Darrow, M. v. PPL Electric Utilities Corp. ( 2021 )

J-A23009-21
2021 PA Super 245MATTHEW DARROW : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
PPL ELECTRIC UTILITIES :
CORPORATION :
: No. 236 MDA 2021
Appellant :
Appeal from the Order Entered January 26, 2021
In the Court of Common Pleas of Lackawanna County Civil Division at
No(s): 17 CV 3312
BEFORE: PANELLA, P.J., MURRAY, J., and STEVENS, P.J.E.*
DISSENTING STATEMENT BY STEVENS, P.J.E.:
FILED: DECEMBER 14, 2021
I respectfully dissent from the Majority’s disposition. While not
condoning the initial lack of appropriate procedures in the manner in which
the Munley firm handled this matter, my review of the record does not support
the Majority’s conclusion that the entry of an order precluding Munley Law and
its attorneys from representing Appellee Darrow was warranted in this matter.
This Court has long recognized that “[m]erely because an attorney
violates a Rule of Professional Conduct does not warrant [his or] her
disqualification from a case.” Sutch v. Roxborough Memorial Hospital,
151 A.3d 241, 255 (Pa.Super. 2016), appeal denied, 169 A.3d 1065 (Pa.
2017). “[D]isqualification is appropriate only when both another remedy for
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* Former Justice specially assigned to the Superior Court.
J-A23009-21
the violation is not available and it is essential to ensure that the party seeking
disqualification receives the fair trial that due process requires.” E.R. v.
J.N.B., 129 A.3d 521, 526 (Pa.Super. 2015) (citation omitted), appeal
denied, 135 A.3d 586 (Pa. 2016).
Likewise, in McCarthy v. Southeastern Pennsylvania Transp.
Authority, 772 A.2d 987 (Pa.Super. 2001), appeal denied, 812 A.2d 1230(Pa. 2002), this Court held that a trial court may disqualify counsel based
upon a violation of the Rules of Professional Conduct only when the court has
determined that disqualification is needed to ensure the parties receive the
fair trial. Id. at 987-988. The McCarthy Court reasoned that while the
disqualification of an attorney who has violated a Rule of Professional Conduct
is recognized as an appropriate sanction in some cases, “it is a serious
remedy which must be imposed with an awareness of the important
interests of a client in representation by counsel of the client’s
choice.” Id. at 991 (citation omitted; emphasis added).
In my view, this Court is compelled in such matters to balance the
probative value of allowing a party representation by counsel of his or her
choice against any potential prejudicial impact to the opposing party in
precluding disqualification.
Here, the record reflects that Munley Law has represented
Appellee since this case’s inception in 2017. It is further undisputed that this
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protracted dispute regarding the disqualification of Munley Law has resulted
in a significant delay to Appellee’s case.
Contrary to the Majority’s conclusion, Appellant has demonstrated no
tangible prejudice from Munley Law’s continued representation of Appellee,
certainly not to the extent that a trial would be impugned as unfair. The entry
of an order precluding Munley Law and its attorneys from representing
Appellee in the underlying litigation at this late stage would effectively deny
Appellee of counsel of his own choosing and result in an additional and
unwarranted delay.
Moreover, the Majority’s decision is overbroad in failing to recognize the
many lateral moves which occur on a regular basis in the legal profession in
Pennsylvania. Significant delays in cases will occur if the Majority decision
is cited every time a lawyer makes a lateral move to a new law firm which
has an ongoing case involving a party from the lawyer’s prior law firm.
That being said, the Majority correctly gives fair warning to law firms to
make certain appropriate procedures are in place to comply with the Rules of
Professional Conduct.
Here, the record reflects that Munley Law was counsel of record for
Appellee and has represented him since this case’s inception. Thus, the entry
of an order precluding Munley Law and its attorneys from representing
Appellee in the underlying litigation at this late stage effectively denies
Appellee of counsel of his own choosing.
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In the interests of justice, I would stay this matter upon remand for a
period of ninety days (90) or until Appellee obtains new counsel, whichever
comes first, in the event an order of disqualification is entered.
Accordingly, I would affirm the trial court’s order denying Appellant’s
motion to disqualify Munley Law and its attorneys from representing Appellee.
Therefore, I respectfully dissent.
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