Joseph Malcomb v. Craig McKean , 535 F. App'x 184 ( 2013 )

NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
_____________
No. 12-1182
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JOSEPH CLIFFORD MALCOMB,
Appellant
v.
CRAIG MCKEAN, Pennsylvania State Police;
JOSHUA THOMAS, Pennsylvania State Police
On Appeal from the United States District Court
for the Western District of Pennsylvania
(No. 2:11-cv-01087)
District Judge: Hon. Arthur J. Schwab
Submitted Pursuant to Third Circuit LAR 34.1(a)
June 27, 2013
Before: FUENTES, FISHER and CHAGARES, Circuit Judges.
(Filed: August 15, 2013)
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OPINION
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CHAGARES, Circuit Judge.
Joseph Clifford Malcomb appeals the dismissal with prejudice of his malicious
prosecution complaint against two Pennsylvania State Police officers. Malcomb is
currently confined in state prison in Pennsylvania. For the reasons that follow, we will
vacate the order of the District Court that dismissed Malcomb’s complaint.
I.
We write primarily for the parties and set forth only those facts essential to our
disposition. On December 5, 2007, while Malcomb was on parole for an earlier
conviction, Pennsylvania parole agents searched Malcomb’s residence, which he shared
with two others. The officers recovered items that they believed to be stolen. The
officers also found an empty beer can and a pocket knife in Malcomb’s bedroom. On
December 6, 2007, Malcomb reported to the state parole field office and was taken into
custody after he admitted to possession of the beer can and pocket knife — technical
violations of his parole. State police returned to the home with a warrant on December
21, 2007, and searched the residence, a vehicle at the residence, and a trash can on
adjacent property. The officers seized a number of items, including a television that they
believed to be stolen.
Malcomb was subsequently charged with five counts of receiving stolen property
in the Court of Common Pleas of Beaver County, Pennsylvania. Malcomb filed a motion
to suppress the evidence seized from his home. In April 2009, the Court of Common
Pleas granted the motion to suppress, holding that the search of the property was beyond
the scope of the warrant and that the warrant was facially invalid. After suppression of
the evidence, the District Attorney of Beaver County, on his own motion, moved to
dismiss the charges and “request[ed] that a Nolle Prosequi be granted as to the entire
Information[] and criminal complaints for the reason: In the interest of Justice.”
Appendix (“App.”) 76. The court granted the motion in September 2009 and ordered the
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Commonwealth to pay costs. Malcomb’s complaint alleges that, as a direct result of the
stolen property charges, he was denied reparole.
On August 24, 2009, Malcomb filed a pro se malicious prosecution complaint
under 42 U.S.C. §§ 1983 and 1985 against two Pennsylvania State Police Officers. The
case was referred to a U.S. Magistrate Judge, who filed a Report and Recommendation
recommending dismissal of Malcomb’s claims with prejudice pursuant to 28 U.S.C. §
1915A because the complaint failed to plead adequately the element of a malicious
prosecution claim that requires the disputed criminal proceeding to have been disposed of
in the plaintiff’s favor. The District Court adopted the Report and Recommendation and
dismissed the complaint with prejudice. On appeal, Malcomb, now represented by
counsel, argues that he pled sufficient facts to establish the favorable termination element
of his malicious prosecution claim.
II.1
The Prison Litigation Reform Act directs district courts to review “a complaint in
a civil action in which a prisoner seeks redress from a governmental entity or officer or
employee of a governmental entity” and to dismiss the complaint if it “is frivolous,
malicious, or fails to state a claim upon which relief may be granted,” or
“seeks monetary relief from a defendant who is immune from such relief.” 28 U.S.C. §
1915A. We exercise plenary review over a District Court’s dismissal pursuant to 28
U.S.C. § 1915A for failure to state a claim and apply the same standards as we would
1
The District Court had jurisdiction pursuant to 28 U.S.C. §§ 1331 and 1343(a)(3). We
exercise jurisdiction pursuant to 28 U.S.C. § 1291.
3
when reviewing a dismissal pursuant to Rule 12(b)(6). De’lonta v. Johnson, 708 F.3d
520, 524 (4th Cir. 2013); see also Allah v. Seiverling, 229 F.3d 220, 223 (3d Cir. 2000)
(exercising plenary review over dismissal pursuant to 28 U.S.C. § 1915(e)(2)(B)(ii)). We
will therefore “accept as true the factual allegations in the complaint and all reasonable
inferences that can be drawn therefrom,” Allah, 229 F.3d at 223 (quotation marks
omitted), and construe the facts in the light most favorable to the plaintiff, De’lonta, 708
F.3d at 522. We apply a “more lenient standard” when reviewing pro se pleadings.
Montgomery v. Pinchak, 294 F.3d 492, 500 (3d Cir. 2002).
To plead a claim for malicious prosecution, a plaintiff must show that
(1) the defendants initiated a criminal proceeding; (2) the
criminal proceeding ended in plaintiff’s favor; (3) the
proceeding was initiated without probable cause; (4) the
defendants acted maliciously or for a purpose other than
bringing the plaintiff to justice; and (5) the plaintiff suffered
deprivation of liberty consistent with the concept of seizure as
a consequence of a legal proceeding.
Kossler v. Crisanti, 564 F.3d 181, 186 (3d Cir. 2009) (emphasis added) (quotation marks
omitted). Malcomb’s appeal centers on the second element, often referred to as the
favorable termination requirement. That requirement exists “to avoid ‘the possibility of
the claimant [sic] succeeding in the tort action after having been convicted in the
underlying criminal prosecution, in contravention of a strong judicial policy against the
creation of two conflicting resolutions arising out of the same or identical transaction.’”
Id. at 187 (alteration in original) (quoting Heck v. Humphrey, 512 U.S. 477, 484 (1994)).
To avoid such a conflicting outcome, the prior disposition of the criminal case must show
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“the innocence of the accused.” Id. Here, the District Court held that the nolle prosequi2
disposition in Malcomb’s case did not indicate his innocence.
A nolle prosequi disposition will not always signify a favorable termination but
may in certain circumstances. Hilfirty v. Shipman, 91 F.3d 573, 579-80 (3d Cir. 1996)
disapproved of on other grounds by Merkle v. Upper Dublin Sch. Dist., 211 F.3d 782,
794 (3d Cir. 2000); see also Kossler, 564 F.3d at 187 (explaining that the “formal
abandonment of the proceedings by the public prosecutor” may satisfy the favorable
termination prong (quotation marks omitted)). Malcomb argues3 that the nolle prosequi
issued by the Court of Common Pleas qualified as a favorable termination and that the
District Court ignored this Court’s decision in Hilfirty when it dismissed Malcomb’s
complaint.
In Hilfirty, we considered an appeal from a plaintiff whose common law husband
had agreed to enter a pretrial diversion program in exchange for dismissal of the charges
against him and for a nolle prosequi disposition. 91 F.3d at 575. A district court later
dismissed the plaintiff’s malicious prosecution action, holding that she failed to satisfy
the favorable termination prong. Id. at 577. We reversed, holding that “a grant of nolle
prosequi is insufficient to support a claim of malicious prosecution only in circumstances
where the accused herself enters into a compromise with the prosecution in which she
surrenders something of value to obtain the dismissal,” or in cases in which “the accused
formally accepts the grant of nolle prosequi in exchange for her knowing, voluntary
2
Nolle prosequi means “[t]o abandon (a suit or prosecution); to have (a case) dismissed
by a nolle prosequi.” Black’s Law Dictionary (9th ed. 2009).
3
The appellees have made no submissions to this Court.
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release of any future claims for malicious prosecution.” Id. at 575 (emphasis added). We
further held that a dismissal because of insufficient evidence will indicate the innocence
of the accused and satisfy the favorable termination element of a malicious prosecution
claim. Id. at 580. Our precedent is clear. A nolle prosequi disposition is a favorable
termination unless the accused has entered into a compromise or surrendered something
of value to obtain that outcome. There is no evidence that Malcomb obtained the nolle
prosequi disposition through either of those avenues.
In the Report and Recommendation adopted by the District Court in this case, the
Magistrate Judge concluded that Malcomb had not satisfied the actual innocence prong
because one of the agents clearly “observed stolen property in Plaintiff’s residence when
he was conducting a lawful search for two parolees.” App. 20. However, nothing in the
state court opinion suggests that the items improperly seized from Malcomb’s shared
residence were stolen. Moreover, at this stage, we must construe the facts in the light
most favorable to the plaintiff. We thus conclude that Malcomb’s complaint should not
have been dismissed based on his failure to satisfy the favorable termination prong.
III.
We will therefore vacate the order of the District Court that dismissed Malcomb’s
complaint and will remand for proceedings in accordance with this opinion.
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