United States v. Livingston , 404 F. App'x 685 ( 2010 )

NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
_______________
NO. 10-1078
_______________
UNITED STATES OF AMERICA
v.
DONOVAN ANTHONY LIVINGSTON,
Appellant
________________________
On Appeal from the United States District Court
For the District of Delaware
(D.C. Crim. No. 1-08-cr-00079-001)
District Judge: Hon. Sue L. Robinson
_________________________
Submitted Pursuant to Third Circuit LAR 34.1(a)
December 14, 2010
BEFORE: SLOVITER, GREENAWAY, JR., and STAPLETON, Circuit Judges
(Opinion Filed: December 15, 2010)
______________________
OPINION OF THE COURT
______________________
STAPLETON, Circuit Judge:
Donovan Anthony Livingston was convicted of re-entering the United States after
having been deported, in violation of 8 U.S.C. § 1326(a) & (b). Livingston appeals three
of the District Court‟s pretrial rulings, arguing that it erred in: (1) dismissing his
collateral challenge, pursuant to 8 U.S.C. § 1326(d), to his deportation proceedings; (2)
denying his request to dismiss the indictment based on what he contends was prima facie
evidence of derivative United States citizenship; and (3) denying his request to dismiss
the indictment on statute of limitations grounds. Livingston also challenges his sentence,
arguing that it did not reflect a rational application of the factors proscribed by 18 U.S.C.
§ 3553(a). We will affirm.
I.
Livingston was born in Jamaica on April 21, 1961. He is a citizen of Jamaica. His
biological father is not listed on his birth certificate, and his mother was not a United
States citizen at the time of his birth. His mother did, however, marry a United States
citizen in 1969, and she became a naturalized citizen in 1979. Meanwhile, Livingston
was admitted to the United States as a lawful permanent resident in 1976, so that he could
live with his mother and stepfather.
Several years later, Livingston was convicted of numerous criminal offenses in
Delaware. Accordingly, he was issued an order to show cause and notice of hearing
charging that he was subject to deportation. An arrest warrant from the Immigration and
Naturalization Service (“INS”) issued, and he was taken into custody on October 17,
1994.
On January 10, 1995, notice was sent to Livingston‟s counsel that the deportation
hearing was scheduled for June 15, 1995. On June 14, 1995, one day before the hearing,
counsel filed a motion to withdraw as counsel, stating that Livingston had not responded
to her correspondence regarding continued representation. Counsel did not send a copy
2
of her motion to Livingston. At the June 15 hearing, the Immigration Judge (“IJ”)
granted counsel‟s motion to withdraw, and, given that Livingston did not appear and had
made no application for relief from deportation, ordered him deported in absentia.
On September 27, 1995, Livingston, represented by new counsel, filed a motion to
reopen the proceedings and stay his deportation. Just over a month later, however, for
reasons that are unclear from the record, Livingston, again through his new counsel, filed
a motion for execution of the June 15, 1995 deportation order, thereby withdrawing his
motion to reopen and stay deportation. In this motion, Livingston stated that his rights
had been fully explained to him, that he understood that he was voluntarily waiving any
right to examine the evidence against him and to present his own evidence, that he
conceded that he was deportable, and that he waived any rights he may have had to apply
for relief from deportation. The IJ granted the motion, and Livingston was deported to
Jamaica on November 11, 1995.
Livingston thereafter re-entered the United States, and on January 11, 1999, he
was detained by agents of the Drug Enforcement Administration (“DEA”). These agents
suspected that Livingston was not a United States citizen, and so they called INS. The
INS agent spoke with Livingston by phone, and Livingston told the agent that his name
was Darnell Robinson. Livingston was fingerprinted, but in part based on this false
identification, he was released. Four days later, INS obtained the fingerprints from DEA,
determined that they matched Livingston‟s, and discovered that he had been deported.
On August 24, 1999, while still at large, Livingston was indicted by a grand jury
in the District of Delaware for illegal re-entry after deportation, in violation of 8 U.S.C. §
31326(a) & (b). In March 2000, the FBI opened an investigation designed to locate and
apprehend him. After approximately three years, and following a conversation between
the FBI and one of Livingston‟s friends, the FBI agent in charge of the investigation
received a phone call from a blocked number, and the caller, who spoke with a Jamaican
accent, told the agent to stay away from the friend. The agent was convinced that the
caller was Livingston, and so the agent urged him to surrender. Between March 2003
and November 2007, the agent spoke with this caller on the phone approximately twelve
times. Each time, the agent urged him to surrender, and each time, the caller refused.
The agent testified that he has since spoken with Livingston on numerous occasions, has
become familiar with his voice, and is certain that the caller was in fact Livingston.
Meanwhile, on December 15, 2006, the District Court dismissed the 1999 indictment “in
the interests of justice.”
In November 2007, law enforcement officers in Nassau County, New York
arrested Livingston, and it was discovered that the FBI agent‟s phone number was saved
in Livingston‟s cell phone. The officers called the agent, and the agent told them to hold
Livingston. A few months later, the FBI took custody of Livingston, and on May 15,
2008, a grand jury in the District of Delaware again indicted him on one count of illegal
re-entry into the United States.
Livingston pled not guilty but then failed to file any pre-trial motions before the
deadline set by the District Court. Nevertheless, shortly before trial, he raised three
issues, arguing that: (1) his deportation was based on constitutionally defective
proceedings; (2) he was a derivative citizen of the United States and therefore not subject
4
to an illegal re-entry charge; and (3) the indictment was filed after the five-year statute of
limitations had run. The District Court ruled that: (1) Livingston was provided with
constitutionally adequate due process during his deportation proceedings; (2) he was not
a derivative citizen of the United States; and (3) the statute of limitations issue would be
submitted to the jury. Following a three-day trial, the jury found Livingston guilty of the
illegal re-entry charge. On the statute of limitations issue, the jury returned a special
verdict, finding that “the statute of limitations was tolled by [Livingston‟s] fugitive status,
so that this case is not barred by the statute of limitations.”
At sentencing, the Probation Office calculated an advisory Guidelines range of 92
to 115 months, resulting from a total offense level of 24 and a criminal history category
of V. The District Court denied Livingston‟s motion for a downward departure but sua
sponte removed two criminal history points, which lowered the Guidelines range to 77 to
96 months. The Court then sentenced Livingston to 77 months‟ imprisonment.
Livingston now appeals.1
II.
Livingston contends that the District Court erred in denying his collateral
challenge to his deportation proceedings. “We review the District Court‟s determination
precluding [a defendant] from collaterally attacking his deportation de novo.” United
States v. Charleswell, 456 F.3d 347, 351 (3d Cir. 2006) (citing United States v. Torres,
383 F.3d 92, 95 (3d Cir. 2004)). However, “[w]e also review the District Court‟s factual
1
The District Court had jurisdiction over this case pursuant to 18 U.S.C. § 3231.
We have jurisdiction under 28 U.S.C. § 1291 and 18 U.S.C. § 3742.
5
findings for clear error.” Id. (citing United States v. Perez, 280 F.3d 318, 336 (3d Cir.
2002)).
In order to successfully collaterally attack his deportation, an alien must show that
“first, he „exhausted any administrative remedies that may have been available to seek
relief against the [deportation] order;‟ second, „the deportation proceedings at which the
order was issued improperly deprived the alien of the opportunity for judicial review;‟
and, third, „the entry of the order was fundamentally unfair.‟” Richardson v. United
States, 558 F.3d 216, 223 (3d Cir. 2009) (citing 8 U.S.C. § 1326(d)). Livingston does not
argue that he exhausted his administrative remedies. Instead, he contends that he is
excused from the exhaustion requirement because he never received the notice of hearing
in his deportation proceedings, because the notice was sent only to his counsel, and she
withdrew her representation and never informed him of the hearing date.
Assuming Livingston is excused from the exhaustion requirement, he still cannot
prevail, because the proceedings did not improperly deprive him of the opportunity for
judicial review. Rather, he deprived himself of that opportunity when he withdrew his
motion to reopen his proceedings. While Livingston alleged in his motion to dismiss the
indictment (and alleges in his briefing here) that his criminal counsel spoke to his
immigration counsel, and immigration counsel stated “that he neither remembered filing
a motion to withdraw, nor did the signature on the motion resemble his signature,”
Appellant‟s Br. at 28, Livingston provided no affidavit from immigration counsel nor any
other evidence to support his suggestion that the motion to execute the deportation order
was false or fraudulent.
6
Accordingly, based on the record, it was not clear error for the District Court to
have found that Livingston voluntarily waived his opportunity for judicial review of his
deportation order. See United States v. Cerna, 603 F.3d 32, 40 (2d Cir. 2010) (stating
that whether a defendant waived his right to further review of his removal order is an
issue of fact subject to clear error review). Thus, because Livingston failed to meet the
second prong of 8 U.S.C. § 1326(d), the District Court did not err in precluding him from
collaterally attacking his deportation.
III.
Livingston argues also that he derived his United States citizenship prior to the
date of his deportation order, and so the District Court erred in refusing to dismiss the
indictment for this reason. “We exercise plenary review over [a defendant‟s] derivative
citizenship claim, as it presents a pure question of statutory interpretation.” Jordon v.
Attorney Gen., 424 F.3d 320, 328 (3d Cir. 2005) (citing Tavarez v. Klingensmith, 372
F.3d 188, 189 n.2 (3d Cir. 2004)).
Livingston contends that he is entitled to derivative citizenship through his
stepfather, a United States citizen by birth, pursuant to the current version of Section
320(a) of the Immigration and Nationality Act. 8 U.S.C. § 1431. Livingston‟s argument
is unavailing, because “[t]he law applicable is that in effect at the time the critical events
giving rise to the claim for derivative citizenship occurred,” Morgan v. Attorney Gen.,
432 F.3d 226, 230 (3d Cir. 2005) (citing Minasyan v. Gonzales, 401 F.3d 1069, 1075 (9th
Cir. 2005)), and “[t]he relevant times are the date of the child‟s birth, the time of the
child‟s entry into the United States, and the date of the parent‟s naturalization.” Id.7
(citing Bagot v. Ashcroft, 398 F.3d 252, 257 n.3 (3d Cir. 2005)). Livingston was born in
1961, he entered the United States in 1976, and his mother was naturalized in 1979. At
all of these times, a former version of Section 320(a) was in effect, and it provided that:
A child born outside of the United States, one of whose
parents at the time of the child‟s birth was an alien and the
other of whose parents then was and never thereafter ceased
to be a citizen of the United States, shall if such alien parent
is naturalized, become a citizen of the United States, when –
(1) such naturalization takes place while such child is under
the age of sixteen years; and
(2) such child is residing in the United States pursuant to a
lawful admission for permanent residence at the time of
naturalization or thereafter and begins to reside permanently
in the United States while under the age of sixteen years.
8 U.S.C. §1431(a) (1952).
It is clear that Livingston is not entitled to derivative citizenship under this version
of Section 320(a), the version that is applicable to him, because he cannot show that at
the time of his birth either of his parents was a citizen of the United States. His mother
did not become a citizen until 1976, and his father is not listed on his birth certificate.
Thus, the District Court did not err in denying Livingston‟s motion to dismiss the
indictment on derivative citizenship grounds.2
IV.
2
The Government argues that Livingston‟s claim of derivative citizenship is
properly treated as a motion to collaterally attack his deportation order, and so because
Livingston cannot mount a collateral attack due to his waiver of his opportunity for
judicial review, his derivative citizenship claim fails. Because we have determined that
the derivative citizenship claim itself fails on the merits, however, we need not address
the issue of the proper treatment of the claim.
8
Livingston next contends that the applicable statute of limitations should have
barred this criminal action, and therefore the District Court erred in refusing to dismiss
the indictment. We exercise plenary review over whether counts of an indictment should
have been dismissed for violating the statute of limitations. United States v. Bornman,
559 F.3d 150, 152 (3d Cir. 2009).
A five-year statute of limitations applies to most federal crimes, including illegal
re-entry. 18 U.S.C. § 3282(a). We have held that illegal re-entry is not a continuing
offense, but rather is committed “when [the alien‟s] presence is first noted by the
immigration authorities.” United States v. DiSantillo, 615 F.2d 128, 137 (3d Cir. 1980).
Here, the Government concedes that Livingston was known to be in the United States,
and therefore committed the offense of illegal re-entry, at the latest in August 1999, when
he was originally indicted. Thus, the May 2008 indictment, the one at issue here, was
certainly outside the five-year statute of limitations. However, the Government contends
that the statute was tolled between 1999 and November 2007.
Federal law provides that “[n]o statute of limitations shall extend to any person
fleeing from justice.” 18 U.S.C. § 3290. To invoke the tolling statute, the Government
must show, by a preponderance of the evidence, that “the accused concealed himself with
the intent to avoid arrest or prosecution.” United States v. Gonsalves, 675 F.2d 1050,
1052 (9th Cir. 1982) (internal quotation and citation omitted); see also United States v.
Marshall, 856 F.2d 896, 900 (7th Cir. 1988) (“[T]he government must show that
Marshall left Illinois with the intent to avoid arrest or prosecution by a preponderance of
the evidence.”). The requisite “intent may be inferred where the defendant fails to
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surrender to authorities after learning of the charges against him.” Marshall, 856 F.2d at
900.
The record shows that in January 1999, Livingston identified himself to DEA and
INS agents as Darnell Robinson, an alias he conceded he made up when he returned to
the United States. In addition, Livingston admitted that while he worked in the United
States from 1999 to 2007, he did not file taxes in his real name “[b]ecause of my
situation.” Finally, the FBI spoke to Livingston by phone on at least twelve occasions
between March 2003 and November 2007, and on each of these calls, Livingston was
told that he was wanted by law enforcement. Livingston refused to turn himself in. The
foregoing is sufficient to support the finding, by a preponderance of the evidence, that
between 1999 and 2007, Livingston was concealing himself from the authorities with the
intent to avoid prosecution.3
Livingston argues that his assertion of derivative citizenship shows that he
believed he was a citizen and thus would have had no motive to conceal himself.
However, Livingston did not assert his derivative citizenship claim until just before trial,
and in fact, he did not raise such a claim when he moved to reopen his deportation
proceedings in 1995. Thus, the assertion of derivative citizenship in the District Court
does not show that he believed himself to be a citizen during the period from 1999 to
3
Livingston argues that the statute of limitations issue should have been decided
by the District Court instead of being submitted to the jury. However, Livingston himself
argued to the District Court that the jury should resolve the statute of limitations issue,
and so “if there was any error at all, it was invited error and cannot now be a basis for
reversal.” United States v. W. Indies Transp., Inc., 127 F.3d 299, 311 (3d Cir. 1997)
(internal quotations and citations omitted).
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2007. In light of the foregoing, the five-year statute of limitations was tolled during the
period from August 1999 to November 2007, and thus the May 2008 indictment was
timely.4
V.
Finally, Livingston challenges the 77-month term of imprisonment imposed by the
District Court. We engage in a two-step review of this sentence. First, we ensure that the
District Court committed no significant procedural error, “such as failing to calculate (or
improperly calculating) the Guidelines range, treating the Guidelines as mandatory,
failing to consider the § 3553(a) factors, selecting a sentence based on clearly erroneous
facts, or failing to adequately explain the chosen sentence – including an explanation for
any deviation from the Guidelines range.” Gall v. United States, 552 U.S. 38, 51 (2007).
“Second, if we determine that there has not been a significant procedural error, we review
the ultimate sentence imposed to determine if it was substantively reasonable under an
abuse of discretion standard.” United States v. Brown, 595 F.3d 498, 526 (3d Cir. 2010)
(citing United States v. Wise, 515 F.3d 207, 218 (3d Cir. 2008)).
4
Livingston contends that the Government could have simply proceeded with the
original indictment, instead of having it dismissed and then filing the one in May 2008.
While this is true, we fail to see how this bears on whether the statute was tolled between
1999 and 2007. In addition, Livingston contends that his counsel was ineffective in
failing to raise the statute of limitations issue in a timely pre-trial motion or in a post-trial
motion for judgment of acquittal, and had counsel done so, the District Court would have
granted either motion instead of submitting the issue to the jury. However, we have
determined that the statute of limitations argument fails, and so even if counsel were
ineffective for failing to file a formal pre- or post-trial motion, Livingston cannot show
that “but for [his] counsel‟s unprofessional errors, the result of the proceeding would
have been different.” Strickland v. Washington, 466 U.S. 668, 694 (1985).
11
Livingston does not contend that the District Court committed procedural error.
Rather, he argues that his sentence was substantively unreasonable “in that it did not
reflect a rational application of the § 3553(a) factors,” because the Court did not give
“appropriate weight” to certain of his mitigation arguments. Appellant‟s Br. at 30, 32.
However, “[t]he decision by the Court . . . not to give such mitigating factors the weight
that [the defendant] contends they deserve does not render [his] sentence unreasonable.”
United States v. Lessner, 498 F.3d 185, 204-05 (3d Cir. 2007) (citing United States v.
Bungar, 478 F.3d 540, 546 (3d Cir. 2007)).
The record shows that the District Court considered Livingston‟s mitigation
arguments concerning his residence in the United States, his family, and how much time
had passed since he committed the crimes prompting his deportation, and decided that:
(1) while he did reside in the United States for a long period of time, he did not take
advantage of opportunities to remain in the country legally, instead choosing to engage in
“serious criminal conduct;” (2) while he argued that he was a caretaker for his family, “it
is really unclear how you‟ve made your living for the past decade;” and (3) while his
crimes occurred more than fifteen years before sentencing, he had not “taken
responsibility for any of the [criminal] conduct of record.” App. at 632-33. This was a
rational application of the § 3553(a) factors. “That we might have exercised our
sentencing discretion differently, and we do not suggest that we would have done so, is
irrelevant.” Lessner, 498 F.3d at 205 (citing United States v. Cooper, 437 F.3d 324, 330
(3d Cir. 2006)).
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In short, “[a]s long as a sentence falls within the broad range of possible sentences
that can be considered reasonable in light of the ' 3553(a) factors, we must affirm.”
Wise, 515 F.3d at 218. Nothing in this record convinces us that Livingston‟s sentence
was substantively unreasonable, especially in light of the fact that the District Court
removed two of Livingston‟s criminal history points, thereby lowering the applicable
Guidelines range, and then sentenced him at the low end of the adjusted range.
VI.
In light of the foregoing, we will AFFIRM the judgment of the District Court.
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