Randall Brickey v. Robb Hall , 828 F.3d 298 ( 2016 )


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  •                                 PUBLISHED
    UNITED STATES COURT OF APPEALS
    FOR THE FOURTH CIRCUIT
    No. 14-1910
    RANDALL E. BRICKEY,
    Plaintiff - Appellee,
    v.
    ROBB HALL,
    Defendant – Appellant,
    and
    DICKIE DYE; T. MICHAEL TAYLOR; ERIK C. PUCKETT;            NEIL
    JOHNSON; C. TODD YOUNG; TOM HOLLY; VINCENT MAIDEN,
    Defendants.
    Appeal from the United States District Court for the Western
    District of Virginia, at Abingdon.      Glen E. Conrad, Chief
    District Judge. (1:13−cv−00073−GEC−PMS)
    Argued:   December 10, 2015                  Decided:   July 8, 2016
    Before DUNCAN, KEENAN, and DIAZ, Circuit Judges.
    Reversed and remanded by published opinion.     Judge Diaz wrote
    the opinion, in which Judge Duncan and Judge Keenan joined.
    ARGUED: Jeremy E. Carroll, GLENN, FELDMANN, DARBY & GOODLATTE,
    Roanoke,   Virginia,  for   Appellant.     Edward   Kyle  McNew,
    MICHIEHAMLETT PLLC, Charlottesville, Virginia, for Appellee. ON
    BRIEF: Andrea Kay Hopkins, GLENN, FELDMANN, DARBY & GOODLATTE,
    Roanoke, Virginia, for Appellant.   Hilary K. Johnson, Abingdon,
    Virginia, for Appellee.
    2
    DIAZ, Circuit Judge:
    Police officer Randall Brickey was fired for comments he
    made as a candidate for town council that were critical of his
    employer, the Saltville Police Department, and its Police Chief,
    Rob    Hall.      Brickey       filed     suit      under    42   U.S.C.   § 1983     for
    retaliatory discharge in violation of the First Amendment.                           The
    district       court     denied      Hall     qualified       immunity,      and    this
    interlocutory appeal followed.                Because it was debatable at the
    time   of   Brickey’s         dismissal      that    his    speech     interests    as    a
    citizen outweighed Hall’s interests as a public employer, we
    conclude    that       Hall    is   entitled        to    qualified    immunity.         We
    therefore reverse.
    I.
    A.
    Brickey was an officer with the Saltville Police Department
    from December 1, 2006, to May 21, 2012, the day his employment
    was terminated.          Hall became Police Chief in July 2011, taking
    over a department struggling with well-publicized problems of
    financial mismanagement, officer misconduct, and a general lack
    of professionalism.             In an effort to improve the department’s
    operations      and    public       image,    Hall       instituted    several     policy
    changes,    including         increased      foot     patrols,     a   stricter    dress
    code, and new payroll procedures.
    3
    In early 2012, Brickey decided to run for Saltville Town
    Council.     He discussed the plan with Hall, who indicated that
    the   campaign   would    not   cause   employment    problems   so   long    as
    Brickey did not campaign in uniform or disparage the department
    in contravention of departmental policy.
    During the campaign, two local newspapers posed questions
    to    the   candidates,    inviting     them   to    submit   responses      for
    publication.     One paper provided this prompt: “Motivation for
    seeking office/why should the voters choose you?”                 J.A. 337.
    After identifying himself as a member of the Saltville Police
    Department with twenty-three years of experience as a police
    officer, Brickey responded in relevant part as follows:
    I teach the D.A.R.E. [i.e., Drug Abuse Resistance
    Education]     Program   at    Saltville     Elementary
    School. . . . I went in to talk to Chief (Rob) Hall
    about   ordering   the  supplies   for   the   D.A.R.E.
    graduation.   I was told there was no money to place
    the order.   After checking with the accounts payable
    clerk to see where the $500 in the police department
    budget had been spent, I was shown several invoices
    that were charged to the D.A.R.E. account. The items
    on the invoices had nothing to do with the D.A.R.E.
    program. I also found, from looking at a copy of the
    budget that I obtained from the town, that the town
    receives $225,000 in highway maintenance funds from
    the state. Only $3,000 is approved in the budget for
    paving.   Seeing this, along with the other misuse of
    taxpayers’ money, shows me that we have a very poor
    management at the council level and there needs to be
    a change.
    
    Id. 4 Next,
    in response to a question about the town’s “greatest
    needs,” Brickey noted road paving, improved management of the
    town pool, and the following changes to the Saltville Police
    Department:     “The    town      police       department       needs   to     be    more
    professional.     Officers need to do more foot patrols during the
    day shift and become more familiar with business owners.                              The
    police    department        needs      to        be     more      [aggressive]          on
    investigations and focus more on drug trafficking.”                     
    Id. Finally, Brickey
    responded to a question as to how to meet
    those needs.      He first noted that he had “been told by some
    business owners in town during [his] campaign for town council
    that they would like to see more foot patrols from the police
    department,     and    would   like   to       see    the     chief   during    daytime
    hours.”   
    Id. He went
    on to propose the addition of a full-time
    investigator, stating that the town had a serious drug problem
    and that he knew of “cases that need to be investigated by the
    police department.”         
    Id. Brickey’s statements
    were printed in
    late April 2012.
    About a week later, Hall informed Brickey that he believed
    Brickey’s statements violated departmental policy.                       The alleged
    violations of the Police Department Policy Manual included (1) a
    failure   to    “display       respect         for    [his]     superior     officers,
    subordinates,         and      associates”;            (2) “speak[ing]              rumors
    detrimental to the department or another employee”; (3) “us[ing]
    5
    or   attempt[ing]         to    use      [his]      official     position,      badge    or
    credentials       for     personal       or      financial      gain    or    advantage”;
    (4) “communicat[ing] . . . information                       concerning       operations,
    activities       or     matters     of      police     business,       the    release    of
    which . . . may have an adverse impact on the department image,
    operations,       or     administration”;             and     (5) “criticiz[ing]          or
    ridicul[ing] the Department, its policies, or other employees by
    speech . . .          [that]      undermines         the     effectiveness          of   the
    Department, interferes with the maintenance of discipline, or is
    made with reckless disregard for truth or falsity.”                             J.A. 352-
    55, 357-70.
    Hall    hired       Gary     Reynolds—an        out-of-state,         former    police
    chief—to investigate the allegations and to determine whether
    Brickey     in    fact     violated         departmental        policies.         Reynolds
    interviewed      Hall,     Brickey,       Assistant         Chief   Erik     Puckett,    the
    Saltville    town       auditor,      and     the    other     five    officers     in   the
    police department.             In speaking with Reynolds, Brickey withdrew
    or attempted to clarify some of his statements.                         Asked about his
    comments on the professionalism of the department, Brickey said,
    “It’s not that I meant they are unprofessional, we just need to
    be on patrol more.”            J.A. 373.         Regarding the D.A.R.E. comments,
    Brickey admitted that the $500 was in fact accounted for in a
    different line item of the budget.                    J.A. 384.        He also conceded
    that he “should have said mismanagement of funds versus misuse
    6
    of funds.”        J.A. 387.    Brickey insisted that his “statements
    regarding the DARE account were not about Chief Hall, they were
    about the [town] council members.”           J.A. 383.
    According to Reynolds’s investigation, Brickey’s statements
    caused     concern   within    the   Saltville      government      and    police
    department.       A town auditor interpreted Brickey’s statements as
    alleging that Chief Hall was misusing funds.                 J.A. 381.         This
    “upset” the auditor, who, after looking into the matter, “found
    no misuse of taxpayer money by Chief Hall.”               
    Id. Some police
    officers    believed   that    the   comments    reflected    poorly      on   the
    department, though at least two officers told Reynolds that they
    had not read Brickey’s comments.           J.A. 381-83, 386.
    In Reynolds’s final estimation, Brickey’s statements to the
    newspapers violated departmental policies.            J.A. 387.       According
    to    Reynolds,    Brickey’s   statements     regarding   the    “misuse”         of
    D.A.R.E. funds “clearly ‘bad mouthed’ the Police Department and
    especially the Police Chief, and thus were harmful to the public
    trust of Chief Hall as well as his integrity.”                
    Id. Moreover, Reynolds
    faulted Brickey for failing to investigate properly or
    verify his allegations that police funds were being misused.
    J.A. 388.     Specifically, Reynolds found that Brickey overlooked
    the fact that the D.A.R.E. budget line item also included funds
    for    “Community    Relations,”     and     that   the   invoices        Brickey
    observed were for legitimate community-relations expenses.                  
    Id. 7 After
       notifying        Brickey      of      the     results     of    the
    investigation, Hall held a meeting with Brickey, Reynolds, and
    Puckett in which Brickey was given an opportunity to respond to
    the allegations and the findings of the report.                         On May 21,
    2012, Hall terminated Brickey’s employment.                 Brickey pursued the
    department’s grievance procedures to no avail.
    B.
    Brickey filed suit under § 1983, naming as defendants Hall
    and a number of other individuals who played a role in his
    dismissal.      In    addition    to   his    First    Amendment    retaliatory-
    discharge      claim,      Brickey     also        asserted     procedural      and
    substantive     due-process      claims.      The     due-process    claims     were
    dismissed on a 12(b)(6) motion, as was a request for punitive
    damages.       The   retaliatory-discharge          claim     survived,   and   the
    defendants later moved for summary judgment, attacking the claim
    on    the   merits   and   also    asserting       qualified    immunity.       The
    district court granted the motion in part and denied it in part.
    Brickey v. Hall, No. 1:13-CV-00073, 
    2014 WL 4351602
    , at *9 (W.D.
    Va. Sept. 2, 2014).           Summary judgment was granted as to all
    defendants except Chief Hall—none of the other officials, the
    court held, had “caused” Brickey’s injury, as Hall was the lone
    decisionmaker.       
    Id. at *8.
    As to Hall, the district court denied qualified immunity.
    
    Id. The district
    court first held that, taking the record in
    8
    the light most favorable to Brickey, Hall violated Brickey’s
    First Amendment rights.       
    Id. at *4–7.
         Having found a violation,
    the district court determined that Brickey’s right not to be
    fired for his speech was clearly established at the time of his
    termination.     
    Id. at *7–8.
        Relying on Citizens United v. FEC,
    
    558 U.S. 310
    (2010), the court stated that political speech was
    clearly entitled to strong protection.              
    Id. at *8.
      And relying
    on Durham v. Jones, 
    737 F.3d 291
    (4th Cir. 2013), the court
    stated    that   public   employees’       speech   regarding    governmental
    misconduct warrants protection.        
    Id. This interlocutory
    appeal followed. 1
    II.
    We review de novo the denial of qualified immunity.                Altman
    v. City of High Point, 
    330 F.3d 194
    , 200 (4th Cir. 2003).
    Qualified     immunity     shields      government     officials    from
    personal liability when “their conduct does not violate clearly
    established . . . rights of which a reasonable person would have
    known.”    Smith v. Gilchrist, 
    749 F.3d 302
    , 307 (4th Cir. 2014)
    1 Although “interlocutory appeals are generally disallowed,
    ‘a district court’s denial of a claim of qualified immunity, to
    the extent that it turns on an issue of law, is [immediately
    appealable] notwithstanding the absence of a final judgment,’
    under the collateral-order doctrine.”   Iko v. Shreve, 
    535 F.3d 225
    , 234 (4th Cir. 2008) (quoting Mitchell v. Forsyth, 
    472 U.S. 511
    , 530 (1982)).
    9
    (quoting Stanton v. Sims, 
    134 S. Ct. 3
    , 4 (2013) (per curiam)).
    That is, qualified immunity protects government officials when
    they act in legal “gray areas.”                      
    Id. (quoting Occupy
    Columbia v.
    Haley, 
    738 F.3d 107
    , 118 (4th Cir. 2013)).                                   An official is
    entitled       to    qualified        immunity         unless    “(1) the        allegations
    underlying the claim, if true, substantiate [a] violation of a
    federal     statutory          or      constitutional           right;        and     (2) this
    violation      was       of   a     clearly      established          right    of     which     a
    reasonable      person        would      have    known.”         
    Id. at 308
       (quoting
    Ridpath v. Bd. of Governors Marshall Univ., 
    447 F.3d 292
    , 306
    (4th    Cir.    2006)).           While    a    case     directly       on    point    is     not
    required    for      a    court     to    conclude       that    the     law    was    clearly
    established,        “existing         precedent        must     have    placed       the . . .
    constitutional question beyond debate.”                          
    Id. (quoting Ashcroft
    v. al-Kidd, 
    563 U.S. 731
    , 741 (2011)).                               The burden of proof
    rests with the official asserting the defense.                           
    Durham, 737 F.3d at 299
    .
    Brickey alleges retaliatory discharge in violation of the
    First    Amendment.            On     appeal,        Hall     does     not    challenge       the
    district court’s holding that Brickey has properly alleged a
    constitutional           violation—the          first       qualified-immunity          prong.
    Instead, Hall contends that the right Brickey asserts was not
    clearly established in 2012 when Brickey was terminated.                                      Our
    review, therefore, is confined to the question of what law was
    10
    clearly    established—we      do   not    reach     the   merits     of   Brickey’s
    constitutional claim.
    A First Amendment retaliation claim poses three questions:
    (1) whether the public employee was speaking as a
    citizen upon a matter of public concern or as an
    employee   about  a   matter   of  personal   interest;
    (2) whether the employee’s interest in speaking upon
    the   matter   of   public   concern   outweighed   the
    government’s interest in providing effective and
    efficient services to the public; and (3) whether the
    employee’s speech was a substantial factor in the
    employee’s termination decision.
    McVey v. Stacy, 
    157 F.3d 271
    , 277-78 (4th Cir. 1998).                      The third
    question is not in dispute; Hall concedes that he terminated
    Brickey because of his speech.                 But Hall contends that the law
    was not clearly established on the first two questions.
    Because we hold that the law was not clearly established as
    to   the   second       question—the     balancing    of   the    employee’s      and
    employer’s       interests—Hall     is    entitled    to   qualified       immunity.
    Consequently, we need not reach the question of whether it was
    clearly established that Brickey spoke as a citizen on a matter
    of public concern.
    A.
    Under the Supreme Court’s decision in Pickering v. Board of
    Education, a court’s charge in a First Amendment retaliation
    case is “to arrive at a balance between the interests of the
    [employee], as a citizen, in commenting upon matters of public
    concern    and    the    interest   of    the     State,   as    an   employer,   in
    11
    promoting   the   efficiency   of   the   public   services   it   performs
    through its employees.”    
    391 U.S. 563
    , 568 (1968).          The public’s
    interest in hearing the employee’s speech also weighs in the
    balance: “A stronger showing of public interest in the speech
    requires a concomitantly stronger showing of government–employer
    interest to overcome it.”       
    McVey, 157 F.3d at 279
    (Murnaghan,
    J., concurring). 2
    “The Pickering balance requires full consideration of the
    government’s interest in the effective and efficient fulfillment
    of its responsibilities to the public.”            Connick v. Myers, 
    461 U.S. 138
    , 150 (1983).     Prior to Brickey’s termination, the test
    for striking the appropriate balance was clear:
    “[W]e must take into account the context of the
    employee’s speech” and “the extent to which it
    disrupts   the   operation    and   mission”   of  the
    institution. Factors relevant to this inquiry include
    whether a public employee’s speech (1) impaired the
    maintenance of discipline by supervisors; (2) impaired
    harmony among coworkers; (3) damaged close personal
    relationships; (4) impeded the performance of the
    public employee’s duties; (5) interfered with the
    operation of the institution; (6) undermined the
    mission of the institution; (7) was communicated to
    the public or to coworkers in private; (8) conflicted
    with the responsibilities of the employee within the
    institution; and (9) abused the authority and public
    accountability that the employee’s role entailed.
    2 At this point in his concurrence, Judge Murnaghan speaks
    for a majority of the McVey panel. 
    See 157 F.3d at 282
    (Michael,
    J., concurring in the lead opinion “except to the extent it is
    qualified by Judge Murnaghan’s separate opinion”).
    12
    
    Ridpath, 447 F.3d at 317
    (citation omitted) (quoting 
    McVey, 157 F.3d at 278
    ).              The employer need not prove actual disruption,
    “but       only     that    an        adverse       effect     was     ‘reasonably       to     be
    apprehended.’”             Maciarello v. Sumner, 
    973 F.2d 295
    , 300 (4th
    Cir. 1992) (quoting Jurgensen v. Fairfax Cty., 
    745 F.2d 868
    , 879
    (4th Cir. 1984)).
    It was clearly established in 2012 that police officials
    are entitled to impose more restrictions on speech than other
    public      employers        because         a    police     force    is    “‘paramilitary’—
    discipline        is   demanded,           and     freedom     must    be    correspondingly
    denied.”          
    Id. (quoting Jurgensen,
    745 F.2d at 880) (granting
    qualified         immunity       to    a     police     official      who    terminated        two
    officers       for     conducting            an     unauthorized       investigation          into
    alleged evidence tampering in the police force).                                   Because of
    this       heightened       need       for       discipline,    police       officials        have
    “greater      latitude . . .               in     dealing    with     dissension    in    their
    ranks.”       
    Id. The key
    comments in this case involve the allegedly missing
    D.A.R.E. funds. 3           As an initial matter, despite Brickey’s claim
    3
    We agree with the district court that it was clearly
    established that Brickey’s other comments were entitled to First
    Amendment protection.   Statements that the department “needs to
    be more professional,” “needs to be more [aggressive] on
    investigations,” or ought to hire an investigator do not raise a
    reasonable apprehension of disruption.   J.A. 337.   Not only do
    these statements offer modest criticism of the department and
    (Continued)
    13
    that    he    did    not    intend    to    impugn    his      chief,    Hall      could
    reasonably have read the comments—as some others in Saltville
    did—to accuse him of incompetence or even malfeasance.                            A town
    auditor, for example, read the comments to allege misuse on the
    Chief’s      part,   and    (according     to    declarations     given      by    Hall,
    Assistant Chief Puckett, and the town manager) some members of
    the police force and the public expressed concerns of police
    misconduct in the wake of the articles.                        See J.A. 93 (Hall:
    “Some residents also construed Brickey’s comments as accusing me
    and the department of corruption and misusing funds.”); J.A. 312
    (Puckett: “I was asked questions about the articles from members
    of the public who expressed concern that officers were engaging
    in misconduct.”); J.A. 316 (Town Manager: “Officers expressed
    their     belief     that    Brickey       had     accused     them     of   improper
    behavior . . . .”); 
    id. (“Many people
    who commented about the
    articles expressed concern that someone was stealing money from
    the Town.”).
    The clearly established principles outlined above did not
    put the outcome of the Pickering balancing in this case “beyond
    debate.”       The    context   and    the       extent   of   disruption       of   the
    D.A.R.E. comments weighed on both sides of the scale.                             First,
    its chief, but they also touch on weaknesses of the department
    that were already well known in Saltville.
    14
    Brickey spoke as a political candidate in a public forum.                            In
    general terms, speaking as a political candidate weighs in favor
    of speech.       At the same time, however, the public nature of
    Brickey’s     comments    increased     their      capacity       for    disruption.
    Second, Brickey’s speech criticized a superior officer.                          As our
    cases reflect, discipline and respect for superior officers are
    critical in a police force.            Because speech accusing a superior
    officer of incompetence or malfeasance goes to the heart of the
    superior’s authority, Hall could reasonably have believed that
    Brickey’s comments would undermine his authority in the eyes of
    the public and within the police department.                    See J.A. 316 (Town
    Manager stating that “[b]ased on my observations of officers in
    the Police Department, Brickey’s comments hampered morale and
    discipline in the department”).              Such a concern is amplified in
    the   close   working     conditions    of    a   small    police       force,    where
    “mutual confidence and co-operation are essential.”                        Cooper v.
    Johnson, 
    590 F.2d 559
    , 562 (4th Cir. 1979).                     Furthermore, Hall
    was   working    to   restore      credibility     to     the    department.         He
    reasonably could have believed that Brickey’s comments would set
    back his efforts and increase public distrust in him and the
    department      as    a   whole.       Finally,      Reynolds       conducted        an
    independent investigation of Brickey’s statements and concluded
    that they “were harmful to the public trust of Chief Hall as
    15
    well as his integrity.”             J.A. 387.          Such a finding supports the
    conclusion that Hall reasonably apprehended disruption.
    In sum, the parties have not directed us to any case that
    would have clearly warned Hall that terminating Brickey for his
    comments    about        the    D.A.R.E.     funds       would     violate       his    First
    Amendment rights.              On the contrary, our case law had stressed
    the broad discretion granted police officials to limit speech
    when discipline is at stake.               As a result, we cannot say that it
    was beyond debate that Brickey’s interests outweighed Hall’s.
    B.
    Brickey’s        counter-arguments         are    unpersuasive.            He    relies
    principally       on   Citizens     United       v.    FEC,    
    558 U.S. 310
       (2010),
    which    held     that    the     government          may   not    prohibit        corporate
    expenditures to support or criticize political candidates.                                 In
    Brickey’s       view,     “[n]othing       could        have       been     more      clearly
    established in May 2012 than the sanctity of political speech.”
    Appellee’s Br. at 28.               However, such a broadly framed right
    could not have answered the question facing Hall: when does a
    police chief’s need to maintain discipline and harmony permit
    him to infringe on an officer’s right to make public statements
    as a political candidate insinuating wrongdoing by a superior
    officer?     See 
    al-Kidd, 563 U.S. at 742
    (stating that courts may
    not     “define    clearly        established         law     at     a    high     level   of
    generality”).
    16
    While a case directly on point is not required to clearly
    establish the answer to this question, Citizens United addresses
    only one side of the Pickering scale, and it does so on very
    different facts.             Cases more closely on point have not treated
    political speech as inviolate in the public-employment context.
    See, e.g., Bland v. Roberts, 
    730 F.3d 368
    , 391 (4th Cir. 2013)
    (holding     that       it    was    clearly           established     in     2009    that   “a
    reasonable       sheriff       could    have       believed      he    had    the    right   to
    choose     not    to     reappoint         his         sworn   deputies       for    political
    reasons, including speech indicating the deputies’ support for
    the   Sheriff’s          political           opponent”);        see     also        Waters   v.
    Churchill, 
    511 U.S. 661
    , 672 (1994) (plurality opinion) (“Even
    something    as     close       to     the    core       of    the    First    Amendment     as
    participation       in        political       campaigns         may    be     prohibited     to
    government employees.”).
    Brickey next contends that Hall has nothing on his side of
    the Pickering scale but “rank speculation,” and he likens the
    anticipated disruption here to that in Smith v. Gilchrist and
    Durham v. Jones.              Appellee’s Br. at 31-32. 4                    We have already
    explained        that        Hall    had      a        “reasonable      apprehension”        of
    4Both Smith and Durham were published after May 21, 2012
    (the date of Brickey’s termination), but they held that certain
    rights were clearly established prior to that date.    While the
    cases could not have assisted Hall, we are nevertheless bound by
    their holdings.
    17
    disruption, 5     and    we    now   explain      why    Smith      and    Durham       are
    distinguishable.
    In Smith, an assistant district attorney (“ADA”) running
    for    public     office      gave   a    televised     interview         in    which   he
    criticized a local defensive-driving 
    program. 749 F.3d at 305
    .
    Because completion of the program allowed ticketed drivers to
    receive       a   “prayer      for   judgment       continued,”        the       district
    attorney’s office (the “government”) benefitted from the program
    by a substantially reduced caseload.                    
    Id. When the
    district
    attorney       terminated      the       ADA’s   employment         soon       after    the
    interview, the ADA brought a First Amendment retaliation suit.
    
    Id. at 306.
    In the district court, the government conceded that the ADA
    “had       forecasted    evidence        sufficient     to    establish         that    his
    interest in speaking outweighed the government’s.”                         
    Id. at 309.
    Nevertheless,      the     government      argued     that    the    outcome      of    the
    balancing test was not clearly established in the ADA’s favor,
    as the district attorney reasonably could have apprehended that
    the ADA’s criticism of the defensive-driving program would harm
    5
    Brickey also contends that Hall effectively conceded a
    lack   of   disruption  by   hiring   Reynolds   to conduct   an
    investigation.   We disagree.   Hiring an impartial investigator
    in this circumstance, where Hall felt personally aggrieved, more
    clearly reflects prudence than a lack of evidence.
    18
    the district attorney’s office by increasing its workload.                          
    Id. at 307.
    We rejected the government’s argument, relying largely on
    its prior      concession     that    “[t]here       are   no   relevant    facts    to
    challenge [the] finding that [the ADA’s] interest in speaking
    outweighed the government’s interest in providing effective and
    efficient services to the public,” but also further noting that
    the government lacked “any evidence that [it] had any reason to
    believe that [the ADA’s] interview would negatively affect the
    efficiency or effectiveness of the DA’s office.”                     
    Id. at 309–10.
    Here,   Hall    has    not    conceded       the     outcome    of    the   Pickering
    balancing      test,   and    we     have        found   that   Hall,   unlike      the
    government     in   Smith,     had    reason        to   believe     that   Brickey’s
    comments would cause disruption.
    In Durham, the right at issue was of public employees to
    speak out on “serious governmental misconduct,” specifically, a
    police officer’s right to accuse “high-ranking law enforcement
    officials . . . of falsifying law enforcement reports and . . .
    authorizing aggressive threats against a member of their own
    agency if he persisted in his opposition to such a 
    practice.” 737 F.3d at 303
    .         Although the employer “paid lip service to
    ostensible      damage   to     office       morale,       relationships      between
    colleagues, and the function of the office generally,” we found
    that the employer “was unable to articulate any way in which the
    19
    office would have been different or was actually different due
    to [the employee’s] 
    statements.” 737 F.3d at 302
    .           Indeed, the
    employer ultimately conceded that he had no reason to think that
    the employee’s speech would prevent the police department from
    carrying out its mission.           
    Id. We held
    that the employer’s weak
    evidence of disruption could not outweigh the importance of the
    employee’s speech.            
    Id. (“Serious, to
    say nothing of corrupt,
    law enforcement misconduct is a substantial concern that must be
    met with a similarly substantial disruption in the calibration
    of the controlling balancing test.”).
    Durham      is     not   controlling      for    at    least   four       reasons.
    First,    and    most    importantly,     Hall    has      not   merely    “paid   lip
    service” to potential disruption to his police force, as we have
    already explained.            Unlike the employer in Durham, Hall could
    reasonably      have    apprehended     that    the   D.A.R.E.      comments      would
    undermine his authority.
    Second, Brickey’s speech did not clearly allege misconduct
    of the same magnitude as that alleged in Durham.                           While the
    possibility that $500 of public funds had been mislaid or even
    misused    may    well    have   been     significant       to   the   citizens     of
    Saltville, Hall could reasonably have believed that it was not
    the kind of “serious governmental misconduct” that our case law
    had protected.           Durham involved clear accusations that high-
    ranking    police       officials     were     forcing      officers      to    falsify
    20
    reports of incidents involving the officers’ use of force.                        
    Id. at 296.
        Such a core abuse of the mission of a police department
    is   reasonably    distinguishable             from     vague      allegations     of
    mismanagement and even misuse of funds. 6
    Third,    Brickey    claimed       during    the   Reynolds     investigation
    that he never intended to accuse Hall of any wrongdoing.                          The
    employee in Durham, by contrast, made unmistakable allegations
    of misconduct with the intention of exposing the wrongdoing and
    alerting the public.            Knowing that Brickey did not intend to
    expose    misconduct,     Hall    could    reasonably       have    believed     that
    Brickey’s speech did not deserve the same protection as that of
    a whistleblower.
    Fourth,    Hall     knew    from    the     Reynolds   investigation        that
    Brickey’s     statements        about     the     misuse     of     funds   proved
    misleading.     As Brickey admitted, the D.A.R.E. funds were not
    6 In holding that it was clearly established that the First
    Amendment   protects   allegations   of   “serious  governmental
    misconduct,” Durham relies on Robinson v. Balog, 
    160 F.3d 183
    (4th Cir. 1998). In Balog, which was available to Hall, public-
    works employees suffered retaliation for their allegations that
    a contributor to the mayor’s reelection campaign was illegally
    rewarded with a contract to repair a landfill leachate pond and
    subsequently failed to make the needed repairs. 
    Id. at 184–85.
    That these allegations of blatant, large-scale corruption
    endangering public health were protected, see 
    id. at 185,
    did
    not clearly establish protection for Brickey’s statements.
    Moreover, as in Smith and Durham, we based our decision to deny
    qualified immunity in large part on “the lack of evidence
    supporting the [government’s] interest in disciplining [the
    employees] for their speech.” 
    Id. at 189.
    21
    missing, and there were no improper charges to the account. 7                           The
    employee        in    Durham    did   not   make       such    a   concession      to   the
    employer before his termination.                    Hall could reasonably have
    believed    that       the     inaccuracy   of     Brickey’s       statements      reduced
    their     value      and     increased    his    own    interests     in     suppressing
    future statements of the same kind.                    See Hustler Magazine, Inc.
    v. Falwell, 
    485 U.S. 46
    , 52 (1988) (“False statements of fact
    are   particularly           valueless;     they    interfere       with     the    truth-
    seeking function of the marketplace of ideas, and they cause
    damage     to    an    individual’s       reputation      that      cannot    easily     be
    repaired by counterspeech, however persuasive or effective.”);
    Piver v. Pender Cty. Bd. of Educ., 
    835 F.2d 1076
    , 1081 (4th Cir.
    1987)     (noting      an    employer’s     need    for       “protection    from    false
    7After oral argument, Brickey submitted a letter bringing
    to our attention the Supreme Court’s recent decision in
    Heffernan v. City of Paterson, 
    136 S. Ct. 1412
    (2016). See Fed.
    R. App. P. 28(j). In Heffernan, “a government official demoted
    an employee because the official believed, but incorrectly
    believed, that the employee had supported a particular candidate
    for 
    mayor.” 136 S. Ct. at 1416
    .    The Court held that even
    though the employee had not supported the candidate—and
    therefore had not engaged in a constitutionally protected
    activity—he nevertheless was entitled to bring a First Amendment
    retaliation claim because “the government’s reason for demoting
    [an employee] is what counts.”     
    Id. at 1418.
        According to
    Brickey, Heffernan establishes the broad rule that “a mistake of
    fact does not defeat a First Amendment retaliation claim,” even
    when an employee makes factually inaccurate claims regarding his
    employer. See Appellee’s 28(j) Letter. Heffernan lends Brickey
    no support. Not only does the case assume without deciding the
    merits of the First Amendment claim, see 
    id. at 1419,
    but more
    to the point, it simply does not address the issue of factually
    inaccurate employee speech.
    22
    accusations   that   may   prove   difficult   to    counter   given   the
    employee’s supposed access to inside information”).
    III.
    We hold that it was not clearly established on the date of
    Brickey’s termination that his speech interests as a citizen
    outweighed Hall’s interests as an employer.            Hall is therefore
    entitled to qualified immunity.           Accordingly, we reverse the
    district court’s denial of summary judgment and remand for entry
    of an order consistent with this opinion.
    REVERSED AND REMANDED
    23
    

Document Info

Docket Number: 14-1910

Citation Numbers: 828 F.3d 298

Filed Date: 7/8/2016

Precedential Status: Precedential

Modified Date: 1/12/2023

Authorities (16)

Jeanne Robinson David J. Marc v. George G. Balog Robert ... , 160 F.3d 183 ( 1998 )

David E. Cooper v. Ralph M. Johnson, Jr. , 590 F.2d 559 ( 1979 )

edwin-g-piver-v-pender-county-board-of-education-billy-o-rivenbark , 835 F.2d 1076 ( 1987 )

ann-altman-robert-altman-kimberly-larsen-wendy-frye-gilbert , 330 F.3d 194 ( 2003 )

Iko v. Shreve , 535 F.3d 225 ( 2008 )

robert-p-maciariello-arnold-rowell-v-wb-sumner-chief-of-police-in-his , 973 F.2d 295 ( 1992 )

Heffernan v. City of Paterson , 136 S. Ct. 1412 ( 2016 )

b-david-ridpath-v-board-of-governors-marshall-university-dan-angel-f , 447 F.3d 292 ( 2006 )

robert-e-jurgensen-v-fairfax-county-virginia-carroll-d-buracker-chief , 745 F.2d 868 ( 1984 )

dixie-l-mcvey-v-kenneth-l-stacy-chairman-of-the-virginia-highlands , 157 F.3d 271 ( 1998 )

Pickering v. Board of Ed. of Township High School Dist. 205,... , 88 S. Ct. 1731 ( 1968 )

Hustler Magazine, Inc. v. Falwell , 108 S. Ct. 876 ( 1988 )

Citizens United v. Federal Election Commission , 130 S. Ct. 876 ( 2010 )

Ashcroft v. al-Kidd , 131 S. Ct. 2074 ( 2011 )

Stanton v. Sims , 134 S. Ct. 3 ( 2013 )

Connick Ex Rel. Parish of Orleans v. Myers , 103 S. Ct. 1684 ( 1983 )

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