. 1982).
    54
    Ness v. Marshall, 
    660 F.2d 517
    , 520–22 (3d Cir. 1981).
    55
    Wetzel v. Tucker, 
    139 F.3d 380
    , 384–86 (3d Cir. 1998).
    56
    Curinga v. City of Clairton, 
    357 F.3d 305
    , 313 (3d Cir.
    2004).
    57
    
    Elrod, 427 U.S. at 367
    (“A second interest advanced in
    support of patronage is the need for political loyalty of
    employees, not to the end that effectiveness and efficiency be
    insured, but to the end that representative government not be
    undercut by tactics obstructing the implementation of policies
    of the new administration, policies presumably sanctioned by
    the electorate. The justification is not without force, but is
    nevertheless inadequate to validate patronage wholesale.
    Limiting patronage dismissals to policymaking positions is
    sufficient to achieve this governmental end.”).
    24
    allegiance to the political party in control,” the policymaking
    exception is inappropriate.58 Judges simply do not fit this
    description. The American Bar Association’s Model Code of
    Judicial Conduct instructs judges to promote “independence”
    and “impartiality,” not loyalty.59 It also asks judges to refrain
    from political or campaign activity.60 The Delaware Code of
    Judicial Conduct similarly makes clear that judges must be
    “unswayed by partisan interests” and avoid partisan political
    activity.61 The Delaware Supreme Court has stated that
    Delaware judges “must take the law as they find it, and their
    personal predilections as to what the law should be have no
    place in efforts to override properly stated legislative will.”62
    Independence, not political allegiance, is required of Delaware
    judges.
    Article IV, Section 3 itself illustrates that political
    loyalty is not an appropriate job requirement for Delaware
    judges. Delaware has chosen to considerably limit the
    Governor’s ability to nominate judges on the basis of political
    expediency. Instead, the Governor must ensure that there are
    sufficient Democratic and Republican judges on the bench.
    Far from nominating only judges who will be loyal to his party,
    the Governor may be required by Delaware’s constitution to
    nominate judges who belong to a different political party. The
    Governor, therefore, cannot credibly argue that he must be free
    to follow a rule excluding those who do not belong to the two
    58
    
    Branti, 445 U.S. at 519
    .
    59
    Am. Bar Ass’n Model Code of Judicial Conduct Canon 1.
    60
    
    Id. Canon 4.
    61
    Del. Judges’ Code Judicial Conduct Rules 2.4(A), 4.1.
    62
    Leatherbury v. Greenspun, 
    939 A.2d 1284
    , 1292 (Del. 2007)
    (quoting Ewing v. Beck, 
    520 A.2d 653
    , 660 (1987)).
    25
    major parties in Delaware because allegiance to his party is an
    appropriate condition for judicial employment.
    Nor are we swayed by his argument that the important
    role judges play in Delaware transforms them into political
    actors. The Governor argues that by interpreting statutes,
    sentencing criminal defendants, and crafting the common law,
    judges in Delaware make policy and exercise significant
    discretion. But the question before us is not whether judges
    make policy,63 it is whether they make policies that necessarily
    reflect the political will and partisan goals of the party in
    power. That is why, as the Court explained in Branti, a football
    coach for a state university cannot be discharged because of
    her political affiliation even though she may formulate policy
    for the athletic department.64 And why public defenders, who
    made some policy decisions in fulfilling their public office,
    still could not be fired on the basis of their political
    allegiance—because their policymaking activity did not relate
    to “any partisan political interest.”65
    63
    Compare Matthews v. Lucas, 
    427 U.S. 495
    , 515 (1976)
    (“Nor, in ratifying these statutory classifications, is our role to
    hypothesize independently . . . . These matters of practical
    judgment and empirical calculation are for Congress.”), with
    
    Wetzel, 139 F.3d at 386
    (“Tough legal questions are not
    answered mechanically, but rather by the exercise of seasoned
    judgment.       Judgment is informed by experience and
    perspective . . . .”); see generally Gregory v. Ashcroft, 
    501 U.S. 452
    , 465–67 (1991) (explaining, without resolving, the debate
    over whether judges make policy).
    64
    
    Branti, 445 U.S. at 518
    .
    65
    
    Id. at 519.
    26
    To the extent that Delaware judges create policy, they
    do so by deciding individual cases and controversies before
    them, not by creating partisan agendas that reflect the interests
    of the parties to which they belong.66 Similarly, although the
    Governor contends that Delaware judges have meaningful
    input into a major government program because they set the
    judiciary’s budget and create rules of civil and criminal
    procedure, the operation of the judicial branch is not “so
    intimately related to [Delaware] policy” that the Governor
    would have “the right to receive the complete cooperation and
    loyalty of a trusted advisor [in that position].”67
    The policymaking inquiry is designed to test whether
    the position in question “is one which cannot be performed
    effectively except by someone who shares the political beliefs
    66
    See 
    Branti, 445 U.S. at 519
    –20 (“[W]hatever policymaking
    occurs in the public defender’s officer must relate to the needs
    of individual clients and not to any partisan political interests.
    . . . Under these circumstances, it would undermine, rather than
    promote, the effective performance of an assistant public
    defender’s office to make his tenure dependent on his
    allegiance to the dominant political party.”).
    67
    
    Ness, 660 F.2d at 522
    (“[W]e agree with the district court
    that, as a matter of law, the duties imposed on city solicitors by
    the York Administrative Code and the undisputed functions
    entailed by these duties e.g., rendering legal opinions, drafting
    ordinances, [and] negotiating contracts define a position for
    which party affiliation is an appropriate requirement. In
    relying on an attorney to perform these functions so intimately
    related to city policy, the mayor has the right to receive the
    complete cooperation and loyalty of a trusted adviser, and
    should not be expected to settle for less.”).
    27
    of [the appointing authority].”68 Put simply, while judges
    clearly play a significant role in Delaware, that does not make
    the judicial position a political role tied to the will of the
    Governor and his political preferences. As such, the
    policymaking exception does not apply to members of the
    judicial branch.
    We are aware that two of our sister Circuits have
    concluded otherwise. In Kurowski v. Krajewski, the Seventh
    Circuit determined that the guiding question in political
    affiliation cases was “whether there may be genuine debate
    about how best to carry out the duties of the office in question,
    and a corresponding need for an employee committed to the
    objectives of the reigning faction,” and answered that question
    in the affirmative with respect to judges and judges pro
    tempore.69 In Newman v. Voinovich, the Sixth Circuit similarly
    concluded that judges were policymakers who could be
    68
    
    Brown, 787 F.2d at 170
    . See also 
    Branti, 445 U.S. at 517
    (“[I]f an employee’s private political beliefs would interfere
    with the discharge of his public duties, his First Amendment
    rights may be required to yield to the State’s vital interest in
    maintaining governmental effectiveness and efficiency.”).
    69
    Kurowksi, 
    848 F.2d 767
    , 770 (7th Cir. 1988) (“A judge both
    makes and implements governmental policy. A judge may be
    suspicious of the police or sympathetic to them, stern or lenient
    in sentencing, and political debates rage about such questions.
    In most states judges are elected, implying that the office has a
    political component. Holders of the appointing authority may
    seek to ensure that judges agree with them on important
    jurisprudential questions.”).
    28
    appointed on the basis of their partisan affiliation.70 We find
    these cases unpersuasive for two reasons.
    First, we do not believe, as the Seventh Circuit does,
    that the policymaking exception described in Elrod and Branti
    is merely “shorthand for a broad category of public employees
    whose work is politically sensitive and who exercise
    significant discretion in the performance of their duties.”71
    Under the Seventh Circuit’s view, so long as employees make
    decisions involving issues about which “political debates
    rage,” they may be hired or fired for their party affiliation.72
    We have always more narrowly applied the policymaking
    exception to only the class of employees whose jobs “cannot
    be performed effectively except by someone who shares the
    political beliefs of [the appointing authority].”73 There can be
    no serious question that judicial candidates of different
    political parties can effectively serve as state judges. Thus,
    while “political debates rage” about issues that judges must
    decide in the course of their state employment, we do not
    believe that this leaves judges entirely at the whim of state
    70
    Newman, 
    986 F.2d 159
    , 163 (6th Cir. 1993) (“We agree with
    the holding in Kurowski that judges are policymakers because
    their political beliefs influence and dictate their decisions on
    important jurisprudential matters. . . . Therefore, we believe
    that Governor Voinovich’s appointment of judges based on
    political considerations is consistent with Elrod, Branti, and
    Rutan.”).
    71
    Hagan v. Quinn, 
    867 F.3d 816
    , 824 (7th Cir. 2017) (finding
    that arbitrators on the Illinois Workers’ Compensation
    Commission are policymakers).
    72
    
    Kurowski, 848 F.2d at 770
    .
    73
    
    Brown, 787 F.2d at 170
    .
    29
    governors and the patronage of the ruling party. While states
    have nearly unfettered discretion to select state judges, states
    cannot condition judicial positions on partisan political
    affiliation alone.
    Second, the opinions in Kurowski and Newman conflate
    an appointing authority’s ability to consider the political
    beliefs and ideologies of state employees with that authority’s
    ability to condition employment on party loyalty. Under our
    case law, discrimination based on political patronage is only
    actionable where the employee’s political affiliation was a
    “substantial or motivating factor in the government’s
    employment decision.”74            Elrod and Branti protect
    affiliation—and decisions not to affiliate—with a political
    party. We have never read them to prohibit an appointing
    official from considering a job candidate’s views on questions
    and issues related to the job itself. There is a wide gulf between
    a governor asking a judicial candidate about his philosophy on
    sentencing, for example, and a governor posting a sign that
    says “Communists need not apply.”75 The former does not run
    afoul of the First Amendment; but in our view, the latter does.
    Because the approach of the Sixth and Seventh Circuits would
    allow governors both to weigh an individual candidate’s
    political beliefs and to condition judicial positions on party
    allegiance, we must disagree.
    We therefore conclude that state judges do not fall
    within the policymaking exception because affiliation with a
    74
    
    Galli, 490 F.3d at 271
    .
    75
    See Keyishian v. Bd. Of Regents of Univ. of State of N.Y., 
    385 U.S. 589
    , 605–10 (1967).
    30
    particular political party is not a requirement for the effective
    performance of the judicial role.
    2.      Delaware’s Interest in Political Balance
    We next consider the Governor’s second argument,
    that even if state judges are not policymakers, their political
    affiliation is still an appropriate condition of state employment.
    The Court in Rutan emphasized that politically motivated
    employment practices could be constitutional if they are
    “narrowly tailored to further vital government interests.”76
    While most cases following Branti have focused on the
    policymaking exception, which relates to a state’s interest in
    the loyalty and efficiency of key state employees, the Governor
    argues that Article IV, Section 3 can be justified by a different
    interest—the interest in political balance. We need not dwell
    long on whether Delaware possesses a “vital state interest” in
    a politically balanced judiciary, because Delaware’s practice of
    excluding Independents and third party voters from judicial
    employment is not narrowly tailored to that interest.
    The Governor posits that the Supreme Court has
    always recognized the permissibility of conditioning
    appointments on political affiliation when the goal is to ensure
    political balance. In Branti, the Court stated that “if a State’s
    election laws require that precincts be supervised by two
    election judges of different parties, a Republican judge could
    be legitimately discharged solely for changing his party
    registration.”77 Similarly, in LoFrisco v. Schaffer and
    76
    
    Rutan, 497 U.S. at 74
    .
    77
    
    Branti, 445 U.S. at 518
    . The Sixth Circuit, following Branti,
    has categorically held that employment decisions conditioned
    31
    Hechinger v. Martin, the Supreme Court affirmed two district
    court decisions approving political balance statutes governing
    elections for a state’s boards of education and the District of
    Columbia’s city council, respectively. 78 The Governor also
    points to several federal administrative agencies that use some
    form of political balance requirement for decisionmaking
    bodies, including the Federal Deposit Insurance Corporation,
    the Federal Trade Commission, the Securities and Exchange
    Commission, the Federal Communications Commission, the
    Commission on Civil Rights, the Federal Energy Regulatory
    Commission, and the Federal Election Commission. These
    examples show some support for the Governor’s argument, but
    unlike elected officials and agency representatives who
    explicitly make policy, judges perform purely judicial
    functions. Further, it is difficult to see how the logic of
    political balance and minority representation extends from
    multimember deliberative bodies, like a school board, to
    Delaware’s judiciary, most of whom sit alone.79
    on political party affiliation are permissible where the position
    is one of several “filled by balancing out political party
    representation, or that are filled by balancing out selections
    made by different government agents or bodies.” McCloud v.
    Testa, 
    97 F.3d 1536
    , 1557 (6th Cir. 1996).
    78
    See LoFrisco v. Schaffer, 
    341 F. Supp. 743
    , 744–45, 750 (D.
    Conn. 1972), aff’d 
    409 U.S. 972
    (1972); Hechinger v. Martin,
    
    411 F. Supp. 650
    , 653 (D.D.C. 1976), aff’d 
    429 U.S. 1030
    (1977).
    79
    The Delaware Supreme Court is the only judicial body in
    which a panel of judges regularly hears cases as a collective.
    Even then, panels are usually comprised of three of the five
    judges on the court. The political balance on a panel, therefore,
    does not necessarily mirror the political balance of the
    32
    The Seventh Circuit has also addressed the political
    balance interest in the judicial context. In Common Cause
    Indiana v. Individual Members of the Indiana Election
    Commission, the court considered a municipal ordinance
    prohibiting political parties from nominating candidates for
    more than half of the eligible seats on its superior court.80 The
    Seventh Circuit found that partisan balance concerns are less
    compelling with respect to judges, who are “not elected [or
    appointed] to represent a particular viewpoint” and instead are
    required to “exercise [their] own independent authority to
    make decisions that uphold and apply the law fairly and
    impartially.”81 The court also emphasized that “partisan
    balance amongst the judges who comprise the court, alone, has
    little bearing on impartiality” because while it can “serve as a
    check against contrary partisan interests,” it does not affect
    “the impartiality of individual members.”82
    While we share many of the Seventh Circuit’s
    concerns about conflating party balance with judicial
    impartiality, we need not resolve the issue today. To justify a
    rule that impinges an employee’s First Amendment association
    rights, the state must show both that the rule promotes “a vital
    state interest” and that the rule is “narrowly tailored” to that
    interest. Even assuming judicial political balance is a vital
    Delaware interest, the Governor must also show that the goals
    Supreme Court as a whole. See Randy J. Holland and David
    A. Skeel, Jr., Deciding Cases Without Controversy, 5 DEL. L.
    REV. 115, 121 (2002).
    80
    Common Cause, 
    800 F.3d 913
    , 915 (7th Cir. 2015).
    81
    
    Id. at 922–23.
    82
    
    Id. 33 of
    political balance could not be realized without the restrictive
    nature of Article IV, Section 3, and this he has failed to do.
    The Governor describes the benefits of balance and
    details the popularity Article IV, Section 3 has among
    Delaware judges and former judges. But this cannot suffice as
    a justification to bar candidates who do not belong to either the
    Democratic or Republican parties from seeking judicial
    appointment, because the Governor fails to explain why this is
    the least restrictive means of achieving political balance.
    Because the Governor has not shown that Article IV, Section 3
    is narrowly tailored to further a vital state interest, the
    infringement on judicial candidates’ association rights is
    unconstitutional.
    Conclusion
    For the foregoing reasons, we find that Adams has
    shown that his freedom of association rights were violated by
    the political balance requirement that prevented his application
    to the Supreme Court, Superior Court, and Chancery Court.
    Therefore, we conclude that the first three sections of Article
    IV, Section 3 violate the First Amendment. We affirm the
    District of Delaware’s order granting summary judgment to
    Adams on those sections. Because Adams had no standing to
    challenge the sections of Article IV, Section 3 dealing with the
    Family Court and the Court of Common Pleas, however, we
    reverse the District of Delaware’s order as it pertained to those
    sections.
    34
    McKEE, Circuit Judge, concurring.         Judges Restrepo and
    Fuentes join.
    I join my colleagues’ thoughtful opinion in its entirety.
    I write separately merely to add the perspective of someone
    who has served as a state court judge in a jurisdiction that
    selects judges in general elections preceded by partisan
    political campaigning and the fundraising that is endemic to
    political campaigns. In doing so, I certainly do not mean to in
    anyway cast aspersions upon the many dedicated, intelligent
    and hardworking men and women whom the electorate in such
    jurisdictions ultimately select to serve as judges. I only wish to
    note the potential damage to the image of the judiciary in such
    jurisdictions and the extent to which it can undermine the
    public’s faith in the judges who are elected.1
    All of us have a keen understanding of, and appreciation
    for, the fact that the provisions we strike down today were
    enacted to ensure selection of a judiciary whose political
    balance would serve notice that judicial decisions were devoid
    of politics and political motivations. Paradoxically, by
    elevating one’s political affiliation to a condition precedent to
    eligibility for appointment to the bench by the Governor,
    Delaware has institutionalized the role of political affiliation
    1
    The criticism of systems where judges are elected has stressed
    the importance of such irrelevant factors as campaign
    contributions and the importance of ballot position. See The
    Inquirer Editorial Board, Editorial, Close Down the Circus:
    Replace Judicial Elections with Merit Selection, PHILA.
    INQUIRER,               (July             13,             2018)
    (http://www.philly.com/philly/opinion/editorials/judicial-
    election-merit-selection-pennsylvania-election-reform-
    20180713.html) (“In Pennsylvania we elect judges in partisan
    elections . . . The corrosive effects of money work over time
    until it is impossible for people to trust the court system.”);
    Ryan Briggs, Does Ballot Position Matter? Science Says ‘Yes,’
    CITY AND STATE PENNSYLVANIA (Dec. 20, 2016),
    https://www.cityandstatepa.com/content/does-ballot-position-
    matter-science-says-%E2%80%98yes%E2%80%99                  (last
    visited Jan. 17, 2019) (“Sheer luck has more to do with
    becoming [a] judge in the city [of Philadelphia] than
    experience or endorsements.”).
    1
    rather than negated it. As we explain, the resulting system of
    judicial selection is in conflict with the First Amendment right
    of association even though it has historically produced an
    excellent judiciary; accordingly, it cannot survive this First
    Amendment challenge. Although this is as paradoxical as it is
    ironic, it is really not surprising that the judicial system that has
    resulted from Delaware’s political balance requirements is as
    exemplary as the judges who comprise it.
    In 2011, then-Delaware Supreme Court Justice Randy
    J. Holland presciently observed that the “political balance
    provisions appear to prevent the appointment of persons
    belonging to a third political party or having no party
    affiliation. To date, however, there has been no court challenge
    to this requirement under the United States Constitution.”2
    Justice Holland’s observation about the absence of challenges
    to the 122 year-old constitutional framework that plainly
    implicates the First Amendment is understandable given the
    well-earned excellent reputation of the state courts it has
    produced.
    Praise for the Delaware judiciary is nearly universal,
    and it is well deserved. Scholars and academics routinely refer
    to Delaware’s courts as the preeminent forum for litigation,
    particularly for cases involving business disputes.3 On the
    bicentennial anniversary of the establishment of the Court of
    Chancery, then-Chief Justice Rehnquist observed that the
    “Delaware state court system has established its national
    preeminence in the field of corporation law” and identified
    such hallmarks of the Court of Chancery as its “[j]udicial
    efficiency and expertise, a well-paid and well-respected
    judiciary, innovative judicial administration [and] courageous
    2
    Randy J. Holland, THE DELAWARE STATE CONSTITUTION
    149 (2011).
    3
    See, e.g., Omari Scott Simmons, Delaware’s Global Threat,
    41 J. OF CORP. L. 217, 224 (2016) (referring to the
    “preeminence of Delaware’s courts in resolving corporate
    disputes”); Ehud Kamar, A Regulatory Competition Theory of
    Indeterminacy in Corporate Law, 98 COLUMBIA L. REV. 1908,
    1926 (1998) (“Delaware courts have earned a unique
    reputation for quality adjudication”).
    2
    leadership.”4 Members of the Delaware bench credit the
    political balancing requirement for at least part of this success.5
    With that national reputation so firmly established, it is perhaps
    not surprising that attorneys contemplating judicial candidacy
    have not previously challenged this constitutional framework.6
    4
    William H. Rehnquist, Chief Justice of the United States,
    Address at the Bicentennial of the Delaware Court of Chancery
    (Sep. 18, 1992) in The Prominence of the Delaware Court of
    Chancery in the State-Federal Joint Venture of Providing
    Justice, 48 THE BUSINESS LAWYER 1 (1992).
    5
    See, e.g., Devera B. Scott, et al., The Assault on Judicial
    Independence and the Uniquely Delaware Response, 114
    PENN ST. L. REV. 217, 243 (2009) (quoting President Judge Jan
    R. Jurden as saying the “Delaware judicial nominating process
    goes to great pains to ensure a balanced and independent
    judiciary, and, therefore, it is no surprise that the public
    perceives Delaware courts as fair arbiters of justice.”); E.
    Norman Veasey & Christine T. Di Guglielmo, What Happened
    in Delaware Corporate Law and Governance from 1992-
    2004? A Retrospective on Some Key Developments, 153 U. PA.
    L. REV. 1399, 1401 (2005) (former Chief Justice of the
    Delaware Supreme Court stating that Delaware’s judicial
    “system has served well to provide Delaware with an
    independent and depoliticized judiciary and has led . . . to
    Delaware’s international attractiveness as the incorporation
    domicile of choice.”); Leo E. Strine, Jr., The Delaware Way:
    How We Do Corporate Law and Some of the New Challenges
    We (and Europe) Face, 30 DEL. J. CORP. L. 673, 683 (2005)
    (Chief Justice of the Delaware Supreme Court noting that its
    judicial selection process has resulted “in a centrist group of
    jurists committed to the sound and faithful application of the
    law.”).
    6
    Indeed, one of this court’s two courtrooms is named for
    Collins J. Seitz; a legendary judge of national prominence who
    served with great distinction as a judge on the Delaware Court
    of Chancery before being appointed to this court by President
    Johnson in 1966.
    While sitting on the Delaware Court of Chancery, Judge
    Seitz decided Belton v. Gebhart, 
    87 A.2d 862
    (1952) in which
    he courageously ordered the desegregation of the Delaware
    public schools two years before the United States Supreme
    Court struck down the doctrine of “separate but equal” in
    3
    But that excellence cannot justify the constitutional
    transgression that is baked into the selection process. As we
    explain,7 despite the state’s interest in achieving a judicial
    system that is as fair in fact as it is in appearance, the provisions
    of the Delaware Constitution restricting who can apply for
    judicial appointment are not narrowly tailored to achieve their
    laudatory objectives. Accordingly, we need not decide whether
    Delaware has a “vital state interest” that justifies the limitations
    on political affiliation. That question may be decided in a
    future case. Moreover, Delaware may choose to amend its
    Constitution in a manner that achieves the goals of the
    problematic political affiliation requirements without their
    attendant constitutional infirmities.
    No matter what ensues, I have little doubt that the
    constitutional provisions which we today invalidate have
    resulted in a political and legal culture that will ensure the
    Brown v. Bd. Of Educ. 
    347 U.S. 483
    (1954). The appeal from
    his decision there was one of the four consolidated cases before
    the Court in Brown where the Supreme Court affirmed the
    view Judge Seitz had expressed in ordering the desegregation
    of the Delaware’s schools rather than ordering Delaware to
    make its “Negro” schools equal to those serving White
    students. In Belton, Judge Seitz based his ruling on his factual
    conclusion that the Negro schools were inferior to White
    schools and therefore not equal; the approach that was then
    required under Plessy v. Ferguson, 
    163 U.S. 537
    (1896).
    Nevertheless, in reaching his decision, Judge Seitz clearly
    stated that the doctrine of Plessy was itself an anathema to the
    United States Constitution because segregated schools were,
    by definition, unequal. Foreshadowing Brown, he wrote: “I
    believe that the ‘separate but equal’ doctrine in education
    should be rejected, but I also believe its rejection must come
    from [the Supreme Court.].” 
    Belton, 87 A.2d at 865
    . His
    decision was later aptly described as a demonstration of Judge
    Seitz’s “courage and moral clarity.” William T. Allen, The
    Honorable Collins J. Seitz: Greatness in a Corporate Law
    Judge, 16 FALL DEL. LAW 5, 3. (1998).
    It is particularly appropriate to mention Judge Collins Seitz
    here because he is such a dramatic example of the judicial
    excellence I am referring to in extolling Delaware’s judiciary.
    7
    Maj. Op, at 24–25.
    4
    continuation of the bipartisan excellence of Delaware’s
    judiciary. That culture appears to be so firmly woven into the
    fabric of Delaware’s legal tradition that it will almost certainly
    endure in the absence of the political affiliation requirements
    that run afoul of the First Amendment.
    5
    

Document Info

Docket Number: 18-1045

Citation Numbers: 914 F.3d 827

Filed Date: 2/5/2019

Precedential Status: Precedential

Modified Date: 1/12/2023

Authorities (34)

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