Russell Brammer v. Violent Hues Productions, LLC , 922 F.3d 255 ( 2019 )


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  •                                                 PUBLISHED
    UNITED STATES COURT OF APPEALS
    FOR THE FOURTH CIRCUIT
    No. 18-1763
    RUSSELL BRAMMER,
    Plaintiff - Appellant,
    v.
    VIOLENT HUES PRODUCTIONS, LLC, Fernando Mico, Owner,
    Defendant - Appellee.
    ---------------------------------------------
    AMERICAN PHOTOGRAPHIC ARTISTS; AMERICAN SOCIETY OF MEDIA
    PHOTOGRAPHERS, INC.; ARTS & ENTERTAINMENT ADVOCACY CLINIC
    AT GEORGE MASON UNIVERSITY ANTONIN SCALIA LAW SCHOOL;
    COPYRIGHT ALLIANCE; DIGITAL JUSTICE FOUNDATION; PACA,
    DIGITAL MEDIA LICENSING ASSOCIATION, INC.; VOLUNTEER
    LAWYERS FOR THE ARTS, INC.; NEW YORK INTELLECTUAL PROPERTY
    LAW    ASSOCIATION;    NATIONAL      PRESS  PHOTOGRAPHERS
    ASSOCIATION; GRAPHIC ARTISTS GUILD, INC.,
    Amici Supporting Appellant.
    Appeal from the United States District Court for the Eastern District of Virginia, at
    Alexandria. Claude M. Hilton, Senior District Judge. (1:17-cv-01009-CMH-IDD)
    Argued: March 19, 2019                                        Decided: April 26, 2019
    Before MOTZ, KING, and THACKER, Circuit Judges.
    Reversed and remanded by published opinion. Judge Motz wrote the opinion, in which
    Judge King and Judge Thacker joined.
    ARGUED: David Christopher Deal, LAW OFFICE OF DAVID C. DEAL PLC, Crozet,
    Virginia; David Leichtman, LEICHTMAN LAW PLLC, New York, New York, for
    Appellant. Thomas Patrick Weir, KIRKLAND & ELLIS, LLP, Washington, D.C., for
    Appellee. ON BRIEF: Tatsuya Adachi, LEICHTMAN LAW PLLC, New York, New
    York, for Appellant. Judson D. Brown, Paul J. Weeks, KIRKLAND & ELLIS, LLP,
    Washington, D.C., for Appellee. Scott J. Sholder, Nancy E. Wolff, COWAN,
    DEBAETS, ABRAHAMS & SHEPPARD, LLP, New York, New York, for Amicus
    PACA, Digital Media Licensing Association, Inc. Jay Cohen, Darren W. Johnson,
    Stephen B. Popernik, Matthew P. Merlo, Anne E. Simons, PAUL, WEISS, RIFKIND,
    WHARTON & GARRISON LLP, New York, New York; Kathryn E. Wagner, Amy A.
    Lehman, VOLUNTEER LAWYERS FOR THE ARTS, INC., New York, New York, for
    Amicus Volunteer Lawyers for the Arts, Inc. Peter G. Thurlow, New Yok Intellectual
    Property Law Association, President, POLSINELLI PC, New York, New York; Martin
    B. Schwimmer, Lauren B. Emerson, Robert M. Isackson, Second Vice President, Amicus
    Brief Committee Board Liaison, New York Intellectual Property Law Association,
    LEASON ELLIS LLP, White Plains, New York; Mitchell Stein, SULLIVAN &
    WORCESTER LLP, New York, New York, for Amicus New York Intellectual Property
    Law Association. Keith Kupferschmid, Terry Hart, COPYRIGHT ALLIANCE,
    Washington, D.C.; Jacqueline C. Charlesworth, Michelle Choe, New York, New York,
    Beth S. Brinkmann, Michael J. Gaffney, COVINGTON & BURLING LLP, Washington,
    D.C., for Amicus Copyright Alliance. Thomas B. Maddrey, AMERICAN SOCIETY OF
    MEDIA PHOTOGRAPHERS, INC., Dallas, Texas, for Amici American Society of
    Media Photographers, Inc. and Graphic Artists Guild, Inc. Mickey H. Osterreicher,
    General Counsel, Alicia Calzada, Deputy General Counsel, NATIONAL PRESS
    PHOTOGRAPHERS ASSOCIATION, Athens, Georgia, for Amici American Society of
    Media Photographers, Inc., National Press Photographers Association, Graphic Artists
    Guild, Inc., and American Photographic Artists. Antigone Gabriella Peyton, David
    Christopher Johnson, PROTORAE LAW PLLC, Tysons, Virginia, for Amicus Arts &
    Entertainment Advocacy Clinic at George Mason University Antonin Scalia Law School.
    Andrew Grimm, Omaha, Nebraska, Gregory Keenan, DIGITAL JUSTICE
    FOUNDATION, Floral Park, New York, for Amicus Digital Justice Foundation.
    2
    DIANA GRIBBON MOTZ, Circuit Judge:
    Russell   Brammer,     a   commercial      photographer,   brought   this   copyright
    infringement action after learning that Violent Hues Productions, LLC, had made an
    unlicensed use of one of his photographs on its website. The district court granted
    summary judgement to Violent Hues, ruling that this unauthorized display constituted
    “fair use” under the Copyright Act, 17 U.S.C. § 107. For the reasons that follow, we
    reverse and remand for further proceedings consistent with this opinion.
    I.
    Brammer licenses his work as stock imagery. 1 On November 19, 2011, Brammer
    shot the photograph “Adams Morgan at Night” (“Photo”) from a rooftop in Washington,
    D.C. The color-saturated Photo depicts a busy street during the evening in the Adams
    Morgan neighborhood, with the vehicle traffic rendered as red and white light trails. See
    Appendix A. After processing the Photo, Brammer published a digital copy on his own
    website.   Brammer also uploaded the Photo to the image-sharing website Flickr,
    including the phrase “© All rights reserved” beneath it. Appendix A. In the past,
    Brammer has sold physical prints of the Photo — for $200 to $300 — and licensed it for
    online use twice — once for $1,250, and once for $750.
    1
    Stock images are “photographs that are fungible in terms of their use in contexts
    such as magazines, websites, or brochures” and are typically licensed for illustrative or
    aesthetic purposes. Eric E. Johnson, The Economics and Sociality of Sharing Intellectual
    Property Rights, 94 B.U.L. Rev. 1935, 1962 (2014).
    3
    In 2016, Fernando Mico, the owner of the Violent Hues film production company,
    posted the Photo on novafilmfest.com, a website belonging to the company. That website
    promoted the Northern Virginia International Film and Music Festival, a revenue-
    generating event.    The website contained a page titled “Plan Your Visit,” which
    highlighted various tourism attractions around the Washington metropolitan area. Mico
    posted a cropped version of Brammer’s Photo above the caption “Adams Morgan, DC,”
    without any attribution or other commentary. See Appendix B.
    Mico believes that he found the Photo “through a Google Images search, which
    led [him] to the website Flickr.” Mico maintains that he did not see any “indication on
    the Photo itself or the Flickr website that the Photo was copyrighted,” and so believed it
    to be publicly available. After downloading the Photo, Mico cropped out the Photo’s
    negative space “for stylistic reasons” before putting it on novafilmfest.com.
    After Brammer discovered this unauthorized use, his counsel sent a letter to
    Violent Hues requesting compensation for the use. In response, Violent Hues removed
    the Photo from its website, but did not compensate Brammer.
    Brammer then initiated this copyright infringement action against Violent Hues,
    seeking damages and attorney’s fees. In response, Violent Hues asserted an affirmative
    “fair use” defense under 17 U.S.C. § 107 and moved for summary judgment. The district
    court granted the motion. Brammer now appeals.
    4
    II.
    The sole issue before us is whether Violent Hues made fair use of Brammer’s
    Photo. The fair use defense presents a mixed question of law and fact, requiring us to
    “review the district court’s legal conclusions de novo and its findings of fact for clear
    error.” Bouchat v. Balt. Ravens Ltd. P’ship, 
    619 F.3d 301
    , 307 (4th Cir. 2010) (“Bouchat
    IV”). 2 “[W]hen the district court has found facts sufficient to evaluate each of the
    statutory fair use factors, an appellate court need not remand for further factfinding but
    may conclude as a matter of law that the challenged use does not qualify as a fair use of
    the copyrighted work.” 
    Id. (internal quotation
    marks and alterations omitted).
    The fair use affirmative defense exists to advance copyright’s purpose of
    “promot[ing] the Progress of Science and useful Arts.” U.S. Const. art. I, § 8, cl. 8; see
    also Campbell v. Acuff-Rose Music, Inc., 
    510 U.S. 569
    , 575 (1994). The defense does so
    by allowing “others to build freely upon the ideas and information conveyed by a work.”
    Feist Publ’ns, Inc. v. Rural Tel. Serv. Co., 
    499 U.S. 340
    , 350 (1991). But fair use “is not
    designed to protect lazy appropriators. Its goal instead is to facilitate a class of uses that
    would not be possible if users always had to negotiate with copyright proprietors.”
    Kienitz v. Sconnie Nation LLC, 
    766 F.3d 756
    , 759 (7th Cir. 2014).
    2
    Violent Hues maintains that Brammer has forfeited portions of his legal
    arguments by failing to present these nuances to the district court. We disagree.
    Brammer clearly challenged Violent Hues’ statutory fair use defense before the district
    court, and in “assessing whether an issue was properly raised in the district court, we are
    obliged on appeal to consider any theory plainly encompassed by the submissions in the
    underlying litigation.” U.S. Dep’t of Labor v. Fire & Safety Investigation Consulting
    Servs., LLC, 
    915 F.3d 277
    , 286 n.9 (4th Cir. 2019) (internal quotation marks omitted).
    5
    The “ultimate test” of fair use is whether the progress of human thought “would be
    better served by allowing the use than by preventing it.” Cariou v. Prince, 
    714 F.3d 694
    ,
    705 (2d Cir. 2013) (internal quotation marks omitted). In applying this test, a court
    considers:
    (1) the purpose and character of the use, including whether such use is of a
    commercial nature or is for nonprofit educational purposes;
    (2) the nature of the copyrighted work;
    (3) the amount and substantiality of the portion used in relation to the
    copyrighted work as a whole; and
    (4) the effect of the use upon the potential market for or value of the
    copyrighted work.
    17 U.S.C. § 107. A court weighs these factors “together, in light of the purposes of
    copyright.” 
    Campbell, 510 U.S. at 578
    . In ruling for Violent Hues, the district court
    found all four factors weighed in favor of fair use. We now consider each factor in turn.
    A.
    The first factor addresses the “purpose and character” of the secondary use.
    17 U.S.C. § 107(1). When assessing this factor, “the primary inquiry is whether the use
    ‘communicates something new and different from the original or [otherwise] expands its
    utility,’ that is, whether the use is ‘transformative.’” Fox News Network, LLC v. Tveyes,
    Inc., 
    883 F.3d 169
    , 176 (2d Cir. 2018) (alteration in original) (quoting Authors Guild v.
    Google, Inc., 
    804 F.3d 202
    , 214 (2d Cir. 2015) (“Google Books”)). A court also asks
    whether the “use is of a commercial nature or is for nonprofit educational purposes.”
    17 U.S.C. § 107(1). Finally, the “propriety of the defendant’s conduct” may be “relevant
    to the ‘character’ of the use.” Harper & Row Publishers, Inc. v. Nation Enters., 
    471 U.S. 539
    , 562 (1985) (internal quotation marks omitted).
    6
    1.
    The “central purpose” of the first factor’s transformation inquiry is to determine
    “whether the new work merely ‘supersede[s] the objects’ of the original creation.”
    
    Campbell, 510 U.S. at 579
    (alteration in original) (quoting Folsom v. Marsh, 
    9 F. Cas. 342
    , 348 (C.C.D. Mass. 1841) (No. 4,901)).         To be transformative, a use must do
    “something more than repackage or republish the original copyrighted work.” Authors
    Guild, Inc. v. HathiTrust, 
    755 F.3d 87
    , 96 (2d Cir. 2014). “[T]he more transformative the
    new work, the less will be the significance of other factors . . . that may weigh against a
    finding of fair use.” 
    Campbell, 510 U.S. at 579
    . But if the copying is done to “avoid the
    drudgery in working up something fresh, [then] the claim to fairness in borrowing from
    another’s work diminishes accordingly (if it does not vanish).” 
    Id. at 580.
    The transformation inquiry is largely objective. 3 Often the “only two pieces of
    evidence” that are “needed to decide the question of fair use . . . are the original version
    . . . and the [secondary use] at issue.” Brownmark Films, LLC v. Comedy Partners, 
    682 F.3d 687
    , 690 (7th Cir. 2012). As the Second Circuit has explained, “[w]hat is critical is
    3
    We reject Violent Hues’ suggestion that we focus our analysis on the subjective
    intent of the parties, as the district court did. That court found it significant that
    Brammer’s stated purpose in “capturing and publishing the [Photo] was promotional and
    expressive,” while Violent Hues’ stated purpose “in using the [Photo] was informational:
    to provide festival attendees with information regarding the local area.” But the
    difference in the parties’ subjective intent is not the proper focus of the transformation
    inquiry, because a mere “difference in purpose is not quite the same thing as
    transformation.” Infinity Broad. Corp. v. Kirkwood, 
    150 F.3d 104
    , 108 (2d Cir. 1998).
    Although a secondary user may “go to great lengths to explain and defend his use as
    transformative,” 
    Cariou, 714 F.3d at 707
    , a simple assertion of a subjectively different
    purpose, “by itself, does not necessarily create new aesthetics or a new work,” Monge v.
    Maya Magazines, Inc., 
    688 F.3d 1164
    , 1176 (9th Cir. 2012).
    7
    how the work in question appears to the reasonable observer, not simply what an artist
    might say about a particular piece or body of work.” 
    Cariou, 714 F.3d at 707
    .
    We thus examine Brammer’s original Photo and Violent Hues’ secondary use of
    the Photo side-by-side. Compare Appendix A, with Appendix B. This examination
    shows no apparent transformation. The only obvious change Violent Hues made to the
    Photo’s content was to crop it so as to remove negative space. This change does not alter
    the original with “new expression, meaning or message.” 
    Campbell, 510 U.S. at 579
    .
    Rather, the cropping appears to be purely functional, giving the Photo the same
    dimensions as the other images on Violent Hues’ website. This copying is of a kind with
    other non-transformative uses. 4
    Violent Hues nonetheless contends that it transformed the Photo by placing the
    image in a list of tourist attractions. Of course, even a wholesale reproduction may be
    transformed when placed in a “new context to serve a different purpose,” but the
    secondary use still must generate a societal benefit by imbuing the original with new
    function or meaning. Perfect 10, Inc. v. Amazon.com, Inc., 
    508 F.3d 1146
    , 1165 (9th Cir.
    4
    See, e.g., 
    Monge, 688 F.3d at 1176
    (magazine’s use of celebrity photos with
    minimal changes not transformative); L.A. News Serv. v. CBS Broad., Inc., 
    305 F.3d 924
    ,
    938–39 (9th Cir. 2002) (“Merely plucking the most visually arresting excerpt from
    LANS’s nine minutes of footage cannot be said to have added anything new.”); Ringgold
    v. Black Entm’t Television, Inc., 
    126 F.3d 70
    , 79 (2d Cir. 1997) (holding use of a poster
    as decoration — “a central purpose for which it was created” — not transformative); cf.
    
    Cariou, 714 F.3d at 706
    , 711 (finding 25 collages transformative as a matter of law
    because of changes to “composition, presentation, scale, color palette, and media,” but
    remanding as to five uses with “minimal alterations”).
    8
    2007). By way of illustration, courts have typically found contextual changes sufficiently
    transformative in two recurring situations: technological uses and documentary uses.
    In the first category, copyrighted works provide raw material for new
    technological functions. These functions are indifferent to the expressive aspects of the
    copied works.    For example, we have held transformative the total reproduction of
    student essays for a plagiarism detection service because the database served an “entirely
    different function” that was unrelated to the expressive content of those essays. A.V. ex
    rel. Vanderhye v. iParadigms, LLC, 
    562 F.3d 630
    , 639 (4th Cir. 2009); accord Google
    
    Books, 804 F.3d at 216
    –17 (holding that an online book archive was “highly
    transformative” because it served the purpose of allowing users to search books for terms
    of interest); Perfect 
    10, 508 F.3d at 1165
    (holding that an online image search index was
    “highly transformative”). This only makes sense: a contrary ruling would have risked
    impairing the functionality of these new information-sorting technologies.
    In the second category, copyrighted works serve documentary purposes and may
    be important to the accurate representations of historical events. These representations
    often have scholarly, biographical, or journalistic value, and are frequently accompanied
    by commentary on the copyrighted work itself. See, e.g., Bill Graham Archives v.
    Dorling Kindersley Ltd., 
    448 F.3d 605
    , 609 (2d Cir. 2006) (concert posters transformed
    when reproduced in pictorial history of the Grateful Dead); Núñez v. Caribbean Int’l
    News Corp., 
    235 F.3d 18
    , 23 (1st Cir. 2000) (modeling photograph transformed when
    published as part of newspaper coverage of a related controversy). In Bouchat V, we
    considered a use of this type and concluded that a professional football team’s logo was
    9
    transformed through its appearance in a documentary-like television program and in a
    display case featuring memorabilia from the team’s history. Bouchat v. Balt. Ravens Ltd.
    P’ship, 
    737 F.3d 932
    , 944–45 (4th Cir. 2013) (“Bouchat V”). There, we were particularly
    concerned that, absent fair use, a copyright holder could “exert enormous influence over
    new depictions of historical subjects and events” and effectively remove certain historical
    moments from the public domain. 
    Id. at 944.
    The copying here does not fall into either of these categories, as Violent Hues used
    the Photo expressly for its content — that is, to depict Adams Morgan — rather than for
    data organization or historical preservation.     Instead, Violent Hues’ sole claim to
    transformation is that its secondary use of the Photo provided film festival attendees with
    “information” regarding Adams Morgan. But such a use does not necessarily create a
    new function or meaning that expands human thought; if this were so, virtually all
    illustrative uses of photography would qualify as transformative.
    Moreover, none of the underlying concerns that animated iParadigms or Bouchat
    V are implicated here. Unlike the secondary users in those cases, Violent Hues’ ability to
    accomplish its purpose of communicating information about area tourist attractions
    would not be hindered if it had to comply with Brammer’s copyright. And society would
    not be left the poorer for it. Tellingly, Violent Hues does not contend that its use
    provides any distinct sort of “public benefit” that furthers the “development of art,
    science, and industry.” Sundeman v. Seajay Soc’y, Inc., 
    142 F.3d 194
    , 203 (4th Cir.
    1998) (quoting Rosemont Enters., Inc. v. Random House, Inc., 
    366 F.2d 303
    , 307 (2d Cir.
    1966)).
    10
    Because of the minimal changes to the Photo’s content and context, we conclude
    that Violent Hues’ copying was not transformative. This weighs against a finding of fair
    use.
    2.
    The first factor also requires a court to ask whether the “use is of a commercial
    nature or is for nonprofit educational purposes.” 17 U.S.C. § 107(1). “The crux of the
    profit/nonprofit distinction is not whether the sole motive of the use is monetary gain but
    whether the user stands to profit from exploitation of the copyrighted material without
    paying the customary price.” Bouchat 
    IV, 619 F.3d at 311
    (quoting Harper & 
    Row, 471 U.S. at 562
    ). Because “[v]ast numbers of fair uses occur in the course of commercial
    ventures,” the weight of this subfactor is reduced when a use is transformative. Bouchat
    
    V, 737 F.3d at 941
    –42. Accordingly, “the commerciality inquiry is most significant
    when the allegedly infringing use acts as a direct substitute for the copyrighted work.”
    
    Id. at 941.
    Violent Hues’ website did not generate direct revenue or run advertising. But
    Violent Hues is a limited liability company, and it used the Photo on its website to
    promote a for-profit film festival.    On their own, these facts tend to demonstrate
    commercial use.
    In assessing commerciality, a court also asks whether the use was exploitative, in
    that others usually pay to engage in similar conduct. For example, in Bouchat IV, we
    noted that it was “customary for NFL teams to license their copyrighted logos for use in
    any number of commercial products,” and that the defendant failed to pay that customary
    11
    price when it used a copyrighted logo in its team highlight 
    reels. 619 F.3d at 311
    .
    Because the highlight reels did not transform the logo, we had “no hesitation in
    concluding that the commercial nature of the use weigh[ed] against a finding of fair use.”
    
    Id. This case
    is similar. When a commercial enterprise seeks to illustrate its website,
    it is customary to buy licenses for use of appropriate stock imagery. See 
    Johnson, supra, at 1962
    −72 (describing stock photography market). Brammer sold such licenses for
    stock use of his photos. Violent Hues never bought one of these licenses, and its stock
    use of the Photo was not transformative. Given that Violent Hues is a commercial
    enterprise and a commercial market exists for stock imagery, its failure to pay the
    customary fee was exploitative and weighs against fair use.
    3.
    Although the secondary use’s non-transformative nature and commercial status
    weigh against a finding of fair use, Violent Hues nonetheless asserts that the first factor
    counts in its favor because it acted in good faith.
    When considering the character of a secondary use, the Supreme Court has
    approved weighing bad faith against a secondary user. Harper & 
    Row, 471 U.S. at 562
    −63 (rejecting fair use defense where defendant “knowingly exploited a purloined
    manuscript”). But this approach to bad faith does not necessarily lead to the conclusion
    that a showing of good faith weighs in favor of finding a secondary use was fair.
    As a basic matter, copyright infringement is a strict liability offense, in which a
    violation does not require a culpable state of mind. See CoStar Grp., Inc. v. LoopNet,
    12
    Inc., 
    373 F.3d 544
    , 549 (4th Cir. 2004). When an alleged infringer raises an affirmative
    defense, the baseline rule is that “[f]air use presupposes good faith and fair dealing.”
    Harper & 
    Row, 471 U.S. at 562
    (internal quotation marks omitted).
    Because good faith is thus presumed, most appellate courts, when considering a
    user’s mental state, have just asked whether the “bad faith subfactor weighs in plaintiffs’
    favor.” NXIVM Corp. v. Ross Inst., 
    364 F.3d 471
    , 479 (2d Cir. 2004) (emphasis added);
    see also 
    Campbell, 510 U.S. at 585
    n.18 (casting doubt on the relevance of good faith to
    the fair use inquiry); Oracle Am., Inc. v. Google LLC, 
    886 F.3d 1179
    , 1203 (Fed. Cir.
    2018) (“[W]hile bad faith may weigh against fair use, a copyist’s good faith cannot weigh
    in favor of fair use.”), petition for cert. filed, No. 18-956 (U.S. Jan. 24, 2019); 
    Monge, 688 F.3d at 1170
    (“[T]he innocent intent of the defendant constitutes no defense to
    liability.” (quoting 4 Melville B. Nimmer & David Nimmer, Nimmer on Copyright
    § 13.08[B][1] (Matthew Bender rev. ed. 2011))). Only the First Circuit has derived a
    good-faith rule from the bad-faith proposition presented in Harper & Row. See 
    Núñez, 235 F.3d at 23
    (finding newspaper’s print attribution of image to copyright holder as
    relevant to first fair use factor). We doubt the validity of such an extension.
    But “regardless of the weight one might place on the alleged infringer’s state of
    mind,” we see no reason to tip the scales in Violent Hues’ favor. 
    Campbell, 510 U.S. at 585
    n.18. Whatever relevance good faith has to the fair use inquiry, Violent Hues has not
    offered any evidence that it acted in good faith. At best, Violent Hues appears to have
    acted negligently. Violent Hues’ owner, Fernando Mico, stated that he believed the
    Photo was freely available. But contrary to Violent Hues’ suggestion, this does not end
    13
    the matter. For Mico did not explain why this belief was reasonable given that all
    contemporary photographs are presumptively under copyright, 17 U.S.C. § 302(a), and
    given his own acknowledgment that he downloaded the Photo from Flickr, which stated
    “© All rights reserved” in the Photo caption.
    We thus conclude that Violent Hues’ claim of good faith does nothing to aid its
    fair use defense. The district court clearly erred by finding otherwise. Because Violent
    Hues’ reproduction of the Photo was non-transformative and commercial, we must weigh
    the first factor against a finding of fair use.
    B.
    The second factor involves the “nature of the copyrighted work” and requires a
    court to determine the level of protection the Photo merits. 17 U.S.C. § 107(2). In doing
    so, a court assesses “the ‘thickness’ or ‘thinness’ of [the author’s] exclusive rights” and
    asks “whether or not the [work] had been published at the time of [secondary] use.”
    Swatch Grp. Mgmt. Servs. Ltd. v. Bloomberg L.P., 
    756 F.3d 73
    , 87 (2d Cir. 2014).
    Because “some works are closer to the core of intended copyright protections than
    others,” and so have thicker rights, this factor teaches that “fair use is more difficult to
    establish” when such works are copied. 
    Campbell, 510 U.S. at 586
    .
    We first consider the thickness of Brammer’s rights.        When determining the
    thickness of a photograph’s copyright, a court weighs the “range of creative choices
    available in selecting and arranging the photo’s elements,” examining aspects like
    “lighting, camera angle, depth of field, and selection of foreground and background
    elements.” Rentmeester v. Nike, Inc., 
    883 F.3d 1111
    , 1120–21 (9th Cir. 2018). The
    14
    ultimate task is to separate the “facts or ideas set forth in a work,” which are not
    protected, from the “author’s manner of expressing those facts and ideas,” which is
    protected. Google 
    Books, 804 F.3d at 220
    .
    As a basic matter, photographs are “generally viewed as creative, aesthetic
    expressions of a scene or image” and have long received thick copyright protection.
    
    Monge, 688 F.3d at 1177
    . This is so even though photographs capture images of reality.
    See 
    id. (“Simply because
    a photo documents an event does not turn a pictorial
    representation into a factual recitation . . . . Photos that we now regard as iconic often
    document an event — whether the flight of the Wright Brothers’ airplane, the sailor’s
    kiss in Times Square on V–J Day, the first landing on the moon, or the fall of the Berlin
    Wall.”).
    In taking the photograph at issue here, Brammer made many creative choices. He
    alleges that he set up at a “private, rooftop location” and “experimented with numerous
    shutter speed and aperture combinations.” The resulting Photo is a stylized image, with
    vivid colors and a bird’s-eye view. Notably, the vehicle traffic appears as streaks of light.
    The Photo’s subject may be a real-world location, but that location does not, in reality,
    appear as shown.      This creativity entitles the Photo to thick copyright protection.
    Although Brammer could not prevent others from taking night-time photographs of
    Adams Morgan, he surely can assert his rights in his own expression of that scene.
    In evaluating the nature of the copyrighted work, courts also consider, where
    relevant, its publication status. If “a work is unpublished,” that is “a critical element of
    its ‘nature.’”   Harper & 
    Row, 471 U.S. at 564
    .          Put differently, when a work is
    15
    unpublished, the “scope of fair use is narrower” because the author has the “right to
    control the first public appearance of his expression.” 
    Id. Violent Hues
    asks us to derive
    a corollary principle from the Harper & Row rule: that the fact that Brammer published
    the Photo must necessarily weigh in favor of fair use. We reject this argument.
    The Supreme Court has never suggested that publication status is relevant to all
    invocations of fair use. Indeed, subsequent to Harper & Row, the Court considered
    whether a parody of the song, “Oh, Pretty Woman,” was fair, but made no reference to
    the fact that the song had been published thirty years earlier when assessing its nature.
    See 
    Campbell, 510 U.S. at 571
    –72, 586. Similarly, we believe the published status of the
    Photo has no relevance here. We also note that Harper & Row involved a literary work,
    in which the “right of first publication” is particularly significant because such works,
    unlike photographs or melodies, are often considered only once. See Harper & 
    Row, 471 U.S. at 564
    (suggesting that “even substantial quotations might qualify as fair use in a
    review of a published work or a news account of a speech that had been delivered to the
    public or disseminated to the press”). In short, context matters. Whatever the wisdom of
    extending the Harper & Row rule in the realm of literary works, the considerations differ
    in the area of photography, as “visual works are created, and sold or licensed, usually for
    repetitive viewing.” 
    Ringgold, 126 F.3d at 79
    .
    Because Brammer’s Photo merits thick protection and because we find the Photo’s
    published status has no effect here, the second factor also weighs against fair use.
    16
    C.
    The third factor addresses the “amount and substantiality of the portion used.”
    17 U.S.C. § 107(3). The key question is “whether ‘no more was taken than necessary’”
    to accomplish the secondary user’s purpose.          
    HathiTrust, 755 F.3d at 98
    (quoting
    
    Campbell, 510 U.S. at 589
    ). “The extent of permissible copying varies with the purpose
    and character of the use.” 
    Sundeman, 142 F.3d at 205
    –06 (internal quotation marks and
    alteration omitted). Even a substantial taking “can constitute fair use if justified.” TCA
    Television Corp. v. McCollum, 
    839 F.3d 168
    , 185 (2d Cir. 2016). But “[u]nless the use is
    transformative, the use of a copyrighted work in its entirety will normally weigh against a
    finding of fair use.” Bouchat 
    IV, 619 F.3d at 311
    .
    Here, Violent Hues used roughly half of the Photo. Moreover, Violent Hues
    merely removed the negative space and kept the most expressive features, which
    constituted the “heart of the work.” 
    Sundeman, 142 F.3d at 205
    . Given that Violent
    Hues’ use was non-transformative, this considerable taking was not justified. See Google
    
    Books, 804 F.3d at 215
    (“A secondary author is not necessarily at liberty to make
    wholesale takings of the original author’s expression merely because of how well the
    original author’s expression would convey the secondary author’s different message.”).
    Violent Hues could just as easily have accomplished its goal of depicting Adams Morgan
    by taking its own photograph or finding an image under free license. The third factor
    thus weighs against fair use.
    17
    D.
    The fourth and final statutory factor contemplates “the effect of the use upon the
    potential market for or value of the copyrighted work.” 17 U.S.C. § 107(4). This factor
    requires us to consider “not only the extent of market harm caused by the particular
    actions of the alleged infringer, but also whether unrestricted and widespread conduct of
    the sort engaged in by the defendant would result in a substantially adverse impact on the
    potential market for the original.” 
    Campbell, 510 U.S. at 590
    (internal quotation marks
    and alterations omitted); accord Bouchat 
    IV, 619 F.3d at 312
    (“[O]ne need only show that
    if the challenged use should become widespread, it would adversely affect the potential
    market for the copyrighted work.” (quoting Harper & 
    Row, 471 U.S. at 568
    )). A
    “common sense” presumption of cognizable market harm exists when a commercial use
    is not transformative but instead “amounts to mere duplication of the entirety of an
    original.” 
    Campbell, 510 U.S. at 591
    .
    That presumption applies here. Violent Hues made commercial use of the Photo
    and duplicated the heart of the work by copying the Photo’s most expressive features.
    Brammer thus need not demonstrate that the licensing market for his Photo would be
    depressed should Violent Hues’ behavior become widespread.           Even so, Brammer
    introduced evidence showing that he has, on two occasions, licensed this specific Photo
    for online use. In one instance, a real estate company paid Brammer a $1,250 fee to use
    the Photo as a stock image to represent Adams Morgan on its website — a similar use to
    that of Violent Hues. If the real estate company had acted as Violent Hues did, Brammer
    would not have received that fee. Indeed, if Violent Hues’ behavior became common and
    18
    acceptable, the licensing market for Brammer’s work specifically, and professional
    photography more broadly, might well be dampened.
    Violent Hues asks that we affirm the district court’s conclusion that Brammer did
    not show market harm because he made two sales of the Photo after Violent Hues’ use
    began. That cannot be correct. If the mere fact of subsequent sales served to defeat a
    claim of market harm, then commercially successful works could hardly ever satisfy this
    factor. Like the others, the fourth factor weighs against fair use.
    E.
    After examining the four factors, we conclude that none weighs in favor of Violent
    Hues. Considering these factors together, it is clear that the copying here fails the
    “ultimate test” of fair use: Violent Hues’ online display of Brammer’s Photo does not
    serve the interest of copyright law. 
    Cariou, 714 F.3d at 705
    .
    “[C]opyright law embodies a recognition that creative intellectual activity is vital
    to the well-being of society,” and fair use exists to “stimulate creativity and authorship”
    of derivative but new works. Pierre N. Leval, Toward a Fair Use Standard, 103 Harv. L.
    Rev. 1105, 1109 (1990). Violent Hues’ “informational” use of the Photo as a stock
    image does not further this intellectual objective because Violent Hues said nothing new
    through this use. Instead, allowance of Violent Hues’ defense would frustrate copyright’s
    central goal. If the ordinary commercial use of stock photography constituted fair use,
    professional photographers would have little financial incentive to produce their work.
    We reach our conclusion with the recognition that the Internet has made copying
    as easy as a few clicks of a button and that much of this copying serves copyright’s
    19
    objectives. Many social media platforms like Twitter, Facebook, and Instagram are
    specifically designed for the participatory “sharing” — or copying — of content. We
    express no opinion as to whether such sharing constitutes fair use. We note, however,
    that Violent Hues’ use is not of this kind.
    Violent Hues did not comment on the Photo, promote the Photo, “remix” the
    Photo, or otherwise engage with the Photo in a way that might stimulate new insights.
    See H. Brian Holland, Social Semiotics in the Fair Use Analysis, 24 Harv. J.L. & Tech.
    335, 390–91 (2011).      What Violent Hues did was publish a tourism guide for a
    commercial event and include the Photo to make the end product more visually
    interesting. Such a use would not constitute fair use when done in print, and it does not
    constitute fair use on the Internet. Violent Hues’ affirmative defense thus fails as a
    matter of law.
    III.
    For the foregoing reasons, we reverse the judgment of the district court and
    remand the case for further proceedings consistent with this opinion.
    REVERSED AND REMANDED
    20
    APPENDICES
    Appendix A
    21
    Appendix B
    22
    

Document Info

Docket Number: 18-1763

Citation Numbers: 922 F.3d 255

Filed Date: 4/26/2019

Precedential Status: Precedential

Modified Date: 1/12/2023

Authorities (18)

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Patrick Cariou v. Richard Prince , 714 F.3d 694 ( 2013 )

Faith Ringgold v. Black Entertainment Television, Inc., ... , 126 F.3d 70 ( 1997 )

Frederick Bouchat v. Baltimore Ravens Limited Partnership , 737 F.3d 932 ( 2013 )

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Bouchat v. Baltimore Ravens Ltd. Partnership , 619 F.3d 301 ( 2010 )

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Harper & Row, Publishers, Inc. v. Nation Enterprises , 105 S. Ct. 2218 ( 1985 )

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