United States v. Abdul Bangura ( 2019 )

UNPUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 18-4514
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v.
ABDUL KARIM BANGURA, a/k/a AJ,
Defendant - Appellant.
Appeal from the United States District Court for the Eastern District of Virginia, at
Alexandria. Anthony John Trenga, District Judge. (1:17-cr-00080-AJT-2)
Submitted: March 28, 2019 Decided: April 5, 2019
Before GREGORY, Chief Judge, and THACKER and HARRIS, Circuit Judges.
Affirmed by unpublished per curiam opinion.
Rebecca Sue Colaw, REBECCA S. COLAW, PC, Suffolk, Virginia, for Appellant. G.
Zachary Terwilliger, United States Attorney, Maureen C. Cain, Assistant United States
Attorney, Kyle P. Reynolds, Special Assistant United States Attorney, OFFICE OF THE
UNITED STATES ATTORNEY, Alexandria, Virginia, for Appellee.
Unpublished opinions are not binding precedent in this circuit.
PER CURIAM:
In June 2017, a federal grand jury returned a superseding indictment charging
Abdul Karim Bangura with four counts stemming from his sexual exploitation of a 15-
year-old girl: conspiracy to engage in sex trafficking of a minor, in violation of 18
U.S.C. § 1594(c) (2012) (Count 1); sex trafficking of a minor, in violation of 18 U.S.C.
§§ 1591(a)(1), (b)(2), (c) & 2 (2012) (Count 2); transportation of a minor with intent to
engage in prostitution, in violation of 18 U.S.C. § 2423(a) (2012) (Count 3); and
production of child pornography, in violation of 18 U.S.C. § 2251(a) (2012) (Count 4).
After jury selection on the day the trial was set to commence, Bangura entered a guilty
plea, without a plea agreement, to all four counts. Five weeks later, Bangura fired his
court-appointed attorney, and prison guards saw him engaging in bizarre behavior.
The district court granted counsel’s motion to withdraw and appointed new
counsel who filed a successful motion for a competency evaluation. After a months-long
evaluation at the Federal Medical Center in Devens, Massachusetts (“FMC Devens”), Dr.
Shawn E. Channell, a forensic psychologist, diagnosed Bangura with malingering and
antisocial personality disorder. Dr. Channell concluded that Bangura “deliberately
malingered symptoms of mental illness in order to manipulate the outcome of his legal
case.” (J.A. 345). 1 He further determined that Bangura was “not suffering from a mental
illness rendering him mentally incompetent to the extent he is unable to understand the
nature and consequences of the proceedings against him or to assist in his defense.” (J.A.
1
Citations to the “J.A.” refer to the joint appendix submitted by the parties.
2
345). Therefore, Dr. Channell concluded that Bangura was competent for purposes of the
legal proceedings.
The district court set the case for sentencing. Bangura then moved to withdraw his
guilty plea on the ground that he was not competent and hence could not have knowingly
and voluntarily pled guilty. Following a hearing, the district court denied the withdrawal
motion. The court subsequently sentenced Bangura to 186 months’ imprisonment, a
significant downward variance from his Sentencing Guidelines range of life in prison.
Bangura timely appealed.
On appeal, Bangura first argues that the district court erred in denying his motion
to withdraw his guilty plea. Second, he claims that he was denied effective assistance of
counsel. Finally, Bangura contends that the district court erred in applying a two-level
enhancement for obstruction of justice. For the reasons that follow, we affirm.
I.
Bangura asserts that the district court erred in denying his motion to withdraw his
guilty plea, arguing that, based on Bangura’s mental health history—which his first trial
counsel failed to investigate—his guilty plea was not knowing and voluntary. We review
for abuse of discretion the denial of a motion to withdraw a guilty plea. United States v.
Nicholson, 676 F.3d 376, 383 (4th Cir. 2012). To withdraw a guilty plea prior to
sentencing, a defendant must “show a fair and just reason for requesting the withdrawal.”
Fed. R. Crim. P. 11(d)(2)(B). “The defendant bears the burden of demonstrating that
withdrawal should be granted.” United States v. Thompson-Riviere, 561 F.3d 345, 348
(4th Cir. 2009) (alteration and internal quotation marks omitted).
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In deciding whether to grant a motion to withdraw a guilty plea, the district court
typically considers the following six factors announced in United States v. Moore, 931
F.2d 245 (4th Cir. 1991) (the “Moore factors”):
(1) whether the defendant has offered credible evidence that his plea was
not knowing or not voluntary; (2) whether the defendant has credibly
asserted his legal innocence; (3) whether there has been a delay between the
entering of the plea and the filing of the motion to withdraw the plea;
(4) whether the defendant had the close assistance of competent counsel;
(5) whether withdrawal will cause prejudice to the government; and
(6) whether it will inconvenience the court and waste judicial resources.
Nicholson, 676 F.3d at 388 (citing Moore, 931 F.2d at 248). Although the district court
did not discernibly step through all of the Moore factors, we conclude that it did not
abuse its discretion in determining that Bangura failed to establish grounds for
withdrawing his guilty plea.
With regard to the first Moore factor, we closely scrutinize the plea colloquy and,
if the Fed. R. Crim. P. 11 proceeding was adequate, attach a strong presumption that the
plea is final and binding. United States v. Lambey, 974 F.2d 1389, 1394 (4th Cir. 1992)
(en banc). Here, the district court substantially complied with Rule 11 in accepting
Bangura’s guilty plea, creating a strong presumption that his plea was final and binding.
Bangura challenges the adequacy of the district court’s inquiry into his
medications and mental health. Prior to accepting a defendant’s guilty plea, it is the
responsibility of the court to determine that the defendant is competent to enter the plea.
United States v. Damon, 191 F.3d 561, 564 (4th Cir. 1999). The standard for competence
to plead guilty “is the same as that for competence to stand trial: whether the defendant
‘has sufficient present ability to consult with his lawyer with a reasonable degree of
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rational understanding—and whether he has a rational as well as factual understanding of
the proceedings against him.’” United States v. Moussaoui, 591 F.3d 263, 291 (4th Cir.
2010) (quoting Dusky v. United States, 362 U.S. 402, 402 (1960) (per curiam)). Rule 11
requires the court to personally inform the defendant of, and ensure he understands, the
possible consequences of pleading guilty and the nature of the charges he is facing.
Damon, 191 F.3d at 564. Thus, when an answer given by the defendant during a plea
colloquy “raises questions about the defendant’s state of mind, the court must broaden its
inquiry to satisfy itself that the plea is being made knowingly and voluntarily.” Id. at
565.
Throughout the Rule 11 hearing, Bangura was cooperative and gave responsive
answers to the questions posed by the court. Bangura represented to the court that he
was not under the influence of any drug or medication that affected his ability to
understand the charges or the nature of the proceedings and that he was receiving care for
a mental health condition that did not affect his ability to understand the charges or the
nature of the proceedings. Bangura contends on appeal that the court should have further
pursued this issue by asking him to identify the mental condition for which he was
receiving treatment and whether there were medicines he was supposed to be taking and
whether he was properly medicated in jail.
As far as medications, Bangura had already informed the court that he was not
taking any drugs or medicine that affected his ability to understand the proceedings. The
court followed up Bangura’s affirmation that he was under medical care for a mental
health condition by asking Bangura whether that condition affected his ability to
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understand the proceedings, and Bangura answered that it did not. The court then asked
counsel if Bangura was competent to enter his plea, which counsel answered that he was.
No more was required of the court, and we conclude that Bangura has not offered
credible evidence that his plea was not knowing and voluntary.
With respect to the second Moore factor, to credibly assert legal innocence, a
defendant must “present evidence that (1) has the quality or power of inspiring belief, and
(2) tends to defeat the elements in the government’s prima facie case or to make out a
successful affirmative defense.” Thompson-Riviere, 561 F.3d at 353 (citations and
internal quotation marks omitted). In this case, there was overwhelming evidence of
Bangura’s guilt of all charges, including Bangura’s own Mirandized 2 confession and the
victim’s statement, which was corroborated by independent evidence such as text
messages and a video recording of sex acts Bangura engaged in with the victim. Bangura
argues that, in seeking to withdraw his guilty plea, his second attorney could not
determine whether a claim of legal innocence could be presented to the court because of
Bangura’s “mental infirmities.” However, Bangura’s competency evaluation indicated
that he was malingering the symptoms of mental illness. Bangura did not credibly assert
legal innocence.
Turning to the third Moore factor, delay, Bangura pled guilty on August 8, 2017,
but did not move to withdraw his guilty plea until May 7, 2018, nine months after
entering his plea. Bangura’s appellate counsel asserts that the delay was only 59 days,
2
Miranda v. Arizona, 384 U.S. 436 (1966).
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arguing that the time between the filing of the motion for a competency hearing and the
completion of the competency evaluation should be excluded. Because Bangura was
found to be malingering his symptoms of mental illness, we conclude that this time is not
excludable. In any event, we have found that delays of as little as six weeks—less time
than the delay conceded by Bangura in this case—are long enough to militate against the
granting of a defendant’s motion to withdraw. Moore, 931 F.2d at 248.
As to the fourth Moore factor, Bangura claims that he did not receive the close
assistance of competent counsel during the plea process.
[A] defendant seeking to establish that he is entitled to withdraw his plea
because he did not receive close assistance of counsel must demonstrate
that counsel performed deficiently and that, but for counsel’s errors, the
defendant would not have pled guilty and would instead have insisted on
proceeding to trial.
United States v. Faris, 388 F.3d 452, 459 (4th Cir. 2004).
At his Rule 11 hearing, Bangura expressed satisfaction, under oath, with the
services of the attorney who represented him through the guilty plea stage of the
proceedings. See Christian v. Ballard, 792 F.3d 427, 444 (4th Cir. 2015) (recognizing
that “solemn declarations in open court carry a strong presumption of verity” (alterations
and internal quotation marks omitted)). On appeal, Bangura contends that counsel
performed deficiently by failing to fully investigate his mental health history. However,
the record on appeal reveals no basis for counsel to question his client’s competency
through the guilty plea stage of the proceedings. Bangura also alleges counsel’s
performance was deficient because he failed to interview witnesses prior to the entry of
the guilty plea, but the only witness Bangura identifies is his mother. Although
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Bangura’s mother could have provided information about her son’s mental health,
Bangura’s conduct gave counsel no reason to question her about Bangura’s competency.
We conclude that Bangura failed to credibly assert that he was deprived close assistance
of competent counsel.
Finally, the fifth and sixth Moore factors also supported the denial of Bangura’s
motion to withdraw his guilty plea. Prejudice to the Government and a waste of judicial
resources are inherent in allowing the withdrawal of a guilty plea, see United States v.
Sparks, 67 F.3d 1145, 1154 n.5 (4th Cir. 1995) (noting that withdrawal of plea “almost
invariably” results in judicial waste and prejudice to Government), and are apparent here,
where Bangura waited until the day of trial to enter his guilty plea. Accordingly, we
conclude that the district court did not abuse its discretion in denying Bangura’s motion
to withdraw his guilty plea.
II.
Next, Bangura argues that both of his trial attorneys provided ineffective
assistance of counsel. He alleges both attorneys were ineffective for failing to fully
investigate his mental health history and that the attorney who was appointed after
Bangura pled guilty and represented him through sentencing was ineffective for failing to
(1) get a second opinion concerning the competency evaluation performed at FMC
Devens; and (2) cross-examine the forensic psychologist who prepared the report.
To succeed on a claim of ineffective assistance, Bangura must show that trial
counsel’s performance was constitutionally deficient and that such deficient performance
was prejudicial. Strickland v. Washington, 466 U.S. 668, 687 (1984). To satisfy the
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performance prong, Bangura must demonstrate that trial counsel’s performance fell
below an objective standard of reasonableness under prevailing professional norms. Id.
at 688. With regard to the prejudice prong, Bangura must demonstrate “that there is a
reasonable probability that, but for [trial] counsel’s unprofessional errors, the result of the
proceeding would have been different.” Id. at 694. “A reasonable probability is a
probability sufficient to undermine confidence in the outcome.” Id.
Claims of ineffective assistance generally are not cognizable on direct appeal.
United States v. Maynes, 880 F.3d 110, 113 n.1 (4th Cir. 2018). To allow for adequate
development of the record, a defendant must bring his ineffective assistance claims in a
28 U.S.C. § 2255 (2012) motion. United States v. King, 119 F.3d 290, 295 (4th Cir.
1997). An exception exists, however, where “the record conclusively shows ineffective
assistance.” Id.
We conclude that it does not conclusively appear on the face of the record that
Bangura was denied effective assistance of trial counsel. Accordingly, Bangura should
pursue these claims, if at all, in a § 2255 motion.
III.
Finally, Bangura challenges the district court’s application of an obstruction of
justice enhancement in calculating his Sentencing Guidelines range. “In assessing
whether a sentencing court has properly applied the Guidelines, we review factual
findings for clear error and legal conclusions de novo.” United States v. Thompson, 874
F.3d 412, 414 (4th Cir. 2017) (internal quotation marks omitted), cert. denied, 138 S. Ct.
1179 (2018); see United States v. Andrews, 808 F.3d 964, 970 (4th Cir. 2015) (applying
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clear error standard in reviewing district court’s imposition of obstruction of justice
enhancement). “Under the clearly erroneous standard, a district court’s determination
should be affirmed unless the [c]ourt is left with the definite and firm conviction that a
mistake has been committed.” Padilla v. Troxell, 850 F.3d 168, 174 (4th Cir. 2017)
(internal quotation marks omitted).
The Guidelines provide for a two-level enhancement:
If (1) the defendant willfully obstructed or impeded, or attempted to
obstruct or impede, the administration of justice with respect to the
investigation, prosecution, or sentencing of the instant offense of
conviction, and (2) the obstructive conduct related to . . . the defendant’s
offense of conviction and any relevant conduct.
U.S. Sentencing Guidelines Manual § 3C1.1 (2016). Here, the court applied the
enhancement on the ground that Bangura malingered symptoms of mental illness
throughout the sentencing phase of the proceedings.
Bangura argues that the enhancement was improper because it was his attorney,
rather than Bangura himself, who requested the competency hearing. But this argument
neglects to consider that counsel requested the competency evaluation only because of
Bangura’s behavior, and the forensic report following Bangura’s competency evaluation
determined that Bangura deliberately malingered his symptoms of mental illness to try to
manipulate the outcome of his case. On this record, we conclude that the district court
did not clearly err in applying the obstruction of justice enhancement. See United States
v. Wilbourn, 778 F.3d 682, 684 (7th Cir. 2015) (rejecting defendant’s argument that the
obstruction enhancement should not apply because counsel—not defendant—requested
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the evaluation; court found that if defendant had not lied to the psychologist, the
psychologist could have quickly determined that defendant was competent).
Bangura also contends that the obstruction of justice enhancement is not intended
to punish a defendant for exercising his constitutional right to a competency hearing.
However:
[A]pplying the obstruction enhancement to defendants who willfully feign
incompetency in order to avoid trial and punishment does not
unconstitutionally chill a defendant’s right to seek a competency hearing.
While a criminal defendant possesses a constitutional right to competency
hearing if a bona fide doubt exists as to his competency, he surely does not
have the right to create a doubt as to his competency or to increase the
chances that he will be found incompetent by feigning mental illness.
United States v. Patti, 337 F.3d 1317, 1325 (11th Cir. 2003) (quoting United States v.
Greer, 158 F.3d 229, 237-38 (5th Cir. 1998)). Under the facts of this case, there was no
constitutional violation concerning the obstruction of justice enhancement.
Accordingly, we affirm the criminal judgment. We dispense with oral argument
because the facts and legal contentions are adequately presented in the materials before
this court and argument would not aid the decisional process.
AFFIRMED
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