Burman Mathis v. David Goldberg , 538 F. App'x 310 ( 2013 )


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  •                                UNPUBLISHED
    UNITED STATES COURT OF APPEALS
    FOR THE FOURTH CIRCUIT
    No. 13-1455
    BURMAN Y. MATHIS,
    Plaintiff – Appellant,
    v.
    DAVID S. GOLDBERG, Esq.; STUART MUNTZING SKOK,
    Defendants - Appellees.
    Appeal from the United States District Court for the District of
    Maryland, at Greenbelt.    Deborah K. Chasanow, Chief District
    Judge. (8:12-cv-01777-DKC)
    Submitted:   August 13, 2013                 Decided:   August 26, 2013
    Before KING, DUNCAN, and KEENAN, Circuit Judges.
    Affirmed by unpublished per curiam opinion.
    Burman Y. Mathis, Appellant Pro Se. James Edward Dickerman,
    Lauren Elizabeth Marini, ECCLESTON & WOLF, PC, Hanover,
    Maryland; James Xavier Crogan, Jr., SCHENKER, KRAUSE, CROGAN &
    LOPEZ, Owings Mills, Maryland, for Appellees.
    Unpublished opinions are not binding precedent in this circuit.
    PER CURIAM:
    Burman         Mathis       brought      this     civil      action        in    the
    district court seeking damages from the arbitrator and a witness
    who   testified       in       state     arbitration         proceedings          related      to
    Mathis’ divorce.            The district court granted the Defendants’
    motions to dismiss or for summary judgment.                        We affirm.
    Some of Mathis’ claims are, in essence, an attempt to
    challenge the results of the arbitration proceeding.                                  He twice
    sought to challenge that proceeding in state court.                                The first
    action     resulted       in    a      state    court       decision      confirming         the
    arbitration       agreement,        and    Mathis      entered      into      a    settlement
    agreement    in    the      second      state       court    action.          Lower    federal
    district    courts     generally          are   not     empowered        to    review       state
    court proceedings, and this case provides no exception to the
    general    rule.      See       Exxon     Mobil      Corp.    v.    Saudi      Basic    Indus.
    Corp., 
    544 U.S. 280
    , 291-92 (2005); District of Columbia Ct. of
    App. v. Feldman, 
    460 U.S. 462
     (1983); Rooker v. Fidelity Trust
    Co., 
    263 U.S. 413
     (1923).
    We     next     address       Mathis’     claims       for   damages       arising
    from the Defendants’ conduct during the arbitration proceedings,
    rather than the result of the proceedings.                         Those claims are not
    barred by the Rooker-Feldman doctrine.                        See Davani v. Virginia
    2
    Dep’t of Transp., 
    434 F.3d 712
    , 713 (4th Cir. 2006).                         However,
    we conclude that these claims lack merit. 1
    Defendant     Goldberg,     the    arbitrator,        is     immune    from
    damages because he was acting in a quasi-judicial capacity.                          See
    Gill v. Ripley, 
    724 A.2d 88
    , 92 (Md. 1999) (recognizing the
    common law doctrine of judicial immunity); see also Olson v.
    Nat’l Ass’n of Secs. Dealers, 
    85 F.3d 381
    , 382 (8th Cir. 1996)
    (noting that courts of appeals have uniformly extended judicial
    and quasi-judicial immunity to arbitrators; collecting cases).
    Similarly,     it   long   has    been     established      that       witnesses     are
    absolutely    immune     from    damages      for   their    testimony       given    in
    legal     proceedings.      Briscoe      v.    LaHue,    
    460 U.S. 325
    ,   335-36
    (1983).      Therefore, Defendant Skok is immune from damages as
    well. 2
    Mathis also asserts that the district court erred in
    denying     his   motion   for    judicial      notice      and    a     hearing,    his
    1
    The district court analyzed these claim under the doctrine
    of non-mutual collateral estoppel.      Although we express no
    disagreement with this analysis, we may affirm on any basis
    apparent on the face of the record. See MM ex rel. DM v. School
    Dist. of Greenville County, 
    303 F.3d 523
    , 536 (4th Cir. 2002).
    2
    We note that Defendant Skok did not raise a defense of
    immunity in the district court. In any event, the claim against
    her is meritless.    Mathis cannot make out a claim for fraud
    because he has not made a plausible showing that he relied to
    his detriment on the testimony of Skok, a witness for his
    ex-wife, and reliance is an essential element of fraud.
    Gross v. Sussex Inc., 
    630 A.2d 1156
    , 1161 (Md. 1993).
    3
    request for sanctions, and his motion to recuse.             We affirm the
    denial of these motions based on the reasoning of the district
    court.     Mathis v. Goldberg, No. 8:12-cv-01777-DKC (D. Md. Mar.
    25, 2013).
    In sum, finding no error, we affirm.        We deny leave to
    file a “CD supplement.”       We dispense with oral argument because
    the facts and legal contentions are adequately presented in the
    material     before   this   Court   and   argument   will   not   aid   the
    decisional process.
    AFFIRMED
    4