Hartsell v. Duplex Products Inc , 123 F.3d 766 ( 1997 )


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  • PUBLISHED
    UNITED STATES COURT OF APPEALS
    FOR THE FOURTH CIRCUIT
    MARGARET LYNN HARTSELL,
    Plaintiff-Appellant,
    v.
    No. 97-1114
    DUPLEX PRODUCTS, INCORPORATED;
    RICK GREBNER; JOHN HARRIS; DENNIS
    HARDIN,
    Defendants-Appellees.
    Appeal from the United States District Court
    for the Western District of North Carolina, at Charlotte.
    Graham C. Mullen, District Judge.
    (CA-93-414-3-MU)
    Argued: July 8, 1997
    Decided: August 25, 1997
    Before WILKINSON, Chief Judge, and WILKINS and
    WILLIAMS, Circuit Judges.
    _________________________________________________________________
    Affirmed by published opinion. Judge Williams wrote the opinion, in
    which Chief Judge Wilkinson and Judge Wilkins joined.
    _________________________________________________________________
    COUNSEL
    ARGUED: Kevin Van Parsons, BLAKENEY & ALEXANDER,
    Charlotte, North Carolina, for Appellant. Mark P. Henriques, WOM-
    BLE, CARLYLE, SANDRIDGE & RICE, P.L.L.C., Charlotte, North
    Carolina, for Appellees. ON BRIEF: David L. Terry, BLAKENEY
    & ALEXANDER, Charlotte, North Carolina, for Appellant. Jim D.
    Cooley, WOMBLE, CARLYLE, SANDRIDGE & RICE, P.L.L.C.,
    Charlotte, North Carolina, for Appellees.
    _________________________________________________________________
    OPINION
    WILLIAMS, Circuit Judge:
    Margaret Lynn Hartsell appeals from the grant of summary judg-
    ment against her claim under Title VII for sexual harassment, see 42
    U.S.C.A. § 2000e-1 to -17 (West 1994 & Supp. 1997), and her claims
    under North Carolina law for intentional infliction of emotional dis-
    tress and for negligent retention or supervision. She also appeals from
    the jury verdict against her claim under Title VII for retaliatory dis-
    charge, in which the jury found that Hartsell voluntarily quit her job
    and therefore could not recover. She claims that she was continuously
    harassed during her three-month tenure as an employee of Duplex
    Products, Inc., particularly at the hands of Rick Grebner, John Harris,
    and Dennis Hardin (together with Duplex, Defendants).1 On appeal,
    Hartsell claims that the district court's partial grant of summary judg-
    ment was improper because she presented sufficient evidence to
    create a genuine issue of material fact on her sexual harassment claim
    and her two state-law claims. She further claims that the jury verdict
    should be set aside because the district court erred in failing to charge
    the jury that former employees are protected by Title VII, see
    Robinson v. Shell Oil Co., 
    117 S. Ct. 843
     (1997), and in failing to
    charge the jury that even if Hartsell voluntarily quit her job, she nev-
    ertheless might have remained an "employee" at the time of the
    alleged retaliation. Finding no error, we affirm.
    I.
    Hartsell was employed by Duplex as a sales assistant in its Char-
    _________________________________________________________________
    1 Only Duplex and Grebner are defendants on the claim for negligent
    retention or supervision, and only Duplex is a defendant on the retalia-
    tory discharge claim. Nevertheless, for ease of reference we use the term
    "Defendants" to include Duplex, Grebner, Harris, and Hardin.
    2
    lotte, North Carolina, office from September 23, 1992, until mid-
    December, 1992. During Hartsell's tenure, the office personnel in
    Charlotte consisted of an area manager, Grebner; three male sales rep-
    resentatives, Harris, Hardin, and Greg Schneider; a female sales rep-
    resentative, Pam Myers; and two female sales assistants, Hartsell and
    her sister, Marie Wade. Hartsell was responsible for providing sup-
    port to the four salespeople -- Myers, Hardin, Harris, and Schneider.
    Her primary responsibility, however, was to support Myers, the only
    female salesperson in the office. Hartsell claims that she was sub-
    jected to a pattern of harassing behavior during her short tenure with
    Duplex. Because the district court resolved much of Hartsell's claim
    at the summary judgment stage, we catalog the alleged instances of
    harassment and the supporting evidence in the light most favorable to
    Hartsell, the nonmoving party. See Yarnevic v. Brink's, Inc., 
    102 F.3d 753
    , 756 (4th Cir. 1996). We note, however, that there is little, if any,
    evidence that Hartsell's complaints were made contemporaneously to
    Duplex or to Grebner.
    Within two weeks of the beginning of Hartsell's employment,
    Hardin told Hartsell, "We've made every female in this office cry like
    a baby. We will do the same to you. Just give us time. We will find
    your weakness." (J.A. at 397.) Harris was present when the comment
    was made; both he and Hardin laughed. Hartsell smiled in response,
    and retorted to Hardin and Harris "that they would never see [her] cry
    in this office." (J.A. at 398.)
    The salespeople at Duplex referred to the sales assistants as "the lit-
    tle people." At one point, Hardin drew a chart indicating that Wade
    and Hartsell were "little people," but that Hardin and Myers were "im-
    portant people playing in the big leagues." (J.A. at 94-96.) Hardin told
    Hartsell, in case she "didn't understand" (J.A. at 393), that she was
    "not in [the salespeople's] league" (J.A. at 115). He added, "Take a
    look at the organizational chart." (J.A. at 115.) Hartsell testified that
    she did not think that Hardin was joking, and that she was offended.
    In addition, at one point, Schneider -- who is not a defendant in
    this action -- referred to former sales assistant Peggy Trapp as his
    "slave." Schneider told Hartsell that she too"would become the
    slave." (J.A. at 402.) Hartsell testified that this comment offended her.
    3
    She "made it clear [to Schneider] that[she] didn't respect what he had
    just said to [her]." (J.A. at 403.)
    Hartsell further claims that Hardin, upon seeing in the company
    magazine a woman who "was rather buxom and was wearing a low-
    cut T-shirt," asked in Hartsell's presence, "[W]hy don't we have sales
    assistants that look like that[?]" (J.A. at 1063-64.) Grebner, who was
    also present, answered, "[Y]eah, really." (J.A. at 1064.) Hartsell testi-
    fied that she and Wade, who was also present, were"embarrassed and
    infuriated" by the comment. (J.A. at 1064.) Nevertheless, she did not
    complain at the time.
    Hartsell also claims that, on another occasion, Grebner asked
    Myers if after the birth of her child she would be a"mini-van driving
    mommy" or "be a salesperson and play with the big boys." (J.A. at
    396.) Hartsell responded, from the background, that Myers could be
    both. In addition, the male salespeople referred to Myers' husband, a
    stay-at-home father, as Myers' "wife." Although neither of these com-
    ments were directed at Hartsell, she testified that she was offended
    and insulted by them.
    Then, sometime in late November, Hartsell was working on a com-
    puter graphics program at her desk. Harris and Hardin, who wanted
    to play a golf game on her computer, began kicking and pushing Hart-
    sell's chair. They told her that she did not know what she was doing.
    When Hartsell stood to answer the telephone, Harris took her seat and
    tried to exit the program that Hartsell was using. Hartsell protested,
    and Harris responded, "[W]hy don't you go home and fetch your hus-
    band's slippers like a good little wife, that's exactly what my wife is
    going to do for me." (J.A. at 419.) Hartsell then told Harris, who was
    single, "Good luck in finding someone who will marry you." (J.A. at
    126.) Meanwhile, Grebner overheard the exchange and told Harris
    and Hardin to stop bothering Hartsell. Hartsell testified that she told
    Grebner "at that time that he didn't need to defend me to these boys,
    that they wouldn't make me get off of that computer that day." (J.A.
    at 420.) She added, "I don't care if they go home and play with them-
    selves instead of golf, they won't force me off of this computer
    today!" (J.A. at 51.)
    During this series of events, Hartsell never complained to Grebner
    about the conduct of her co-workers. In fact, on at least one occasion,
    4
    Grebner asked her whether she was encountering any difficulty with
    the office environment. Hartsell assured Grebner that she was doing
    well. Moreover, there is evidence in the record that the atmosphere at
    Duplex was relaxed and informal, and that Hartsell participated in the
    office banter. For example, Hartsell and Myers compiled a list of
    "dumb blonde" jokes. Similarly, Hartsell joked about her husband's
    bad habits and her co-workers' personal details. At one point, Hartsell
    boasted to Grebner that she "could drink him under the table any-
    time." (J.A. at 102-03.) On another occasion, Hartsell played a joke
    on Hardin by replacing his phone cord with a defective one. More-
    over, Hartsell's husband testified that Hartsell never complained or
    seemed emotionally upset about her job during her tenure as a Duplex
    employee.
    Events came to a head on December 9, 1992, when Myers -- the
    sole female salesperson, and not a defendant to this action -- asked
    Hartsell to screen all of her calls. Hartsell resisted, and Myers became
    "stern." The next day, Hartsell went into Myers' office to discuss the
    call screening. The two became angry with each other. Hartsell
    described the ensuing events: "At that point, I had papers in my hand
    and I just dropped them on her desk. And I said,`I quit this.' I walked
    out of her office. I called her an insecure b----, and she responded
    by calling me one also." (J.A. at 384.)2 Hartsell then walked out of
    the office. Hardin heard Hartsell say that she quit. According to
    Hardin, "I got up out of my chair and I followed Lynn out the door,
    asking her what was wrong, don't do this, let's talk it over, let's work
    it out, what can we do. She wouldn't talk to me, she wouldn't look
    at me." (J.A. at 246.)
    At 11:15 a.m. that day, Wade called Grebner, who was temporarily
    at Duplex's office in Columbia, South Carolina, to tell him that Hart-
    sell had quit. Grebner then spoke to Myers. Myers told Grebner that
    _________________________________________________________________
    2 Elsewhere, Hartsell offers a slightly different retelling: "The stress
    was so great that I dropped the papers I was holding on her desk and
    said[,] `I quit.'" (J.A. at 59.) Unlike the parties, we find no substantive
    distinction between Hartsell's saying "I quit," and "I quit this." In any
    event, Hartsell removes all doubt from the issue by explaining, "I'm not
    sure whether I meant I quit this job or I quit trying -- they meant the
    same to me at this point." (J.A. at 59.)
    5
    Hartsell "tossed the papers she was holding on[Myers'] desk and said
    she was leaving." (J.A. at 302.) Myers added that"on [Hartsell's] way
    out, [Hartsell] told [Myers] that she didn't have to take this and every-
    one had warned her about what a b---- [Myers] was." (J.A. at 302.)
    Hartsell did not come to work the next day, but she did place a tele-
    phone call to Grebner, her supervisor. At his request, she came to the
    office to meet with him. During the two-hour meeting, Hartsell for the
    first time claimed that she had been harassed by Myers, Hardin, and
    Harris. Grebner acknowledged the problems and told Hartsell that he
    would look into them. Hartsell claims that she offered to resign, but
    that Grebner, at that time, refused her resignation. She also told Greb-
    ner that she wanted to file harassment charges against the salespeople
    who allegedly harassed her. Grebner discouraged her from doing so.
    That afternoon, Grebner met with the salespeople and discussed Hart-
    sell's claims. During the meeting, Grebner said,"I see a supportable
    case of relentless sexual harassment, not sex, but directed at women."
    (J.A. at 632.) Grebner later explained that he did not "necessarily"
    believe that there was such a supportable case, but that he "was shak-
    ing the tree." (J.A. at 269.)
    On Saturday, December 12, 1992, Myers visited Grebner at home.
    Myers told Grebner that she thought Hartsell should not come back
    to Duplex. According to Myers, "I felt like [Hartsell] had grown
    beyond the job and would not be happy; that she was pursuing some
    other graphics interests and may not stay on a long-term basis any-
    way." (J.A. at 219.)
    Then, on Sunday, December 13, 1992, Hartsell called Grebner at
    home. Grebner told her that she should not return to work, "that he
    felt that [Hartsell] had some personal issues that [she] needed to work
    out, [and] that he felt that because [she] would be working with Pam
    Myers so closely, [they] would have trouble in the future working
    together." (J.A. at 1093.) Hartsell said that she was not quitting. That
    night, Grebner called her back and told her that he was "accepting
    [her] resignation." (J.A. at 1095.)
    On Monday, December 14, Hartsell came to work anyway, and
    began opening the mail. Grebner became angry and asked her what
    she was doing at work. Hartsell responded, "I have never resigned
    from Duplex Products and you never terminated me from Duplex
    6
    Products, so I am here showing up at work as scheduled." (J.A. at
    1099.) Grebner told her to get out of the office. She did so.
    That same day, Grebner filled out a termination form indicating
    that Hartsell's employment had ended because she was dissatisfied.
    The termination form indicated that Hartsell had"walked off the job
    saying she quit." (J.A. at 664.) The form further indicated that Hart-
    sell "was doing very good work but had the feeling she was being
    harassed by at least three people in the office[. She] requested her job
    back, and I said no." (J.A. at 664.) Finally, although the performance
    rating assigned to Hartsell on the form indicated that she was eligible
    for rehire, Grebner specifically noted that he would not rehire her
    because she was "too unstable." Later, the form was altered -- the
    term "harassed" was changed to read "put upon," and the words "at
    least three" were eliminated.
    On December 22, 1993, Hartsell filed suit against Duplex in the
    United States District Court for the Western District of North Caro-
    lina. She also named as individual defendants Grebner, Harris, and
    Hardin. She advanced claims under Title VII for sexual harassment
    and for retaliatory discharge, as well as claims under North Carolina
    state law for intentional infliction of emotional distress and negligent
    retention or supervision.
    In an order dated September 5, 1995, the district court granted
    summary judgment against Hartsell on all claims except for her Title
    VII retaliation claim. The Title VII retaliation claim was tried before
    a jury during the week of September 3, 1996. On September 6, 1996,
    the jury returned a verdict in favor of Duplex. Hartsell filed a motion
    for a new trial on November 12, 1996, which the court denied. Hart-
    sell filed a timely notice of appeal on January 14, 1997.
    On appeal, Hartsell challenges the district court's partial grant of
    summary judgment and its instructions to the jury at trial. She argues
    that the district court erred in concluding that the harassment she suf-
    fered was insufficiently severe and pervasive to make out a sexual
    harassment claim under Title VII or to sustain a state-law cause of
    action for intentional infliction of emotional distress. She further
    argues that Robinson v. Shell Oil Co., 
    117 S. Ct. 843
    , 849 (1997),
    which held that post-employment discrimination is actionable under
    7
    Title VII, renders the district court's jury charge erroneous. Finally,
    she claims that even under pre-Robinson law, the district court erred
    by failing to instruct the jury that Hartsell may have remained an "em-
    ployee" for purposes of Title VII after she voluntarily quit. We con-
    sider these arguments in turn.
    II.
    Hartsell first argues that the district court erred in granting sum-
    mary judgment against her on her Title VII claim for sexual harass-
    ment, her state-law claim for intentional infliction of emotional
    distress, and her state-law claim for negligent retention or supervi-
    sion. Defendants argue at some length that Hartsell cannot make this
    argument because her notice of appeal did not specifically refer to the
    order granting summary judgment. (Appellee's Br. at 1-5.) Instead,
    Hartsell's notice of appeal specified only "the Final Judgment and
    Order denying Plaintiff's Motion for a New Trial and Judgment Not-
    withstanding the Verdict entered in this action on October 29, 1996
    and December 16, 1996." (J.A. at 1596.) Rule 3(c) of the Federal
    Rules of Appellate Procedure requires that "[a] notice of appeal . . .
    must designate the judgment, order, or part thereof appealed from,
    and must name the court to which the appeal is taken." Fed. R. App.
    P. 3(c). Because Rule 3 is jurisdictional, see Smith v. Barry, 
    502 U.S. 244
    , 248 (1992), Defendants argue that we are without jurisdiction to
    hear Hartsell's appeal from the partial grant of summary judgment
    filed on September 5, 1995.
    We disagree with Defendants' argument. We have held"that an
    error in designating the issue appealed will not result in a loss of
    appeal as long as the intent to appeal a specific judgment can be fairly
    inferred and the appellee is not prejudiced by the mistake." Canady
    v. Crestar Mortgage Corp., 
    109 F.3d 969
    , 974 (4th Cir. 1997) (quota-
    tion omitted). We further explained that the question is to be
    answered by determining whether the appellee had notice of the
    appeal and an opportunity fully to brief the issue. 
    Id.
     Here, both
    criteria are satisfied. Defendants were given adequate notice of the
    nature of Hartsell's appeal by her brief, which Canady recognizes as
    sufficient. 
    Id.
     (agreeing with "[c]ourts [that] have held that when the
    appellant addresses the merits of a particular issue in her opening
    brief, this is enough to demonstrate that the appellee had notice of the
    8
    issue and did not suffer prejudice" (quotation omitted)). Moreover,
    Defendants fully responded in their brief to Hartsell's appeal from the
    summary judgment order and make no other claim of prejudice.
    Therefore, we have jurisdiction under 28 U.S.C.A.§ 1291 (West
    1993), to consider Hartsell's appeal from the order granting summary
    judgment.
    We review the grant of summary judgment de novo, using the same
    standards as applied by the district court. Roe v. Doe, 
    28 F.3d 404
    ,
    406 (4th Cir. 1994). We next consider each of the three claims
    resolved on summary judgment -- for sexual harassment,3 for inten-
    tional infliction of emotional distress, and for negligent retention or
    supervision.
    A.
    Title VII makes it an "unlawful employment practice for an
    employer . . . to fail or refuse to hire or to discharge . . . or otherwise
    discriminate against any individual with respect to his compensation,
    terms, conditions, or privileges of employment, because of such indi-
    vidual's sex." 42 U.S.C.A. § 2000e-2(a)(1) (West 1994). Because the
    workplace environment is one of the "terms, conditions, or privileges
    of employment," see Meritor Savs. Bank v. Vinson, 
    477 U.S. 57
    , 64-
    67 (1986), Title VII creates a cause of action in favor of persons
    forced to work in a hostile workplace, see 
    id. at 66
     (establishing "that
    a plaintiff may establish a violation of Title VII by proving that dis-
    crimination based on sex has created a hostile or abusive work envi-
    _________________________________________________________________
    3 We have made clear that
    [t]wo forms of workplace sexual harassment have been held to
    constitute discrimination "because of" one's sex, hence to offend
    [Title VII]: (1) quid pro quo harassment, in which an employer
    requires sexual favors of an employee in exchange for the bene-
    fits of employment, and (2) sexually-oriented harassment by
    one's fellow-employees sufficiently egregious to create a "hos-
    tile workplace environment" that is knowingly tolerated by the
    employer.
    McWilliams v. Fairfax County Bd. of Supervisors, 
    72 F.3d 1191
    , 1195
    (4th Cir.), cert. denied, 
    117 S. Ct. 72
     (1996). Hartsell's claim is exclu-
    sively of the second category.
    9
    ronment"). To make out a hostile work environment claim, the
    claimant "must prove: (1) that [s]he was harassed `because of' [her]
    `sex;' (2) that the harassment was unwelcome; (3) that the harassment
    was sufficiently severe or pervasive to create an abusive working
    environment; and (4) that some basis exists for imputing liability to
    the employer." Wrightson v. Pizza Hut of America, Inc., 
    99 F.3d 138
    ,
    142 (4th Cir. 1996); see also Swentek v. USAir, Inc., 
    830 F.2d 552
    ,
    557 (4th Cir. 1987). Here, the district court concluded persuasively
    that Hartsell failed the third element because "the conduct Hartsell
    complains of consists of no more than mildly offensive (and unaction-
    able) utterances." (J.A. at 699-700.) We agree.
    First, several of the allegedly offensive comments catalogued by
    Hartsell are not even related to her gender. For example, the descrip-
    tion of Hartsell and Wade as "the little people," as well as the refer-
    ence to Trapp as a "slave,"4 are dependent on status within the
    workplace rather than gender. We have made clear that only harass-
    ment that occurs because of the victim's gender is actionable. See
    Wrightson, 
    99 F.3d at 142
     (noting that Title VII prohibits employers
    from discriminating against employees "on the basis of the latter's
    `sex,' or gender"); Hopkins v. Baltimore Gas & Elec. Co., 
    77 F.3d 745
    , 751 (4th Cir.) (explaining "that in prohibiting sex discrimination
    solely on the basis of whether the employee is a man or a woman,
    Title VII does not reach discrimination based on other reasons, such
    as the employee's sexual behavior, prudery, or vulnerability"), cert.
    denied, 
    117 S. Ct. 70
     (1996); McWilliams v. Fairfax County Bd. of
    Supervisors, 
    72 F.3d 1191
    , 1196 (4th Cir.) (refusing to recognize a
    Title VII hostile work environment claim for discrimination "`because
    of' [the harasser's] vulgarity and insensitivity and meanness of
    spirit"), cert. denied, 
    117 S. Ct. 72
     (1996). We have further explained
    that "[a]n employee is harassed or otherwise discriminated against
    `because of' his or her sex if, `but-for' the employee's sex, he or she
    would not have been the victim of the discrimination." Wrightson, 99
    _________________________________________________________________
    4 Schneider is not a defendant to this action, and there is no evidence
    that Hartsell ever complained to Grebner or to Duplex about Schneider's
    behavior. Therefore, his behavior is likely not properly before us. We
    need not address this question, however, for even if Schneider's state-
    ment were in issue, it was clearly not made "because of" Hartsell's gen-
    der.
    10
    F.3d at 142. Hartsell simply cannot show that "but for" her gender,
    she would not have been described as one of the"little people" or as
    a "slave." Rather, these comments depended on her status in the work-
    place. An insulting or demeaning remark does not create a federal
    cause of action for sexual harassment merely because the "victim" of
    the remark happens to belong to a class protected by Title VII.
    Second, the remaining allegations fail, as a matter of law, at the
    third step. The events catalogued by Hartsell, even assuming them all
    to be true, are simply insufficient to satisfy the requirement "that the
    harassment was sufficiently severe or pervasive to create an abusive
    working environment." Id. On the contrary, Hartsell's allegations
    demonstrate only that the salespeople were unpleasant and sometimes
    cruel. We explained in Hopkins that
    [n]ot all sexual harassment that is directed at an individual
    because of his or her sex is actionable. Title VII does not
    attempt "to purge the workplace of vulgarity." Baskerville v.
    Culligan Int'l Co., 
    50 F.3d 428
    , 430 (7th Cir. 1995). As the
    Supreme Court recognized in Harris v. Forklift Sys., Inc.,
    
    114 S. Ct. 367
    , 370 (1993), "Conduct that is not severe or
    pervasive enough to create an objectively hostile or abusive
    work environment -- an environment that a reasonable per-
    son would find hostile or abusive -- is beyond Title VII's
    purview." See also Meritor, 
    477 U.S. at 67
     (recognizing that
    conduct amounts to actionable sexual harassment only when
    it is "sufficiently severe or pervasive `to alter the conditions
    of [the victim's] employment and create an abusive working
    environment'" (alteration in original) (citation omitted)).
    
    77 F.3d at 752
     (parallel citations omitted). We therefore concluded in
    that case that the conduct at issue failed to amount to a violation of
    Title VII. "While we do not approve of [the employer's] apparent
    willingness to offend and provoke employees with his ambiguously
    sexual innuendos, Title VII was not designed to create a federal rem-
    edy for all offensive language and conduct in the workplace." 
    Id. at 754
    ; see also Baskerville v. Culligan Int'l Co. , 
    50 F.3d 428
    , 430 (7th
    Cir. 1995) ("The concept of sexual harassment is designed to protect
    working women from the kind of male attentions that can make the
    11
    workplace hellish for women . . . . It is not designed to purge the
    workplace of vulgarity.").
    The only alleged instances of harassment logically attributable to
    Hartsell's gender are Hardin's statement, "We've made every female
    in this office cry like a baby"; Hardin's comment upon seeing a
    buxom woman in the company magazine; Grebner's question to
    Myers as to whether she would be a "mini van driving mommy" or
    "be a salesperson and play with the big boys"; 5 and Harris's statement
    that Hartsell should "go home and fetch [her] husband's slippers like
    a good little wife." There is no allegation that Hartsell was inappropri-
    ately touched, propositioned, flirted with, taunted, or even ogled. See
    Baskerville, 
    50 F.3d at 431
     ("[Defendant] never touched the plaintiff.
    He did not invite her, explicitly or by implication, to have sex with
    him, or to go out on a date with him. He made no threats. He did not
    expose himself, or show her dirty pictures."). None of the alleged
    comments were even vulgar, much less obscene. In fact, the only vul-
    garities documented in the record -- a reference to masturbation and
    profane name-calling -- were uttered by Hartsell herself. Under these
    circumstances, allowing Hartsell's claim to go to trial would counte-
    nance a federal cause of action for mere unpleasantness. Title VII is
    not a federal guarantee of refinement and sophistication in the work-
    place -- in this context, it prohibits only harassing behavior that is so
    severe or pervasive as to render the workplace objectively hostile or
    abusive. See Hopkins, 
    77 F.3d at
    753 (citing Harris v. Forklift Sys.,
    Inc., 
    114 S. Ct. 367
    , 370 (1993)). The behavior here falls well short
    of that mark.
    Hartsell's only remaining objection to the grant of summary judg-
    ment against her hostile work environment claim is that, in the Fourth
    Circuit, the question of whether "harassment was sufficiently severe
    or pervasive is quintessentially a question of fact." Paroline v. Unisys
    _________________________________________________________________
    5 We need not decide whether Grebner's statement, which was not
    directed at Hartsell, is cognizable in this action because even if Hartsell
    were permitted to maintain an action for an insulting comment directed
    at a co-worker, Grebner's comment clearly fails at the third step of the
    test. Hartsell simply cannot prove "that the harassment was sufficiently
    severe or pervasive to create a hostile working environment." Wrightson
    v. Pizza Hut of America, Inc., 
    99 F.3d 138
    , 142 (4th Cir. 1996).
    12
    Corp., 
    879 F.2d 100
    , 105 (4th Cir. 1989), vacated in part on other
    grounds, 
    900 F.2d 27
     (4th Cir, 1990) (en banc). But the claims pro-
    pounded by Hartsell -- even assuming them all to be true -- are so
    trivial, so isolated, and so far from the paradigmatic case of sexual
    harassment, that summary judgment was clearly appropriate. Hartsell
    has produced evidence that the salespeople at Duplex-- one of whom
    was female -- were at times difficult to work with, insensitive, imma-
    ture, and even insulting. Even assuming the truth of this evidence, and
    viewing the inferences therefrom in the light most favorable to Hart-
    sell, she is not entitled to try her case.6 Title VII does not guarantee
    a happy workplace, only one free from unlawful discrimination.
    Accordingly, we affirm the district court's grant of summary judg-
    ment against Hartsell on her hostile work environment claim.7
    B.
    Hartsell next argues that the district court erred in granting sum-
    mary judgment against her claim under North Carolina law for inten-
    tional infliction of emotional distress. The district court reasoned that,
    _________________________________________________________________
    6 Hartsell's theory would preclude the entry of summary judgment in
    any sexual harassment case. Here, there are no questions of fact -- we
    reject her claim despite our assumption that her allegations are true.
    7 We hasten to add that Hartsell's Title VII claim may be flawed in
    other respects, which were not addressed by the district court, as well.
    First, because Hartsell never complained to her husband or to the alleged
    harassers until after her confrontation with Myers, she cannot prove "that
    the harassment was unwelcome." Wrightson v. Pizza Hut of America,
    Inc., 
    99 F.3d 138
    , 142 (4th Cir. 1996). To the contrary, the record clearly
    suggests that Hartsell fully participated in, and even enjoyed, the office
    banter until her run-in with Myers. She cannot now cry "foul" for con-
    duct that was, at the time, not "unwelcome." Second, because Hartsell
    never notified her employer or followed the internal grievance procedure,
    she cannot prove "that some basis exists for imputing liability to the
    employer." Id.; see also Andrade v. Mayfair Management, Inc., 
    88 F.3d 258
    , 261 (4th Cir. 1996) (explaining that an employer is liable for imper-
    missibly harassing behavior only if it had actual or constructive knowl-
    edge of the illegal conduct and took no prompt, adequate remedial
    action). Because the district court granted summary judgment on the
    basis that the conduct was insufficiently severe or pervasive, we affirm
    on that ground without relying on these other bases.
    13
    because "the conduct Hartsell complains of is[at most] inconsiderate
    and insulting" (J.A. at 704), the conduct was insufficiently extreme
    and outrageous to sustain a cause of action for intentional infliction
    of emotional distress. We agree.
    Under North Carolina law, a plaintiff alleging intentional infliction
    of emotional distress must prove "(1) extreme and outrageous con-
    duct, (2) which is intended to cause and does cause (3) severe emo-
    tional distress." Hogan v. Forsyth Country Club Co., 
    340 S.E.2d 116
    ,
    119 (N.C. 1986). The conduct at issue falls far short of that required
    to make out a claim for intentional infliction of emotional distress.
    Moreover, we have held that "when the district court has already
    determined . . . that the conduct complained of, in a full contextual
    analysis, was not sufficiently egregious to create an `abusive' or `hos-
    tile' environment," then we cannot sustain a state-law cause of action
    for intentional infliction of emotional distress. See Dwyer v. Smith,
    
    867 F.2d 184
    , 194,95 (4th Cir. 1989) (applying Virginia law).
    Accordingly, we affirm, on the reasoning of the district court, the
    order granting summary judgment against Hartsell on her claim for
    intentional infliction of emotional distress.
    C.
    Hartsell next argues that the district court erred in granting sum-
    mary judgment against her on her claim under North Carolina law for
    negligent supervision or retention. North Carolina law requires, as
    "[a]n essential element of a claim for negligent retention," that an
    employee of the employer "committed a tortious act resulting in
    plaintiffs' injuries." Waddle v. Sparks, 
    414 S.E.2d 22
    , 29 (N.C. 1992).
    In other words, North Carolina courts will not hold an employer
    vicariously liable unless an employee has committed a cognizable
    wrong against the plaintiff. Recognizing this fact, the district court
    held that "[s]ince Hartsell cannot establish the first element of negli-
    gent retention and supervision [i.e., that there be an underlying tort],
    summary judgment must be granted in Duplex's and Grebner's favor
    for her claims based on this tort." (J.A. at 705-06.) On appeal, Hartsell
    argues that a violation of Title VII satisfies the underlying tort
    requirement. Because we find neither an underlying tort nor a viola-
    tion of Title VII, we need not address the question. Accordingly, we
    affirm, on the reasoning of the district court, the grant of summary
    14
    judgment against Hartsell on her claim for negligent supervision or
    retention.
    III.
    Hartsell also claims that the district court erred by failing to
    instruct the jury that post-employment retaliation is actionable under
    Robinson v. Shell Oil Co., 
    117 S. Ct. 843
    , 849 (1997). At the time of
    the trial, the controlling Fourth Circuit authority was Robinson v.
    Shell Oil Co., 
    70 F.3d 325
     (4th Cir. 1995) (en banc), rev'd, 
    117 S. Ct. 843
    , in which this court held "that the meaning of the term `employ-
    ees' in Title VII's anti-retaliation provision does not include former
    employees," id. at 330. Since the trial, however, the Supreme Court
    has recognized that Title VII prohibits employers from retaliating
    against former employees, as well as current employees, for engaging
    in rights protected by Title VII. Robinson, 
    117 S. Ct. at 849
    , rev'g 
    70 F.3d 325
    . Accordingly, Hartsell argues that the district court necessar-
    ily erred by instructing the jury under the former Fourth Circuit rule.
    The district court instructed the jury that "[i]n order for the plaintiff
    to prevail in this action, she must prove . . . that she was involuntarily
    discharged." (J.A. at 986, 1520.) The district court also instructed the
    jury that "[t]o prevail in this case . . . the plaintiff must also prove that
    she . . . was involuntarily discharged by the defendant. If you find that
    the plaintiff voluntarily quit her job with Duplex, then you must
    return a verdict in favor of the defendant Duplex." (J.A. at 1520-21.)
    Thereafter, the jury, in a special verdict, expressly found that Hartsell
    was not involuntarily discharged by Duplex, thereby also necessarily
    finding by implication that Hartsell voluntarily quit. (J.A. at 1543.)
    According to Hartsell, the district court's "instruction totally pre-
    cluded any possibility that the jury could find[that] Ms. Hartsell suf-
    fered post-employment retaliation." (Appellant's Br. at 24.)
    We must determine whether the district court's instructions, con-
    strued as a whole, properly informed the jury of the controlling legal
    principles without misleading or confusing the jury to Hartsell's prej-
    udice. See Spell v. McDaniel, 
    824 F.2d 1380
    , 1395 (4th Cir. 1987).
    "A judgment will be reversed for error in jury instructions `only if the
    error is determined to have been prejudicial, based on a review of the
    record as a whole.'" Sturges v. Matthews, 
    53 F.3d 659
    , 661 (4th Cir.
    15
    1995) (quoting Wellington v. Daniels, 
    717 F.2d 932
    , 938 (4th Cir.
    1983)). Under this standard, we reject Hartsell's attack on the jury
    charge. The district court simply did not invoke the former Fourth
    Circuit rule. Instead, it instructed the jury that there had to be some
    adverse employment action taken against Hartsell for her to maintain
    an action for retaliatory discharge. This is a correct statement of cur-
    rent law. See, e.g., Hopkins v. Baltimore Gas & Elec. Co., 
    77 F.3d 745
    , 754 (4th Cir.), cert. denied, 
    117 S. Ct. 70
     (1996). Moreover, the
    district court's charge was consistent with Fourth Circuit law that
    when an employee voluntarily quits under circumstances insufficient
    to amount to a constructive discharge, there has been no "adverse
    employment action." See Shealy v. Winston, 
    929 F.2d 1009
    , 1012-13
    (4th Cir. 1991); see also Evans v. Davie Truckers, Inc., 
    769 F.2d 1012
    , 1014 (4th Cir. 1985) (upholding a ruling that because the "evi-
    dence clearly established that [the employee] voluntarily resigned his
    employment with the defendant, [he] suffered no adverse employment
    action at the hand of the defendant" (internal quotation marks omit-
    ted)). Therefore, the district court's charge did not even implicate
    Robinson.8
    Moreover, to the extent that Hartsell now seeks to advance a "fail-
    ure to rehire" argument, we reject this argument as a matter of law.
    Hartsell failed to report to work, refused to follow orders, called her
    immediate supervisor an "insecure b----," and experienced continuing
    difficulty with co-workers. Moreover, the termination form completed
    by Grebner indicated that he would not rehire Hartsell because she
    was "too unstable." It seems hardly remarkable that an employer
    would "refuse to rehire" an employee who declined to perform a
    required task, insulted an immediate supervisor in profane terms, and
    _________________________________________________________________
    8 The weakness of Hartsell's argument is underscored by the fact that
    even before Robinson, Title VII prevented discrimination against job
    applicants. See, e.g., Robinson v. Shell Oil Co., 
    70 F.3d 325
    , 330 (4th
    Cir. 1995) (en banc) (noting that Title VII applies to job applicants),
    rev'd on other grounds, 
    117 S. Ct. 843
     (1997). Had Hartsell wanted to
    claim that Duplex took "adverse employment action" against her by
    refusing to rehire her after she voluntarily quit, she could have done so.
    Instead, Hartsell chose to characterize the event as though she had been
    involuntarily terminated. She lost that gambit and now seeks to reverse
    course.
    16
    walked out of the office in the middle of the work day. Therefore,
    even if Duplex did "fail to rehire" Hartsell-- a version of events that
    is not supported by the record -- it did so for valid, nondiscriminatory
    reasons. The district court's jury charge therefore was not erroneous,
    and we affirm the resulting jury verdict.
    IV.
    In her final argument, Hartsell claims that the jury charge was
    defective even under pre-Robinson law. She claims that the jury's
    determination that she voluntarily quit (which she necessarily relies
    on in making her first challenge to the jury instruction) was erroneous
    because the district court did not instruct the jury that she could have
    remained an "employee" even after she quit on Friday, December 11:
    The jury was never instructed to consider the intention of
    Duplex in determining when Ms. Hartsell's employment
    ended. If it had been so instructed, it surely would have con-
    sidered the following evidence. Grebner testified that say-
    ing, "I quit, I can't take this anymore" was not an
    irrevocable thing. Grebner also met with Ms. Hartsell on
    Friday as though she were an employee. Ms. Hartsell testi-
    fied Grebner left the decision about whether she would
    return to work with her. Additionally, both the original, and
    the altered golden rods [termination explanations] indicated
    Ms. Hartsell was paid through December 15, 1992, (which
    is also indicated as the day of termination) and one of them
    indicated she was discharged for cause on that day. . . .
    Since the jury was not instructed to consider such factors as
    the time during which Ms. Hartsell was paid, and other cir-
    cumstances concerning the intention of the parties, it could
    not have made the finding necessary under Title VII; that is,
    whether she was an employee at the time of the retaliation.
    (Appellant's Br. at 31-32.) According to Hartsell, this evidence was
    critical because "the issue under Title VII was not how Ms. Hartsell
    was terminated (i.e. whether or not she was involuntarily terminated)
    but rather whether she was an employee at the time of the retaliation."
    (Appellant's Br. at 30.)
    17
    We will "reverse a jury instruction error only if it [was] prejudicial,
    based on a review of the record as a whole." Ross v. Saint Augustine's
    College, 
    103 F.3d 338
    , 344 (4th Cir. 1996). 9 Under this standard,
    Hartsell's challenge to the adequacy of the jury charge fails. The jury
    considered all the evidence described above, and nevertheless con-
    cluded that Hartsell voluntarily quit her job at Duplex. Accordingly,
    we reject Hartsell's second challenge to the jury verdict.
    V.
    In short, we affirm the grant of summary judgment against Hartsell
    on her claims for sexual harassment, for intentional infliction of emo-
    tional distress, and for negligent supervision or retention. We also
    conclude that the district court did not err in instructing the jury.
    Accordingly, the jury verdict was not flawed. The final order of the
    district court is therefore affirmed in all respects.
    AFFIRMED
    _________________________________________________________________
    9 Duplex claims that Hartsell did not object to the proposed charge on
    the stated grounds. If Hartsell did not object, we would apply an even
    more stringent standard of review. See Fed. R. Civ. P. 51; Spell v.
    McDaniel, 
    824 F.2d 1380
    , 1398-99 (4th Cir. 1987). Because we reject
    Hartsell's challenge under even the more relaxed standard, it is not nec-
    essary to determine whether she properly objected to the charge.
    18
    

Document Info

Docket Number: 97-1114

Citation Numbers: 123 F.3d 766

Filed Date: 8/25/1997

Precedential Status: Precedential

Modified Date: 1/12/2023

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Elizabeth M. Paroline v. Unisys Corporation Edgar L. Moore , 879 F.2d 100 ( 1989 )

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