United States v. Nichols ( 2006 )


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  •                             PUBLISHED
    UNITED STATES COURT OF APPEALS
    FOR THE FOURTH CIRCUIT
    UNITED STATES OF AMERICA,               
    Plaintiff-Appellant,
    v.                               No. 04-5020
    JAMES DAVID NICHOLS,
    Defendant-Appellee.
    
    UNITED STATES OF AMERICA,               
    Plaintiff-Appellee,
    v.                               No. 04-5021
    JAMES DAVID NICHOLS,
    Defendant-Appellant.
    
    Appeals from the United States District Court
    for the Western District of North Carolina, at Charlotte.
    Graham C. Mullen, Chief District Judge.
    (CR-03-54-MU)
    Argued: October 28, 2005
    Decided: February 28, 2006
    Before WILKINS, Chief Judge, and MICHAEL and
    TRAXLER, Circuit Judges.
    Vacated and remanded by published opinion. Chief Judge Wilkins
    wrote the opinion, in which Judge Michael and Judge Traxler joined.
    2                      UNITED STATES v. NICHOLS
    COUNSEL
    ARGUED: Matthew Theodore Martens, Assistant United States
    Attorney, OFFICE OF THE UNITED STATES ATTORNEY, Char-
    lotte, North Carolina, for Appellant/Cross-Appellee. Randolph Mar-
    shall Lee, Charlotte, North Carolina, for Appellee/Cross-Appellant.
    ON BRIEF: Gretchen C. F. Shappert, United States Attorney, Char-
    lotte, North Carolina, for Appellant/Cross-Appellee.
    OPINION
    WILKINS, Chief Judge:
    The United States appeals James David Nichols’ sentence for bank
    robbery, see 
    18 U.S.C.A. § 2113
    (a) (West 2000), arguing that the dis-
    trict court improperly refused to consider at sentencing a statement
    obtained from Nichols in violation of Miranda v. Arizona, 
    384 U.S. 436
     (1966), and Edwards v. Arizona, 
    451 U.S. 477
     (1981). Because
    the Fifth Amendment does not prohibit the district court from consid-
    ering this statement at sentencing, we vacate Nichols’ sentence and
    remand for resentencing.1
    I.
    On March 13, 2003, Nichols entered a branch of First Citizens
    Bank in Charlotte, North Carolina, and handed a bank teller a note
    stating, "This is A Robbery Give up the money or I shoot." J.A. 355.
    The teller gave Nichols approximately $5,000. Shortly after the bank
    robbery, Nichols’ father telephoned authorities to report that his son
    may have committed the robbery. A few days later, Detective James
    1
    On cross-appeal, Nichols argues that the district court violated the
    Sixth Amendment by applying a sentencing enhancement based on
    judge-found facts and by treating the sentencing guidelines as manda-
    tory. See United States v. Booker, 
    125 S. Ct. 738
    , 757, 769 (2005).
    Because we are remanding for resentencing on other grounds, we need
    not consider Nichols’ Booker claims; on remand, the district court should
    resentence Nichols in accordance with Booker. See United States v.
    Hughes, 
    401 F.3d 540
    , 546-47 (4th Cir. 2005).
    UNITED STATES v. NICHOLS                       3
    Michael Sanders of the Charlotte-Mecklenburg Police Department
    telephoned Nichols, who was then with his father, to arrange for
    Nichols to surrender to police. According to Nichols and his father,
    during this conversation Nichols informed Detective Sanders that he
    wanted an attorney, and Sanders assured Nichols he would receive
    one. Nichols and his father then met Detective Sanders at an agreed-
    upon location, and Nichols voluntarily returned what was left of the
    money obtained in the bank robbery. According to Nichols and his
    father, Nichols again informed Detective Sanders that he wanted an
    attorney, and Sanders again responded that Nichols would receive
    one.
    Nichols was then taken into custody and transported to the police
    station. Although Nichols did not initiate further contact with police,
    Detective Sanders took Nichols to an interview room and reviewed
    with him an "Adult Waiver of Rights" form, id. at 94, which Nichols
    initialed in several places and signed at the bottom. In particular,
    Nichols initialed statements acknowledging that he had the rights to
    consult with an attorney, to have an attorney present during question-
    ing, and to stop answering questions until he spoke with an attorney.
    Nichols also circled, initialed, and signed a portion of the form indi-
    cating that he voluntarily agreed to answer questions without an attor-
    ney present. Detective Sanders then interviewed Nichols, who
    confessed to robbing the bank and to carrying a .45-caliber pistol in
    his pants pocket during the robbery.
    Nichols was indicted by a federal grand jury on charges of bank
    robbery, see 
    18 U.S.C.A. § 2113
    (a); armed bank robbery, see 
    18 U.S.C.A. § 2113
    (d) (West 2000); and using or carrying a firearm dur-
    ing and in relation to a crime of violence, see 
    18 U.S.C.A. § 924
    (c)(1)(A) (West Supp. 2005). Nichols moved to suppress his
    confession—specifically, his admission to carrying a firearm during
    the robbery. He claimed that before he made any statements to police,
    he had requested an attorney and had been assured—despite his sign-
    ing of the "Adult Waiver of Rights" form—that counsel would be
    made available to him. Thus, Nichols argued that the statements he
    gave in response to police questioning after he requested counsel were
    inadmissible. See Edwards, 
    451 U.S. at 484-85
    ; Miranda, 
    384 U.S. at 474-76
    .
    4                     UNITED STATES v. NICHOLS
    A magistrate judge conducted a hearing on Nichols’ suppression
    motion. Nichols and his father testified (as described above) that
    Nichols twice requested counsel before his confession. Detective
    Sanders, however, testified that Nichols never requested an attorney
    prior to questioning. Noting that the resolution of Nichols’ motion
    "comes down to a single factual question: namely, whether [Nichols]
    asked for an attorney before he was interrogated," J.A. 76, the magis-
    trate judge found that the testimony of Nichols and his father "credi-
    bly establishes that an attorney was requested not once but twice," id.
    at 80. Because Nichols did not initiate the further communications
    with police after requesting an attorney, the magistrate judge recom-
    mended that Nichols’ confession be suppressed.
    The Government filed objections to the magistrate judge’s recom-
    mended decision, arguing primarily that Nichols had not, in fact,
    requested counsel before police questioned him. Following a hearing,
    the district court adopted the findings and conclusions of the magis-
    trate judge, including the finding that Nichols twice requested an
    attorney. The district court therefore granted Nichols’ motion to sup-
    press. Due to the suppression of Nichols’ statement that he carried a
    firearm during the robbery—the only direct evidence that a firearm
    was present—the Government dismissed the armed bank robbery and
    firearm charges.
    Nichols pleaded guilty to the bank robbery charge. In the presen-
    tence report (PSR), the probation officer did not recommend an
    enhancement for possession of a firearm during the robbery, see U.S.
    Sentencing Guidelines Manual § 2B3.1(b)(2)(C) (2004). The Govern-
    ment objected to this omission, arguing that Nichols had admitted to
    possessing a firearm during the robbery and that this statement,
    though suppressed for purposes of conviction, could be considered at
    sentencing. The probation officer rejected the Government’s argu-
    ment, stating that because "one of [Nichols’] fundamental rights
    under the United States Constitution was violated in securing this
    statement," enhancing Nichols’ sentence based on that statement
    "would only compound the violation." J.A. 375. At sentencing, the
    district court adopted the probation officer’s recommendation not to
    apply a firearm enhancement. The district court sentenced Nichols to
    46 months imprisonment.
    UNITED STATES v. NICHOLS                          5
    II.
    The Government contends that the district court erroneously
    excluded from consideration at sentencing Nichols’ statement that he
    possessed a firearm during the robbery. The Government argues that
    although this statement is inadmissible for purposes of conviction,
    there is no constitutional impediment to considering the statement in
    determining Nichols’ sentence. We review this legal issue de novo.
    See United States v. Acosta, 
    303 F.3d 78
    , 84 (1st Cir. 2002).
    District courts traditionally have been "given wide latitude as to the
    information they may consider in passing sentence after a convic-
    tion." United States v. Howard-Arias, 
    679 F.2d 363
    , 367 (4th Cir.
    1982); see United States v. Tucker, 
    404 U.S. 443
    , 446 (1972)
    ("[B]efore making [the sentencing] determination, a judge may appro-
    priately conduct an inquiry broad in scope, largely unlimited either as
    to the kind of information he may consider, or the source from which
    it may come."); Williams v. New York, 
    337 U.S. 241
    , 246 (1949)
    (explaining that courts have traditionally "exercise[d] a wide discre-
    tion in the sources and types of evidence used to assist [them] in
    determining the kind and extent of punishment to be imposed within
    limits fixed by law"); see also Nichols v. United States, 
    511 U.S. 738
    ,
    747 (1994) (noting that "the sentencing process . . . [is] less exacting
    than the process of establishing guilt"). That is because it is "[h]ighly
    relevant—if not essential—to [the] selection of an appropriate sen-
    tence" for the sentencing court to "possess[ ] . . . the fullest informa-
    tion possible concerning the defendant’s life and characteristics."
    Williams, 
    337 U.S. at 247
    .
    This broad discretion has been preserved under the sentencing
    guidelines. In resolving any dispute concerning a factor pertinent to
    the sentencing decision, "the court may consider relevant information
    without regard to its admissibility under the rules of evidence applica-
    ble at trial, provided that the information has sufficient indicia of reli-
    ability to support its probable accuracy." U.S.S.G. § 6A1.3(a), p.s.
    And, in selecting a particular sentence within the guideline range (or
    deciding whether to depart from that range), a district court "may con-
    sider, without limitation, any information concerning the background,
    character and conduct of the defendant, unless otherwise prohibited
    by law." Id. § 1B1.4; see 
    18 U.S.C.A. § 3661
     (West 2000) ("No limi-
    6                     UNITED STATES v. NICHOLS
    tation shall be placed on the information concerning the background,
    character, and conduct of a person convicted of an offense which a
    court of the United States may receive and consider for the purpose
    of imposing an appropriate sentence.").
    Nevertheless, we have recognized that "[t]here are . . . constitu-
    tional limitations" on the generally broad scope of information a court
    may consider at sentencing. United States v. Lee, 
    540 F.2d 1205
    , 1210
    (4th Cir. 1976). In particular, we have construed various Supreme
    Court decisions as "recogniz[ing] a due process right to be sentenced
    only on information which is accurate." 
    Id. at 1211
    . For example, in
    Tucker, the Supreme Court held that it was improper for a sentencing
    court to consider a defendant’s prior felony convictions that had been
    obtained without affording the defendant the right to counsel. See
    Tucker, 
    404 U.S. at 447-49
    . The Court emphasized that the sentence
    was "founded at least in part upon misinformation of constitutional
    magnitude," in that the defendant "was sentenced on the basis of
    assumptions concerning his criminal record which were materially
    untrue." 
    Id. at 447
     (internal quotation marks omitted); see Lee, 
    540 F.2d at 1211
     ("[A]s the Court explained [in Tucker], the absence of
    counsel impugns the integrity of the fact-finding process so that a
    conviction obtained in the absence of counsel is unreliable.").
    In Lee, however, we held that "reliable but illegally- obtained evi-
    dence may generally be considered" at sentencing. Lee, 
    540 F.2d at 1207
    . There, the defendant (Lee) was convicted of illegally possess-
    ing a firearm. See 
    id.
     In determining Lee’s sentence, the district court
    considered a prior state court conviction for narcotics possession; that
    conviction, however, had been reversed on appeal because law
    enforcement officers had lacked probable cause to arrest Lee, render-
    ing the subsequent search that yielded the narcotics invalid. See 
    id. at 1210
    . In rejecting Lee’s argument that the district court should not
    have considered the conviction, we recognized that "[m]ost illegally-
    obtained evidence . . . is not inherently unreliable; it is excluded at
    trial on the theory that exclusion will deter the making of illegal
    searches." 
    Id. at 1211
    . We therefore explained that to determine
    whether illegally obtained evidence must be excluded at sentencing,
    the court must "evaluate the degree of deterrence which might be pro-
    moted by exclusion of such evidence . . . and weigh that degree of
    deterrence against the concomitant limitation of the right of the sen-
    UNITED STATES v. NICHOLS                          7
    tencing judge to impose sentence in the light of all relevant facts." 
    Id.
    (citing United States v. Calandra, 
    414 U.S. 338
    , 349 (1974)).2 We
    noted that in most cases the additional deterrent effect of excluding
    from sentencing illegally obtained evidence already inadmissible for
    purposes of conviction "would be so minimal as to be insignificant."
    
    Id.
    We thus concluded in Lee that "the disadvantages of applying the
    exclusionary rule at sentencing are large, the benefits small or non-
    existent, and . . . the rule should therefore not be extended." Id. at
    1212. We noted, however, that we might reach the opposite conclu-
    sion if "it appeared that the government had illegally seized additional
    evidence with a view toward enhancing the defendant’s sentence; for
    there, as long as the exclusionary rule persists, its rationale can be
    served only by excluding illegally-seized evidence from consideration
    at sentencing." Id.
    Although Lee was a pre-guidelines decision, every other circuit has
    concluded that courts imposing sentences under the guidelines may
    generally consider evidence obtained in violation of the Fourth
    Amendment. See Acosta, 
    303 F.3d at 84-86
     (collecting cases and
    reaching same conclusion).3 These courts have relied largely on the
    same reasoning we articulated in Lee—namely, that "the deterrent
    effect of the exclusionary rule does not outweigh the detrimental
    effects of excluding reliable evidence on the court’s ability to meet its
    goal of proper sentencing." Acosta, 
    303 F.3d at 85
    . These courts have
    further "recognized that the sentencing court needs to have the fullest
    information available to fashion an appropriate remedy and that the
    Sentencing Guidelines allow the sentencing court to consider" a broad
    range of information concerning the defendant. 
    Id.
    2
    Calandra relied on a similar balancing test in holding that the Fourth
    Amendment does not prohibit consideration, during grand jury proceed-
    ings, of testimony concerning illegally seized evidence. See Calandra,
    
    414 U.S. at 349-52
    .
    3
    As in Lee, most of these courts have suggested that illegally seized
    evidence might be excluded from consideration at sentencing "if there is
    an indication that the police violated the defendant’s Fourth Amendment
    rights with the intent to secure an increased sentence." Acosta, 
    303 F.3d at
    85 (citing cases).
    8                      UNITED STATES v. NICHOLS
    Here, the Government argues that we should extend the reasoning
    of Lee to permit consideration at sentencing of a statement obtained
    in violation of Miranda and Edwards. In Miranda, the Supreme Court
    held that to protect the Fifth Amendment privilege against compelled
    self-incrimination,4 a criminal suspect must be advised before custo-
    dial interrogation that, inter alia, he has the right to the presence of
    an attorney during questioning. See Miranda, 
    384 U.S. at 478-79
    . If
    the suspect requests counsel, "the interrogation must cease until an
    attorney is present." 
    Id. at 474
    . In Edwards, the Supreme Court "re-
    confirm[ed]" the Miranda principles regarding the right to counsel
    during custodial interrogation and held that once a suspect invokes
    that right, police may not interrogate the suspect further "until counsel
    has been made available to him, unless the accused himself initiates
    further communication, exchanges, or conversations with the police."
    Edwards, 
    451 U.S. at 484-85
    . Any statements obtained by police in
    violation of Miranda and Edwards—including statements that would
    otherwise be considered voluntary—are presumed involuntary and are
    inadmissible in the government’s case-in-chief at trial. See Oregon v.
    Elstad, 
    470 U.S. 298
    , 307 (1985); see also McNeil v. Wisconsin, 
    501 U.S. 171
    , 177 (1991).
    Only one federal appellate court, the Seventh Circuit, has specifi-
    cally addressed whether statements obtained by police in violation of
    Miranda are admissible at sentencing. See Del Vecchio v. Ill. Dep’t
    of Corr., 
    31 F.3d 1363
    , 1388 (7th Cir. 1994) (en banc). In Del Vec-
    chio, a state habeas petitioner challenged the admission, at the sen-
    tencing phase of his capital murder trial, of a 14-year-old confession
    to an earlier murder that he claimed was obtained in violation of
    Miranda. See 
    id.
     The Seventh Circuit rejected this argument, holding
    that even if a Miranda violation were established, "that violation
    would not require exclusion of the confession during the sentencing
    proceedings" because "[t]he exclusionary rule is generally inapplica-
    ble during sentencing." 
    Id.
     (citing Fourth Amendment cases); see also
    
    id.
     (explaining that "evidence which might be inadmissible at the guilt
    phase of a trial can be admitted at the sentencing phase, as long as the
    evidence is reliable"). The court further observed that "there was
    really no deterrent effect in applying the [exclusionary] rule; any
    4
    See U.S. Const. amend. V ("No person . . . shall be compelled in any
    criminal case to be a witness against himself . . . .").
    UNITED STATES v. NICHOLS                        9
    police misconduct would have occurred fourteen years before the
    confession was introduced." 
    Id.
    We agree with the Seventh Circuit that statements obtained in vio-
    lation of Miranda, if they are otherwise voluntary, may generally be
    considered at sentencing. The Supreme Court has repeatedly held that
    although statements obtained in violation of Miranda are inadmissible
    in the government’s case-in-chief at trial, such statements, if reliable,
    may be used for other purposes and in other ways. See, e.g., Elstad,
    
    470 U.S. at 307
     ("[T]he Miranda presumption, though irrebuttable for
    purposes of the prosecution’s case in chief, does not require that the
    statements and their fruits be discarded as inherently tainted."). For
    example, the Court has held that in the absence of actual coercion,
    statements obtained without warning a defendant of his right to coun-
    sel under Miranda may be used to impeach the defendant’s testimony
    at trial. See Harris v. New York, 
    401 U.S. 222
    , 224-26 (1971). The
    Court has similarly upheld the introduction, for impeachment pur-
    poses, of otherwise voluntary statements obtained after a suspect had
    invoked his Miranda right to counsel but before counsel was pro-
    vided. See Oregon v. Hass, 
    420 U.S. 714
    , 722-24 (1975). Further, the
    Court has held that the Fifth Amendment does not bar the admission
    at trial of the testimony of witnesses discovered through a defendant’s
    unwarned but otherwise voluntary statements, see Michigan v.
    Tucker, 
    417 U.S. 433
    , 446-52 (1974), nor does it bar the introduction
    of physical evidence discovered as a result of such statements, see
    United States v. Patane, 
    124 S. Ct. 2620
    , 2626 (2004) (plurality opin-
    ion); 
    id. at 2631
     (Kennedy, J., concurring in the judgment). Moreover,
    the Court has held that when a defendant makes unwarned but other-
    wise voluntary statements, the Fifth Amendment normally does not
    require suppression of subsequent statements made after Miranda
    warnings are given. See Elstad, 
    470 U.S. at 318
    .
    These decisions have relied on the same rationale as cases permit-
    ting the consideration of illegally seized evidence at sentencing—
    namely, a balancing of the deterrent effect expected to be achieved by
    extending the Miranda exclusionary rule against the harm resulting
    from the exclusion of reliable evidence from the truth-finding process.
    See 
    id. at 308
     ("[T]he absence of any coercion or improper tactics
    undercuts the twin rationales—trustworthiness and deterrence—for a
    broader rule."); Hass, 
    420 U.S. at 722
     (explaining that voluntary
    10                    UNITED STATES v. NICHOLS
    statements to be used for impeachment "would provide valuable aid
    to the jury in assessing the defendant’s credibility" and that "there is
    sufficient deterrence when the evidence in question is made unavail-
    able to the prosecution in its case in chief"); Harris, 
    401 U.S. at 225
    (similar); Tucker, 
    417 U.S. at 447-50
     (holding that neither deterrence
    nor trustworthiness rationales of Fifth Amendment exclusionary rule
    supported exclusion of evidence at issue; emphasizing the need to
    "weigh the strong interest under any system of justice of making
    available to the trier of fact all concededly relevant and trustworthy
    evidence"); see also Missouri v. Seibert, 
    124 S. Ct. 2601
    , 2614 (2004)
    (Kennedy, J., concurring in the judgment) ("Evidence [obtained in
    violation of Miranda] is admissible when the central concerns of
    Miranda are not likely to be implicated and when other objectives of
    the criminal justice system are best served by its introduction.");
    United States v. Havens, 
    446 U.S. 620
    , 627 (1980) (indicating that
    similar policies underlie Fourth and Fifth Amendment exclusionary
    rules).
    Applying these principles here, we conclude that the policies
    underlying the Miranda exclusionary rule normally will not justify
    the exclusion of illegally obtained but reliable evidence from a sen-
    tencing proceeding. We believe that in most cases, the exclusion of
    evidence obtained in violation of Miranda from the government’s
    case-in-chief at trial will provide ample deterrence against police mis-
    conduct. See Hass, 
    420 U.S. at 722
    ; Harris, 
    401 U.S. at 225
    ; cf. Lee,
    
    540 F.2d at 1211
    . For example, as a result of the Miranda-Edwards
    violations here, the Government was required to dismiss two of the
    three charges against Nichols—including a firearm charge that carried
    a mandatory minimum sentence of five years imprisonment, required
    to be served consecutively to any other sentence, see 
    18 U.S.C.A. § 924
    (c)(1)(A)(i), (D)(ii) (West 2000). As we recognized in Lee, and
    as other circuits have noted, the additional deterrent effect of exclud-
    ing illegally obtained evidence from sentencing usually would be
    minimal. See Lee, 
    540 F.2d at 1211
    ; Acosta, 
    303 F.3d at 85
    ; cf. Hass,
    
    420 U.S. at 723
     (characterizing as "speculative" the possibility that
    police may continue to question a suspect despite his request for
    counsel in order to obtain evidence for impeachment).5
    5
    As in Lee, however, we note that illegally obtained evidence might be
    subject to exclusion if there were some indication that the government
    obtained that evidence for the purpose of enhancing the defendant’s sen-
    tence. See Lee, 
    540 F.2d at 1212
    . There is no such indication here.
    UNITED STATES v. NICHOLS                       11
    In addition, absent coercive tactics by police, there is nothing
    inherently unreliable about otherwise voluntary statements obtained
    in violation of Miranda and Edwards. See, e.g., Hass, 
    420 U.S. at 722-23
     (finding, in case in which police failed to honor defendant’s
    request for counsel, no indication that defendant’s subsequent state-
    ments were involuntary or coerced); see also Dickerson v. United
    States, 
    530 U.S. 428
    , 433-34 (2000) (discussing traditional standards
    for determining whether a confession was involuntary). Here, for
    instance, there is no claim that Nichols’ confession—though obtained
    improperly after he requested counsel—was coerced or otherwise
    involuntary, nor could the record support such a claim. Nichols
    described his questioning, which lasted approximately four hours, as
    being conversational. During the interview, Nichols was not hand-
    cuffed or otherwise physically restrained. The door to Nichols’ inter-
    view room was open, and he was allowed to smoke. Further, Nichols
    testified that he spoke with police because he believed it would bene-
    fit him to cooperate. During the telephone conversation with Nichols
    before his surrender, Detective Sanders indicated that if Nichols
    turned himself in, it would benefit him in connection with other state
    charges. At no time, however, did Detective Sanders make any spe-
    cific promises or inducements in exchange for Nichols answering
    questions. See United States v. Mashburn, 
    406 F.3d 303
    , 309-10 (4th
    Cir. 2005).
    By contrast, the exclusion of reliable evidence hampers the ability
    of sentencing courts to consider all relevant information about the
    defendant in selecting an appropriate sentence. See Lee, 
    540 F.2d at 1211-12
    ; Acosta, 
    303 F.3d at 85
    . Here, for example, the exclusion of
    Nichols’ confession at sentencing prevented the district court from
    taking into account a significant aggravating factor in the bank
    robbery—Nichols’ possession of a firearm.
    In sum, we conclude that in cases such as this one—where there
    is no evidence that an illegally obtained statement was actually
    coerced or otherwise involuntary—the substantial burden on the sen-
    tencing process resulting from exclusion of that statement outweighs
    any countervailing concerns about police deterrence or unreliable evi-
    dence. As with evidence obtained in violation of the Fourth Amend-
    ment, "the disadvantages of applying the [Miranda] exclusionary rule
    at sentencing are large, [and] the benefits small or non-existent." Lee,
    12                      UNITED STATES v. NICHOLS
    
    540 F.2d at 1212
    . We therefore conclude that in most cases, including
    this one, a district court may consider at sentencing statements
    obtained in violation of Miranda and Edwards.6
    6
    Nichols relies on Estelle v. Smith, 
    451 U.S. 454
     (1981), in which the
    Supreme Court held that the admission, during the penalty phase of a
    capital murder trial, of statements obtained from the defendant in a court-
    ordered psychiatric examination violated the Fifth Amendment because
    the defendant was not warned, prior to the examination, that he had the
    right to remain silent and that any statements could be used against him
    at sentencing. See Estelle, 
    451 U.S. at 467-69
    . However, the Supreme
    Court has limited Estelle’s Fifth Amendment holding to the "distinct cir-
    cumstances" of that capital case and has "never extended [that] holding
    beyond its particular facts." Penry v. Johnson, 
    532 U.S. 782
    , 795 (2001)
    (internal quotation marks omitted). We recognize that in Mitchell v.
    United States, 
    526 U.S. 314
     (1999)—also cited by Nichols—the
    Supreme Court relied on certain language from Estelle in holding that the
    privilege against self-incrimination applies during sentencing proceed-
    ings, even in non-capital cases. See Mitchell, 
    526 U.S. at 325-27
    . But,
    while Mitchell recognized the core principle that a defendant cannot be
    compelled to incriminate himself at sentencing, that case did not address
    whether the Miranda-Edwards exclusionary rule should be extended to
    preclude the introduction at sentencing of voluntary (though illegally
    obtained) prior statements. See Patane, 
    124 S. Ct. at 2627
     (plurality
    opinion) (emphasizing that "any further extension" of Miranda and other
    rules protecting the privilege against self-incrimination "must be justified
    by its necessity for the protection of the actual right against compelled
    self-incrimination").
    Nor does our decision in Mashburn compel a different result.
    Although Mashburn involved a defendant’s claim that the consideration
    at sentencing of certain statements he made in response to police ques-
    tioning violated his Miranda rights, see Mashburn, 
    406 F.3d at 305
    , we
    were not called upon there to decide whether the Miranda exclusionary
    rule applied to sentencing proceedings, as neither party contested that
    issue, see 
    id. at 306
     (noting that "the parties agree that [Mashburn’s] ini-
    tial [unwarned] statements are irrebuttably presumed involuntary," and
    proceeding to consider whether subsequent warned statements should
    also be presumed involuntary).
    UNITED STATES v. NICHOLS                      13
    III.
    For the reasons set forth above, we conclude that the district court
    erroneously excluded from consideration at sentencing Nichols’ state-
    ment that he carried a firearm during the robbery. We thus vacate
    Nichols’ sentence and remand for resentencing consistent with this
    opinion.
    VACATED AND REMANDED