William Baskerville v. United States ( 2021 )

NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
_______________
No. 19-3583
_______________
WILLIAM BASKERVILLE,
Appellant
v.
UNITED STATES OF AMERICA
_______________
On Appeal from the United States District Court
for the District of New Jersey
(D.C. No. 3:13-cv-05881)
District Judge: Hon. Peter G. Sheridan
_______________
Before: KRAUSE, PHIPPS, and FUENTES, Circuit Judges
(Filed: August 13, 2021)
_______________
Submitted Under Third Circuit L.A.R. 34.1(a) on March 4, 2021
_______________
OPINION*
_______________
FUENTES, Circuit Judge.
William Baskerville claims that the Government withheld evidence that another per-
son may have committed the murder underlying two of his conspiracy convictions. The
*
This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not
constitute binding precedent.
District Court found the suppressed evidence was not material, and therefore denied his
motion to set aside or vacate his sentence. Because we agree with the District Court that
Baskerville failed to demonstrate that disclosure of this evidence undermines confidence
in the outcome of his trial, we affirm the District Court’s decision.
I.
I.
The case against Baskerville arose out of an investigation into drug trafficking in
Newark, New Jersey. Baskerville’s cousin, Hakim Curry, ran a large drug operation selling
cocaine and heroin. The organization had a tiered hierarchy, with Curry at the top, followed
by one level of managers, who were above Baskerville. Baskerville, his two brothers, Ra-
keem and Hamid Baskerville, were the next level, overseeing other dealers, including An-
thony Young, Jamal McNeil, and Jamal Baskerville, who in turn oversaw street-level deal-
ers.1
In 2002, FBI Agent Shawn Manson recruited Deshawn “Kemo” McCray as a paid
informant. Although first recruited to work on a different investigation, by the beginning
of 2003, McCray’s efforts led the FBI to members of Curry’s organization. McCray made
his first controlled purchase from Curry’s organization in January 2003, buying crack co-
caine from a dealer who eventually introduced McCray to Baskerville, at which point Bas-
kerville began selling to McCray. McCray conducted a number of controlled purchases
1
In the interest of clarity, all references to Baskerville are to Appellant William Basker-
ville, while we refer to other members of the Baskerville family by using their full names.
2
from Baskerville in 2003. The Government also tapped Curry’s cell phone, giving them
significant insight into his operations.
Based on McCray’s information, the Government arrested Baskerville on Novem-
ber 25, 2003. After his arrest, Baskerville made numerous calls to a lawyer named Paul
Bergrin, who had represented several members of Curry’s organization. Bergrin repre-
sented Baskerville at his initial appearance. Baskerville immediately thought McCray was
the source of the Government’s information against him, and was overheard by a cellmate
blaming McCray for his arrest. Curry also telephoned Bergrin the day of the arrest, and
Bergrin told Curry that an informant named “K-Mo” was the source of the information
against Baskerville. Due to the Government’s wiretap, it was aware that Bergrin made this
call. Young, who was in the same car as Curry during this call, determined that Bergrin
was referring to “Kemo” McCray, but had mispronounced his name.
McCray was shot and killed on March 2, 2004 at the intersection of South Orange
Avenue and 19th Street in Newark. He had been renovating a nearby house with his step-
father, Johnnie Davis, and the two left to go to a local store at around 2:00 p.m., with
McCray still wearing a dust mask from the construction. Davis testified that after the two
men left the store, shots rang out and McCray fell to the ground dead, at which point Davis
turned and saw an assailant hiding a gun and walking away. Young testified that he had
been the assailant and that he had grabbed McCray by the shoulder, put a gun against his
neck, and fired three or four shots into him. McCray fell to the ground while his assailant
ran to a car that had pulled up during the altercation and drove off.
3
The Government then began an investigation into the murder of its informant.
Agent Manson immediately suspected that Baskerville and other members of Curry’s or-
ganization had conspired to murder McCray in retaliation for his cooperation, and the day
after McCray was shot, she visited Baskerville in jail to tell him as much. Other detainees
also overheard Baskerville blaming McCray for his arrest, and he told them that others
were trying to kill the informant in his case.
The Government’s investigation made little progress until Young called the FBI,
claiming he had information about the murder. Despite initially claiming that another
member of Curry’s organization murdered McCray, Young eventually confessed to shoot-
ing McCray himself and agreed to cooperate. Young knew several details of the murder
that only someone present would know: that McCray was lying face down when he left,
that he was wearing a dust mask, and that he had been smoking a cigarette. He was able
to corroborate what he knew by mentioning that Bergrin had mispronounced McCray’s
nickname as “K-Mo” in his call to Curry, which the Government already knew because of
its tap on Curry’s cell phone. Young also claimed that after Baskerville’s arrest, he met
Bergrin and other members of Curry’s organization at Jamal Baskerville’s house. Bergrin
told those present that Baskerville was facing life in prison, but that he could win the case
and get Baskerville released if they could eliminate McCray. Bergrin told the group as he
left “no Kemo, no case.”
4
Baskerville was subsequently indicted on eight drug trafficking offenses2 and two
conspiracy offenses relating to McCray’s murder: to murder a witness3 and to retaliate
against an informant.4 These two offenses are eligible for the death penalty, which the
Government sought. Young testified for the Government, confessing to the murder. Bas-
kerville’s counsel’s5 trial strategy did not contest that Young killed McCray, but sought to
cast Baskerville as unknowingly benefiting from the machinations of Curry’s organization
while he was behind bars awaiting trial. Because the same jury that heard the trial evidence
would decide whether to impose the death penalty, counsel was keen not to challenge the
Government’s characterization of Young as the murderer. In addition to Young’s confes-
sion and detailed knowledge of the shooting, having Young as the murderer was beneficial
to Baskerville at the penalty phase: with the admitted murderer having avoided a death
sentence, counsel could argue that the less culpable Baskerville should not be punished
more severely than the man who actually pulled the trigger.
Counsel’s strategy failed at the guilt stage but prevailed on the penalty. The jury
convicted Baskerville on all counts, but did not sentence him to death. Baskerville was
2
These are not the subject of this appeal.
3
In violation of 18 U.S.C. § 1512(k).
4
In violation of 18 U.S.C. § 1513(e).
5
Due to his role in the offense, Bergrin was disqualified as counsel for Baskerville.
5
sentenced to nine concurrent terms of life imprisonment. His conviction was affirmed on
direct appeal.6
Bergrin was indicted approximately two years after Baskerville was sentenced. Af-
ter numerous pretrial proceedings and a mistrial on two severed counts, Bergrin went to
trial, representing himself. The Government’s case against Bergrin mirrored its case
against Baskerville, with Young again confessing to the murder at trial. Bergrin pursued a
very different trial strategy, seeking to undermine Young’s credibility. One piece of evi-
dence Bergrin had that Baskerville did not was an FBI report of an interview with a jail-
house informant, Roderick Boyd. Agent Manson had interviewed Boyd on June 17, 2004,
and memorialized the interview on a FBI form 302, which we thus refer to as the Boyd
302. Boyd was an inmate at the same facility as another member of Curry’s organization,
Malik Lattimore. While incarcerated, Boyd claimed that Lattimore openly discussed “kill-
ing a snitch on S. Orange and 19th Street, Newark.”7 Boyd claimed Lattimore had killed
that “snitch,” and that he was “still waiting on getting paid” by Curry for the killing.8 Ber-
grin used the Boyd 302 in combination with other materials—including an identification
of Lattimore as McCray’s murderer that he obtained from Davis under false pretenses—to
argue that Young was lying, motivated in part by a desire for leniency on a state law weap-
ons offense. Bergrin’s jury rejected this argument, convicting him on all counts.
6
United States v. Baskerville, 448 F. App’x 243 (3d Cir. 2011).
7
App. 797.
8
App. 797.
6
Neither the Government nor Baskerville had mentioned the Boyd 302 at Basker-
ville’s trial. Although Agent Manson testified that she had explored Lattimore as a possible
suspect for McCray’s murder, she did not mention Boyd’s statement, and she testified that
she looked into Lattimore because his description fit one they had received from witnesses
to the murder, and because he was known to be a “hit man” for Curry.9
Baskerville later sought to vacate, set aside or correct his sentence,10 raising more
than two dozen claims. One claim was that the Government violated his due process rights
under Brady v. Maryland 11 by failing to disclose the Boyd 302. The District Court denied
most of Baskerville’s claims, but held an evidentiary hearing on some, including the Brady
claim arising from the Boyd 302. It later found that the Boyd 302 was not material under
Brady, and therefore denied Baskerville’s motion, but granted a certificate of appealability
as to that claim only.
9
App. 3411.
10
28 U.S.C. § 2255(a).
11
373 U.S. 83 (1963).
7
II. 12
Prosecutors have an absolute duty to disclose certain evidence to defendants.13 The
Government violates this duty where: (1) the evidence is favorable to the accused, i.e. it is
exculpatory or impeaching; (2) the Government either intentionally or inadvertently sup-
pressed the evidence; and (3) the suppression prejudiced the accused.14 Suppression is
prejudicial if the evidence is material, meaning that “there is a reasonable probability that,
had the evidence been disclosed, the result of the proceeding would have been different.”15
A reasonable probability of a different result is one sufficient to undermine confidence in
the outcome of the trial.16 Making this determination “is legally simple but factually com-
plex,” requiring us to consider the new evidence in light of the entire trial record.17
The Government concedes that the Boyd 302 was exculpatory and suppressed, sat-
isfying Brady’s first two prongs.18 Therefore, the only question before this Court is
12
The District Court had jurisdiction under 28 U.S.C. §§ 1331 and 2255. We have appel-
late jurisdiction under 28 U.S.C. §§ 1291 and 2253(a). Our review of factual findings is for
clear error and we review legal conclusions de novo. United States v. Prophet, 989 F.3d
231, 234 (3d Cir. 2021).
13
Dennis v. Sec’y, Pa. Dep’t of Corr., 834 F.3d 263, 284, 290 (3d Cir. 2016) (en banc)
(citing Brady, 373 U.S. at 83).
14
Id.15
Turner v. United States, 137 S.Ct. 1885, 1893 (2017) (quoting Cone v. Bell, 556 U.S.
449, 469–70 (2009)).
16
Id. (citing Kyles v. Whitley, 514 U.S. 419, 434 (1995)).
17
Id.18
Gov’t Br. 24–25; App. 131–34.
8
whether the District Court erred in finding that the Boyd 302 was not material. Baskerville
argues the District Court made two principal errors in assessing the Boyd 302’s material-
ity.19 First, that it incorrectly applied an admissibility requirement to Brady material, and
second, that it erred in its materiality analysis. Neither argument is availing.
A.
As to the alleged admissibility requirement, Baskerville correctly argues that evi-
dence need not be admissible itself to qualify as Brady material.20 But the District Court
did not apply an admissibility requirement here. It correctly noted that “inadmissible evi-
dence can be material if it could have led to the discovery of admissible evidence,”21 and
that although Boyd’s statements were inadmissible hearsay, this “cannot end this Court’s
materiality inquiry” because “the overarching test is materiality, not admissibility.”22 It
found nothing in the record to suggest that Lattimore would have testified for Baskerville,
or that his statements in the Boyd 302 would have otherwise been admissible under a hear-
say exception. Baskerville had also not identified what other admissible evidence disclo-
sure of the Boyd 302 might have led to. As the District Court correctly addressed the
19
Portions of Baskerville’s brief appear to address the notion that the Government vio-
lated his due process rights by procuring false testimony from Agent Manson. As this is
outside the certificate of appealability in this case, we decline to address these conten-
tions.
20
Dennis, 834 F.3d at 309–11.
21
App. 137 (citing Dennis, 834 F.3d at 310).
22
App. 137.
9
admissibility of the Boyd 302 and its potential to lead to admissible evidence in the context
of Brady materiality, Baskerville’s arguments to the contrary are meritless.
B.
Baskerville also claims the District Court erred by applying an incorrect materiality
standard. He first argues that the District Court assessed whether the evidence was suffi-
cient to convict with the suppressed 302 included, rather than assessing materiality.23 But
again, this mischaracterizes the District Court’s opinion. It correctly noted that suppressed
evidence that is cumulative of other evidence would not be material, and that although the
Boyd 302 was not itself cumulative, the information within it was directly addressed at
trial.24 While the Boyd 302’s assertion that Lattimore may have told another inmate that
he shot someone in circumstances similar to McCray’s murder was not itself before the
jury, other evidence at trial also pointed to Lattimore. Agent Manson testified that she
identified Lattimore as a suspect, that she believed Lattimore’s “physical description fit
that of one we had received from one of the witnesses,” and that he was known to be a hit
man for Curry.25 But she testified that she investigated Lattimore not due to the Boyd 302,
but because of a “best guess on [her] part.”26 The jury also heard from a law enforcement
witness who performed a photo array for Davis, who had identified Lattimore’s image. If
23
Baskerville Br. 32-33.
24
App. 134 (citing Johnson v. Folino, 705 F.3d 117, 129 (3d Cir. 2013)).
25
App. 3411.
26
App. 3411.
10
admissible in some form, the Boyd 302 would provide an additional reason to suspect Lat-
timore, but as the District Court correctly found, it was not the only such reason. This is
not a sufficiency of the evidence approach. Rather than determining whether the jury had
enough evidence to convict Baskerville even with the Boyd 302, the District Court cor-
rectly considered the Boyd 302 in the context of the entire trial record, as it must.27 In this
context, the Boyd 302 must be assessed against the other evidence already pointing to Lat-
timore, and the District Court did not err in making this determination.
Second, Baskerville argues he could have impeached Agent Manson’s testimony
with the Boyd 302. Agent Manson never mentioned the Boyd 302 as being a reason to
suspect Lattimore, and therefore Baskerville claims that he could have used it to undermine
the thoroughness of the investigation and to create a reasonable doubt in the minds of the
jurors. The District Court found that any impeachment value of Agent Manson on this
point would be limited, because she “was not the main witness who supplied evidence
linking [Baskerville] to the murder of McCray.”28
That witness was Young. He confessed to the murder, and extensively explained
both why he did so and why he provided shifting versions of events. Young decided to
cooperate after he had fallen out with other members of Curry’s organization. He had told
his then-girlfriend that in an attempt to murder a rival, Jamal Baskerville and Jamal McNeil
had missed their intended target, shooting and killing an innocent bystander. Young’s
27
Turner, 137 S. Ct. at 1893.
28
App. 136.
11
girlfriend told this to Jamal Baskerville’s wife, who was a friend of hers, and she in turn
told her husband. Jamal Baskerville, unhappy that Young was spreading this information,
told Young he talked too much, and that he would be “taken care of” if Jamal Baskerville
saw him in the street.29 Young interpreted this as a threat against his life, and contacted
the FBI for protection.
Young also explained why he told the FBI three separate versions of events. Before
approaching the authorities, Young sought advice from counsel. Counsel told him not to
implicate himself in whatever he told agents, so Young claimed merely to be present at the
shooting, and that Jamal McNeil had shot McCray. At a subsequent meeting with prose-
cutors and the FBI, Young told agents another version of the events where he was not
present. He altered his story because he was frustrated at not being released from jail. But
finally, after receiving advice from a new lawyer, Young gave the version of events that
implicated himself, the same version of events he gave at trial. This version of events
required Young to confess to an offense that exposed him to a possible sentence of life in
prison.
The Boyd 302 does not address any aspect of Young’s testimony. While it may
provide an additional reason to suspect Lattimore and supports an inference that Young
was lying about his role to secure a favorable deal, Lattimore was mentioned at trial as a
suspect and Young was cross examined about his deal with prosecutors. Only two pieces
of evidence point to Lattimore as the gunman: the Boyd 302 and Davis’s identification in
29
App. 4007.
12
a photo array. Davis, who was only a few feet from his stepson at the time of the shooting,
could only be “[t]hirty percent sure” that a photo of Lattimore resembled the gunman.30
Even combined with the Boyd 302, this evidence is less than convincing in suggesting that
Lattimore killed McCray.31 Thus, any impeachment value from the Boyd 302 would be
limited to Agent Manson, and would not impact the testimony of the main witness against
Baskerville, Anthony Young.
Moreover, a number of Baskerville’s fellow inmates testified at trial that he had
discussed having his informant killed by his associates in the Curry organization. And
Agent Manson testified that Lattimore was a hit man for the Curry organization. So impli-
cating Lattimore with the Boyd 302 would not have helped Baskerville: The evidence
would still have shown that a Curry organization hit man killed McCray and that Basker-
ville told his fellow inmates that he was working with the Curry organization to have
McCray killed. Indeed, the prosecutor said during closing arguments that “it doesn’t even
matter legally whether the shooter was Anthony Young . . . or another member of the Curry
organization, William Lattimore, perhaps,” because “[l]egally it makes no difference,” and
30
App. 3929. This is consistent with testimony from Newark Police Detective Rashid
Sabur, who testified that Davis was unable to make a positive identification because he
could not be 100% sure that the picture of Lattimore was the same person who shot his
stepson. App. 2966.
31
See Turner, 137 S. Ct. at 1893 (holding that the impact of suppressed evidence must be
considered against the record as a whole).
13
Baskerville’s own lawyer agreed, saying during closing arguments that “it doesn’t matter
legally whether [Young] was the shooter or not.”32
Against this background, there is no reason to believe that the result at Baskerville’s
trial would have been any different had the Boyd 302 been disclosed, and had Baskerville
changed trial strategy to implicate Lattimore and challenge Young’s credibility. Accord-
ingly, the District Court did not err in concluding that the failure to disclose the Boyd 302
was not material. Thus, while there could have been some value to impeaching Agent
Manson with the Boyd 302, it would not have revealed a new suspect for the jury, and
would not have addressed Young’s confession. We again agree with the District Court that
the Boyd 302 would not have “seriously undermined the testimony of [Agent] Manson to
make the Boyd 302 material under [an] impeachment theory.”33
III.
For the foregoing reasons, we affirm the District Court’s order denying Basker-
ville’s motion to vacate or set aside his sentence.
32
App. 4963, 5052.
33
App. 136.
14