Medina v. United States ( 2001 )


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  •                            PUBLISHED
    UNITED STATES COURT OF APPEALS
    FOR THE FOURTH CIRCUIT
    RAFAEL MEDINA,                           
    Plaintiff-Appellant,
    v.                              No. 00-2156
    UNITED STATES OF AMERICA,
    Defendant-Appellee.
    
    Appeal from the United States District Court
    for the Eastern District of Virginia, at Alexandria.
    Leonie M. Brinkema, District Judge.
    (CA-99-1498-A)
    Argued: April 4, 2001
    Decided: July 27, 2001
    Before WILKINS and KING, Circuit Judges, and
    Frederic N. SMALKIN, United States District Judge
    for the District of Maryland, sitting by designation.
    Vacated and remanded with instructions by published opinion. Judge
    King wrote the opinion, in which Judge Wilkins and Judge Smalkin
    joined.
    COUNSEL
    ARGUED: Edward Scott Rosenthal, ROSENTHAL, RICH &
    COSTLE, L.L.P., Alexandria, Virginia, for Appellant. Lawrence
    Joseph Leiser, Assistant United States Attorney, Alexandria, Virginia,
    for Appellee. ON BRIEF: Helen F. Fahey, United States Attorney,
    Alexandria, Virginia, for Appellee.
    2                      MEDINA v. UNITED STATES
    OPINION
    KING, Circuit Judge:
    Rafael Medina was arrested by agents of the Immigration and Nat-
    uralization Service ("INS") and subjected to deportation proceedings,
    which the INS subsequently dismissed. After exhausting his adminis-
    trative remedies under the Federal Tort Claims Act, 
    28 U.S.C. §§ 1346
    (b), 2671-2680 ("FTCA"), Medina brought suit in the Eastern
    District of Virginia on the theory that the INS agents involved had
    arrested him without probable cause, thereby committing various torts
    under Virginia law. The district court granted summary judgment to
    the Government, and Medina appeals. Because we conclude that the
    district court lacked subject matter jurisdiction in this case, we vacate
    the summary judgment and remand with instructions that Medina’s
    complaint be dismissed.
    I.
    A.
    Medina was a resident of Virginia and a Venezuelan diplomat
    assigned to the Embassy of Venezuela in Washington, D.C. In Sep-
    tember 1996, Medina’s former fiancee accused him of various crimes,
    and he was indicted in Virginia for attempted rape, sexual battery,
    burglary, petit larceny, and simple assault and battery. Over Medina’s
    objections, Venezuela refused to waive his diplomatic immunity and
    instead recalled him to Venezuela. Determined to defend himself
    against the charges, Medina renounced his diplomatic status and sur-
    rendered to the jurisdiction of the Circuit Court for the City of Alex-
    andria. On May 29, 1997, Medina was acquitted by a jury of all
    charges except the misdemeanor of simple assault and battery under
    Virginia Code § 18.2-57, for which he was fined $2,000 and ordered
    to pay the state’s costs of prosecution. In considering the charge, the
    jury was instructed that, under Virginia law, simple assault and bat-
    tery is "any bodily hurt, however slight, done to another in any angry,
    rude or vengeful manner." J.A. 187.
    Because of the unusual circumstances surrounding Medina’s case,
    the Washington Post published an article about the verdict, noting
    MEDINA v. UNITED STATES                          3
    that, although he had been acquitted of most charges, Medina was
    convicted of "misdemeanor assault" of "his former fiancee[.]" J.A.
    104. The article also stated that "[t]he misdemeanor conviction is
    unlikely to affect Medina’s immigration status[.]" When INS Special
    Agent Stephen C. Adaway read the newspaper article, however, he
    was unconvinced by the Post’s legal conclusions. Adaway decided to
    pursue an inquiry into whether Medina had committed a crime involv-
    ing moral turpitude ("CIMT") within the meaning of 
    8 U.S.C. § 1227
    (a)(2)(A)(i), rendering him subject to deportation. Upon exam-
    ining the record of Medina’s state court conviction, Adaway con-
    cluded that Medina had committed a CIMT based on the "nature of
    the relationship between Mr. Medina and the victim, his fiancee, and
    the nature of the associated charges[.]" J.A. 96. After reaching this
    conclusion, Adaway requested, through proper channels, an arrest
    warrant from the INS Assistant District Director of Investigations.
    The Assistant Director reviewed and approved Adaway’s request,
    issuing an INS warrant on June 23, 1997, for Medina’s arrest. J.A. 56.
    See 
    8 C.F.R. § 239.1
    (a)(3) (authorization for Assistant Director to
    issue arrest warrants).
    Adaway and other INS agents executed the warrant at Medina’s
    residence in Arlington, Virginia, on the morning of July 2, 1997.
    Medina surrendered peaceably and was detained until later that after-
    noon, when he posted a $7,500 bond. On July 10, 1997, Medina filed
    a motion to terminate the deportation proceedings on the ground that
    simple assault and battery was not a CIMT. The INS eventually
    agreed with Medina, and on August 15, 1997, it filed a "nonopposi-
    tion" to Medina’s motion. Soon thereafter, an Immigration Judge
    granted Medina’s motion and terminated the proceedings.
    B.
    On November 17, 1998, Medina filed an administrative claim for
    damages pursuant to the FTCA, which the INS denied on April 13,
    1999.1 Thereafter, Medina, on October 6, 1999, filed his complaint in
    1
    Pursuant to the provisions of 
    28 U.S.C. § 2675
    (a), "An action shall
    not be instituted upon a claim against the United States for money dam-
    ages . . . unless the claimant shall have first presented the claim to the
    appropriate Federal agency and his claim shall have been finally denied
    by the agency in writing[.]"
    4                      MEDINA v. UNITED STATES
    the district court. The four bases for recovery embodied in the com-
    plaint were: (1) assault and battery; (2) false arrest; (3) malicious
    prosecution; and (4) infliction of emotional distress. The court, by its
    June 19, 2000 Order, granted summary judgment to the Government,
    concluding that "probable cause existed to believe that plaintiff was
    deportable on the basis of being convicted of a crime of moral turpi-
    tude. Because each of the counts in this lawsuit emanates from the
    assumption that Adaway lacked probable cause . . . each count fails
    as a matter of law." J.A. 243-44. Medina now appeals, and we possess
    jurisdiction pursuant to 
    28 U.S.C. § 1291
    .
    II.
    The FTCA represents a limited congressional waiver of sovereign
    immunity for injury or loss caused by the negligent or wrongful act
    of a Government employee acting within the scope of his or her
    employment. The statute permits the United States to be held liable
    in tort in the same respect as a private person would be liable under
    the law of the place where the act occurred. 28 U.S.C § 1346(b); Har-
    ris v. United States, 
    718 F.2d 654
    , 656 (4th Cir. 1983). The FTCA
    does not create new causes of action; instead, it "serves to convey
    jurisdiction when the alleged breach of duty is tortious under state
    law, or when the Government has breached a duty under federal law
    that is analogous to a duty of care recognized by state law." Goldstar
    (Panama) S.A. v. United States, 
    967 F.2d 965
    , 969 (4th Cir. 1992).
    Since the INS officials’ alleged torts occurred in Virginia, the sub-
    stantive law of Virginia applies. See United States v. Neustadt, 
    366 U.S. 696
    , 706 n.15 (1961).
    A.
    Before we reach the merits of Medina’s claim, we must be assured
    that Congress has waived sovereign immunity. Medina asserts a cause
    of action under § 1346(b). However, 
    28 U.S.C. § 2680
     provides for
    various exceptions to the FTCA. If any of those exceptions apply, we
    are constrained to dismiss Medina’s complaint — even though the
    Government has not raised the issue — inasmuch as the United States
    is immune from suit "without the consent of Congress." United States
    v. Bankers Ins. Co., 
    245 F.3d 315
    , 320 (4th Cir. 2001) (quoting Block
    v. North Dakota, 
    461 U.S. 273
    , 287 (1983)). Because the Govern-
    MEDINA v. UNITED STATES                         5
    ment’s potential immunity from suit affects our jurisdiction, we first
    consider whether Congress has waived sovereign immunity in this
    instance. See Presidential Gardens Assocs. v. United States, 
    175 F.3d 132
    , 140 (2d Cir. 1999) ("[T]he Government’s past failure to raise the
    defense of sovereign immunity in no way prevents this Court from
    considering the issue now."); United States v. Bein, 
    214 F.3d 408
    , 412
    (3d Cir. 2000) ("[S]overeign immunity advances a jurisdictional bar
    . . . which the court may raise sua sponte[.]"); cf. Suarez Corp. Indus.
    v. McGraw, 
    125 F.3d 222
    , 227 (4th Cir. 1997) ("We believe that,
    because of its jurisdictional nature, a court ought to consider the issue
    of Eleventh Amendment immunity at any time, even sua sponte.").
    B.
    1.
    Pursuant to § 2680(h), certain types of intentional torts are
    exempted from liability under the FTCA. Three of Medina’s four
    claims for relief — assault and battery, malicious prosecution, and
    false arrest — potentially implicate these exemptions. However, the
    § 2680(h) exemptions do not apply to (and the Government may be
    liable for) these torts when committed by federal investigative or law
    enforcement officers. We are satisfied that the INS agents involved
    meet this definition. See Caban v. United States, 
    728 F.2d 68
    , 72 (2d
    Cir. 1984) ("INS agents are ‘investigative or law enforcement offi-
    cers’ within the meaning of [§ 2680(h)]."); compare 
    28 U.S.C. § 2680
    (h) (definition of "investigative or law enforcement officer")
    with 
    8 U.S.C. § 1357
     (powers of INS agents).
    2.
    We nevertheless conclude that all of Medina’s claims fall within
    another exemption in § 2680. Although the provisions of this subsec-
    tion, § 2680(a), have also not been raised as a defense or a jurisdic-
    tional bar by the Government, § 2680(a) provides that the United
    States has not consented to liability for
    [a]ny claim based upon an act or omission of an employee
    of the Government, exercising due care, in the execution of
    6                       MEDINA v. UNITED STATES
    a statute or regulation, whether or not such statute or regula-
    tion be valid, or based upon the exercise or performance or
    the failure to exercise or perform a discretionary function or
    duty on the part of a federal agency or an employee of the
    Government, whether or not the discretion involved be
    abused.
    Thus, pursuant to its provisions, § 2680(a) establishes two possible
    exceptions to the FTCA’s general waiver of sovereign immunity: (1)
    if the INS officials exercised due care in the execution of their powers
    under 
    8 U.S.C. § 1226
    ; or (2) if the INS officials were performing a
    discretionary function or duty in arresting Medina. Because we con-
    clude that the INS agents were carrying out such a discretionary func-
    tion, we need only address and answer the second inquiry.
    C.
    Federal courts have struggled somewhat in deciding (1) the types
    of conduct the § 2680(a) discretionary function exception protects;
    and (2) whether and how to apply the exception in cases brought
    under the intentional tort proviso found in § 2680(h). The Supreme
    Court has provided guidance in unraveling the former mystery; the
    latter question, on the other hand, remains unsettled. Still, we tread
    through this area with substantial assistance from our sister circuits.
    We start with the latter problem: the application of the discretionary
    function exception in § 2680(a) to claims brought pursuant to the
    intentional tort proviso of § 2680(h).
    1.
    Since the intentional tort proviso in § 2680(h) specifically autho-
    rizes suits for, inter alia, malicious prosecution and false arrest, "it has
    been suggested that congressional intent will be defeated if immunity
    is afforded pursuant to section 2680(a) in suits brought under the pro-
    viso to section 2680(h)." Gray v. Bell, 
    712 F.2d 490
    , 507 (D.C. Cir.
    1983). The district court in Townsend v. Carmel, 
    494 F. Supp. 30
    , 36-
    37 (D.D.C. 1980), took such a position, holding that suits under
    § 2680(h) did not have to clear the discretionary function "hurdle."
    MEDINA v. UNITED STATES                        7
    However, we are convinced that the D.C. Circuit resolved this
    question correctly in its decision in Gray. When asked to determine
    whether the discretionary function exception in § 2680(a) applied to
    law enforcement torts under § 2680(h), the Court of Appeals con-
    cluded that the two sections of the statute exist independently.
    Eschewing any theory that § 2680(h) overrode § 2680(a), the court
    explained that § 2680(a) explicitly renders the FTCA’s waiver of sov-
    ereign immunity inapplicable to "any claim based upon [a discretion-
    ary function.]" Gray, 
    712 F.2d at 507
    . We must assume that, when
    Congress amended § 2680(h) in 1974, it was aware of § 2680(a) and
    its contours. See Cannon v. Univ. of Chicago, 
    441 U.S. 677
    , 696-97
    (1979) ("It is always appropriate to assume that our elected represen-
    tatives . . . know the law[.]"). Furthermore, any incongruity between
    the two sections can easily be reconciled. Gray, 
    712 F.2d at 507
    ; see
    also Gasho v. United States, 
    39 F.3d 1420
    , 1435 (9th Cir. 1994) ("If
    [the United States] can show that the tortious conduct involves a ‘dis-
    cretionary function,’ a plaintiff cannot maintain an FTCA claim, even
    if the discretionary act constitutes an intentional tort under
    § 2680(h)."); Jackson v. United States, 
    77 F. Supp. 2d 709
    , 714 (D.
    Md. 1999) ("The Court holds that a FTCA plaintiff must first over-
    come the discretionary function ‘hurdle’ before the Court will con-
    sider intentional tort claims under § 2680(h)."); but see Sutton v.
    United States, 
    819 F.2d 1289
    , 1295 (5th Cir. 1987) (rejecting idea that
    discretionary function hurdle must always be overcome because
    "[such] construction of the statute would result in judicial repeal of
    the law enforcement proviso by rendering its authorization of suits for
    malicious prosecution, which frequently arise out of, or in connection
    with discretionary acts, superfluous").
    Thus, we are called upon to reconcile these two statutory provi-
    sions, and to determine the bounds of the discretionary function
    exception found in § 2680(a). In doing so, we begin with the principle
    that "[f]ederal officials do not possess discretion to violate constitu-
    tional rights or federal statutes." United States Fid. & Guar. Co. v.
    United States, 
    837 F.2d 116
    , 120 (3d Cir. 1988); see also Berkovitz
    v. United States, 
    486 U.S. 531
    , 536 (1988); Red Lake Band of Chip-
    pewa Indians v. United States, 
    800 F.2d 1187
    , 1196 (D.C. Cir. 1986).
    In this case, Medina does not allege that the INS agents violated
    either the Constitution of the United States or any federal statutes or
    regulations. He merely alleges that violations of Virginia law
    8                        MEDINA v. UNITED STATES
    occurred during the issuance and execution of an INS warrant by fed-
    eral officials.2 Of course, the very purpose of the § 2680(a) discretion-
    ary function exemption is to immunize certain agency conduct that
    might violate state law.
    We therefore conclude that the actions underlying intentional tort
    allegations described in § 2680(h), if authorized and implemented
    consistent with federal law and the Constitution of the United States,
    may be considered discretionary functions under § 2680(a), even if
    they would otherwise constitute actionable torts under state law. See
    Jackson, 
    77 F. Supp. 2d at
    714 (citing Garcia v. United States, 
    896 F. Supp. 467
     (E.D. Pa. 1995)). This result obtains from the necessity
    that federal officials be permitted without impediment to conduct the
    Nation’s business in fifty independent, yet constitutionally inferior,
    legal jurisdictions. Hence, this case presents exactly the sort of situa-
    tion that the discretionary function exception seeks to address. If Con-
    gress intended a contrary result by its enactment of § 2680(h), it did
    not so indicate. Therefore, Medina’s FTCA claims of intentional torts
    under § 2680(h) must clear the § 2680(a) discretionary function hur-
    dle; we now turn to whether his claims have done so.
    2.
    When the D.C. Circuit confronted the discretionary function excep-
    tion in Gray, it noted that "[b]ecause the obscurity of this area is
    matched only by its wealth of conclusory analytical labels, wading
    through the relevant case law is surprisingly difficult." Gray, 
    712 F.2d at 507
    . However, since Gray, the Supreme Court has clarified the
    issue. In Berkovitz, the Court established a two-pronged test to
    employ in determining whether the discretionary function exception
    applies. In order for the exception to apply, the challenged conduct
    must "be the product of judgment or choice," i.e., the exception does
    2
    Although it is not relevant to our resolution of this appeal, see infra,
    we note that Virginia may well provide immunity to officers who make
    a mistake of law in effectuating an arrest and prosecution. See DeChene
    v. Smallwood, 
    311 S.E.2d 749
    , 751 (Va. 1984). And the United States is
    entitled to avail itself of any defenses its agents could raise in their indi-
    vidual capacities. See Norton v. United States, 
    581 F.2d 390
    , 395 (4th
    Cir. 1978).
    MEDINA v. UNITED STATES                           9
    not apply when the employee is merely following "a federal statute,
    regulation, or policy [that] specifically prescribes a course of action."
    Berkovitz, 
    486 U.S. at 536
    . Second, the challenged conduct must be
    "based on considerations of public policy." 
    Id. at 537
    .
    a.
    The conduct of the INS officials in this case clearly meets the first
    prong of the Berkovitz test. Pursuant to 
    28 U.S.C. § 1226
    (a), "an alien
    may be arrested and detained pending a decision on whether the alien
    is to be removed from the United States." (emphasis added).3 Indeed,
    the district court inquired of Medina’s attorney on exactly this point:
    Mr. Rosenthal: There was no requirement even for an
    arrest in this case. . . . [F]requently in these types of cases,
    with one or two misdemeanors, a mere notice is provided.
    The Court: Of course, that’s discretionary with the officer
    making those decisions . . . .
    Mr. Rosenthal: I believe it is.4
    J.A. 216. In short, the INS was presented with the evidence of Medi-
    na’s conviction for assault under Virginia law. Under 
    28 U.S.C. § 1227
    (a)(2)(A)(i), an alien admitted to the United States in the last
    3
    Under 
    28 U.S.C. § 1226
    (c)(1)(C), the INS’s discretion is less clear. It
    provides that "the Attorney General shall take into custody any alien who
    [is deportable for committing a CIMT and] has been sentence[d] to a
    term of imprisonment of at least 1 year." (emphasis added). Since
    Medina did not fit this scenario, the decision to detain him arose under
    § 1226(a).
    4
    This admission by Medina relates to the INS’s decision to arrest him,
    as opposed to issuing a Notice to Appear ("NTA"). Had the INS only
    issued an NTA — which merely directs an alien to appear before an
    Immigration Judge — Medina would not possess a claim for false arrest
    or assault and battery stemming from the arrest. To the extent any claim
    for malicious prosecution would survive, we are convinced that the deci-
    sion to issue the NTA would also be excepted from the FTCA waiver of
    sovereign immunity as a discretionary function. See infra.
    10                     MEDINA v. UNITED STATES
    five years is deportable if he is (1) convicted of a CIMT, and (2) is
    convicted of a crime for which a sentence of one year or longer may
    be imposed. Since Medina’s conviction was for a crime that could
    have resulted in a sentence of one year, the INS was charged with
    determining whether Medina’s crime was one involving moral turpi-
    tude.
    Moral turpitude "is a nebulous concept, which refers generally to
    conduct that shocks the public conscience as being inherently base,
    vile, or depraved, contrary to the rules of morality and the duties
    owed between man and man, either one’s fellow man or society in
    general." Matter of Danesh, 
    19 I. & N. Dec. 669
    , 670 (BIA 1988).
    The concept has been a part of our immigration laws for over one
    hundred years. See Jordan v. De George, 
    341 U.S. 223
    , 229 n.14
    (1951) (discussing history of "moral turpitude" in immigration laws).
    It is no coincidence that Congress did not define the term, instead
    committing its interpretation to "future administrative and judicial
    interpretation." Cabral v. United States, 
    15 F.3d 193
    , 195 (1st Cir.
    1994).
    It seems evident, then, that the INS’s decision to assert that Medina
    had in fact committed a CIMT was a quintessential exercise of its
    broad discretion. See, e.g., In re Bahta, Interim Dec. 3437, 
    2000 WL 1470462
     (BIA 2000) ("[T]he Service still has prosecutorial discretion,
    which includes the discretion to address the equities of individual
    cases in a manner that the rigid application of a broadly drawn statute
    often will not allow."); In re G-N-C, Interim Dec. 3366, 
    1998 WL 646918
     (BIA 1998) ("We recognize that the decision to institute
    deportation proceedings involves the exercise of prosecutorial discre-
    tion[.]"). Since prosecutorial discretion is, by definition, a "choice,"
    we are satisfied that the decision to arrest Medina and institute depor-
    tation proceedings satisfies the first prong of the Berkovitz test.5
    5
    To the extent Medina would argue that the INS’s choice to assert he
    had committed a CIMT was foreclosed by either In re Fualaau, 
    21 I. & N. Dec. 475
     (BIA 1996), or Virginia law, we disagree. See Fallau, 21 I.
    & N. Dec. at 477 ("Simple assault is not considered to be a crime involv-
    ing moral turpitude."); Godbolt v. Brawley, 
    463 S.E.2d 657
    , 660 (Va.
    1995) (same, under Virginia law for impeachment of witnesses). First,
    we note that Virginia law does not control the definition of CIMT.
    MEDINA v. UNITED STATES                           11
    b.
    The second prong of the discretionary function test is that the chal-
    lenged conduct must implicate considerations of public policy. United
    States v. Gaubert, 
    499 U.S. 315
    , 322-23 (1991). This second prong
    exists because the very purpose of the discretionary function excep-
    tion is to prevent judicial "second-guessing" of administrative deci-
    sions grounded in social and political policy. 
    Id.
    We recognize at the outset that "if a government employee has dis-
    cretion under the first Gaubert prong, it ‘must be presumed’ that his
    acts ‘are grounded in policy when exercising that discretion[.]’" Ber-
    Cabral, 
    15 F.3d at
    196 n.5 ("[T]he definition of a CIMT [under the
    immigration laws] is a matter of federal law."). Second, we have con-
    cluded that other authorities — cited approvingly in Fallau — leave
    room for a simple assault to be a CIMT. See Matter of Perez-Contreras,
    
    20 I. & N. Dec. 615
    , 618 (BIA 1992) ("Simple assault is generally not
    considered to be a crime involving moral turpitude.") (emphasis added);
    Danesh, 19 I. & N. Dec. at 671 (same). Third, in Fallau, a central issue
    was that the state of mind required under the Hawaii statute was reckless-
    ness, whereas in Medina’s case a conviction for simple assault and bat-
    tery in Virginia requires general intent that the battery has been
    accomplished in an "angry, rude, or vengeful manner." Model Virginia
    Jury Instructions, Criminal No. 37.300; J.A. 187. Fallau, 21 I. & N. Dec.
    at 478 ("analysis of an alien’s intent is critical to a determination regard-
    ing moral turpitude"). Indeed, the BIA called Fallau’s case one "of first
    impression" and considered it en banc. That the BIA believed it neces-
    sary to convene en banc to determine whether a conviction under
    Hawaii’s simple assault statute was a CIMT speaks volumes about the
    instant case. Moreover, Fallau pleaded guilty to recklessly inflicting bod-
    ily injury, id. at 476, arguably a crime with elements less indicative of
    moral turpitude than that of which Medina was convicted. Put simply,
    the BIA is constantly reevaluating these issues, and each case is different
    — the resolution turning on the statutory or common law elements of the
    particular state crime of conviction, and the record of conviction. See In
    re Ajami, Interim Dec. 3405, 
    1999 WL 487022
     (BIA 1999). We are
    loathe to conclude that, given the uncertainty and ambiguity surrounding
    the term "moral turpitude" and the BIA’s constant struggle with these
    issues, that no discretion existed to assert that Medina had committed a
    CIMT.
    12                     MEDINA v. UNITED STATES
    naldes v. United States, 
    81 F.3d 428
    , 429 (4th Cir. 1996) (quoting
    Gaubert, 
    499 U.S. at 324
    )).
    Furthermore, we find it significant that Medina’s crime was carried
    out against his former fiancee, Maria Bracho. The INS — which is
    statutorily authorized to administer the immigration laws and deter-
    mine what constitutes a CIMT — has, in the past several years, taken
    steps to assert that crimes of assault upon victims that have a "special
    relationship" with the assaulter may be a CIMT. See In re Tran, 
    21 I. & N. Dec. 291
    , 292-93 (BIA 1996) (concluding that acts of vio-
    lence against someone in a special relationship with the assaulter is
    "different from [assault] between strangers or acquaintances," and is
    a CIMT); Grageda v. INS, 
    12 F.3d 919
    , 922 (9th Cir. 1993) (holding
    that spousal abuse is a CIMT); Toutounjian v. INS, 
    959 F. Supp. 598
    ,
    603 (W.D.N.Y. 1997) ("[S]exual or physical abuse of women or chil-
    dren has been almost uniformly found to involve a crime of moral tur-
    pitude.").
    Medina strenuously contends, however, that this fact is irrelevant
    since (1) it was not an element of the offense of conviction (as in Tran
    and Grageda) and (2) his special relationship with the victim was
    mentioned nowhere in the record of conviction; indeed, Adaway was
    aware of Medina’s relationship with his ex-fiancee only as a result of
    the newspaper article. We acknowledge authority in support of Medi-
    na’s stance, see, e.g., Gonzalez-Alvarado v. INS, 
    39 F.3d 245
    , 246
    (9th Cir. 1994) (holding that the "particular familial relationship
    allegedly involved in the crimes" was not relevant since it was not
    included in the record of conviction), but the INS certainly had the
    discretion to assert otherwise.6 Indeed, there are significant and per-
    suasive legal bases for the INS to take such a position.7
    6
    Even if the INS abused its discretion in so asserting, Medina would
    not be able to present an FTCA claim. Section 2680(a) specifically pro-
    vides that the discretionary function exception exists "whether or not the
    discretion involved be abused."
    7
    The rule excluding facts of the crime from a determination of CIMT
    has been harshly and persuasively criticized at times (including recently)
    in the courts. See, e.g., Michel v. INS, 
    206 F.3d 253
    , 268-71 (2d Cir.
    2000) (Calabresi, J., dissenting) ("Given the fact that this definition of
    ‘moral turpitude’ appears to require some analysis of whether a particular
    MEDINA v. UNITED STATES                         13
    At bottom, the INS’s decision to arrest Medina was clearly clothed
    in public policy considerations. Faced with a record evincing the
    undisputed fact of his conviction, a decision was made, based on
    Medina’s special relationship with his victim, to assert that Medina’s
    conviction constituted a CIMT under the immigration laws. Even
    though the INS ultimately decided not to pursue the deportation of
    Medina, we are fully satisfied that the initial decision to initiate pro-
    ceedings and arrest him was the type of agency conduct Congress
    intended to immunize in the discretionary function exception found
    in § 2680(a). See, e.g., Sloan v. United States Dep’t of Housing and
    Urban Dev., 
    236 F.3d 756
    , 760 (D.C. Cir. 2001) ("The decision to ini-
    tiate a prosecution has long been regarded as a classic discretionary
    function.").
    III.
    Pursuant to the foregoing, we vacate the order below and remand
    to the district court with instructions that the complaint be dismissed.
    VACATED AND REMANDED WITH INSTRUCTIONS
    crime is ‘inherently base, vile, or depraved, [etc.,]’ it is hard to under-
    stand how the gravity of the crime can play no part in the inquiry.")
    (emphasis in original); Marciano v. INS, 
    450 F.2d 1022
    , 1026-31 (8th
    Cir. 1971) (Eisele, J., dissenting); Tillinghast v. Edmead, 
    31 F.2d 81
    , 84
    (1st Cir. 1929) (Anderson, J., dissenting); Zgodda v. Holland, 
    184 F. Supp. 847
    , 849 (E.D. Pa. 1960) ("Counsel’s argument makes a powerful
    appeal to reason and conscience. It poses the question whether the moral
    quality of an act can be assessed apart from the impact of attendant cir-
    cumstance. Unfortunately for this petitioner, the question is not an open
    one. We regret that we are not free, as we understand the law, to go back
    of the convictions.").
    

Document Info

Docket Number: 00-2156

Filed Date: 7/27/2001

Precedential Status: Precedential

Modified Date: 9/22/2015

Authorities (31)

Tillinghast v. Edmead , 31 F.2d 81 ( 1929 )

Cabral v. Immigration & Naturalization Service , 15 F.3d 193 ( 1994 )

United States Fidelity & Guaranty Company v. United States , 837 F.2d 116 ( 1988 )

United States v. Esther Bein and William Bein , 214 F.3d 408 ( 2000 )

Jean Patrick Michel v. Immigration and Naturalization ... , 206 F.3d 253 ( 2000 )

Salvador Caban v. United States , 728 F.2d 68 ( 1984 )

Elizabeth Ann Norton v. United States of America, and John ... , 581 F.2d 390 ( 1978 )

Alice Price Harris, as of the Estate of Mark Price ... , 718 F.2d 654 ( 1983 )

Roni David Marciano v. Immigration and Naturalization ... , 450 F.2d 1022 ( 1971 )

United States v. Bankers Insurance Company , 245 F.3d 315 ( 2001 )

Michael J. Sutton and John Wiley Mitchell v. United States , 819 F.2d 1289 ( 1987 )

Estate of Denny Bernaldes v. United States of America 3 ... , 81 F.3d 428 ( 1996 )

suarez-corporation-industries-emerson-sonny-clopper-patricia-clopper , 125 F.3d 222 ( 1997 )

goldstar-panama-sa-modas-kosmas-sa-estacion-paitilla-sa , 967 F.2d 965 ( 1992 )

Sloan, Leon Sr. v. HUD , 236 F.3d 756 ( 2001 )

Red Lake Band of Chippewa Indians v. United States , 800 F.2d 1187 ( 1986 )

Alvaro Palafox Grageda v. U.S. Immigration and ... , 12 F.3d 919 ( 1993 )

L. Patrick Gray, III v. Griffin Bell , 712 F.2d 490 ( 1983 )

Jose Carlos Gonzalez-Alvarado v. Immigration & ... , 39 F.3d 245 ( 1994 )

john-r-gasho-sr-sharon-l-gasho-v-united-states-of-america-northrop , 39 F.3d 1420 ( 1994 )

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