Witkowski v. International Brotherhood of Boilermakers , 404 F. App'x 674 ( 2010 )

NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
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No. 09-3752
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JOHN J. WITKOWSKI
v.
INTERNATIONAL BROTHERHOOD
OF BOILERMAKERS, IRON SHIPBUILDERS,
LOCAL UNION 154,
Appellant
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APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE WESTERN
DISTRICT OF PENNSYLVANIA
(D.C. Civ. Action No. 2:06-cv-00874)
District Judge: Honorable Joy Flowers Conti
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Submitted Under Third Circuit LAR 34.1(a)
October 20, 2010
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Before: HARDIMAN, GREENAWAY, JR., and NYGAARD, Circuit Judges
(Opinion Filed: December 22, 2010)
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OPINION
GREENAWAY, JR., Circuit Judge.
The International Brotherhood of Boilermakers, Local Union 154 (―the Union‖)
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appeals from a judgment of the United States District Court of the Western District of
Pennsylvania, entered after a jury verdict, awarding John J. Witkowski (―Witkowski‖)
$540,700 in back pay and $109,300 for emotional distress with respect to Witkowski‘s
Age Discrimination in Employment Act, 29 U.S.C. §§ 621–634 (―ADEA‖), and
Pennsylvania Human Relations Act, 43 P.S. §§ 951–963 (―PHRA‖) retaliation claims.
The Union argues that the District Court erred by precluding the Union from presenting
evidence of Witkowski‘s social security benefits and disability pension earnings and that
the District Court erred by entering a judgment based on a facially inconsistent verdict
form. For the following reasons, we will affirm the District Court‘s judgment.
I. BACKGROUND
We write solely for the benefit of the parties and recount only the essential facts.
Witkowski was born in 1944 and joined the Union in 1994. In September 2001,
Witkowski filed an age discrimination charge with the Pennsylvania Human Rights
Commission (―PHRC‖) because he did not receive any long-term Union assignments.
On July 3, 2006, Witkowski commenced this case against the Union, alleging that the
Union violated the ADEA and the PHRA by discriminating due to his age and retaliating
against him. Prior to trial, the District Court granted Witkowski‘s Motion in Limine to
exclude evidence regarding Witkowski‘s social security benefits and disability earnings.
Witkowski has received approximately $40,800 per year as a disability pension since the
mid-1990s. He also began receiving approximately $14,400 per year in social security
benefits in 2006. The District Court allowed the Union to ask Witkowski ―what his
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financial circumstances were‖ on cross-examination, but the Union could not specifically
mention the disability pension or social security benefits. (App. 287.)
After a twelve-day trial, the jury returned a verdict on January 29, 2009, finding in
favor of the Union on the ADEA and PHRA age discrimination claims and finding in
favor of Witkowski on the ADEA and PHRA retaliation claims. The jury found that the
Union‘s actions were not willful and awarded Witkowski $540,700 as back pay and
$109,300 for emotional distress. The jury also found that Witkowski had failed to
mitigate his damages, but did not deduct from the back pay award due to the lack of
mitigation. Because the jury found that the retaliation against Witkowski was not willful,
Witkowski was not entitled to liquidated damages.
An issue arose when the Court saw that there was a notation, ―270,350 x 2,‖ on the
verdict form. After reviewing the verdict form, the Court expressed concern that the jury
may have improperly awarded liquidated damages by doubling the back pay award,
which was inconsistent with the jury‘s finding that there was no willfulness. The Court
instructed the jury to clarify the back pay award and reminded the jury that they could not
award liquidated damages unless they found that the retaliation was willful. The Union
did not object to the Court‘s supplemental instruction. The jury returned a revised verdict
form with the calculation, ―270,350 x 2,‖ crossed out. The jury did not make any other
changes to the verdict form. The judgment was entered on January 30, 2009.
The Union filed a Motion to Alter or Amend the Judgment, pursuant to Federal
Rule of Civil Procedure 59(e), or, in the alternative, Order a New Trial. The District
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Court denied the motion and the Union filed a timely appeal.
II. JURISDICTION AND STANDARD OF REVIEW
The District Court had jurisdiction over this appeal, pursuant to 28 U.S.C. § 1331.
We have jurisdiction to review the District Court‘s final decision, pursuant to 28 U.S.C. §
1291.
A district court‘s evidentiary rulings are reviewed for abuse of discretion. United
States v. Kemp, 500 F.3d 257, 295 (3d Cir. 2007). The district court‘s discretion is
―construed especially broadly in the context of [Federal Rule of Evidence] 403.‖ Id. ―To
demonstrate that a district court abused its discretion, an appellant must show that the
court‘s decision was arbitrary, fanciful or clearly unreasonable.‖ Moyer v. United
Dominion Indus., Inc., 473 F.3d 532, 542 (3d Cir. 2007).
―When a district court rejects a motion to alter or amend a judgment, the standard
of review is whether the district court abused its discretion.‖ Adams v. Gould Inc., 739
F.2d 858, 864 (3d Cir. 1984).
―The standard of review on a motion for a new trial is abuse of discretion, except
where a district court bases its denial of the motion on an application of law, in which
case the appellate court‘s review is plenary.‖ McKenna v. City of Phila., 582 F.3d 447,
460 (3d Cir. 2009). To the extent that a motion for a new trial involves review of
evidentiary rulings, we review those rulings for abuse of discretion. Id.III. ANALYSIS
The Union argues that the District Court erred by: (1) excluding evidence of
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Witkowski‘s social security payments and disability pension benefits and (2) entering a
judgment based on an inconsistent jury verdict form. The Union claims it is entitled to a
new trial on retaliation or, in the alternative, to have the back pay award modified and
reduced to $270,350.
A. Exclusion of Evidence
According to Federal Rule of Evidence 403:
Although relevant, evidence may be excluded if its probative
value is substantially outweighed by the danger of unfair
prejudice, confusion of the issues, or misleading the jury, or
by considerations of undue delay, waste of time, or needless
presentation of cumulative evidence.
FED. R. EVID. 403. The District Court excluded evidence of Witkowski‘s disability
pension benefits and social security payments because the potential relevance of the
payments was outweighed by the risk of unfair prejudice to Witkowski. The payments
were not relevant to any back pay award. Specifically, in Pennsylvania,
―[t]he collateral source rule provides that payments from a third-party to a victim will not
lower the damages that the victim may recover from a wrongdoer.‖ Allegheny Gen.
Hosp. v. Philip Morris, Inc., 228 F.3d 429, 442 (3d Cir. 2000). Here, these payments
were of questionable relevance to mitigation. Because Witkowski had full custody of
four children and he had received disability pension benefits prior to working for the
Union, the fact that Witkowski received approximately $55,200 in annual benefits was
not strong evidence that he had not sought to mitigate his damages.
The District Court also noted the risk that the jury might be tempted to improperly
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take into account monies Witkowski received — his disability pension benefits and social
security payments. The Court specifically noted that the jury might think, ―[w]ell, we‘re
just going to deduct this amount from what he was receiving, and they wouldn‘t be
deducting it for a failure to mitigate, but just because they would see him as having
received some other money, and that‘s not the standard in terms of determining whether
or not a party is entitled to back pay.‖ (App. 716.) The District Court‘s decision to
exclude this evidence was not arbitrary or unreasonable and it was not an abuse of
discretion.
Similarly, the District Court did not abuse its discretion when it continued to
exclude the evidence despite defense counsel persistently revisiting the issue whenever
he believed that plaintiff‘s counsel opened the door for such evidence to be presented
during trial. Indeed, during the opening statement of Witkowski‘s counsel, Witkowski‘s
direct examination testimony, and Witkowski‘s expert testimony, defense counsel
renewed his objection for the exclusion of the evidence.1 The District Court continued to
rule that the evidence was still deemed more prejudicial than probative. On the other
hand, the Court allowed the Union to ask questions regarding Witkowski‘s financial
circumstances. The District Court also allowed the Union to introduce evidence that
Union members may choose to work fewer hours for a number of reasons.
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Defense counsel attempted to introduce the evidence: when Witkowski‘s lawyer, in his
opening statement, implied that Witkowski needed to earn a living to support his
children; when Witkowski testified, on direct examination, that he ―really needed to get
some resources for [his] family,‖ (App. 218–19); and when Witkowski‘s expert testified
regarding economic damages.
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Even if the District Court erred by excluding the evidence, any error is harmless
and does not support a new trial because the Union prevailed on the mitigation issue and
the excluded evidence could not have properly influenced the jury‘s decision regarding
deductions from the back pay award. See Buskirk v. Apollo Metals, 307 F.3d 160, 174
(3d Cir. 2002) (finding that the exclusion of evidence was harmless error where the
evidence could not have supported the appellant‘s claim); Hurley v. Atlantic City Police
Dep't, 174 F.3d 95, 112 (3d Cir. 1999) (error is ―harmless only if ‗it is highly probable
that the error did not affect the outcome of the case‘‖ (quoting Lockhart v. Westinghouse
Credit Corp., 879 F.2d 43, 53 (3d Cir. 1989)).
Ultimately, the jury found that Witkowski had failed to mitigate his damages, so
the Union won on the only issue for which reference to these benefits was relevant.
Moreover, the Union did not appeal the jury‘s finding that no amount should be deducted
from Witkowski‘s back pay damages due to his failure to mitigate. Witkowski claims
that the Union failed to meet its burden of showing appropriate economic opportunities
that Witkowski failed to pursue and a resulting amount that the jury should deduct from
his back pay damages. The Union did not contest this argument.
B. Jury Verdict
When a jury submits an inconsistent verdict, a district court may, among other
options, read the verdict in a manner that will resolve the inconsistencies or resubmit the
question to the jury. Acumed LLC v. Advanced Surgical Services, Inc., 561 F.3d 199,
218 (3d Cir. 2009). A ―trial court is ‗under a constitutional mandate to search for a view
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of the case that makes the jury‘s answers consistent.‘‖ McAdam v. Dean Witter
Reynolds, Inc., 896 F.2d 750, 764 (3d Cir. 1990) (quoting United States v. 0.78 Acres of
Land, More or Less, 81 F.R.D. 618, 621 (E.D. Pa. 1979), aff'd without opinion, 609 F.2d
504 (3d Cir. 1979)).
When the jurors submitted the verdict form that included the notation, ―$270,350 x
2,‖ but found no willfulness on the part of the Union (Question 10), the District Court
gave the jury detailed supplemental instructions regarding the potential facial
inconsistency. Specifically, the District Court offered focused guidance on how the jury
might clarify their back pay award. Before resubmitting the question to the jury, the
Court stated that ―doubling would only take place if there were willfulness found‖ and
clarified that if
[Y]ou were doubling it because you thought that it was
willfulness, you should have checked the answer to [the
willfulness question], yes, and then, the Court would do the
doubling . . . . So, if you intend your verdict to be the way
that it is written here, in terms of the total amount of 650,000,
I think it was $650,000, that‘s fine. . . . I‘m going to send you
back out to make sure we have a credible verdict.
(App. 678–79.) Before the jurors revised the form, they responded to the Court that they
understood the Court‘s instructions. The Union did not object to the supplemental
instructions. When the jury returned the revised verdict form with the calculation crossed
out, the verdict form was no longer facially inconsistent.
Upon receiving the revised verdict form, the Court further clarified that ―[t]he jury
has returned the verdict. It‘s initialed and eliminated the information that was the
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doubling information . . .; is that correct?‖ (App. 685.) The jury responded that the
Court‘s description of the verdict was correct.
The Union relies on Mumma v. Reading Co., 247 F. Supp. 252 (E.D. Pa. 1965),
and Mobil Oil Corp. v. Amoco Chems. Corp., 915 F. Supp. 1333 (D. Del. 1994). These
cases are inapposite. The revised verdict form in this case used no incorrect calculations,
as was the case in Mobil Oil. Moreover, unlike the record in Mumma, there is evidence
in the Witkowski record that fully supports the jury‘s back pay award.2
The jury found that there was not willfulness and, accordingly, the jury did not
double the back pay award. There is no error in the revised verdict form, and there is no
indication that any part of the verdict lacks legal or factual justification. The District
Court did not abuse its discretion in entering judgment based on the revised verdict form
or in denying the motion to order a new trial.
IV. CONCLUSION
For the reasons set forth above, we will affirm the judgment of the District Court.
2
Witkowski asserts that his expert, James L. Kenkel (―Kenkel‖), testified regarding two
calculation scenarios showing that Witkowski was entitled to back pay damages of over
$540,700. Kenkel‘s ―scenario 2‖ estimates total damages, excluding emotional distress,
at $573,216.04. (App. 465.) The Union does not contest the sufficiency of the evidence,
instead arguing only that the revised verdict form was facially inconsistent.
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